Standard

Chartered
December 11,
To,
The General

Manager,

Department ofCorporate Services,

B o m b a y S t o c k E x c h a n g e Ltd.,
P. J .T o w e r s , Dalai Street,
- 400 001.

SUB:

STANDARD C H A R T E R E D

P L C (THE

"COMPANY")

STOCK

EXCHANGE

ANNOUNCEMENT
D e a r Sir,
reference t o t h e procedures that have been agreed o n t h e release o f stock exchange
a n n o u n c e m e n t s in t h e U K , please find attached a copy o f t h e a n n o u n c e m e n t which h a s
b e e n s u b m i t t e d t ot h e L o n d o n S t o c k E x c h a n g e for uploading o n t o y o u r w e b s i t e .

Y o u r s sincerely,

Lee Davis
Authorised Signatory

Standard Chartered PLC

1 Basinghall Avenue
London EC2V 5DD
www.standardchartered.com
Registered Office a t 1 Basinghall A v e n u e L o n d o n E C 2 V
Registered England 9 6 6 4 2 5

T e l + 4 4(0)20 7 8 8 5
5DD

8888

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NOTIFICATION O F TRANSACTIONS O F DIRECTORS, P E R S O N S

DISCHARGING MANAGERIAL RESPONSIBILITY AND/OR CONNECTED
PERSONS
This form is intended for use by an i s s u e r t o make a R e g u l a t o r y I n f o r m a t i o n S e r v i c e
notification required by the UK Financial Conduct Authority's D i s c l o s u r e a n d
Transparency Rule
Name of the i s s u e r
Standard Chartered P L C
2. State whether the

relates to:

(i) a transaction notified in accordance with the UK Disclosure and Transparency Rule
(ii) a disclosure made in accordance with section 793 of the UK Companies Act (2006);
or
(iii) in accordance with paragraph 26 of the Model Code of the UK Listing Rules.
T h i s notification relates to a transaction notified ina c c o r d a n c e with the U K Disclosure a n d
Transparency Rule 3.1.2R
3. Name of p e r s o n d i s c h a r g i n g m a n a g e r i a l

S i r J o h n P e a c e , Bill W i n t e r s , A n d y H a l f o r d , M i k e R e e s , L o u i s C h e u n g ,
Dr H a n Seung-soo K B E , Byron
G a y Huey Evans, Christine Hodgson, Naguib Kheraj,
S i m o n Lowth, Ruth Markland, Paul Skinner C B E , Lars
Jasmine Whitbread,
Tracy Clarke, Mark Dowie, Karen Fawcett, Michael Gorriz, Doris Honold, Ben Hung,
Ajay Kanwal,
Kaushal, Anna Marrs,
Walkden
4. State whether
relates to a p e r s o n connected with a p e r s o n d i s c h a r g i n g
m a n a g e r i a l r e s p o n s i b i l i t i e s / d i r e c t o r named in 3 and identify the c o n n e c t e d p e r s o n
N/A
5. Indicate whether the notification is in respect of a holding of the p e r s o n referred to in
3 or 4 above or in respect of a non-beneficial interest
T h i s notification i s m a d e in r e s p e c t of a h o l d i n g o f p e r s o n s r e f e r r e d t o in 3. a b o v e .
6. Description of s h a r e s (including c l a s s ) , debentures or derivatives or financial
instruments relating to s h a r e s
Ordinary s h a r e s o f U S $ 0 . 5 0 e a c h fully paid
7. Name of registered shareholders(s) and, if more than one, the number of s h a r e s held
by each of them
Sir J o h n P e a c e - shares held through B B H I S L N o m i n e e s Limited
Bill W i n t e r s - s h a r e s h e l d t h r o u g h C h a s e N o m i n e e s L i m i t e d a n d B e d e l l T r u s t e e s L i m i t e d
A n d y Halford - shares held through Mership N o m i n e e s and Bedell Trustees Limited
Mike R e e s - shares held through
C o m p a n y N o m i n e e s Limited and Bedell
Trustees Limited
Louis C h e u n g - shares held through H S B C Premier
Dr H a n S e u n g - s o o K B E - shares held through N H
& Securities Co., Ltd
Byron Grote - shares held through Charles Schwab N o m i n e e
Standard Chartered

PLC

RTERED PLC

1 Basinghall Avenue
London EC2V 5DD
www.standardchartered.com
Registered Office at 1 Basinghall A v e n u e L o n d o n E C 2 V
Registered England 966425

5DD

Here for g o o d

Standard
Chartered
Gay
E v a n s - shares held ino w n n a m e
Christine H o d g s o n - shares held ino w n n a m e
Naguib Kheraj - shares held through Barclays Private B a n k N o m i n e e
S i m o n Lowth - shares held through W e a l t h N o m i n e e s Limited
R u t h Markland- shares held ino w n n a m e
Paul Skinner C B E - shares held ino w n n a m e
Lars T h u n e l l - s h a r e s held through S E B T r y g g Life
J a s m i n e W h i t b r e a d - shares held ino w n n a m e
Tracy Clarke - shares ino w n n a m e , husband's name, Wealth Nominees Limited and Bedell
Trustees Limited
Mark Dowie- shares held ino w n n a m e and through Vestra Nominees Limited
K a r e n Fawcett- shares held in o w n n a m e and Standard Chartered Private B a n k
Michael Gorriz - shares held ino w n n a m e
Doris Honold- shares held ino w n n a m e and through Standard Chartered Private B a n k
B e n H u n g - s h a r e s held in o w n n a m e a n d held t h r o u g h H K S C C N o m i n e e s Ltd a n d T D Direct
Investing N o m i n e e s (Europe) Ltd
Ajay K a n w a l - shares held ino w n n a m e and Standard Chartered Private B a n k
Kaushal- shares held in o w n n a m e
A n n a Marrs- shares held ino w n n a m e
W a l k d e n - s h a r e s held ino w n n a m e a n d t h r o u g h H S B C Client N o m i n e e s ( U K ) Ltd
8. State the nature of the transaction
O r d i n a r y s h a r e s o f U S $ 0 . 5 0 in S t a n d a r d C h a r t e r e d P L C acquired t h r o u g h t h e rights issue
9. Number of s h a r e s , debentures or financial instruments relating to s h a r e s acquired
Ordinary
shares
acquired

Directors Name

% of issued
share capital

Total
shareholding

% of issued
share capital

Sir John P e a c e

52,666

0.00161%

236,999

0.00723%

Bill W i n t e r s

65,438

0.00200%

294,473

0.00898%

A n d y Halford

31,299

0.00095%

140,849

0.00430%

Mike Rees

76,784

0.00234%

345,531

Louis Cheung

571

0.00002%

2,571

Dr Han Seung-soo K B E

772

0.00002%

3,474

7,142

0.00022%

32,142

0.00098%

Christine Hodgson

571

0.00002%

2,571

0.00008%

Gay Huey Evans

571

0.00002%

2,571

0.00008%

Naguib Kheraj

571

0.00002%

2,571

0.00008%

Simon Lowth

3,267

0.00010%

0.00045%

Ruth Markland

1,246

0.00004%

0.00017%

Paul Skinner C B E

4,892

0.00015%

Byron

Standard Chartered

PLC

iTERED PLC

1 Basinghall Avenue
London EC2V 5DD
www.standardchartered.com
Registered Office at 1 Basinghall A v e n u e L o n d o n E C 2 V
Registered England 966425

0.00008%

Tel
5DD

+44 (0)20 7 8 8 5

LONDON

5DD

Here for g o o d

Standard
Chartered
Lars Thunell

1,935

0.00006%

8,708

0.00027%

571

0.00002%

2,571

0.00008%

Jasmine Whitbread
Tracy Clarke

39,713

0.00545%

Mark

35,085

0.00482%

Karen Fawcett
Michael Gorriz

2,400

Doris
Ben Hung

0.00066%

97,285

0.00297%

0.00007%

10,803

0.00033%

0.00040%

58,905

38,248

Ajay Kanwal
Kaushal
Anna Marrs

172,123

8,378

0.00026%

37,705

11,139

0.00034%

50,127
0.00048%

3,504
41,720

0.00525%

0.00127%

187,745

0.00573%

Percentage of issued c l a s s acquired ( t r e a s u r y s h a r e s of that c l a s s should not be

taken into account when calculating percentage)
See 9 above
11. Number of s h a r e s , debentures or financial instruments relating to s h a r e s disposed
N/A
Percentage of issued c l a s s disposed ( t r e a s u r y s h a r e s of that c l a s s should not be
taken into account when calculating percentage)
N/A
Price per s h a r e or value of transaction
4 .65
Date and place of transaction
11 D e c e m b e r

- London

Total holding following notification and total percentage holding following

(any t r e a s u r y s h a r e s should not be taken into account when calculating
percentage)

PLC

See 9 above

1
L O N D O N
Standard Chartered

PLC

1 Basinghall Avenue
London EC2V 5DD
www.standardchartered.com
Registered Office at 1
Registered England 966425

AVENUE
5DD

Avenue London EC2V

T e l +44 (0)20 7 8 8 5
5DD

8888

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Standard
Chartered
Date issuer informed of transaction
11 D e c e m b e r
If a person discharging managerial responsibilities h a s b e e n g r a n t e d o p t i o n s b y t h e issuer
complete the following boxes
17. Date of grant
N/A
Period during which or date on which exercisable
N/A
Total amount paid (if any) for grant of the option
N/A
20. Description of s h a r e s or debentures involved ( c l a s s and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the
time of exercise
N/A
22. Total number of s h a r e s or debentures over which options held following
notification
N/A
23. Any additional information
NONE
24. Name of contact and telephone number for queries
Lee Davis, Assistant Group Secretary, 020 7885 7456
Name of authorised official of i s s u e r responsible for making
Michelle

Deputy Group Secretary

Date of notification
December

Standard Chartered PLC

1 Basinghall Avenue
London EC2V 5DD
www.standardchartered.com
Registered Office a t 1 Basinghall A v e n u e L o n d o n E C 2 V
Registered England 966425

Tel
5DD

+44 (0)20 7 8 8 5 8 8 8 8

Here for g o o d