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Yigal Leiba Runcom Technologies, Ltd., Rishon-Lezion, Israel
ABSTRACT
OFDMA is a new modulation method for the 2nd generation of Broadband Wireless
Access (BWA) systems that combines both upstream access and modulation together.
OFDMA is based on modulating multiple orthogonal sub-carriers. Unlike traditional
multi-carrier modulation schemes, several transmitters of the multiple access system
modulate the sub-carriers simultaneously.
OFDMA offers up to an 18dB gain in the upstream link budget and up to a 12dB gain in
the downstream link budget relative to traditional multiple access technologies. These
gains are complemented by the capability to operate in severe non-line-of-sight
conditions. Armed with these advantages, OFDMA enables deployment of integrated
indoor BWA subscriber units (SU).
This article discusses the principals and design considerations for the downlink and
uplink operation of OFDMA based systems. The topics discussed are: SU
synchronization, media access control (MAC) layer aspects and handling of real-world
problems such as phase noise and power-amplifier (PA) backoff.
OFDM basics
OFDM motivation and history
During the past few years data rates demanded from fixed wireless networks increased
from approximately 10Kbps to 10Mbps and beyond. This increased data rate demand
focused interest on modulation techniques that operate efficiently over broadband
channels.
Operation over broadband channels implies ability to operate even in fading channels in
which significant multipath is present. Figure 1 illustrates a simulated delay profile
(channel model according to [1], [2]) and frequency response of a 6MHz MMDS channel
with 2 S RMS delay spread, using omni-directional antennas. When using Single Carrier
(SC) modulation over a multipath channel, channel delay spread may be longer than the
symbol duration. This situation introduces Inter-Symbol Interference (ISI) at the receiver.
In order to demodulate the data, a SC system would have to employ an equalizer. The
equalizer functions as a filter with a frequency response that is close to the inverse of the
channel frequency response. Filtering the received signal with the equalizer reduces ISI.
The number of taps required from the equalizer may be as large as twice the delay spread
introduced by the channel (measured in symbol durations).
The computational load associated with the equalizer is proportional to the square of the
number of its taps. For the simulated 6MHz channel shown in Figure 1 and with a symbol
rate of 5MSymbol/S, about 200 taps are required to equalize the channel for 64-QAM
modulation.
0
-5
-5
-1 0
-1 5
-2 0
-2 5
-3 0
-3 5
-1 0
-1 5
-2 0
-4 0
-2 5
-4 5
-5 0
10
15
T i m e [m ic ro s e c o n d s ]
20
-3 0
-3
-2
-1
0
1
F r e q u e n c y [M H z ]
Figure 1. Simulated delay-spread and channel frequency response for a 6MHz MMDS channel
Scrambler
FEC
Interleaver
Constellation
Mapper
Frame
generation
IFFT
Cyclic prefix
insertion
OFDM
waveform
Pilot
insertion
OFDMA Symbol #1
OFDMA Symbol #2
GI
OFDMA Symbol #3
GI
OFDMA Symbol #4
GI
GI
Group #1
Frequency
(sub-carrier)
Group #2
Group #NG
Physical sub-carrier allocation
SS #1
SS #1
SS #1
SS #1
SS #5
SS #5
SS #5
SS #2
SS #4
SS #3
SS #2
SS #4
SS #3
SS #2
SS #6
SS #6
Time
(OFDMA symbol)
SS #1
SS #2
SS #3
SS #4
SS #5
SS #6
-5
-1 0
-1 5
-2 0
-2 5
-3 0
-3
-2
-1
0
F re q u e nc y [M H z]
offsets between the sampling clocks of the transmitter and receiver may exist, an
additional scanning mechanism can be added to select the best correlation.
Carrier frequency offset estimation
Carrier frequency offset estimation can preformed in two stages ([5]). One stage is a preFFT algorithm that processes the raw sampled signal, and can determine frequency
offsets that are smaller than the FFT carrier spacing. The second stage is a post-FFT
algorithm based on searching a known-in-advance sequence in the FFT bins. This
sequence is carried by some of the sub-carriers, called fixed-pilots. Once the fixed-pilot
sequence is identified, the remaining frequency offset that is an integer multiple of FFT
carrier spacing can be determined.
Channel estimation
In the downlink, channel estimation takes advantage of another sort of pilot-carriers
called moving-pilots. These sub-carriers, whose location changes every OFDMA
symbol according to a fixed pattern, are modulated with a known in advance sequence.
The receiver locates the moving-pilots and can estimate the channel at the frequency of
each pilot by comparing the expected pilot the value to the measured value. Extrapolating
the data obtained from the moving-pilots enables the channel estimation and elimination
of any phase noise errors that are common to all the sub-carriers.
In the uplink, channel estimation is based on a preamble, as well as on the moving-pilots.
The preamble duration is one OFDMA symbol.
Fine timing synchronization
Fine timing estimation can be done according to the estimated channel impulse response
(CIR), where the objective is to sample the OFDM symbol relative to the guard interval,
such that most of the transmitted energy, scattered by the channel delay spread, is
captured.
Demodulation and FEC decoding
Demodulation of the information carried by each OFDM sub-carrier is straightforward.
Each sub-carrier is multiplied by the inverse of the estimated CIR at its frequency, and
the result is sent to the FEC decoding engine for extraction of the bits. The FEC decoder
operates on each OFDMA sub-channel separately, thus allowing different FEC scheme
on each sub-channel. Each sub-channel should contain enough sub-carriers, such that
sub-carriers with good SNR compensate for those with degraded SNR (due to multipath).
Many FEC schemes can be used with OFDMA, typically a concatenation of ReedSolomon and block convolutional code, or block-turbo-codes are used ([3], [6]).
Multiple access issues
In the uplink direction, OFDMA differs from most traditional modulation schemes by the
fact that multiple transmitters must be synchronized in time and frequency in order to
receive a valid OFDMA symbol at the BST. SU synchronization is therefore a critical
component of the OFDMA modulation scheme, and it is based on the SU tracking the
BST carrier frequency and BST symbol timing. The SU corrects its local timing and
frequency references as part of the downstream demodulation process. The corrected
references are used in the uplink transmission process, ensuring that all SU are
synchronized to the BST. The SU must also compensate for RF propagation delays, this
is done by a ranging algorithm in which the BST instructs the SU how much time it has
to advance its transmission in order to get to the BST at the right time.
OFDMA hurdles
In spite of its many advantages, OFDM modulation has been considered for a long time
costly to implement from an RF point of view. Two main reasons for this are phase noise
requirements and power amplifier (PA) linearity requirements.
Phase noise
Any oscillator used in an RF chain contains spectral components at frequencies other
than its intended oscillation frequency. These spectral components are generally referred
to as phase noise. A typical VCO embedded in a phase locked feedback loop (PLL) will
exhibit a noise spectrum that is flat up to the loop bandwidth, and decreases at
20dB/decade above the loop bandwidth ([7]). The one-sided phase noise curve can be
approximated by the formula,
P0
P( f ) =
(1)
2
f
1+
B
Where B is the loop bandwidth, and P0 determines how good is the VCO.
To see how phase noise affects an OFDM receiver, we can look at a simple case where
the channel is not frequency selective. We can use the following formula ([8]),
yk sk +
N 1
j
j
s k (m ) +
N
N
m =0
N 1
2
(r k )m
s
r (m ) exp j
N
r =0
m =0
N 1
(2)
r k
Where N is the number of OFDMA bins, y k is the received symbol in bin k, s k is the
transmitted symbol in bin k, and exp{ j (m )} is the local oscillator (LO) impaired by
phase noise. What can be understood from this formula is that the phase noise is
composed from two components, one is a component that is common to all sub-carriers
bins within a OFDMA symbol, and another that is not common an creates interference
and loss of orthogonality between the sub-carriers. The common component can be
compensated for, as it is common to the known pilot-carriers.
Now we can attempt to derive the required phase noise performance from the LO ([9]).
For a typical 6MHZ MMDS channel, the OFDMA symbol duration specified in IEEE
802.16a draft standard ([3]) is 298 23 S , meaning that only noise components above
3.5KHz have to be considered when calculating the phase noise. Integrating over
equation (1) results in
f
(3)
N PN = P( f ) df = P0 B arctan 0
2
B
f0
If we choose for instance B=1KHz, we can draw a limiting curves for the LO phase noise
performance based on a minimum C/N due to phase noise alone, that is 6dB below the
minimum C/N threshold (see [6], Annex A). The 6dB below the minimum C/N threshold
creates an equivalent noise degradation (END) of 1dB. We require C/N of 27.7dB for
QAM-64 at FEC rate , 22.7dB for 16-QAM at FEC rate and 11.4dB for QPSK at
FEC rate . These C/N figures are for a Rayleigh channel. The resulting limiting curves
shown in Figure 5,
-30
-40
-50
-60
QPSK
-70
-80
16-QAM
-90
64-QAM
-100
-110 2
10
10
10
Frequency [Hz]
10
10
PA linearity
When feeding a linear PA with a constant envelope waveform such as a sine wave, the
PA is only linear up to some specified output power, above which it becomes saturated
and cannot be considered linear anymore. When the PA is fed with a waveform that does
not have a constant envelope, it only saturates on the momentary power peaks of this
waveform and remains linear for the rest of the time. If the ratio between the waveform
peak power to its average power (PAPR) is high, the requirement that the amplifier does
not saturate on the waveform peaks causes the average power output by the amplifier to
be well below the peak power it can handle. The ratio between the peak power the PA
can handle to its actual operating point as determined by the PAPR is called backoff. As
PA cost rises with its peak handling power capability, modulations with high PAPR are
considered inefficient in their use of the PA.
SC-QAM (=0.25)
SC-QAM (=0.15)
OFDMA-2048
QPSK
4.9dB
6.1dB
11.0dB
16-QAM
6.9dB
7.4dB
11.4dB
64-QAM
7.4dB
7.9dB
11.7dB
Figure 6 shows SC QAM-64 with square root raised cosine (SRRC) pulse shaping
(rolloff factor 0.15) versus OFDMA-2048 QAM-64. The SC constellation is shown with
6.8dB backoff, while the OFDM constellation is shown with 8.8dB backoff. The PA
simulated by the Rapp model ([11]). Although the constellation for OFDMA seems
worse, it is better in the sense that it is easier to the FEC to correct the kind of distortion
present in it, than to correct the distortion present in the SC constellation. Note also that
when the transmission channel is frequency selective and the SC modulation will use
equalizers (specifically decision-feedback equalizers), the distortion in the transmitted
constellation might introduce BER even for a channel with good S/N.
proportional to the channel peak delay spread. Even if we substitute the conservative
number of 5S for each, we arrive at an efficiency of 50%.
With OFDMA parallel processing capability the situation is much better. For instance,
suppose a SU requiring a VOIP service is assigned one sub-channel out of the 32
available in IEEE 802.16a draft standard ([3]). The duration of the data transmission will
now be 32 times longer, namely 320S , while the overhead remains the same. The
efficiency will now be 97%.
Contention based multiple access
The MAC layer of most multiple access networks needs some contention access
mechanism. While slots for access can be allocated in advance for a known traffic
pattern, changes in the traffic pattern require some mechanism to signal their presence
and change the allocations accordingly. The IEEE 802.16a draft standard ([3]) for
instance defines a mechanism called BW requests. These BW requests may be used on
contention basis, thus allowing SU that is not allocated any BW a chance to signal it
requires some BW allocation.
Clearly, the more bursty and unpredictable the nature of the traffic, the more important
becomes the contention mechanism. The problem is that classical contention-access
algorithms (such as slotted Aloha with exponential backoff) are inefficient, and collisions
take long times to resolve, thus increasing the network latency.
OFDMA greatly improves the contention access mechanism both by virtue of its parallel
processing capabilities (BW requests send on different sub-channels will not collide), and
by a novel PHY layer capability called CDMA BW request. The idea behind CDMA BW
requests is to assign some set of OFDMA sub-channels for BW requests. A SU wishing
to request BW modulates the sub-carriers in these sub-channels with a specific CDMA
code taken from a pool of available codes. Due to the processing gain feature of CDMA
codes, several codes may be identified without ambiguity at the same time. The chances
of collision in contention based access when using CDMA codes is greatly reduced (by a
factor of about 50 in IEEE 802.16a draft standard for example), and the net result is better
network efficiency and lower latency.
techniques (e.g. antenna diversity). Highly robust FEC schemes such turbo-codes
complement the other these techniques, and improve OFDMA robustness.
Interference immunity
An OFDMA system is fairly resistant to most forms of external interference. A narrowband interference source for example, might block some of the OFDMA sub-carriers.
However, due to the fact that OFDMA sub-channels use sub-carriers spread across the
entire frequency band, and due to the robust FEC scheme, this loss of sub-carriers will
generally not introduce significant errors. A broadband bursty interference source may
block reception for a short while. In spite of this, the long duration of each OFDMA
symbol, and the FEC block interleaving over several OFDMA symbols will prevent
significant errors from this type of interference source as well.
When interference in the BST between OFDMA system cells is concerned, OFDMA
behaves very much like frequency hopping spread-spectrum (FHSS) system. In each cell
of an OFDMA system, the OFDMA sub-carriers are divided in N G groups (see Figure 3).
The OFDMA sub-channels are composed of different sub-carriers, such that one subcarrier is selected from each group and the number of sub-carriers in a sub-channel is
N SUB CHN . Typically, a SU that is the victim of interference transmits on a random subchannel. The interfering SU at another BST does the same in statistically independent
manner.
The probability of collision in K out of the sub-carriers is given by,
K
NG K
NG
1
1
(4)
P(K ) =
1 N
K
N
SUBCHN
SUB CHN
Substituting N G = 53 and N SUBCHN = 32 we find that the average number of colliding
Conclusions
OFDMA works reliably in severe multipath environments encountered under non line of
sight propagation conditions. OFDMA can provide system gains up to 18dB in the
uplink, and 12dB in the downlink relative to traditional modulation schemes.
Consequently, OFDMA achieves superior coverage, and is potentially the modulation
and multiple-access scheme that will enable outdoor-to-indoor operation. Outdoor to
indoor operation substantially reduces SU installation and distribution costs, and enables
mass deployment of BWA systems.
OFDMA is an optimal solution for 2nd generation BWA networks. This technology is
cost-effective, standards-based and practical. Solving the phase-noise and PA linearity
problems in OFDM is comparable to solving it in traditional modulation schemes, and
does not significantly affect implementation costs. Since OFDMA is incorporated into the
DVB-RCT and IEEE 802.16a (draft) standards, the prices of OFDMA related
technologies are expected to drop. OFDMA technology is not just a theoretical technique,
FPGA based OFDMA systems from Runcom are already operating successfully in
several sites worldwide. Commercial ASICs and modules will be available in 2002.
References
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IEEE J. on Selected Areas In Comm., vol. 17, no. 3, March 1999, pp. 399-410
[2] Channel Models for Fixed Wireless Applications, V. Erceg et.al, IEEE 802.16.3c01/29r4, July 2001
[3] Air Interface for Fixed Broadband Wireless Access Systems - Medium Access
Control Modifications and Additional Physical Layer Specifications for 2-11 GHz,
IEEE P802.16a/D1-2001, November 2001
[4] An experimental evaluation of the performance of two-branch space and
polarization diversity schemes at 1800 MHz, Turkmani, A.M.D. et.al, IEEE Trans.
Vehicular Technology, vol. 44, no. 2, May 1995, pp. 318 -326
[5] Optimum Receiver Design for OFDM-Based Broadband TransmissionPart II: A
Case Study, M. Speth et.al, IEEE Trans. Comm., vol. 49, no. 4, April 2001, pp.
571-578
[6] Digital Video Broadcasting (DVB); Interaction channel for Digital Terrestrial
Television (RCT) incorporating Multiple Access OFDM, ETSI EN 301 958 V1.1.1,
August 2001
[7] Phase Locked Loops: Design, Simulation and Applications, R.L. Best, 3rd edition,
McGraw-Hill, 1997
[8] Phase Noise and Sub-Carrier Spacing Effects on the Performance of an OFDM
Communication System, A. G. Armada et.al, IEEE Comm. Letters, vol. 2, no. 1,
January 1998, pp. 11-13
[9] Receiving DVB-T: Technical challenges, N. Van Klinken et.al, IBC 2000
conference proceedings, Amsterdam, The Netherlands, pp. 1-9, September 7-12,
2000.
[10] Performance of the Deliberate Clipping with Adaptive Symbol Selection for Strictly
Band-Limited OFDM Systems, H. Ochiai, H. Imai, IEEE J. on Selected Areas In
Comm., vol. 18, no. 11, November 2000
[11] Effects of HPA-Nonlinearity on an 4-DPSK/OFDM-Signal for a Digital Sound
Broadcasting System, C. Rapp, Proc. 2nd European Conf. On Satellite
Communications, Liege, Belgium, pp. 176-184, October 22-24, 1991