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MOON-HEUM YANG
Dongguk
University,
Korea
286
Dialogue
287
They make these their hypotheses and don't think it necessary to give any
account (logon didonai) of them, either to themselves or to others, as if they
were clear to everyone (hos panti phanerori). (510c6-dl)
Beginning from these, they go through the remaining steps, until they reach an
agreed conclusion (teleutosin homologoumenos) on what they set out to investigate. (510dl-3)'
Now the image part reads as follows:
You know also that they [those who study geometry] use the visiblefiguresand
make their arguments about them, but they are not thinking about them but
about what they resemble (hois tauta eoike); making their arguments for the
sake of (heneka) the square itself and diagonal itself, not of that diagonal which
they draw. And similarly with the rest. These [visible] figures themselves (auta
men tauta) which they form and draw, of which there are shadows and images
in water, they use in turn as images (toutois men hos eikosin), seeking to see
those others themselves (auta ekeina), which can be seen only by thought.
(51Od5-511al)
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Let mefirstpoint out that when the mathematicians are said to "hypothesize the odd and the even, the variousfigures,the three kinds of angles,'"
etc. (510c3-5), the "hypothesizing" can be interpretedfor example, in the
case of numbersin such a way as to embrace equally propositions such
as: (1) "every number is either odd or even"; (2) "the even is the number
that can be divided into two equal parts" and "the odd number is one that
cannot be divided into two equal parts," and (3) "there are such things as
the odd and even." The first shows a classification of numbers, the second
definitions of the odd and even, and the third the existence of the odd and
even.4 Obviously, as is the case with "the odd and the even" (510c4) in
arithmetic, the case with "the three kinds of angles" (510c4-5) in geometry
will be the same. Our question, then, is this: which kind or kinds of propositions could be the deductive principles of mathematics in the hypothesis
part? The thing we have to admit, however, is that we have no independent
criteria or sources to lead us to an obvious conclusion. Surely, in Plato's
day, definitions were typically used in proof.5 There is danger, however,
involved in identifying any one of those kinds of propositions as the
deductive principles of mathematics we seek. It is wise to leave open the
possibility that when, for example, arithmeticians hypothesize the odd and
even they might also contain in their hypotheses the classification of numbers and even the existence of the classified things.6 We are thus led, in part
by a textual indeterminacy, to conclude that Plato's setting up of hypotheses (on the mathematicians' behalf) in the hypothesis part involves various kinds of deductive principles. I do not mean by this, however, that we
have to accept fully the three kinds of propositions as the deductive principles of mathematics. For my part I am satisfied with a certain set of
deductive principles including definitions in particular.71 shall call this set
of principles "axioms" to emphasize their deductive features.
We can now go on and say that when the mathematicians in the hypothesis part do not think it necessary "to give any account of them [hypotheses]" (510c7 in [ii]), what the phrase "give an account" (logon didonai)
means should be something like "give an explanation," "give a justification," or "give a proof," rather than "give a definition." Once we take
"hypotheses" in question to indicate axioms including definitions, it seems
nonsense simply to equate "give an account" with "give a definition."8 It
is in this light that two phrases "as if they [mathematicians] knew their
hypotheses" (hos eidotes; 510c6 in [i]) and "as if they [their hypotheses]
were clear to everyone" (hos panti phaneron; 510dl in [ii]) can be properly
understood: the mathematicians think that the hypotheses of mathematics
as axioms are something "known" and "clear," and so need no explanation or proof. This is the mathematicians' response to Plato's implicit
demand that they "give an account" of their hypotheses in the sense of
deriving them from some higher or more basic principles.9 This way of
reading the hypothesis part shows, on the one hand, that their hypotheses
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293
their use of hypotheses. But this analysis seems to contain some serious
confusion. We can distinguish two meanings of "hypothesis" in the
hypothesis part. We find one meaning when, as already discussed, the
mathematicians accept their hypotheses as underived "axioms"; let us call
this Meaning (1). We find another in Plato's implicit demand that the
mathematicians "give an account" of their hypotheses in the sense of
deriving them from some higher or more basic principles (including the
Good). This demand clearly implies for Plato that the mathematicians'
hypotheses should be understood as requiring explanation; let us call this
Meaning (2). Admittedly, Meaning (2) represents Plato's criticism of the
mathematicians' view of hypothesis contained in Meaning (1). However,
the interpretation under consideration, confusing these two meanings, or,
more precisely, disregarding Meaning (1), fails to grasp what Plato intends
in the hypothesis and image parts: we must remember that the separate
treatment of hypotheses and images was arranged primarily to elucidate
more clearly the mathematical way of thinking, as Plato understands it as
practised in his time, in contrast to the dialectical way of thinking. The primary purpose of the two parts does not lie in criticism of the mathematical
inquiry. It is also important to note that it is Meaning (1) thatfitswith what
Socrates says in the image part, as I adumbrated in the previous section.
In this way, Jackson's view on the logoiwhich is intimately related to
his contention that the mathematicians' principles, including definitions,
should be seen as something falling short of knowledge, with the implication that they "do not show, or even attempt to show" the truth of logoi
turns out to be an obvious consequence of the confusion of Meaning (1)
and Meaning (2). In particular, the implication just mentioned shows how
Meaning (1) is disregarded.21 Jackson's view that the mathematicians'
starting from hypotheses originates simply from failure to grasp their
objects (Platonic Forms) does not do justice to the mathematical way of
thinking described in the Line. So, too, with the interpretation that the
mathematicians' use of sensiblefiguresis a logical consequence of starting
from hypotheses falling short of knowledge. Certainly, according to Plato,
as Jackson thinks, the ultimate objects of knowledge are Forms, and thus
on such knowledge should be founded mathematical knowledge. However, this does not require that the way the mathematicians employ their
hypotheses should be understood only from the point of view of Plato's
criticism of mathematics.
2.2. The Dowmvard-Movement-from-Forms Interpretation
Raven, the author of the interpretation, is very serious in linking the hypothetical method in the Line with that in the Phaedo. He says,
[According to the accounts in both the Phaedo and the Republic, mathematics
are by no means unique in starting from the hypothesis of Ideas and working
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downwards from there to particulars. Even Plato's own account in the Phaedo
of why a thing is beautiful or large does exactly the same. It starts from the
hypothesis of the Ideas of Beauty and Magnitude and then works downwards.
(Raven 1965, p. 158)
On the basis of this reading Raven then asserts,
CE [the mathematical subsection] represents the downward movement of the
Phaedo. First, it takes for granted as ultimate the plurality of uncoordinated
Ideas and so gives no account of them. And second, working by deduction from
that hypothesis, it is thereby enabled to give an account of the particulars of the
sensible world, (ibid., p. 159)
This claim is internally related to the fact that Forms in the Phaedo are
introduced in the context of inquiring into "the causes of everything, why
each thing comes into being and why it perishes and why it exists" (Phaedo
96ab). Raven says explicitly that Forms are "the causes of the particulars
of the sensible world" (ibid., p. 99). Now, for this interpretation to be
acceptable, we must commit ourselves to the view that in the Line mathematicians are concerned basically with giving an account of the mathematical properties of the sensible world by hypothesizing mathematical
Forms, just as Socrates is concerned in the Phaedo with giving an account
of why, for example, a particular thing is large by hypothesizing the Form
Largeness.
There seems to be no piece of evidence in the Line in favour of this view.
Raven, rightly pointing out Plato's separate treatment of hypotheses and
images (ibid., p. 153), goes on to insist dogmatically that the two expressions, that is, "the square itself" and "the diagonal itself," refer unambiguously to Platonic Forms (ibid., p. 156). As we now understand, failure to
see the possibility that the two expressions should properly be understood
in the original-image context is the source of his unconvincing interpretation which implies that the mathematician's way of thinking in the Line is
very similar to the philosopher's in the Phaedo. Apart from the hypothesis
of Forms dogmatically being ascribed to mathematical inquiry, however,
the interpretation under consideration also does not do justice to the use
of images by the mathematicians. Insofar as we have no right to dispose
of Socrates' explicit remark that they use diagrams in order to know intelligible objects, it is wrong to say definitely that the mathematicians are
concerned to give a deductive account of the particulars of the sensible
world by hypothesizing Forms; rather, we have to say consistently that
they are concerned to prove something holding for intelligibles by means
of sensible particulars. It is therefore obvious that Raven's interpretation
can hardly succeed in providing an adequate account of how hypotheses
and images contribute to mathematical proof of theorems.
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tion is right, on the one hand, intelligible objects (Platonic Forms) should
be acknowledged as the originals of visible diagrams; but, on the other
hand, the use of visible diagrams should not be acknowledged as a method
of getting knowledge of intelligible objects (Platonic Forms).
This inconsistency makes it clear that Mueller's interpretation is unable
to provide a proper answer to the question of why the mathematicians use
visible diagrams in their arguments, an answer that is required for a correct
approach to the relationship between the mathematician's use of hypotheses and his use of images in the account of mathematics in the Line. Mueller, of course, stresses the fact that the mathematicians use diagrams in
order to understand intelligible objects. This is not enough, however; the
question to consider is exactly where the ground lies for such use in their
investigation. The answer is in fact quite simple: as the image part shows,
it is because relevant visible figures resemble corresponding intelligible
objects (see 3), which means that the use of diagrams should be understood, as noted earlier, from the point of view of methodology. Now, the
reason why the significance of the resemblance has escaped Mueller's
attention is not hard to find. It is because inquiry into Platonic Forms,
which he thinks mathematics is about, excludes visible figures. But then
this much is clear: Mueller can hardly maintain his point that the mathematician uses visible figures in order to understand corresponding intelligible objects (Platonic Forms), since this exclusion would make nonsense
of the mathematician's obvious use of visible figures in an attempt to
understand corresponding intelligible objects. As all this shows, any interpretation that takes Platonic Forms to be the objects of mathematics is
very likely to fail because it can hardly provide a consistent account of how
hypotheses and images contribute to proving mathematical theorems.
2.4. The Failure-to-Use-Hypothetical-Method
Interpretation
This is the interpretation proposed by Richard Robinson. According to
him, the method the mathematicians use in their investigation should be
understood as being identical with the philosophical method in the
Phaedo dealing with Forms, which he says has nothing to do with sensible
images. He says:
If we are to show any necessary connexion between the two characteristics
ascribed to mathematics in the Line, we must do it without violating this fundamental fact that the hypothetical method has nothing to do with the senses.
A much more probable suggestion is that Plato is connecting geometry's use
of the senses not with its use of hypothetical method but with its failure to use
the hypothetical method. His view is that geometry treats its starting-points as
certainties when it ought to treat them as hypotheses, because that is what they
really are, though the geometer does not recognize the fact.... Plato felt, though
without full explicitness, that no one would be as confidently dogmatic as the
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only the nature of mathematics described in the Line but also its contribution to dialectical inquiry Republic VI and VII are supposed to contain.
So far, I have examined the four traditional interpretations of the relationship between hypotheses and images. One common characteristic has
emerged, i.e., that they are "dialectical" in the sense that for them mathematical objects should be considered as proper objects of dialectic. We can
trace this back to their common view that mathematical inquiry is about
Platonic Forms, a view that colours their whole conception of the relationship in question. Admittedly, this tends to deny the inquiry the knowledge
of its proper objects. The consequence is a sort of paradox: to the mathematician as such, the way to know his own objects is blocked since he fails
to use the dialectical method of approaching them; but if he does use it.
he ceases to be himself, since the method is purely dialectical. But it is
hardly possible to reconcile the view in question with what Plato says in
the Republic. There is, so far as I know, no evidence in it for ascribing to
Plato the criticism that the mathematician as such has no access to his own
objects. Of course, Plato makes it explicit that mathematical knowledge
without the aid of philosophical inquiry cannot be considered as knowledge in the full sense. However, this does not necessarily mean that mathematical inquiry has neither its own objects nor its own method. It is
necessary tofinda more plausible interpretation of the two parts that does
justice to the mathematician's activity.
3. A New Approach
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Fig. 1
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We can read some resemblance (at least, in outline) between the proof
procedure above and Euclid's proof procedure. The step (1) is reminiscent
of the "setting-out" (ekthesis) in Euclid.25 Surely, "the equality of the
sides" in the step (2) may be taken as part of a definition of the square,
although not a complete one.26 Now the steps (2)-(3) proving the relative
size of the squares in the step (4) (in the special form of Fig. 1), which is
required in the solution to the geometric problem, somehow correspond
to the "proof" (apodeixis) in the strict sense. In Euclid, "proof" in this
sense consists in the application of the principles including definitions to
drawn figures. These figures, however, may refer to "auxiliary constructions," which implies that in Euclid in many cases an auxiliary construction (kataskeue) precedes the proof.27 Observe also that Socrates in the
Meno passage above uses an auxiliary construction in the step (3).
It is crucial to note that in the proof above drawing visible diagrams is
required from the very beginning, which should be taken to indicate that
they are essential to mathematics.28 Admittedly, the proof is crude from
Euclid's point of view; something like Euclid's Postulate 1, for example,
will be required for the step (3). The point, however, is that the need of setting up some principles from the start is clearly indicated. Notice, in this
relation, that we find no justification for the (partial) definition of the
square.29 I am assuming that this way of Socrates' proof reflects early
Greek mathematicians' way of doing mathematics. We now clearly see how
the functions of the two features (both hypotheses and visible diagrams)
can be understood in mathematical inquiry and how they are complementary. Moreover, all proofs using hypotheses and visible diagrams may be
taken as "synthetic" in the sense indicated in thefirstparagraph of this section. But this does not mean that all those proofs presuppose "analytic"
discovery of them, as is shown in the case of the Meno passage (82b9-c5).30
There are still some important points that need to be discussed for a
fuller understanding of the method of synthetic proof. After this discussion, I shall return to the relationship between hypotheses and images for
a more precise formulation of it. Among the important points just mentioned must be the ontological aspect of the resemblance of visible figures
to mathematical objects. For, if the effectiveness of using visibles in proof
lies in their resemblance to corresponding intelligibles, there necessarily
arises the question regarding the nature of this resemblance. The answer
will help us understand the nature of such abstract objects. This means
that Socrates' reference to the resemblance of visibles to intelligibles in the
image part is essential in determining the characteristics of mathematical
objects. This is quite different from the approach used in the four traditional interpretations, which were necessarily very skeptical about the significance of that resemblance in mathematical inquiry. This is understandable because inquiry into Forms does not use visible figures. The
^application, however, of this metaphysical principle of Plato to math-
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Fig. 2
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303
304
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5
6
9
10
11
305
Euclid to be "our best guide for contextualizing" the contents of the two parts,
goes on to present some Euclidean definitions which seem to "illustrate what
Socrates says about mathematical hypotheses" (2000, p. 24).
We may recognize this, e.g., in Meno (76al-7, 82b9-c5) and in Theaetetus
(147c-148b).
See also Taylor 1967, p. 198. But some scholars, including Cornford (1965, p. 65)
and Ross (1951, p. 51), reading Aristotle's own distinction between principles, as
shown in Posterior Analytics A. 10, into those hypotheses in the hypothesis part,
think that the hypotheses of mathematics in the hypothesis part should be
regarded as indicating assumptions of existence. For a criticism of this view, see
Lafrance 1980, p. 60.
In saying this, I have two things in mind: (1) It is definitions that were most
typically used in proof in Plato's time (see notes 4 and 5 above); and (2) In relation to this, definitions can play a decisive role in describing the relationship
between hypotheses and images, as I shall expound in 3 of this article.
One may ask if I rule out the possibility that logon didonai means "give a definition" in the case, e.g., where it is required to define "parallel lines," even
when we regard Euclid's Postulate 5 as a hypothesis (or principle). Certainly,
I do not. Nor is this my point (see note 4 above).
Cf. Taylor 1967, p. 197.
I adopt this way of indicating the four subsections to avoid unnecessary exegetical problems, for a critical reader may argue: the text does not indicate that
the line is vertical; as far as the description in the text goes, it could be horizontal or on a slant; indeed, the text does not even indicate that the line is
straight.
This article opposes the view that, on the basis of the assumption that the relation between the objects of "the visible images subsection" and "the visible
originals subsection" is introduced simply and solely to illustrate the relation
between the objects of "the mathematical subsection" and "the dialectical
subsection," and proceeds to argue that, as with the former, so with the latter,
the relation between the objects in question is not ontological, a view advocated by Ferguson (1921). This view rejecting any resemblance of the objects
of "the visible originals subsection" to the objects of "the mathematical subsection" is not textually grounded. I am thus implicitly returning to the old
view that the difference between the objects of "the mathematical subsection"
and "the dialectical subsection" is ontological, though this view may also
present its own difficulties of detail. By this I do not imply that we must without reservation return to the view put forward by Adam (1963, pp. 156ff).
12 I oppose the view acknowledging the equality of the two middle subsections of
the line drawn, which denies that the objects of "the visible originals subsection" are images of those of "the mathematical subsection," a view advocated
by scholars including Bedu-Addo (1979), Fogelin (1971), Morrison (1977), and
adopted by Smith (1996). I agree with Brumbaugh (1954, pp. 98-104), Cross
306 Dialogue
13
14
15
16
17
18
19
and Woozley (1966, p. 204), Raven (1965, p. 145), Ross (1951, pp. 45-46), and
many others that the equality in question is unintended, and so irrelevant.
Balashov (1994) and Dreher (1990) deal with a new aspect of the subject.
Cf. Republic 476b-c, 479a, 480a, and 507a-b.
As I indicate elsewhere (1999, p. 33), we may discern three original-image pairs
in the image part: (i) "the square itself and "the diagonal itself""visible
figures"(51Od5-8); (ii) "these [visible] figures themselves"shadows and
images" (510el-3); (iii) "those others themselves""these [visible] figures"
(510e3-5 Hal). Two pairs, (i) and (iii), are the same. So we have just two pairs.
As I claim earlier, there are two such contexts, that is, 510b4-9 and 51 Ib3-d5.
where an intensive pronoun is allowed only in relation to Forms distinguished
from mathematical objects (see 510b8, 51 lcl-2) (Yang 1999, p. 32).
According to Aristotle's Metaphysics (A.6. 987bl4ff.), mathematical objects
are "intermediates" in the sense that they are different from sensible objects
but different also from Forms, since they are "eternal but many."
This translation of the phrase is also found in Burnyeat (2000, p. 24). Mueller
(1992, p. 184), and Robinson (1953, p. 148). We can confirm the plausibility
of the translation at 510dl-3, where expressions such as "beginning from these
[hypotheses]," "remaining steps," and "reach an agreed conclusion" make
their appearance.
So understood, one may object to my use of "know" and "knowledge" for the
postulated goal of the mathematicians. Admittedly, the mathematical level of
knowledge (dianoia) must be distinguished from the philosophical level of
knowledge (noesis) {Republic 511d8-el). Nevertheless, we are required to see
that, as my discussion thus far clearly shows, the relationship between hypotheses and images we are seeking is such that we should seek it not from Plato's
but from the mathematicians' point of view as described in the Line. And we
have seen that for the mathematicians axioms are underived and require no
fvirther proof. So, my use of "knowledge" for the mathematicians is less objectionable than at first sight.
20 When Burnet says that the special sciences "depend on hypotheses of which
they can give no account, and are therefore obliged to use sensible diagrams"
(1968, p. 187), his view seems to approximate Jackson's.
21 This implication is owing to Jackson's misinterpretation of 510c2-dl (see
Jackson 1882, p. 144), a passage I have discussed in some detail in the previous
section of this article.
22 One of Robinson's main arguments for the view that mathematics is about Platonic Forms is that the two expressions, "the square itself" and "the diagonal
itself," refer to such (see Robinson 1953, pp. 195 and 197). We have shown,
however, that this argument is dogmatic.
23 On this methodological significance attached to visible figures by mathematicians in search of the truths about mathematical objects Mueller, in relation
to Euclid, significantly remarks (emphasis mine): "So far as I know, the basic
method of proof in every historical form of mathematics in which proof has
307
308 Dialogue
33 So far as the present writer is aware, no commentator has raised, or tried to
answer, this crucial question.
34 On the way Plato uses this relative size in the solution to the duplication problem, see my 2005.
35 We find the notion of "the interrelations and interdependencies of entities in
a definite configuration" in Hintikka and Remes (1974, p. 4). But I am using
it in a quite different context, and they do not define "structure" in terms of it.
36 I am not asserting that these two notions originated with Plato. In what way
these two are related to Aristotle's mathematical thoughts (see esp. Posterior
Analytics A. 10. 76a31-77a4) is controversial, elaboration of which is beyond
the scope of this article.
37 A critical reader may raise the point that, since I did not prove the independent
existence of the "intermediates," the status of the intelligible structures of
mathematical objects is left obscure. 1 should say that I did not prove the independent existence in question, and proving it was not my primary concern.
Nevertheless, my assumption is that the relationship between hypotheses and
images we seek is closely associated with that independent existence. My
assumption is to some extent justified by the fact that in the Line visible diagrams the mathematician uses in proof resemble corresponding intelligible
objects. Thus, the mathematical objects represented by "the square itself" and
"the diagonal itself" are those things that exist independently of visible diagrams of which they are the originals. The Line is supposed to have assigned
a definite ontological level to the intelligible structures in question. See also
notes 11 and 12 above.
38 I hope that my explanation of the relationship between the two distinctive features ascribed to mathematics in the Line may serve to support the same view
(i.e., that we can find in the Line the "intermediate" class of entities reported
in Aristotle's Metaphysics A.6. 987bl4ff.) shared by scholars including Adam
(1963, pp. 156-63), Burnyeat (1987 and 2000, pp. 22-42), Hardie (1936, pp. 4965), and Wedberg (1955, pp. 99-111). This view goes back to Proclus, as
Friedlein shows (1873, pp. 3ff.). Significantly, even scholars including Annas
(1981, p. 251) and Cross and Woozley (1966, pp. 233-38), though claiming
misguidedly that mathematics is about Forms, on the dogmatic basis that the
two expressions "the square itself" and "the diagonal itself" refer unambiguously to Forms, see nothing inconsistent between the idea of "intermediates"
and the mathematical passages of the Line. A detailed account of Aristotle's
view on mathematical intermediates is given by Annas (1975) and Ross (1924.
pp. liii-lvii). Robin (1963) deals with this subject most extensively.
39 I wish to thank two anonymous referees of this journal for helping me eliminate mistakes and clarify my arguments. I also wish to thank two college colleagues, Professors J. Sheridan and C. Dussere, for helpful comments on
earlier drafts. This work is supported by the Dongguk University Research
Fund.
309
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