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The Obesity Epidemic: Pathophysiology and

Consequences of Obesity
F. Xavier Pi-Sunyer

Abstract widespread availability of electronic devices in the home has


PI-SUNYER, F. XAVIER. The obesity epidemic: promoted a sedentary lifestyle, particularly among children.
pathophysiology and consequences of obesity. Obes Res. The prevalence of obesity, which is defined as a body
2002;10:97S–104S. mass index (BMI) of 30 kg/m2 or higher, has been increas-
Obesity has reached epidemic proportions in the United ing dramatically. According to the Behavioral Risk Factor
States: more than 20% of adults are clinically obese as Surveillance System, a cross-sectional telephone survey of
defined by a body mass index of 30 kg/m2 or higher, and an noninstitutionalized adults ages 18 years or older conducted
additional 30% are overweight. Environmental, behavioral, by the Centers for Disease Control and Prevention, the
and genetic factors have been shown to contribute to the prevalence of obesity between 1991 and 1998 increased in
development of obesity. Elevated body mass index, partic- all 50 states in the United States, in both men and women,
ularly caused by abdominal or upper-body obesity, has been and across all age groups (1). Notably, only 4 states had
associated with a number of diseases and metabolic abnor- obesity rates of 15% or higher in 1991, but by 1998, 37
malities, many of which have high morbidity and mortality. states had exceeded that level. The National Health and
These include hyperinsulinemia, insulin resistance, type 2 Nutrition Examination Surveys (NHANES) show that the
diabetes, hypertension, dyslipidemia, coronary heart dis- prevalence of obesity rose gradually from 1960 to 1980, but
ease, gallbladder disease, and certain malignancies. This in the period from the second survey (NHANES II: 1976 to
underscores the importance of identifying people at risk for 1980) until the third (NHANES III: 1988 to 1994), it in-
obesity and its related disease states. creased markedly, from 14.5% to 22.5% (2). The increase in
obesity prevalence noted in the NHANES surveys was also
Key words: obesity, abdominal obesity, body mass in- evident in both men and women, across all age groups, and
dex, insulin resistance, epidemiology across race-ethnic groups (Figure 1). The highest prevalence
of obesity was found among women of minority groups.
The combined prevalence of overweight (BMI, 25 to 29.9
Introduction kg/m2) and obesity also increased dramatically, from 46.0%
The obesity epidemic in the United States is an unin- to 54.4% in the period from the second to third NHANES
tended consequence of the economic, social, and technolog- surveys (2). The rates of overweight and obesity were
ical advances realized during the past several decades. The highest among black women and Mexican-American men
food supply is low in cost and abundant, and palatable foods and women.
with high caloric density are readily available in prepack- BMI values in the United States population do not exhibit
aged forms and in fast-food restaurants. Labor-saving tech- a normal distribution; rather, there is an enormous burden of
nologies have greatly reduced the amount of physical ac- higher BMI values that reflect the large percentage of peo-
tivity that used to be part of everyday life. Finally, the ple who are overweight or obese. In NHANES III, the BMI
distribution included 16.0% with values of 25 to 27 kg/m2,
18.6% with values of 27 to 30 kg/m2, 16.1% with values of
Division of Endocrinology, Diabetes, and Nutrition, New York Obesity Research Center,
Columbia University College of Physicians and Surgeons, St. Luke’s-Roosevelt Hospital 30 to 34.9 kg/m2 (class I obesity), 5.1% with values of 35 to
Center, New York, New York. 39.9 kg/m2 (class II obesity), and 2.9% with values in
Address correspondence to F. Xavier Pi-Sunyer, MD, Division of Endocrinology, Diabetes
and Nutrition, New York Obesity Research Center, Columbia University College of Phy- excess of 40 kg/m2 (class III obesity) (3). Importantly, BMI
sicians and Surgeons, St. Luke’s-Roosevelt Hospital Center, 111 Amsterdam Avenue, 10th values are strongly correlated with total-body fat content,
Floor, New York, NY 10025.
E-mail: fxp1@columbia.edu
indicating that the degree of obesity can be calculated
Copyright © 2002 NAASO simply from height and weight measurements (4).

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Obesity Epidemic, Pi-Sunyer

Figure 1: Increasing prevalence of obesity during the past several decades. Panel A shows the age-adjusted prevalence according to gender
and race, and panel B shows the prevalence according to age group. Data are from the National Health Examination Survey (NHES) and
the three National Health and Nutrition Examination Surveys (NHANES) (2).

Pathophysiology of Obesity provides further evidence of the importance of genetics (7).


The weight class of the adoptees in adulthood was classified
Genetics vs. Environment
as thin, median, overweight, or obese. Notably, the weight
The relative contributions of genetics and environment to
class was strongly related to the BMI of their biological
the etiology of obesity have been evaluated in many studies.
parents, but it was unrelated to the BMI of their adoptive
Although it varies from study to study, ⬃30% to 40% of the
parents. In contrast, the weight of infants in their first 2
variance in BMI can be attributed to genetics and 60% to
years was unrelated to maternal or paternal BMI (8).
70% to environment. The interaction between genetics and
The impact of environment is illustrated by a study of
environment is also important. In a given population, some
Pima Indians (9); those residing in Arizona have among the
people are genetically predisposed to develop obesity, but
highest prevalence of obesity. Despite the similar genetic
that genotype may be expressed only under certain adverse
predisposition, Pima Indians living a traditional lifestyle in
environmental conditions, such as high-fat diets and seden-
tary lifestyles (5) (Figure 2). In the United States, as well as
in other Western countries, greater numbers of people are
being exposed to these adverse environmental conditions,
and consequently, the percentage of people expressing the
obesity genotype has increased.
The role of genetics is illustrated by a study of identical
young-adult male twins who were overfed by 1000 kcal/d
over a 100-day period (6). The weight gain among partici-
pants ranged from 4.3 to 13.3 kg, but the variance in
response was significantly lower within pairs of twins than
among pairs. The similarity in response within pairs was
evident for body weight, percentage of fat, fat mass, and
estimated subcutaneous fat. In other words, some twin pairs
gained much more weight than other pairs. The concordance
in response between identical twins demonstrates the impact Figure 2: The interaction of genetics and environment (5).
of genetics on weight gain. A study of 540 adult adoptees

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Obesity Epidemic, Pi-Sunyer

a remote section of Mexico had significantly lower BMI women. After a mean follow-up of 4 years, the weight-
than those living in the more affluent environment of Ari- reduced women regained an average of 87% of their lost
zona (24.9 vs. 33.4 kg/m2; p ⬍ 0.001). These groups were weight, but the weight gain was unrelated to their RMRs.
separated ⬃700 to 1000 years ago and now differ in terms Moreover, women in the control group had minimal weight
of both diet and energy expenditure. Pima Indians living in gain over the same period, although their RMRs were com-
Mexico eat a diet with less animal fat and caloric density parable. The studies in Pima Indians measured 24-hour
and more complex carbohydrates than those in Arizona, energy expenditure in a respiratory chamber. However,
and they also have greater energy expenditure from when total energy expenditure under free-living conditions
physical labor. was measured using the doubly labeled water method, total
energy expenditure/RMR ratios ⬎1.75 were associated with
Metabolic Predictors of Weight Gain lower BMI in men and less weight gain in previously obese
The development of obesity occurs when the caloric women (14).
intake is disproportionate to the energy expended. Three RQ is the second potential metabolic predictor of weight
metabolic factors have been reported to be predictive of gain. A low RQ of 0.7 suggests that a person is oxidizing
weight gain: a low adjusted sedentary energy expenditure, a more fat than carbohydrate, whereas a ratio of 1.0 suggests
high respiratory quotient (RQ; carbohydrate-to-fat oxidation that more carbohydrate than fat is being oxidized (11). The
ratio), and a low level of spontaneous physical activity. relationship between RQ and weight gain was evaluated in
The resting metabolic rate (RMR) is strongly correlated nondiabetic Pima Indians who were fed a weight-mainte-
to fat-free mass (FFM) in both men and women (10). nance diet (15). In a group of 152 subjects, the 24-hour RQ
However, RMR is only one component of the total daily varied from 0.799 to 0.903. Notably, the 24-hour RQ cor-
energy expenditure, which also includes the thermic effect related with changes in body weight during a mean fol-
of food and physical activity (11). Daily energy expenditure low-up of 25 months (r ⫽ 0.27, p ⬍ 0.01). Subjects in the
can be measured in a respiratory chamber or in free-living 90th percentile of RQ were 2.5 times more likely to gain at
people by the doubly labeled water method. The contribu- least 5 kg than those in the 10th percentile, and this effect
tion of low energy expenditure to the development of obe- was independent of 24-hour energy expenditure.
sity was evaluated in several studies of Pima Indians. In a It is believed that a sedentary lifestyle also has an impact on
study of 95 subjects, the mean 24-hour adjusted energy weight gain, but it remains to be shown in a well-designed
expenditure was 36.3 kcal/kg FFM, but it varied consider- longitudinal study. According to the 1996 Surgeon General’s
ably among the participants, from 28 to 42 kcal/kg FFM Report on Physical Activity and Health, participation in phys-
(12). Notably, this thermogenic response was correlated ical activity decreases with age. In each age group, more
inversely with the change in body weight over a 2-year women than men do not participate in physical activity. For
follow-up (r ⫽ ⫺0.39, p ⬍ 0.001). People with low ad- example, by the age of 45, ⬃18% of men and 30% of women
justed energy expenditure were four times more likely to are not regularly engaged in physical activity.
gain 7.5 kg during follow-up than those with high adjusted Several other factors also are associated with overweight,
energy expenditure. Similar results were found in a second but it is not clear why or how they have an impact. Sex, age,
group of 126 subjects who were followed up for 4 years race, and socioeconomic status have an impact on weight
(12). Of those with low RMR, 28% had a 10-kg body gain, with overweight and obesity being more likely among
weight gain during follow-up compared with ⬍5% of those women, older individuals, members of minority races, and
with high RMR. Finally, in a group of 94 siblings from 36 those of low socioeconomic status. In the Behavioral Risk
families, the 24-hour energy expenditure tended to aggre- Factor Surveillance System, for example, the prevalence of
gate in families, such that some families showed low levels obesity in 1998 was 18.1% among women and 17.7%
and others had high levels of energy expenditure (12). This among men (1). It increased from 12.1% among young
finding suggests that energy expenditure may have a famil- adults ages 18 to 29 years and reached a maximum of 23.8%
ial determinant. among those ages 50 to 59 years. African Americans had
The Pima Indians provide the most convincing evidence higher rates of obesity than Hispanics, who in turn had
relating low RMR to weight gain, but other studies have higher rates than whites. Finally, obesity prevalence de-
failed to show the same relationship. For example, RMR clined with increasing levels of education, ranging from
was evaluated in 24 overweight postmenopausal women 24.1% among those who did not complete high school to
before and after reduction to a normal-weight state (13). The 13.1% among those who graduated from college.
RMR declined during energy restriction and weight loss,
but it returned to baseline once energy balance was restored Patterns of Body-Fat Distribution and Risk
in the weight-reduced state. At this time, the RMRs among for Certain Diseases
women who lost weight were not significantly different Obesity increases risk for many disorders that are asso-
from the RMRs in a control group of never-overweight ciated with high mortality and morbidity, including diabe-

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Obesity Epidemic, Pi-Sunyer

These differences were particularly evident among mem-


Table 1. Disorders associated with obesity [adapted bers with high abdominal fat distribution. Once hyperinsu-
from Must et al. 1999; Pi-Sunyer 1993; USDHHS linemia and insulin resistance is acquired, it starts a cascade
2001 (16 –18)] of metabolic changes that leads to diabetes, dyslipidemia,
● Insulin ● Osteoarthritis hypertension, hypercoagulability, and eventually cardiovas-
resistance/hyperinsulinemia ● Stroke cular disease.
● Type 2 diabetes ● Asthma The relationship between insulin sensitivity and BMI
is illustrated using the minimal model technique of
● Hypertension ● Sleep apnea
Bergman (29). In a group of nondiabetic persons whose
● Dyslipidemia ● Breathing difficulties
BMI ranged widely, insulin sensitivity was inversely
● Coronary heart disease ● Complications of
correlated with BMI (30). The lower insulin sensitivity
● Gallbladder disease pregnancy
in obese subjects is also evident when insulin levels are mea-
● Cancer (prostate, ● Menstrual sured over a 24-hour period (31). In both the fasting and
endometrial, uterine, irregularities postprandial states, obese subjects require insulin levels that
cervical, ovarian, colon, ● Hirsutism are several times higher than non-obese subjects to maintain
kidney, gallbladder, and ● Increases surgical normal glucose tolerance.
postmenopausal breast) risk On a cellular level, insulin binds to its receptor on the
● Premature death ● Psychological distress surface of target cells, thereby causing tyrosine autophos-
phorylation and consequent intracellular signaling. These
events culminate in cellular responses, such as the trans-
location of glucose transporters to the cell surface to
tes, hypertension, coronary heart disease (CHD), dyslip-
allow glucose uptake for use or glycogen storage. In
idemia, gallbladder disease, and certain malignancies
(16 –18) (Table 1). Not only does excess weight increase obesity, however, insulin signaling is defective. Insulin-
the risk of these disorders, but the pattern of fat distri- stimulated protein kinase activity of the insulin receptor,
bution is important in many of these conditions. Men are which mediates tyrosine autophosphorylation, is reduced
more likely to have abdominal or upper-body obesity, in obese subjects relative to non-obese ones, and it is
whereas women are more likely to have a gluteofemoral further reduced in obese type 2 diabetes patients (32).
or lower-body pattern of fat distribution. However, as Furthermore, obesity is associated with other postrecep-
women gain weight, they become more likely to develop tor binding defects in insulin action, including impaired
abdominal and upper-body fat. There are now numerous generation of second messengers, diminished glucose
prospective longitudinal studies showing that a pattern of transport, and abnormalities in some critical enzymatic
upper-body fat distribution is independently associated steps involved in glucose use (33,34). Abnormalities in
with higher risk of developing diabetes and cardiovascu- lipogenesis and protein synthesis also occur in obesity
lar disease (19 –24). Moreover, cross-sectional studies (35). However, obese subjects with depressed insulin-
show that abdominal fat distribution is related to various mediated glucose transport can recover this response
metabolic abnormalities and disorders in a manner sim- after weight loss (33).
ilar to their relationship with high BMI or total fat burden The increased levels of free fatty acids (FFAs) found in
(25–27). These metabolic abnormalities include athero- obese individuals also contribute to the defects in glucose
genic profile, high fibrinogen levels, hypertension, insu- use and storage. As body fat increases, the rate of lipolysis
lin resistance, hyperinsulinemia, glucose intolerance, ar- rises, leading to increased FFA mobilization and conse-
thritis, menstrual irregularities, and gallbladder disease. quently to increased FFA oxidation in muscle and liver
(Figure 3). In turn, glucose use by muscle declines as FFA
is used as an alternate energy source, and hepatic glucose
Disorders Associated with Obesity production increases in response to the higher FFA oxida-
Insulin Resistance and Hyperinsulinemia tion. These actions result in hyperglycemia and impaired
A reduction in sensitivity to insulin can occur through an glucose tolerance. This mechanism is particularly important
inherited defect, or it can be acquired as a consequence of among individuals with upper-body obesity. The plasma
obesity. The impact of obesity is independent of genetic FFA turnover rate was higher among women with upper-
factors, as illustrated by a study of 23 sets of identical twins body obesity compared with those with lower-body obesity
who were discordant for weight (28). Within both male and or non-obese women (36). Moreover, the women with up-
female twin pairs, the obese member had higher fasting per-body obesity showed lower glucose disposal and greater
insulin levels and showed lower insulin sensitivity in the hepatic glucose production than the women with lower-
75-g oral glucose tolerance test than the non-obese member. body obesity, who in turn had smaller defects than the

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Obesity Epidemic, Pi-Sunyer

Figure 3: Effect of increased lipolysis on glucose use and gluconeogenesis.

non-obese controls (36,37). Thus, obesity—particularly ab- into tertiles of baseline BMI and waist-to-hip ratio. Subjects
dominal or upper-body obesity—increases risk for glucose in the lowest tertile of waist-to-hip ratio did not have in-
intolerance. creased risk of developing diabetes, even if they were in the
highest BMI tertile. However, in each of the other tertiles of
Type 2 Diabetes waist-to-hip ratio, increasing BMI was associated with a
The relative risk of developing type 2 diabetes increases greater probability of developing diabetes. Notably, the
steeply with increasing BMI. This relationship is best dem- relative risk of developing diabetes was 30 times higher
onstrated by the Nurses’ Health Study, which prospectively among those with the highest BMI and waist-to-hip ratio
followed up more than 114,000 registered nurses for 14 compared with those with the lowest waist-to-hip ratio.
years (38). Relative to women with BMI ⬍22 kg/m2, age-
adjusted risk of developing type 2 diabetes rose steadily Hypertension
with increasing BMI. Women with BMI of 35 kg/m2 or
The risk of hypertension also increases with increasing
greater had a 93 times higher risk of developing diabetes
BMI. In the Nurses’ Health Study, risk of developing hy-
than those with BMI of ⬍22 kg/m2. Even women who were
pertension was determined among 41,541 predominantly
overweight had higher risk; those with BMI of 25.0 to 26.9
white female nurses ages 38 to 63 years (40). During a
kg/m2 and 27.0 to 28.9 kg/m2 had relative risks of 8.1 and
4-year follow-up, the risk of hypertension was increased
15.8, respectively. Weight gain is also important in deter-
mining risk of diabetes, particularly among those with among overweight and obese women relative to those with
higher baseline BMI. In a study of more than 51,000 male a BMI of ⬍23 kg/m2. The relative risk was 4.8 for those
health professionals ages 40 to 75 years, subjects were with BMI of 32 kg/m2 or higher. In addition to BMI, weight
grouped into tertiles according to their BMI at age 21 (39). gain also dramatically increased risk of hypertension in each
Diabetes risk was positively correlated with absolute weight tertile of initial BMI, and weight loss reduced such risk (41).
gain since age 21 in each tertile as well as with BMI at age The NHANES III data also show that obesity increases risk
21. Subjects with a BMI of 24 kg/m2 or higher at age 21 of hypertension (42). Respondents with BMI of 30 kg/m2 or
who gained at least 11 kg had a 21 times higher risk of greater were twice as likely to have hypertension compared
developing diabetes than those with a BMI of ⬍22 kg/m2 with non-obese subjects. Similarly, subjects with abdominal
who gained ⬍5 kg since age 21. obesity, defined by a waist circumference of at least 102 cm
Abdominal obesity, as measured by waist-to-hip ratio, for men and 88 cm for women, were twice as likely to have
may be a stronger predictor of diabetes than BMI alone. In hypertension. The relationship among BMI, abdominal obe-
the Study of Men Born in 1913, a cohort of 54-year-old men sity, and the odds ratio for hypertension was evident among
were followed for 13.5 years (20); subjects were grouped whites, African Americans, and Hispanics.

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Obesity Epidemic, Pi-Sunyer

The hypertension associated with obesity is characterized increased significantly with increasing BMI (p ⬍ 0.001).
by an increase in vascular volume, whereas peripheral re- Women with BMI of 29.0 to 31.9 kg/m2 and 32.0 kg/m2 or
sistance is generally borderline or only slightly elevated higher were at 4.6 and 5.8 times greater risk, respectively,
(41). Several mechanisms may be involved in the develop- than those with BMI values under 22.0 kg/m2. Moreover,
ment of hypertension in obese subjects: increased renal the waist-to-hip ratio was strongly predictive of CHD mor-
sodium and water absorption, sympathetic nervous system tality. Women in the highest quintile of waist-to-hip ratio
activation, changes in Na⫹/H⫹-ATPase activity, and growth had a relative risk of CHD death of 8.7 compared with those
factor–mediated structural changes to the vascular wall. In in the lowest quintile.
each case, hyperinsulinemia may be a contributing factor.
Gallbladder Disease
Dyslipidemia An independent relationship between obesity and gall-
Impaired glucose use and increased hepatic glucose out- bladder disease was shown recently in the Atherosclerosis
put are not the only consequences of the higher FFA levels Risk in Communities Study, which involved more than
in obesity. Increased FFAs also affect lipid metabolism by 12,700 subjects ages 45 to 64 years (48). In women, the risk
increasing very-low-density lipoprotein production by the of hospitalization for gallbladder disease increased with
liver, reducing high density lipoprotein (HDL)-cholesterol increasing BMI as well as higher waist-to-hip ratio. Over-
levels, and increasing the number of small, dense low- weight women had a 45% greater risk of hospitalization for
density lipoprotein (LDL) particles (43). These smaller par- gallbladder disease than those with BMI ⬍ 25 kg/m2.
ticles are better able to penetrate the arterial wall, more Among obese women, the risk increased further in relation
readily undergo oxidation and glycation, and are more to BMI; those who were morbidly obese had a relative risk
atherogenic than larger, buoyant LDL particles. Even when of 2.5. Women with waist-to-hip ratios in the upper two
the LDL cholesterol level does not change appreciably, athero- quartiles had a 2-fold higher risk than those in the lowest
genic risk may be higher because of the presence of the smaller quartile. In men, the relationship between BMI and risk of
LDL particles. Taken together, these changes in lipoprotein hospitalization for gallbladder disease was only seen among
profile are associated with increased risk of CHD. the morbidly obese group. The waist-to-hip ratio did not
The impact of obesity on lipid metabolism is illustrated influence risk among men.
by a study of women with low or high abdominal obesity
(44). The abdominal fat area in these two groups was 107
and 187 cm2, respectively. A control group of non-obese Cancer
women had an abdominal fat area of 50 cm2. The women The impact of obesity on cancer mortality was evaluated
with high abdominal obesity had higher triglycerides and prospectively in a study of 750,000 men and women who
lower HDL-cholesterol levels than those with low abdom- were followed for 12 years (49). Men and women who were
inal obesity, which were in turn abnormal relative to the at least 40% overweight were 33% and 55% more likely,
non-obese group. LDL-cholesterol was increased modestly respectively, to die from cancer than those of average
in the obese women, but the LDL particles were more dense weight. Specifically, the mortality ratios for colorectal and
and atherogenic. prostate cancer in men and endometrial, uterine, cervical,
ovarian, gallbladder, and breast cancer in women were
highest among those who were at least 40% overweight.
CHD
The highest mortality ratios were found for endometrial and
Fasting insulin levels are related directly to CHD mortal-
uterine cancer. Similarly, in the Nurses’ Health Study, can-
ity. In the Paris Prospective Study, for example, which
cer mortality increased with increasing BMI (47). The can-
evaluated CHD risk factors in more than 7000 working men,
cer death rate for women with BMI of at least 32 kg/m2 was
fasting insulin levels were an independent predictor of CHD
twice that for women with BMI of less than 19 kg/m2. The
death (45). Among those in the highest quintile of fasting
higher rate was predominantly because of increased mortal-
insulin (⬎19 ␮U/mL), the incidence of CHD mortality was
ity caused by colon, breast, and endometrial cancers.
2.5 times higher than among men with insulin of 5 ␮U/mL
or less. Similarly, the fasting insulin level was found to be
an independent risk factor for developing CHD in a case- All-Cause Mortality
control study of Canadian men (46). Even after adjusting for In a study of 750,000 men and women, mortality due to
plasma triglycerides, apolipoprotein B, LDL-cholesterol, any cause increased with higher body weight (50). In the
and HDL-cholesterol, the insulin level remained indepen- Nurses’ Health Study, all-cause mortality showed a
dently associated with CHD risk. J-shaped relationship between BMI and overall mortality
A relationship between obesity and CHD mortality was (47). The lowest mortality was found among women with
demonstrated in the Nurses’ Health Study among women BMI of 19.0 to 26.9 kg/m2, but then mortality increased
who had never smoked (47). The relative risk of CHD death steadily as BMI levels rose above 27 kg/m2.

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Obesity Epidemic, Pi-Sunyer

Summary 14. Schoeller DA. Balancing energy expenditure and body


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Acknowledgments torp P, Tibblin G. Abdominal adipose tissue distribution,
Supported by NIH grants DK26687 and DK40414.
obesity, and risk of cardiovascular disease and death: 13 year
follow up of participants in the study of men born in 1913. Br
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