Beruflich Dokumente
Kultur Dokumente
73
Regional Thermotherapy
Peter Wust, MD and Johanna Gellermann, MD
CONTENTS
THERMAL DOSE AND DOSE-EFFECT RELATIONSHIP
BASIC UNDERSTANDING OF THERMODYNAMICS IN BIOLOGICAL
TISSUES
THERMOTHERAPY METHODS
CLINICAL RESULTS AND INDICATIONS
REFERENCES
SUMMARY
A broad range of temperatures is useful in oncology. Thermoablation (heat alone)
requires temperatures of >45 to 50C and is only clinically possible in circumscribed
lesions. High-intensity focused ultrasound (HIFU) and nanotherapy are suitable methods. The largest volume heated is the whole body, using whole-body hyperthermia
(WBHT); 42C is the highest temperature permitted. Clinical experience and some
positive studies suggest, however, that higher temperatures (e.g., 43C) are required at
least in certain specific (e.g., hypoxic) parts of the tumors to increase local control in
conjunction with radiotherapy and/or chemotherapy and to be beneficial for patients.
Dedicated multiantenna applicators operating in the radiofrequency range (60200
MHz) must be designed for each indication accounting for the anatomical region.
Magnetic resonance monitoring is the first candidate for noninvasive control.
The technical problems have been solved to integrate such applicators into an
MR-tomograph. Although commercially available systems (for regional hyperthermia) are adequate for pelvic and extremity tumors, adaption/optimization is still desired
for abdominally disseminated disease. Here, the term part-body hyperthermia has been
created, for which a large number of clinical indications (gastrointestinal tumors) exist.
Key Words: Thermotherapy; thermoablation; nanotherapy; regional hyperthermia;
part body hyperthermia; MR monitoring; thermography.
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to increase the temperature of 1 kg of this material by 1C. For instance, for water, the
heat capacity is 4.2 kJ/kg/C (at 20C), and this value is a good approximation for human
tissue.
We note that 1000 Ws = 1 kJ, which implies that 1 W/kg over 4200 s (roughly 1 hr)
results in a temperature increase of 1C in a closed system (i.e., no energy is transferred
out of the specimen). Because the basal metabolic rate in humans is 1 W/kg, thermal
isolation would lead to a core temperature of approx 42C in 3 to 4 h (considering that
the metabolic rate increases with temperature). This appears to be the easiest way to
ensure a temperature of 42C in tumors, and for metastatic diseases it is the only option
to achieve a therapeutic temperature in all tumor lesions. The speed of heating (warm-up
period) can be enhanced (down to 90120 min) by external (infrared) radiation, which
deposits several hundred watts in the body (4).
However, for whole-body hyperthermia (WBHT), 42C is the absolute limit of systemic temperature (and consequently in the tumor also) and includes various risks for
complications. The dose-effect estimations of Subheading 2. suggest that 42C might be
the lower threshold of temperatures that must be exceeded for beneficial effects in
tumors. In fact, clinical studies evaluating WBHT in conjunction with chemotherapy
have revealed only slight additional efficacy together with some toxicity and nonneglectable burden for most patients (5). On the other hand, a systemic temperature increase
above 39 to 40C is only tolerated by patients in deep sedation or even general anesthesia,
contributing to further patient stress (6).
In consequence, other local or regional heating techniques are required that potentially
achieve temperatures >42C in tumors (for higher efficacy), at least in selected parts,
without relevant systemic heating (for better tolerance). For that purpose, any method
should be considered that can be used to apply a certain amount of power in a target
volume, given in W/kg. This power density is termed the specific absorption rate (SAR)
and can be deduced from the gradient of temperature rise or fall-off (after switching on
or switching off of power) by a simple formula:
SAR [W/kg] = 66.7 )T/time [C/min]
(1)
Therefore, a low temperature increase ()T) of 0.1C per minute is caused by a power
density of approx 7 W/kg, i.e., seven times the basal metabolic rate. For a higher temperature increase of 1C/min, a SAR 70 W/kg is needed, which is difficult to achieve with
available systems (see Subheading 3.).
If the material is unperfused, e.g., in a static phantom or in necrotic areas of a tumor,
and the exposed volume is high enough, the temperature increase becomes strictly linear.
In biological tissues, perfusion w (in mL/100 g/min) and (thermal) conduction Q (in
W/C) will finally limit the temperature increase and result in a steady-state temperature
distribution (plateau), mathematically described by the stationary bioheat-transfer equation. This partial differential equation can be numerically solved (7,8), and the solution
will depend on the perfusion, the SAR (as a source term), the thermal conductivity Q, and
their spatial distribution, including the boundary conditions describing the heat transfer
to the surroundings.
For sufficiently large volumes with constant perfusion w, SAR, and Q the temperature
elevation )T in the steady state is given by another simple formula:
)T [C] = 1.4 SAR [W/kg]/w [mL/100 g/min]
(2)
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Fig. 1. Illustration of Eq. 2. The accuracy depends on the diameter of a lesion if either the perfusion
w is lowered or the SAR is increased inside d. The background temperature is 40.6C (50 W/kg
in tissue perfused with 20 mL/100 g/min.)
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Achievable SAR and the temperature elevation induced strongly depend on the volume.
We can roughly classify thermotherapy methods into thermoablative techniques (often interstitial) and locoregional techniques (mostly external). Very large SARs of 2500 W/kg are
applied with high-intensity focused ultrasound (HIFU), but only in a focus of 1 to 3 mL (9),
which corresponds to temperature increases of 10C per minute (see Eq. 1). For larger
volumes (of 100 mL or more), we have to scan along the target. Considering the cooling
time between every sonification, the total treatment time can be considerable. HIFU is
presently under consideration for uterine myoma, breast cancer, prostate cancer, and liver
malignoma. Similar power densities are deposited in limited volumes by laser-induced
thermotherapy (LITT) or radiofrequency ablation (RFA) (up to 4 cm extension).
Nanotherapy is an interstitial treatment with SAR of some 100 W/kg that is theoretically and practically achieved (10) in a volume of up to 50 to 100 mL at maximum (see
Subheading 3. for further details).
Much less SAR is achieved by use of locoregional thermotherapy. For local applications (11), we achieve a mean SAR of 100 W/kg depending on the tissue depth.
In regional hyperthermia for pelvic tumors we have measured SARs of 30 to 50 W/kg
(12,13). This is a strong limitation to achieve >42C reliably in human tumors, and further
technical improvement is required (see Subheading 3.).
3. THERMOTHERAPY METHODS
3.1. Nanofluids and Other Interstitial Methods
Generally, interstitial methods are employed to heat circumscribed tumor lesions; they
can be used as a single treatment in localized tumors or as an enhancing procedure during
systemic treatment in resistant areas. Thermoablation (e.g., achieving v60C in the target
volume for some minutes) is achieved by laser fibers (LITT), radiofrequency electrodes
or antennas (RFA or high-frequency induced thermotherapy [HITT]), and currents
(bipolar electrodes). These devices have a given power deposition pattern around their
tip and are aiming to coagulate a certain range of the surrounding tissue with therapeutic
ranges up to 2 cm (typically less). Therefore, the greatest lesion diameter for a singleapplication use is about 4 to 5 cm.
Recently, an interstitial technique has been introduced based on a fluid with
nanoparticles (14). This fluid can be instilled and distributed in a tissue by thin needles;
it absorbs power from an external alternating magnetic field in a controlled manner, as
described elsewhere (15). Thus the quality of the pattern (and therefore the effectivity)
depends on the intervention, which is an advantage (flexibility) and a disadvantage (user
dependency) at the same time.
The physical characteristics (the power absorption in particular, and consequently the
heat generation) per nanoparticle in a magnetic alternating field are known for the magnetic fluid MFL AS 082A (14). For example, a moderate power density of 50 W/kg is
achieved if 1 mL of nanofluid is distributed in 10 mL of tumor tissue, and a 100-kHz
magnetic field of 5 kA/m field strength (continuous wave, peak value) is applied.
This calibration allows an estimation of the power density (SAR) for employing any
volume v[mL] of nanofluid homogeneously distributed in a target volume V[mL] in a
magnetic field H [kA/m] of frequency f [100 kHz]:
SAR [W/kg] = (10 v/V) (H/5)2 f 2 50 W/kg
(3)
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We can create from this formula a broad range of SARs covering moderate levels of
50 W/kg (typical for locoregional hyperthermia), up to several thousand W/kg with
higher concentrations (e.g., v = V) and/or higher fields (e.g., H = 1015 kA/m). Such high
levels are usable for thermoablation.
The distribution of the nanoparticles in the target volume can be quantitatively determined via computed tomography (CT) utilizing the known relationship between
Hounsfield unit (HU)-elevation above the HU of the tissue of interest and the iron (Fe)
concentration (according to Gneveckow et al. [14]).
In short, an undiluted instillation of v = 1 mL nanofluid in V = 1 mL target volume (i.e.,
75 mg Fe in 1 mL) results in an HU elevation of 600, decreasing to 60 for a dilution of
1:10 (i.e., 7.5 mg Fe in 1 mL tissue). The lowest measurable concentration is 1:50,
0.02 mL nanofluid in 1 mL tissue, resulting in an HU elevation of 20. Considering both
characteristics of nanofluids together (the potential for calculating the absolute SAR in
every point for given parameters v/V, H, f, and the ability to scan the amount of nanofluid),
makes this approach very attractive for controlled interstitial treatment.
For clinical use we have exclusion criteria, in particular, metallic implants <30 cm
distant from the treatment area. For lesions in the head and neck region, amalgam fillings
or gold crowns must be replaced by ceramics. Metallic clips or seeds of some millimeter
length and less than 1 mm diameter are not a contraindication, because we have found a
power absorption of only a few mW per seed in a magnetic field of H = 10 kA/m.
The first clinical experiences are available with various nonresectable and recurrent
(i.e., pretreated) solitary lesions (most of them preirradiated), which were treated in a
phase I study (10). Two different methods of nanofluid application were evaluated.
3.1.1. PROSPECTIVE PLANNING
According to the first strategy, prospective planning of nanofluid distribution on a
three-dimensional CT data set is performed by selecting a 2.5-mm slice distance in the
treatment position. In a planning system, a segmentation module is included to define
regions of different extension and shape with a given constant SAR (in W/kg) in and
around the target volume. This target volume is contoured by the oncologist beforehand.
Every SAR region is targeted with a specific amount of nanofluid v in mL, which can be
calculated from Eq. 3. For this preplan, an assumption about the achieved magnetic field
H [kA/m] is made. Then, for a given tumor perfusion [mL/100 g/min], the temperature
distribution is calculated by solving the bioheat-transfer equation on a tetrahedral grid
generated by utilizing the finite-element method.
For realization of this plan, the number of nanofluid depots is limited for practical
reasons. If the depots are injected under CT control, the direction and positions of the
puncture tracks are also preplanned to guide the radiologist. The total amount of nanofluid,
the amount per depot, and their positions are optimized to achieve a given minimum
temperature (e.g., 42C) enclosing the target volume and to give a certain homogeneity,
i.e., to limit the maximum temperature. The predicted temperature value critically depends
on the assumed perfusion, which is only approximately known.
The nanofluid depots are shaped like either spheres (i.e., injection in a defined point)
or cylinders (i.e., gradual injection by retracting the canule along the puncture track).
The tracks and positions of the depots are selected according to anatomical considerations (sparing of critical structures), if possible in standardized settings (e.g., transverse planes). Then the number and distribution of the depots are manually modified
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until the 42C isotemperature line (or any other defined temperature) is covering the
target volume.
The preplanned tracks and coordinates are targeted by the interventional radiologist
under CT fluoroscopy. The standardized technique is described by Ricke et al. (16). It
is advisable to leave a catheter in (<1 mm diameter) for a direct temperature measurement in the tumor after implantation. Permanent seed implantation with 125-I seeds is
based on a standardized procedure to place the seeds with millimeter precision under
transrectal ultrasound and X-fluoroscopy (17). For the special indication of recurrent
prostate cancer (after definitive external radiotherapy), the nanofluid is distributed
along the needle tracks on the same template as that used for seed implantation in the
same session.
3.1.2. INTRAOPERATIVE IMPLANTATION
The second strategy is an intraoperative implantation of the nanofluid intraoperatively
under visual control. Here a prospective plan is not possible, because after tumor
debulking, an individual (nonresectable) tumor rest or risky area (R1/R2 situation) must
be infiltrated. The quality and coverage of the nanofluid distribution depends on the
ability of the surgeon and his/her knowledge of the location and extension of the tumorinvolved area. The surgeon is also advised to leave a catheter in for temperature measurement in situ. Cervical cancer recurrences at the pelvic wall (after primary treatment) are
typical clinical examples. The nanofluid concentration in the target area should be as high
as possible. In these patients retrospective planning based on a postoperative CT data set
is performed.
We treated 20 patients with recurrent lesions by the three methods described, i.e.,
using either CT guidance, transrectal ultrasound (TRUS)-guidance for the prostate, or
during operation under visual control. Different amounts of nanofluid (1.510 mL)
were applied. The tolerated magnetic field strength ranged from 3 to 8 kA/m, with the
typical value in the pelvis being 4.5 kA/m. Discomfort in skin folds is a limiting factor.
In the upper thorax and neck the tolerance is higher (68 kA/m). Postimplantation
analysis via CT revealed a high mean SAR of 190 W/kg after CT-guided implantation
and 50 to 70 W/kg for the prostate and R1/R2 regions. These values are higher than
those achieved with external locoregional systems. Therefore, the mean maximum
temperatures are estimated in the lesions as 44.5C after CT-guided implantation and
42 to 42.5C for the other implantation methods, which is again superior to regional
hyperthermia (13). Dependency on the skill of the therapist is a shortcoming. Therefore, standardization and refinement of application modes are needed for further
improvement.
A particularly effective method to increase the SAR further (and the temperature) is
the use of higher magnetic fields, because SAR is proportional to the square of H. Adjusting H to 10 kA/m, i.e., doubling of H, would increase the SAR up to v200 W/kg. Technical
solutions are under way.
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Fig. 2. Schematic arrangement of small-dipole antennas around the body either to heat a pelvic
tumor or to expose the whole abdomen (called part-body hyperthermia). This applicator is called
the Sigma-Eye applicator.
special problem (location of the target) (18). Because the penetration of electromagnetic
waves with lower frequencies increases, the frequencies (e.g., 70 MHz) are better suited
for deeply located and largely extended volumes.
The optimal arrangement of RF antenna arrays must be formulated as a general problem, which is shown in Fig. 2. Antennas are radiating structures fed by an amplifier,
which have a certain radiation profile at a given frequency. The matching to this frequency must be ensured by a transforming network between the amplifier and antenna
feed point. The near-field range of such antennas is typically not suitable to generate a
clinically useful power deposition pattern in patients.
Recently we have investigated attributes of antennas to design better dedicated applications. Among these attributes are form, thickness, coating, and special environment
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(dielectric structures) of the antennas. We have found possibilities to reduce the nearfield range. Outside the near-field range the field pattern is easier to control. A water load
(presently used as a water bolus) is required to direct the radiation to the patient. However,
this bolus probably does not need direct pressure/contact to the patients surface in an
advanced hyperthermia system. This would contribute to a much easier and more comfortable application of RF hyperthermia.
Another feature of antenna arrays are the coupling conditions, which depend on both
the network and the particular position of the antennas (field coupling). It has been found
that flexibility (control) and efficiency of antenna arrays are inversely correlated. If the
antennas of an array approach each other, they are automatically coupled for physical
reasons. Then, the technical possibilities for decreasing the coupling are limited. The
antenna arrays generate so-called resonance modes. In or near such a resonance mode the
power (efficiency), which is deposited in the patient, is quite high. Adjustments far away
from those resonance modes are difficult to realize and have certain disadvantages (see
next paragraph).
Planning systems are now available for calculating and optimizing the SAR distribution (and consequently the temperature distribution) generated by these antenna arrays
(12,20). The solution in the patient is quite reliable, if the antenna models are correct.
However, the antenna models and the transforming networks are probably too simple.
Recently, improved algorithms have been developed that take into account special antennas and networks. These algorithms are the basis for the improved design of applications
(8). The most important parameters for controlling SAR patterns are the phases in the feed
points of the antennas. Theoretically, using simplified antenna models we can calculate
complicated SAR patterns with sometimes atypical and erratic phase values. In doing this
we overestimate the flexibility of SAR control. However, if we want to adjust these
phases under practical conditions, we measure increasing phase errors from 10 (near
the resonance modes) up to 20 to 30 (far away from the resonance modes). Furthermore, high reactive power is then deposited for these adjustments for off-resonance in the
water bolus or network. Of course, this high reactive power results in ohmic losses in
reality, which further decreases the efficiency of the power deposition. As a consequence,
we have found technical limitations (amplifier power) to achieve the desired temperatures (e.g., >42C). We conclude that these optimized patterns are not as useful for
practical applications, and we have developed other strategies to improve the temperature
distribution in tumors.
3.2.1. SWITCHING BETWEEN STANDARD PATTERNS CREATING HOT SPOTS AT DIFFERENT
LOCATIONS
In the pelvis, total power is mostly limited by a single hot spot, which might be
either at the symphysis or at the dorsal sacral bone (Fig. 3A). Switching between both
SAR patterns (by changing the phases) at time intervals of 1 to 8 min results in
temperature-time curves (Fig. 3B) that still successfully heat the tumor up to 43C
(solid gray line), but distribute the thermal dose between both hot spot regions (fluctuating lines). The shorter the switching time, the smoother the curves, but there are
technical/practical limitations. Increasing the number of patterns with different hot
spots further improves the heating possibilities. Note that for this strategy we use
standard patterns (with only slight phase delays of maximally 30), which minimizes
aberrant power losses.
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Fig. 3. Strategy to increase the intratumoral SAR in the pelvis: (1) for two SAR distributions, the
power density is approximately equal in the tumor, but hot spots occur at different locations (at
the sacral bone, left; at the symphysis, right); (2) switching between both adjustments allows a
temperature of 43C in the tumor, and a tolerable temperature at the hot spots. Decreasing the
switching time from 8 to 4 min results in better tolerance. Switching times of 1 min would nearly
avoid the peak temperatures in hot spots.
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Fig. 4. Concept of part-body hyperthermia with a realistic (fairly constant) SAR of 35 W/kg in the
abdomen. With a mean perfusion of <10 mL/100 g/min, we achieve 42 to 43C in the peritoneum,
and we consider the preheating effect in the liver as well as effective temperatures in liver
metastases.
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observation that perfusion through the abdomen (and entering the liver via the portal
vein) is not increased during part-body hyperthermia.
3.2.3. LOCAL APPLICATORS
In principle, every additional clinical application needs special arrangements of antennas or applicators. For malignant lymph nodes in the neck, we used single applicators
(11,21). Dedicated equipment (dual-applicator operation) has been developed by the
Rotterdam group for recurrent breast cancer of the chest wall (22). The group at Duke has
developed applicators for primary breast carcinoma (23).
Locoregional hyperthermia is feasible, but improved understanding and manufacture
of applicators will be indispensable, if we want to optimize the heating conditions for
different indications. Dedicated applicators are needed for the abdomen (part-body hyperthermia), the neck region (including the primary tumor), the chest wall (including
advanced and extended recurrences), and other areas.
For the pelvic region and lower extremities, the available applicators are already
appropriate (see the Sigma-Eye applicator in Fig. 2), but nevertheless they must be
controlled with sufficient certainty.
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Fig. 5. In the hybrid system at the Berlin group, a multiantenna applicator (here the Sigma-Eye
applicator) is moved together with the patient into the gantry of a tunnel MR tomograph (here the
Magnetom Symphony, Siemens). On the right, we see more details of the components, which
partially interact.
Basically, the hybridization of both systems is electrotechnically realized by separating the signal paths, filtering out the heating frequency (e.g., 100 MHz) in the receiving
path of the MR, and filtering out the resonance frequency (64 MHz at 1.5 Tesla) in the
power path to the antennas (33). The mechanical integration is shown in Fig. 5; the patient
and the applicator are moved together from the back into the gantry (34). At the front, the
diagnostic table is held ready, and a change between heating under MR monitoring or MR
examination for diagnostic purposes is accomplished in a few minutes.
Magnetic resonance imaging (MRI) has been used for monitoring of thermoablative
interventions for more than a decade. While researchers were evaluating MRI approaches
for this indication, it became clear that the MR signals are influenced by a mixture of
tissue-effects (e.g., coagulation) in addition to temperature changes (35). As a result,
more recent studies attempted to separate the temperature out as an observable factor in
laser-induced thermotherapy (36,37) and focused ultrasound (38,39) and to elucidate the
reliability and limitations of MR-guided thermography. Basically, three methods are available for MR thermography and are discussed in the literature. They are based on the
temperature dependency of the relaxation time T1 (40), the diffusion (apparent diffusion
coefficient [ADC-value]) (41,42), or the proton resonance frequency shift (PRFS) (43,44).
As T1-weighted sequences are particularly dependent on the type and status of the tissue
(45,46), they are mainly recommended in low-field systems because of their higher
contrast. On the other hand, diffusion methods still suffer from technical and methodical
limitations in clinical practice (47). Therefore, for magnetic fields v1 Tesla, PRFS-based
methods are preferred by most investigators today (4850).
However, temperature accuracies of MR-based thermography used for ablation techniques are still in the range 3 to 4.5C even under favorable in vitro conditions with liver
specimens (36,37,51). This is because in vivo MR thermography is hampered not only by
motion but also by various (treatment-induced) tissue alterations, which are reversible or
irreversible and depend on the temperature level, heating time, and tissue type. Therefore,
MR thermography of larger target volumes, e.g., during regional hyperthermia, appears
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There are various problems with these studies related to the clinical use of hyperthermia:
1. There are not many clinical data, and they are not sufficient to give unequivocal answers.
2. For oncological reasons, a survival benefit was found only in the study of Van der Zee
(59). The improved local control found in other studies might be informative for the users,
but is not accepted as a clinical end point constituting an imperative indication.
3. Further clinical studies would be strongly desirable. However, these studies are demanding and difficult to perform, because only a few centers are involved, which prolongs the
recruiting time.
4. Technological developments are still in progress (see Subheadings 2 and 3), which might
be crucial for achievement of effective temperatures.
Existing commercial systems are suitable for heating pelvic tumors (prostate, cervix,
rectum, bladder) and tumors of the lower extremity (soft tissue sarcoma).
Abdominal and liver metastases are frequently seen. Primary tumors are gastrointestinal (colorectal, pancreas, stomach) and ovarian cancers. Part-body hyperthermia might
be helpful to enhance the chemotherapy effect ( innovative substances in addition). We
found that WBHT is not ideal for that indication, because of high burden and temperature
limits (42C). Better applications have been described (part-body hyperthermia), which
heat only the abdomen to (ideally) >42C, and do not greatly affect the systemic temperature. The adaption of present technology (Fig. 2) for this indication is under way, and
clinical studies are in preparation. The objective of these studies must be survival improvement in patients receiving systemic standard chemotherapy.
Other oncological indications exist, when standard radiochemotherapy will not lead
to a fully satisfactory outcome, e.g., inoperable head and neck carcinoma (with a present
long-term survival of at best 3040%, see, e.g., ref. 66) or malignant brain tumors (with
present curative rates near zero) (67).
Dedicated applicators and treatment strategies are required for these indications, but
they are not yet available. Planning tools and technical know-how are evolving to make
the design of such applicators possible (e.g., antenna arrays) for every specific location
and to integrate these applicators into an MR gantry for noninvasive monitoring. In
conclusion, suitable and effective applicators must be designed for every specific oncological indication (when they are needed by clinical reasons), and the general rules for
constructing them must be understood.
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