NPS Lebanon

FIN Copy Implementation for Participants

20 July 2011

Juan Sevilla
Community Initiatives

AGENDA

FIN & FIN Copy concept

Closed User Group
Service Profile & Message Matrix

Message Flow
Implementation Schedule
Supporting FIN Copy

FIN and FIN Copy Concepts

Presentation title dd month yyyy Confidentiality: xxx

FIN & FIN Copy concept

FIN is SWIFT's core store-and-forward

messaging service.

FIN

FIN enables over 8,300 financial

institutions in more than 200 countries to
exchange financial data securely, cost
effectively and reliably.
FINCopy is a value added feature of FIN
that enables the sender of a message to
trigger a copy to a third party for
authorisation or further processing.
FINCopy provides the ideal solution for
the monitoring of bilateral financial
transactions by a central institution

FIN Copy

What is FINCopy Y copy?

Value added message copying

to central institution
Operates in Y-copy mode :
store-copy-authorize-forward
Operates between 3 parties:
Sending institution (ordering)
Central institution
(clearing, netting or settlement)
Receiving institution (beneficiary)

Use of FIN Copy for RTGS Payment Order

Payment order
Sender

DLP

FIN
FINCopy
Receiver

Service Administrator
FINCopy CUG

Use of FIN Copy for RTGS Settlement Request

Payment order
Sender

FIN
FINCopy

DLP

Receiver

Settlement
Request
(MT096)

Service Administrator
FINCopy CUG

FIN Copy for RTGS Authorisation

Payment order
Sender

FIN
FINCopy

DLP

Approved / Settled
Payment order

Receiver
Sender notification
MT012

Authorisation
MT097

Settlement
Request
(MT096)

Service Administrator
FINCopy CUG

FIN Copy Rejection

Payment order
Sender

FIN
FINCopy

DLP

Receiver
Abort notification
MT019

Rejection
MT097

Settlement
Request
(MT096)

Service Administrator
FINCopy CUG

FIN Copying services: FINCopy options

Sender

DLP

FIN
FINCopy
Receiver

Abort notification
MT012 or MT019

Authorisation/
Refusal (Y-Copy)
Copy

Information to sender

Information to receiver
Added to original message

Service Administrator
FINCopy CUG

10

MT 096 FIN Copy

to Central Institution Message
Basic Header
Application Header
User Header

Envelope

Text Block
Basic Header
Application Header
User Header
Text (some or all fields)
Trailer block

Trailer Block

Full or partial Copy

of original Message

MT 097 FIN Copy Message

Authorisation/Refusal Notification
Basic Header
Application Header
User Header

Envelope

Text Block
FIN Copy Service Identifier Code : DLP
MRF Trailer from MT 096
Acceptance/Rejection Code
Abort Reason

M (if codeword Reject, otherwise

not present)

Information for sender

Information for receiver
Trailer Block

Closed User Group

PowerPoint Toolkit 23 October 2008 Confidentiality: restricted

13

Closed User Group

SWIFT services are for members of the Closed User

Group or CUG.
Sub-group within SWIFT
Access only for authorised institutions and
recognised message types
Controlled by Central Institution or Service
Administrator

FINCopy overview

SWIFTNet

Payment
Instruction
Authorisation
request

Authorisation
response
Final Payment
Instruction received

Sender notification and

reporting (Optional)

Access to CUG
Members only

- Copy

4
Bank B

Bank A
2
5

SWIFT
Interface

Central
Institution

Central
Application

15

Service Profile and Message Matrix

Presentation title dd month yyyy Confidentiality: xxx

16

DLP Service Profile - Summary

Service Identifier Code :

DLP

FIN Copy Mode :

Copy :

Partial

Currency Check

No

Field(s) to be copied

20, 13c, 32a, 52a, 53a, 72

Authentication Mode :

normal

CID Live :

BDLCLBBA

CID T&T :

ZYAALBB0

Sender Notification :

Individual use

Message Types to copy :

MT 103 & MT 202

RMA Bypass

No

FIN Copy Message restriction

Received

Fin Copy
Participants

Sent

Fin Copy
Participants
Service
Administrator
BIC

MT103, MT 202,

MT192, MT202,
MT292, MT298,
MT598, MT920

CUG Matrix

Service
Administrator
BIC
MT192, MT202,
MT292, MT298,
MT598, MT920
Not applicable

RMA needed for :

-all flows
-all messages

FINCopy Field Tags to be copied

MT
message

Fields tags

MT 103

20, 13c, 32a, 52a, 53a, 72

MT 202

20, 13c, 32a, 52a, 53a, 72

Message Flow

Presentation title dd month yyyy Confidentiality: xxx

20

Example:

FIN Copy Server Identification code is : DLP

Double authentication
Amount : USD 10000,00
SENDLBBX & RCVRLBBE
Ordering Customer & Beneficiary Customer
Full copy

2 scenarios
Authorized Message
Message rejected

BANK

MESSAGE FLOW: 202 - as sent

{1:F01SENDLBBXXXX01234123456}
{2:I202RCVRLBBEXXXU}

FIN COPY
Service Identifier Code

{3:{103:DLP}{108:MUR}}
{4:
:20: SREF
Bank A

MUR: Message User

Reference copied to the
CI within the MT096

:32A: 090310USD10000,00:
52a: Ordering Institution
53a: Senders Correspondent
56a: Account With Institution
54a: Receivers Correspondent
58a: Beneficiary Institution
-}
{CHK:123456789ABC}}
< signature block >

Signature Block
generated by the
service administrator

MESSAGE FLOW: MT096

{1:F01BANKBEBBXXX0246000987}

{2:O0961200000920DYLPXXXXEXXX0019
1399900009201200S}
{3:{103:DLP}{108:RCVRLBBE1200456}}
{1:F01SENDLBBXXXXX01234123456}
{2:I100RCVRLBBEXXXXU}
{3:{103:DLP}{108:MUR}}
{4:

Header of
MT 202

:20: SREF
:32A: 090310USD10000,00:
52a: Ordering Institution
53a: Senders Correspondent

Text Fields of MT202

Partial Copy

Envelope

-}

{5:
{MRF:030711120000000920SENDLBBXXXX
01234123456} } }
{5:{CHK:987654321ABC}{SYS:1200000920
RCVRLBBEXXX01234123456}}
< signature block >

User Message reference trailer

inserted by FIN Copy from info of 103

MESSAGE FLOW: MT 097 - Authorised Msg

{1:F01BANKLBBXXXX0246123456}
{2:I097SWFTXXXXXXXXS}
{4:
{103:DLP}
{109:030711120000000920SENDLBBXXXX
01234123456} } }
}

{451:0}

Accept / reject field: 0= Accepted

{114:AUTH REF 123456}

Information from SA to Sender Bank

{115:SETTLEMENT REF 123456}

Information from SA to Receiver Bank

}
{5:
{CHK:246135789FED}}
< signature block >

MESSAGE FLOW: MT202 - as received

{1:F01RCVRLBBEXXX124123456}
{2:O202200990809SENDLBBXXXX01230004569908021205U}

FIN COPY
Service Identifier Code

{3:{103:DLP}{108:MUR}}
{115:Settlement ref 123456}}
{4:
:20: SREF
:32A: 090310USD100000,00:
52a: Ordering Institution
53a: Senders Correspondent
-}
{5
{CHK:123456789ABC}}

<signature block>

MUR: Message User

Reference copied to the
CI within the MT096

MESSAGE FLOW: MT 097 - Rejected Msg

{1:F01RCVRLBBEXXX0246123456}
{2:O2021200990809SENDLBBXXXX01230004569908021
205U}
{4:
{103:DLP}

{109:030711120000000920SENDLBBXXXX1234123456}
{451:1}

Accept / Reject Field: 1 = Rejected

{432:66}

Abort reason code from MT097

}
{5:
{CHK:246135789FED}}
< Signature Block >

MESSAGE FLOW: MT 019 - Abort Notification

{1:F01SENDLBBXXXX0247000888}
{2:O019SWFTXXXXXXXXS}
{4:

{175:1200}
{106:SENDLBBXXXX1234123456}
{102:RCVRLBBE}
{432:66}
}
{5:

{CHK:123456789ABC}{SYS:1205990802BANKLBBXXXX0246123456}

Abort reason code

Copied from MT 097

Summary

Implementation Schedule

Gateway 7.0 for Technical Sales - September 09

RTGS Implementation Plan - Summary

Read FIN
Copy
Service
description

Online

e-Order
subscription

Upgrade
to Snet 7.0
& Iinstall
FINCopy
Patch

Administrator and
Member
training

Exchange
RMA
Messages

Start FIN
Copy
testing with
t&t BIC

Perform
testing with
live BIC

Full RTGS
in Live
Mode

Implementation schedule
Week
July 18

Week
July 25

Week
Aug 1st

To be Confirmed by
Central Bank

Exchange RMA

User seminar

with BDLCLBBA,
BDLCLBBC &
BDLCLBBG

Read the
FIN Copy
documentation

Pilot User
Start FIN Copy
testing

Pilot User
Register to FIN
Copy Service
Upgrade your
CBT for FIN
Copy
Upgrade to
SNET 7.0

All User
Start FIN Copy
testing
Perform testing
with live
destinations
Full RTGS in
Live Mode

FIN Copy ordering for participants

Standard procedures and

forms for participants :

Online Registration process

via www.swift.com

Pilot Users registration as of week July 25

Keeping the members informed

From the Central Institution

Roadshow
Website
From SWIFT
FIN Copy Service Description
UHB (user Hand Book)
Interface documentation

Upgrade your CBT

SWIFT Interface
Follow FIN Copy Patch download
procedure on swift.com
Non SWIFT interface customers:
Please contact your interface
vendor to receive the necessary
information

Pilot Users patch installation as of week of Aug 1st.

FIN Copy patch download procedure on swift.com

FIN Copy patch download procedure on swift.com

FIN Copy patch download procedure on swift.com

FIN Copy patch download procedure on swift.com

RTGS Implementation Plan - Summary

Date

Action

Week July 18

Read FIN Copy Service description

Week July 25

Pilot Users - Online RTGS subscription

Week Aug 1st

Upgrade your FIN Interface (CBT) with DLP patch

Week Aug 1st

Snet 7 Upgrade of your Infrastructure

Week Aug 1st

Start RMA exchange with BDL BICs

BDLCLBBA, BDLCLBBC & BDLCLBBG

Dates
to be
confirmed
by BDL

Pilot Users - Start FIN Copy testing

All Users - Start FIN Copy testing
All users - Perform testing with live BIC
Full RTGS in Live Mode
39

Supporting FINCopy

Presentation title dd month yyyy Confidentiality: xxx

40

Online support

Supporting FIN Copy

Customer Services Centre
FIN: SWHQNLNL / SWHQUS33 / SWHQHKHH
E-mail: support@swift.com
Website: www.swift.com (support)
Tel:
Europe: Tel: +31 71 582 2822
Hong Kong: Tel: +852 2 852 8777

Japan: Tel: +81 3 5223 7456

United States: Tel: +1 540 825 6056

?
Q&A

44

Thank you

45