Beruflich Dokumente
Kultur Dokumente
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CHANGE:
University
of Pittsburgh
". . . Scriptreformdoes not depend on whether
or not it is possible to do something,but on
whetheror not people are willingto do it"
[Wang] Liaoyi (1936: 6).
1.
2.
3.
4.
5.
6.
Content
Script and Society in Chen Guangyao's Time
An Uncelebrated Script Reformer
Chen's Contributions to the Simplification Movement
Chen's Controversial Positions on Simplification
The Continuity of Constraints on Character Simplification
Chen Guangyao in the 1950s
References
136
137
140
143
156
159
161
* My introduction
to therelationship
betweenethnicity
and attitudestowardlanguage,thetheme
of thisarticle,came in the formof a coursetaughtby JoshuaA. Fishmanat the LinguisticSociety
of America's1977LinguisticInstitute,
of Hawaii and theEast-West
Center.
sponsoredbytheUniversity
The emphasesof thatcourseare reflected
in thispaper,the earliestformof whichwas entitled
"EthnicConstraints
on Orthographic
in China, 1935-36," read at
Change: CharacterSimplification
thepanelon LanguageChangein Chinaat theannualmeetingof theInternational
StudiesAssociation
in Washington,
1978.
D.C., February24,
mustbe made to the followingforfinancialassistance:theEast-WestCenter,
Acknowledgement
forProfessional
Associateawardsto attendthe LanguagePlanningProgramof the CultureLearning
in 1977,and to participate
Institute
in theConference
on LinguisticModernization
and LanguagePlanof East Asian Languages
ningin ChineseSpeakingCommunities,
sponsoredjointlybytheDepartment
of theUniversity
of Hawaii and theCenter'sCultureLearningInstitute,
Honolulu,Hawaii, September
of Pittsburgh,
fora 1982 awardforthe
6-14, 1983;the FacultyGrantsCommitteeof the University
conductof parallelresearch;and the University's
Asian Studiesprogramand its Departmentof East
Asian Languagesand Literatures.
For havingreadand commented
on thepre-publication
draftof thispaper,or forhavingotherwiserendered
assistance,I wishto register
myappreciationto RobertL. Cheng,Chu Wen-djang,John
De Francis,LloydE. Eastman,HelmutMartin,S. RobertRamsey,Donald S. Sutton,JamesL. Watson,
and Zhou Youguang.Final responsibility
forthe contentof the paper remainsmy own.
of nameswhichare notgivenin thetext,thereadersare referred
to theRefer(For thecharacters
ences at the end of the paper. - The Ed.)
135
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139
in hisexposureof others'
It is nothardto appreciatewhya man so evenhanded
or
The
even
a
man
without
status
could
become
errors,
fairlywell-known.
position,
list of people he knew,or who knewof him,includedmost of the leadingscript
reform
of hisday.He was personally
figures
acquaintedwithQian Xuantong(1887of the Ministryof Education'sill1939) and Li Jinxi(1890-1978), co-architects
starred1935 simplification
Hu
Shi
plan.24
(1891-1962) and Liu Fu SOU (1891on his work.25He was in communication
about matters
1934)read and commented
relatedto simplification
withWu Zhihui(1864-1953),head of theMinistry
of Eduand WangYunwuIS
cation'slanguagecommission,
(1888-1979),of Shanghai's
CommercialPress.26
Otherscame to knowhimthroughhis writings,
two of whichstimulatedLin
in his widelylaunch
a
for
Yutang(1895 1976) to
publiccampaign
simplification
27
read journal, Lunyu,beginningin 1933. By the time Chen was thirty,
he was
as
the
of
one
of
the
two
schools
of
leadingrepresentative
principal
acknowledged
charactersimplification.28
No one publishedas muchor as oftenabout simplification
as Chen Guangyao,
and his passionatecommitment
to thiscause led himbeyondadvocacyto activism.
He promiseda journal(it did not appear).29Twoorganizations
to promotesimplificationwereannounced(neither,it seems,everactuallyfunctioned).30
He wroteto
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of the literature
demonhe appointedhimselfunofficialreviewer
on simplification,
his
with
its
and
a
classification
scheme
devised
strating familiarity
bibliography,42
of simplifiedcharactersin dictionariesof the future.43
forthe arrangement
than,theseshortpieceswhich
Paralleling,but in his viewof moreimportance
in journalsand newspapers,
was a monumental
effort
of a differappearedregularly
ent sort,thatof compilingan exhaustiveinventory
of extantsimplifiedcharacters.
with
As Chen and everyothersimplifier
knew,it was impossibleevento experiment
in
of
characters
because
lead
publicacceptance publications simplified
typeengraved
withsimplified
characterfaceswas unavailable.Customdictatedthatonlythetypicallymorecomplexformof charactertacitlysanctionedbyprevailing
scholarlystandardsshouldappearin print.SinceonlythesezhengtiziJE^ (hereafter,
calledtrain
characters
were
used
fonts
of
ditional)
printing,complete
simplifiedtypehad
neverbeen cut. (Publishers,servinga predominantly
adult
traditionally-oriented
declined
to
invite
derision
and
risk
loss
of
revenue
readership,
public
by takingthe
initiative.
Whichof them,afterall was sufficiently
audacious to challengefrontally
a two thousandyear old scriptregardedin conservativequartersas a national
at a practicallevel,individualpublishers
could notverywell
Furthermore,
treasure?)
act in the absenceof a consensuson whichtraditionalcharactersto simplifyand
whichof thecompetingsimplified
variantsof a traditionalcharacterto adopt.44In
thesematters,only government
authoritycould prevail.
Chen assignedhimselfthe task of miningChina's deep orthographic
veinsto
amass a storeof simplified
characters
fromwhicha finalselectionundergovernment
auspicescould proceed.The severalcomponentsof thisimmenseprojectincluded:
to serveas a basis forthe standardization
(1) a Plan for Simplification,
process;(2)
a Tableof SimplifiedRadical [meaning-indicating]
Elements,forapplicationwhereverthesame radicalappearedin severalcharacters;
(3) the Tableof ChineseSimplithecornerstone
of his endeavor;(4) the SelectedList of Important
fied Characters,
based
on
the foregoing;(5) a Dictionary of Chinese
SimplifiedCharacters,
and (6) a Tableof FrequentlyUsed Charactersin Simplified
SimplifiedCharacters',
the
last
of
thesewas completedand published,althoughpartsof the
Style.Only
othersappearedin abstractedor condensedformelsewhere.45
171.
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143
These extraordinary
exertionson behalf of his countrymen
were,Chen frereminded
his
limited
to
an
avocational
readers,necessarily
quently
pursuitby his
benefitsderivablefromsimplificaneed to earn a livelihood.The incontrovertible
themselves
and
sensed
to Chen
tion,onlyfleetingly imperfectly
by others,presented
in a vividand kaleidoscopicarray.Tornbetweenthe wishto serveand the need to
survive,Chen took the unusualstep of seekingthroughthe pressa patronwilling
the cost of his one-mansimplification
to underwrite
program.On threeseparate
occasions he appealed publiclyfor fundsto meet the personaland promotional
and to builda plantwheresimpliexpensesnecessaryto bringhis dreamto fruition,
fiedcharacterpublicationscould be printed.46
No benefactor
appeared,but Chen's
convictionand dedicationare apparentin thisexcerptfromone of theseappeals:
For the negligible sum of 4,500 [ 250 per month for 18 months] to be able ultimately to improvethe Chinese script (the script used by more people than any other
in the entireworld); to provide [a list which would contain] more than 20,000 simplified
charactersforhalf a billion Chinese to select fromand use as theyplease - you cannot
say that this is not one of the world's most beautiful bargains.47
4. Chen's Controversial
Positionson Simplification
Chen Guangyaowas not the sortof personwhosepresencecould have gone unnoof nationallanguage
is now a centerpiece
ticed.Yetin China, wheresimplification
policy,his name,preservedonly in scatteredfootnotes,is rarelymentioned.How
can this anomalybe accountedfor?
The answerto thisquestionis not to be foundin his generaloutlooktoward
He could not accept the conservatives'
scriptreform,whichwas unremarkable.
f^U^fS, (3) Zhonghua
jianzixuanfflJ^, (5) Zhonghua
jianzibiaotJ^llB^S. (4) Shiyong
to
establish
a
for
18
months
and
30,000
plant(Chen Guangyao
simplified
stipend
to
two
of workon his unfinished
In
he
asked
for
5,000
1938,
publications
years
1934a).
support
(Chen Guangyao1938c:24).
47) Chen Guangyao1934a.
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Chenhelpedto createthisimpression
byregalinghis audiencewithdata about
innocentswiththe knowledgethat the most
the iniquitousstroke.He frightened
one, comprisedfifty-two
althougha rarelyencountered
complexof all characters,
strokes,and remindedthe complacentthatevena verycommonone had no fewer
thatcharactersin ordithanthirty-two.56
Warmingto his theme,he demonstrated
narydictionariesaveragedsixteenstrokes,and that fullyhalf of the charactersin
As forthe cumulative
such worksrequiredfromten to fifteenstrokesto write.57
he estimatedtheiraveragenumber
of 50,000or so characters,
historicalinventory
of strokesper characterat twenty-two.58
theselectionof siminfluenced
Chen'sconcernforstrokereduction
powerfully
foradoption.In thecorpushe had accumulated
he recommended
plifiedcharacters
ninewas
through1938,sixteenwas the largestnumberof strokesof any character,
theaverage,and themajorityhad fromsix to seven.59Qian Xuantong,by compariwithmorethantenstrokes,
son, had originally
onlycharacters
proposedto simplify
leavingthose below ten untouched.60
Chen neveransweredthe challengeto his assumptionabout the overriding
betweencomplexof strokereductionposed by researchon therelationship
priority
recall.Ai Wei(1891-1965),forexample,showedthattheperceived
ityand character
in the ten-to-fifteen
strokecategorywas not determined
of characters
by
difficulty
to the quantityof strokesalone. Equally importantin promotingrecall
reference
wereoverallsymmetry,
proportionamongcharacterswithseveralcomponents,and
adherenceto a verticalor a horizontalorientation.Charactersin the one-to-ten
to recognize.61
difficult
strokegroupwerenot inherently
to the
of provinghis case by reference
It was also notedthatChen's strategy
undifferentiated
contentsof dictionariestendedto magnifythe actual dimensions
of thestrokehazardforthetypicallearner.A morediscriminating
sampleof characof appearancein printedmaterial,for
to theirfrequency
ters,selectedby reference
of
an
that
nine-tenths
revealed
eighthundredcharactercorpuscontained
example,
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149
of Education'ssimplification
Ministry
programin 1935.Chen'sapproachmeanwhile
cameto be satirizedbytheformulazi wo zuo gu S feffcl
"doingwhatno one else
ensuredhis exclusionfromthe
has done before."Certainlynothingso conclusively
mainstream
of scriptreformas his steadfastadherenceto fabrication.88
in particularpredictably
alteredthe
in generaland fabrication
Simplification
characThisranafoulof theaxiomthattraditional
faceof manyfamiliarcharacters.
to the readerby virtueof
tersuniquelyand directlyconveysemanticinformation
radicalswhichtheyembodyand the"sixprinciples"of structhemeaning-indicating
werebelievedorganized.To the conservative
tureaccordingto whichthe characters
was
the
traditional
mind,
script
superiorto all othersbecauseit possessedthismanifestlyscientific
property.89
Chen was only one of severalfiguresto insistthatevolutionary
changehad
the "six principles"invisibleto all but a specialistand thatthey
longsincerendered
But he had a flairforbringing
to themodernreader.90
irrelevant
werefunctionally
his workto the attentionof the public in wayscertainto provokeconsternation
innocuoustextas a
Thus, ratherthan choosinga culturally
amongtraditionalists.
he electedinsteadto exhibitthemin his own vershowcaseforhis simplifications,
sionsof suchhallowedtreatisesas thewillof Sun Yatsenand theConfucianclassic,
the GreatLearning(see illustration).This spectacularirreverence
guaranteedhis
worka measureof exposurewhichwould have been otherwiseimpossible,thereby
ensuringthathis wouldbe a namelastinglyengravedon themindsof conservatives
as one of the chiefdesecratorsof China's sacred script.91
Contentalwaysto abandonthe "six principles"in orderto save a stroke,still
he acceptedtheresponsibilChen did not fabricatecapriciously.
Quitethecontrary,
new
he
the
on
coherence
internal
for
system soughtto build,and for
ity
imposing
a kindof consistent
forthenewsimplified
applicationof
orthography
guaranteeing
to display.92
ceased
before
had
characters
that
the
old
structural
long
principles
88) See the commentsof G Hai (1934: 655), Wu Zhihui(1935), Zhou Gan (1935: 137), Xiao
Dichen(1935:43), FangTianyou(1935:407), and WangLiaoyi(1940:54). Also noteLi Jinxi'sremarks
in n. 51 above.
89) Wu Xinheng1935: 117.
of (My) SimplifiedChar90) Chen Guangyao,fB^JIS - MMHMiM [An Exemplification
1931:59-68, see pp. 61-62;
in Simplified
acters- theTestament
Characters],
(of Sun Yatsen)Rewritten
also "Hanzi jinhua zhongde yishuhua"(n. 11), 1931: 177; He Zhongying1922: 126; Bing 1935; Hu
Huaichen 1928; Li Jinxi1935a: 26.
China
91) Franke(1970:145)observedthat"in areasdominatedbytheKMT and laterthroughout
or
Sun Yat-sen'swill and portraitbecame symbols.In all officialceremoniesof party,government,
had to learn it by heart."
school his will was solemnlyread and all school-children
92) Chen Guangyao1938b: 10-11.
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150
g) #
IS * *t fe '
^
' ^ ^ A
B
fli fl A
; ^ ]:&.&
Ic-i fi
T -^ ^
t T
i fe
% *> -k
<.
1^ t i *
' ' H
f6 ff?
; -k -frfr &
x ? + n n-
ff) % ; ^ 7 ft ; ^
4? f " ib f- 7T ^ ;
g ; " f to 11 7T ff &
t " rb *V * + 7T -f* * % ir
i &
*> +
it * ?
" JrE "
3K. -4t
T ft '
B ^ 5 "
* IT E *,
fe -fr r^
of this205 charac93) Source:ChenGuangyao1927:389-392. Chencalculatedthathisrewriting
tertextresultedin a savingsof 943 strokes,or a 38 per cent reductionin complexity.
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'
7T
ft 7T * * --
ti & ti * ** *
r "
&
|| fi h
il
X
-fc,I^r *7 # nNI
FF5 1^
Tf b
Pf y
&
^
Textin TraditionalCharacters
m 3c s * ti tf f l'i MX
^ ^ B
o m ai ^ ^ B^ w f is
t i I M I * I
g a 551I f?g
A1 E f ^ T W I
m & m ^^^^i^ti
?& ^ f $o it
^*ffiiEtl5fe^5t
t I o ft g fcj
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151
152
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The inventory
of simplified
characters
thatChen soughtto compileincludedpopuand
fabricated
forms.
Cursiveforms,in particular,playeda
lar, cursive,ancient,
and hisallegianceto themwas unfalmajorrolein thecompositionof thatinventory
the
of
his
on
behalf
of simplification.98
This comteringthroughout years
activity
mitment
was reflected
in his works.Cursivecharacters
accountedforthirty
per cent
of the severalthousandsimplifiedgraphshe had collectedin the earliestdraftof
his neverfinishedmagnumopus, the Table of ChineseSimplifiedCharacters."A
similarfractionof theninehundredcharactersamplebased on the Table,and publishedin Lin Yutang'sLun yu columndevotedto simplifiedcharacters,
werecursives.100
when
Chen's
Table
in
Used
Characters
By 1936,
of Frequently
Simplified
of cursivecharacters
to all otherkindshad risen
Stylewas published,theproportion
to fortyfiveper cent.101
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153
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authorityto fixthe
arguedthatthe solutionlay in the applicationof government
Afterthat,institutionalization
of the writingprogram
shape of cursivestrokes.107
fromkindergarten
the
would
through
elementary
grades
guaranteea disciplined
Chen Guangyaowas of thispersuamasteryoverthe apparentlyunrulyforms.108
and
he
sion,
publishedmanyexperimental
piecesin whichangularand cursivecomponentsare routinely
juxtaposed.109
But Qian Xuantong,Lin Yutang,and otherstook the viewthatcharactersof
cursiveoriginshouldbe angularizedforprinting.110
Convincedthatonlyin thisway
could graphsof cursiveoriginacquireshapesof sufficient
definition
and individualitybothto ensurepedagogicalsuccessand to comportwiththe technicaldemands
of engraving,
Qian earlytook the attitudethat
in thestandardized
form[ofthesecursive
shouldbe made
components],
everyeffort
in everystroke,
to achievediscreteness
to theextentthatwithout
strokes
exception
in originarerefashioned
whicharecursive
in accordwiththeangularstylefoundin
print.111
4.5. The Scope of the Reform
So precociouswas Chentheman and so atypicalwerehis ideas thathis mostradical
seemsto have been only
departurefromthe acceptedwisdomabout simplification
The
record
shows
that
he
was
a consistent
and uncomimperfectly
perceived.
clearly
of the entireactivecharacterinventory.
promisingexponentof totalsimplification
The unavoidablecorollaryof this stanceis thatthe changesin the Chinesescript
would affectall of its users,accomplishedones as well as beginners.Neitherthe
illiterate
and commandingly
would
literateminority
majoritynor the comfortably
be exemptfromthesechanges.
107) Bian Gaotian 1935: 12-13; Hu Xingzhi1935: 52; Wen Tisheng1935: 4; Xu Zemin 1934:
963; Zui Zhu 1935: 8.
Bian proposeda grammatical
basis fordetermin108) Bian Gaotian 1935: 11. Less convincingly,
occurredin print:contentwordsin traditional
relaters
form;intensifiers,
ingthestylein whichcharacters
and connectors,
and grammatically
termsin cursive(1935: 11-12).
exclamations,
significant
109) Chen Guangyao 1927: 389-390; "Jianzili shuo - jianxie zongli yizhu" (n. 90), 1931:
of (My) SimplifiedCharacters,
no. 2. 65-66; ffi^S^!l:Zl - fB rggfr_l[An Exemplification
in Simplified
The Strainsof thePipa Rewritten
1931:
see
ffi^S^feH
75-81,
78-81;
Characters],
pp.
of (My) Simplified
no. 3. - The ThousandCharacter
-ffiSPF ? 5tJ[An Exemplification
Characters,
- fB
in SimplifiedCharacters],1931: 82-89, see pp. 86-89; M^B$iPB
Classic Rewritten
of (My) SimplifiedCharacters,no. 4.
The PingminDictionary
r^fi^ JIJ[An Exemplification
in SimplifiedCharacters],1931:90-96, see pp. 93-96. See also Chen Guangyao1953: 6,
Rewritten
forhis explicitendorsement
of thisposition.
110)Qian Xuantong1935a: 365; [Lin] Yutang1933:217; Zhou Gan 1935: 137; TongZhonggeng
1934: 3.
Ill) Qian Xuantong1930: 74.
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155
A moment'sreflection
shouldconfirmthateverycomponentin Chen's vision
and no doubtadversely,
affect
of a simplified
would
disproportionately,
orthography
literates.
Thus, forexample,commonsensesuggeststhat,whilechangingthe shape
in commonuse could notbut helptheman aimingat rudimenof all thecharacters
taryliteracyand controloverthe some hundredsof charactersthatthis required,
stillit wouldhave entailedmajor adjustmentsin the readingbehaviorof educated
of existing
was predicatedon automaticrecognition
Chinesewhosehard-wonliteracy
thatChen proposedto alter.In thisregard,notethat
formsof themanycharacters
mostoften
not eventhemostfrequently
occurringcharacters- theverycharacters
with
eventhosewritten
seenbymaturereaders wouldbe immunefromalteration,
fewstrokes.And foreverystrokesaved throughfabricationit would be
relatively
literates
who paid theprice,becausetheneed to fabricateimpliedtheunavailability
charvariantalreadyin commonuse: a suresignthatthetraditional
of a simplified
acterwas the special propertyof the cognoscenti.112
intoclearfocus.To be sure,they
neverdrewtheseinferences
Chen's detractors
oftenderidedhim forwritingsimplifiedcharactersthatliteratescould not read.113
But theywerecontentto faulthimfora perverseobduracyor to dismisstheoffending partsof his workas freakish.His iconoclasmwas perceivedwithoutpresentimentas quaint,zany. Its effectwas to amuse ratherthan to alarm.
Perhapsthe reasonhe was lampoonedbut not pilloriedwas because he did
in martialterms.But a moreplausible
not phrasehis ambitionsforsimplification
reasonforthe leniencyaccordedhimby his criticsmaybe foundin the underlying
about languagereformin generalthat influencedtheirparticular
presuppositions
answeredtheneed foran expedientaroundwhich
reactionsto Chen. Simplification
in thecouncould rallyin orderto alleviateilliteracy
coreof progressives
a sufficient
were
Its benefitsto illiterates
trysideand among the uneducatedurban masses.114
wereon the whole
modest,but thenthe coststo the literatecommunity
admittedly
too.
quite negligible,
Viewedthroughthis prism,Chen's worksimplyappearedoff the mark,his
viewsthose of a man on a binge.Men missedthe point of what he was saying
because Chen, for all his bizarrenotions about simplification,
upheld a script
112) See his examplesin Chen Guangyao,"Danghua jiaoyu yu jianzi" (n. 45), 1931:42-44.
113) By Hu Shi (Chen Guangyao,"Jianziyundongshiji" [n. 13], 1931:23-24); G Hai 1934:
655; Gao Zhi 1934: 425; Zhou Gan 1935: 136; Shen Youqian 1937: 96.
drivesupported
114)My readingindicatesthat,by the 1930s,the leadersof the simplification
in all publishing
domains.The size of theinventory
characters
theeventualuse of simplified
uniformly
half that of Chen Guangyao's.
was approximately
however,
theyplannedto simplify,
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theChineseNationalistGovernment's
of Educationand its languageadviMinistry
were
ratified
in 1956 of positionstaken
anew.
The
reaffirmation
commission,
sory
in the 1930srevealeda continuity
of thinking
withrespectto simplification
thatwas
in timeand circumstances.
not alteredby obviousdifferences
The culturalsignificance of thatcontinuity
is underscored
by the factthatin 1956none of thetwentytwo membersof the government's
commissionon scriptreform(Zhongguowenzi
gaigeweiyuanhui
43l3t?Sfc^3l#) was involvedin simplification
priorto 1935,
Li Jinxi,and none was a memberof the government's
excepting
languagecommission in the 1930s,withthe exceptionof Li Jianxiand Wei Jiangonglio.122
Fourteenof thetwenty-two
held appointments
in the ChineseAcademyof Sciences
in 1955.123
fortheirtraAmongthe2,238characters
officially
designatedas replacements
ditionalformsin thePeople's Republicof China,theaveragenumberof strokesper
characteris approximately
ten, reducedfroman averageof sixteenper character
This resultwas achievedbya morethanfifty
priorto simplification.
percentreduction in the numberof charactersoriginallywrittenwithelevenand more strokes,
themas characterswithten or fewerstrokes.This levelof simplification
rewriting
increasedby ninefold(from141 to 1,267) the numberof charactersin the group
whichrequiredtenor fewerstrokesto write,nonetheless
stoppingwellshortof Chen
ambition
to
reduce
the
number
of
strokesin the entireactive
Guangyao's
average
to six or seven.124
inventory
In 1956,the government,
speakingthroughthe chairmanof its scriptreform
commission,acceptedthe earlierresearchindicatingthatthe numberof characters
in actual use numberbetween6,000-7,000 and further
statedthat approximately
halfof themshouldbe consideredcandidatesforsimplification.125
The decisionto
that
number
of
characters
reflected
the
of
the
of Education,
simplify
policy
Ministry
whichas earlyas 1950adoptedthe strategy
of simplifying
onlythatportionof the
used
which
the
incidence
of use.126
actually
inventory
displayed
highest
Fabricationwas rejectedas a meansof simplification.
in
Languageauthorities
the early1950sexplicitly
characterized
theirapproachto scriptreformin termsof
of the Preparatory
Commissionforthe Unificationof the NationalLan122) For membership
guage,see CBWYHMD (1929: 29-31), and forthatof the Committeeforthe Reformof the Chinese
WrittenLanguage,see WangXuewen1967: 15.
123) HKDGB, June6, 1955.
124)WangXuewen(1967:295-298), citingLiu BohuangSlHS, ffift^ ^Wffi [TheMerits
of theComprehensive
List of SimplifiedCharacters],
%$ftB$g [Guangming
newspaper],
July21, 1965.
125) Wu Yuzhang1956.
126) Yi Xiwu 1952: 32.
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159
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160
DAYLE BARNES
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161
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162
DAYLE BARNES
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