Beruflich Dokumente
Kultur Dokumente
DOI 10.1007/s10943-010-9419-7
ORIGINAL PAPER
Abstract Heart failure (HF) is a chronic progressive disease with marked morbidity and
mortality. Patients enduring this condition suffer from fluctuations in symptom burden such
as fatigue, shortness of breath, chest pain, sexual dysfunction, dramatic changes in body
image and depression. As physicians, we often ask patients to trust in our ability to ameliorate their symptoms, but oftentimes we do not hold all of the answers, and our best efforts
are only modestly effective. The suffering endured by these individuals and their families
may even call into question ones faith in a higher power and portends to significant spiritual
struggle. In the face of incurable and chronic physical conditions, it seems logical that
patients would seek alternative or ancillary methods, notably spiritual ones, to improve their
ability to deal with their condition. Although difficult to study, spirituality has been evaluated and deemed to have a beneficial effect on multiple measures including global quality
of life, depression and medical compliance in the treatment of patients with HF. The model
of HF treatment incorporates a multidisciplinary approach. This should involve coordination
between primary care, cardiology, palliative care, nursing, patients and, importantly, individuals providing psychosocial as well as spiritual support. This review intends to outline the
current understanding and necessity of spiritualitys influence on those suffering from HF.
Keywords
Introduction
Heart failure (HF) is a chronic progressive disease with marked morbidity and mortality.
Patients enduring this condition suffer from fluctuations in symptom burden such as
fatigue, shortness of breath, chest pain, sexual dysfunction, dramatic changes in body
image and depression (Hunt et al. 2009; Lang and Mancini 2007). In addition, the condition is complicated by medication side effects, requirements to strictly adhere to low-salt
J. J. Naghi K. J. Philip A. Phan L. Cleenewerck E. R. Schwarz (&)
Cedars-Sinai Heart Institute, Cedars-Sinai Medical Center, 8700 Beverly Blvd,
Suite 6215, Los Angeles, CA 90048, USA
e-mail: ernst.schwarz@cshs.org
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and low-calorie diets, a reduction in physical conditioning with reduced cardiac capacity as
well as hospitalizations sometimes requiring invasive diagnostics and treatment. Although
therapy has improved in the recent past and future therapies are promising, this debilitating
condition still portends a significant threat to patients quality of life (Hunt et al. 2009).
As physicians, we often ask patients to trust in our ability to ameliorate their symptoms,
but oftentimes we do not hold all of the answers, and our best efforts are only modestly
effective. In HF and other chronic diseases such as cancer and chronic obstructive pulmonary disease, this can be especially true and may add to the stress of these illnesses and
worsens the burden of the disease. In the face of incurable and chronic physical conditions,
it seems logical that patients would seek alternative or ancillary methods, notably spiritual
ones, to improve their ability to deal with their condition. Although patients are measurably
affected physically and mentally by their disease, the effect of chronic HF on ones
spirituality and reciprocally spiritualitys effect on ones HF are largely understudied. This
article will provide a systematic review of the current literature regarding the role which
spirituality plays in patients suffering with HF.
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to bring spiritual and physical strength to those in need. Oftentimes, this anointing ritual is
performed when an individual is approaching death, but terminally ill patients are often
encouraged to call upon this healing practice earlier in the course of their disease
(David 2008).
Members of faith communities (congregations) typically hold regular meetings to
partake in a spiritual experience through services of prayers, praise and ritual events such
as Holy Communion. Although the message sent to these groups from their spiritual
leaders may be uniform, there is generally a subjective and personal interpretation of these
teachings such that the application of these spiritual teachings to daily life is highly
variable among individuals. A religion such as Buddhism, for example, has a different
approach to providing a structured spirituality to its followers than does the Abrahamic
religions. In Buddhism, group gatherings have less importance while individual efforts
toward self-reflection and inner-peace serve as a common value. However, the underlying
goal remains similar between religious groups inasmuch as most individuals who describe
themselves as practicing spirituality strive to achieve healing through an understanding that
there is a significant transcendent reality beyond the physical world.
Certainly, prayer is a fundamental component of religion and serves as a way for
individuals to express their spirituality. Prayer acts as a bridge between an individual and
their understanding of the spiritual world. Multiple forms of prayer exist, which include
conversational prayer, meditative prayer, intercessory prayer and ritualistic (or liturgical)
prayer (Jantos and Kiat 2007). In performing the act of prayer, one appeals to the notion
that there is the possibility of communication with a higher power. This higher power can
be praised for the good in an individuals life, questioned for the bad or asked for assistance in times of need. The central importance of prayer in religion is evident by the
ritualistic practices of each group. Among others, Christianity, Judaism, Islam and Buddhism all encourage a schedule of prayer that is meant to stimulate one to leave the realm
of daily physical existence and transcend to a spiritual level.
The desire to engage a higher power is understandably common among patients with
chronic disease states such as chronic heart failure as they wrestle with significant existential, religious and spiritual issues (Selman et al. 2007). The suffering endured by these
individuals and their families may even call into question ones faith in a higher power. In
addition, some may feel that their condition was brought on by unethical, immoral or
unspiritual conduct. Whatever the perception may be of the relationship of causality
between spirituality and the onset of ones condition, the loss of control of ones physical
state can have a significant impact on purpose and meaning in living. In some cases,
spirituality seems to be threatened by chronic disease states but at the same time, spirituality can be emboldened by the understanding of ones mortality (Griffin et al. 2007).
This threat may be responded to in several manners. In some, spirituality is disavowed
as a defense strategy, with patients feeling that they have been abandoned. On the opposite
end of the spectrum, others embrace spirituality as a method for holding on to and
improving their life. Indeed, religious struggle in patients with end-stage HF has been
associated with more depression, and fear of death when compared to those who have a
sense of religious well-being (Edmondson et al. 2008; Fitchett et al. 2004).
The assessment of spiritual adjustment in patients with chronic HF has yielded a threestep process (Westlake and Dracup 2001). In a study interviewing patients in different
stages of HF, it was observed that a generalized approach to spirituality was commonly
exhibited. In these patients, regret toward past behaviors and lifestyles predominated early
in disease. Following this phase, patients struggled to find meaning in their present
experience of HF symptoms. The final spiritual adjustment included a search for hope and
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an inner quest to reclaim optimism. Although spirituality has been shown to have a
significant protective effect on fear, suffering, hopelessness and morbidity, it is understandable that substantial inner struggle with spiritual fastidiousness exists in these
chronically ill patients (Hall 1997, 1998; Levin 1996).
In chronic illness such as heart failure, spirituality may serve as a coping mechanism to
alleviate the physical and mental stress resulting from the condition and the possible end of
life. Although some individuals express a reaction of permanent or temporary spiritual
abandonment, existential anxiety and lack of purpose in life have been described as the
ultimate stress factors. Of interest, only little is known in regard to spiritual well-being in
patients with chronic HF.
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Psychological Factors
Psychological factors are intimately related to symptom burden in patients with HF which
may be ameliorated by spiritual well-being (Vaccarino et al. 2001; Williams et al. 2002). In
fact, modification of psychological suffering, such as anxiety and depression, is of central
importance in a holistic treatment of patients with HF (Gottlieb et al. 2007). Patients with
HF and concurrent depression have a statistically significant increase in symptom burden
(Gusick 2008). As much as 16% of symptom frequency and 18% of symptom intensity can
be attributed to depression. Concurrently, spirituality has been shown to moderate
depressive symptoms in patients with HF (Bekelman et al. 2007; Bekelman et al., 2009). In
a study performed by Bekelman et al., spiritual well-being in patients with HF, assessed on
two subscales (faith and meaning/peace), was compared to the prevalence of depression
among these patients. Greater spirituality was independently associated with less depression, regardless of the patients overall health status. On further subscale analysis, the
benefit was entirely derived from patients showing higher meaning or peace. Interestingly,
patients with HF who have more religious attendance, prayer, Bible study and high
intrinsic religiosity often have significantly faster remission of depression (Koenig et al.
1988). These results are in concordance with the previous studies and suggest that patients
suffering from chronic HF have higher spirituality benefit in terms of less depression and
symptom burden.
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reality of their disease process. A unique study performed by Park et al. investigated the
relationship between HF patients expectancy of longevity and measures of spirituality
(Park 2008). Patients with HF were asked to predict how long they had left to live at two
clinic visits separated by 6 months. They were simultaneously assessed for spiritual forgiveness, religious meaning, daily spiritual experience and spiritual struggle. On analysis,
patients were shown to have overly optimistic estimates of their longevity, regardless of
functional capacity or physiologic prognostic indicators performed at each clinic visit.
Interestingly, those patients who had a significant decrease in estimation of longevity over
the 6-month period were seen to have an increase in religious life meaning and spiritual
forgiveness. Their group also noted a decrease in spiritual struggle among those with
shifting longevity estimates toward less time. The significance of this study suggests that
patients with HF who engage in spiritual practice and see increased religious meaning in
their life become more comfortable in accepting a realistic prognosis to their condition. In
addition, the amount of spiritual struggle, which is related to poorer health and depression,
is ameliorated in these patients (Exline et al. 2000). It is therefore possible to conclude that
realistic goals and expectations can be affected by spirituality in patients with chronic HF
and are important when discussing treatment options as well as end of life planning.
Treatment Compliance
Spirituality can affect the willingness of patients to accept and comply with medical
therapy in chronic HF which is a condition requiring long-term commitment to medical
therapy, lifestyle modifications and the possibility of risky therapeutic interventions.
Medical non-adherence represents a major barrier to HF therapy observed in 3080% of
patients (Powell et al. 2008). Many psycho-social aspects contribute to medical adherence.
By applying Roys Self-Concept Model to patients with HF, Thomas was able to identify
several predictors of medical compliance (Roy et al. 2009; Thomas 2007). Roys SelfConcept model states that any stimulus is perceived as either a threat or a challenge to
ones self-concept of body image, body sensation, self-consistency, self-ideal and moral
ethicalspiritual self.
Stimuli perceived as a threat are generally reacted to with defense mechanisms and a
lack of adherence. On the other hand, stimuli perceived as a challenge are reacted to with
problem-solving behaviors and accepted with adherence. Thomas (2007) assessed medications, diet and exercise as stimuli when studying patients with HF. She found that
patients perceiving the recommended HF regimen as a threat to body image, self-consistency, body sensation and self-ideal were significantly less likely to adhere to the regimen.
Conversely, those who perceived the regimen as a challenge to moralethicalspiritual self
were the most likely to adhere to medical therapy.
In addition to medical compliance, patients with HF are often asked to undergo therapies with inherent risk in order to improve their condition. Spiritual coping methods have
been identified, which affect patients willingness to undergo such treatments (Van Ness
et al. 2008). In particular, patients who report more closeness to God and spiritual growth
are more likely to undergo potentially life-sustaining interventions involving risk. The
medical treatment of HF involves significant life adjustments to be made, and varying
levels of compliance to these regimens are observed. Based on these studies at hand,
spirituality has a significant effect on a patients willingness to adhere to and accept risk
involved with HF therapies.
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2004). The supportive care given by these specialists provide therapy focused on communication, education, psychosocial and spiritual issues in addition to symptom management.
Specifically, palliative care can provide coping techniques to patients and families, which
may alleviate the uncertainty of the new diagnosis of HF. Patients with HF suffer from a
chronic, progressive disease process that is accompanied with not only physical but substantial psychological and spiritual hardships. It is paramount to include a comprehensive
palliative treatment program including spiritual well-being as a goal of therapy.
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Table 1 Summary of specific religions beliefs regarding organ and tissue donation
Religion
Views on transplantation
African Methodist
Episcopalian
Amish
Approved if there is a definite indication that the health of the recipient would
improve, but reluctant if the outcome is questionable
Bahai
Baptist
Donation is supported as an act of charity, and the church leaves the decision to
donate up to the individual
Brethren
Buddhism
Organ and tissue donation is a matter of individual conscience and places a high
value on acts of compassion
Catholicism
Christianity
The Christian Church encourages organ and tissue donation, stating that we were
created for Gods glory and for sharing Gods love
Christian Scientist
Episcopalian
Evangelical
A resolution passed in 1982 encouraged the members to sign and carry Organ
Donor Cards. The resolution also recommended that it become the policy of
our pastors, teachers and counselors to encourage awareness of organ donation
in all our congregations.
Greek Orthodox
Not opposed to organ donation as long as the organs and tissue in question are
used to better human life
Hinduism
Hindus are not prohibited by religious law from donating their organs and tissue.
This act is an individual decision. Hindu mythology has stories in which the
parts of the human body are used for the benefit of other humans and society.
There is nothing in the Hindu religion indicating that parts of humans, dead or
alive, cannot be used to alleviate the suffering of other humans
Islam
The religion of Islam strongly believes in the principle of saving human lives. The
majority of the Muslim scholars belonging to various schools of Islamic law
have invoked the principle of priority of saving human life and have permitted
the organ transplant as a necessity to procure that noble end. Organs should not
be stored but transplanted immediately
Jehovahs Witness
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Table 1 continued
Judaism
Lutheran Church
This was the first national church to publicly call for Americans to donate their
organs after death by signing an Organ Donor Card
Mormon
The Church of Jesus Christ of Latter-Day Saints believes that the decision to
donate is an individual one made in conjunction with family, medical personnel
and prayer. Donation is not opposed
Pentecostal
Pentecostals believe that the decision to donate should be left up to the individual
Presbyterian
Protestantism
In Shinto, the dead body is considered to be impure and dangerous, and thus quite
powerful, so injuring the dead body is a serious crime. Donation is considered to
be such an injury. Family is concerned that the itaithe relationship between
the dead person and the bereaved peoplenot be harmed
Quakers
Unitarian Universalist
United Church of Christ United Church of Christ people, churches and agencies are extremely and
overwhelmingly supportive of organ sharing
United Methodist
of altruistic charity. Orthodox Christian theologians and national churches have typically
expressed comparable support for transplantation (Harakas 1990).
Protestants, which by history and self-declaration include Evangelicals and Episcopalians, are also strong supporters of organ donation. Many denominations have adopted
policies encouraging their members to obtain organ donor cards. Likewise, Judaism
strongly supports and encourages organ transplantation. One of the primary tenets of
Judaism is the infinite value of human life. Consequently, any effort to sustain or save a
human life is mandated by many rabbis. The act of organ donation is considered a commandment, or mitzvah. Cardiac donation, as well as other organ donation, is one of the few
good deeds that can be performed after death.
Similarly, Islam teaches the supreme value of human life. To save a human life is of
prime importance, and organ transplantation is regarded as one of the noblest means to this
end among many Muslim scholars (al-Mousawi et al. 1997; NHSU 2009).
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The teachings of Hinduism have several views on organ transplantation. For one,
Hindus believe in reincarnation and an individuals Karma. When an individual donates an
organ or blood, some of their Karma is transferred to the recipient. However, Hindus hope
that they will be liberated from the cycle of rebirth. Yet by donating an organ, it is assumed
that they will have a next life in which the recipient will repay their lost Karma. Of note,
Dharma or righteous giving is supported as one of the most significant of virtues by
Hinduism, and thus organ transplantation is regarded as one of the highest levels of
sacrifice (Randhawa et al. 2010).
Conclusion
The chronicity of symptoms in HF contributes to both physical and mental morbidity.
Although recent advances in medical management continue to improve outcomes in these
patients, there is still significant potential for improvement in quality of life issues. In this
regard, spirituality has been shown to affect patients with chronic HF on multiple psychosocial levels. Importantly, spirituality can remain intact as a potential coping method
throughout late and even terminal stages of HF. During these times, spirituality can offer
peace and a sense of deeper meaning in ones life. In addition, spirituality often enables
patients to accept that not everything is under their control (Vollman et al. 2009). In terms
of potential benefits that have been studied, significant reductions in stress, depression and
symptom burden have been observed in patients who take an active role in improving their
spiritual lives. Measurements of global quality of life show significant improvement in
those who report spiritual well-being.
As medical and lifestyle modification compliance is central to HF therapy, it is
important to note that patients with more spirituality tend to adhere to these medical
recommendations. Unfortunately, HF remains a condition in which mortality is still high
and variable. Patients who are able to grow spiritually and confront their condition have an
increased likelihood of having more realistic outlook and may benefit in terms of having
significant closure on their lives.
Finally, the topic of heart transplantation should not be disconnected from its spiritual
implications. Understanding the variety and complexity of world religions views (which
are often connected with spirituality) regarding organ transplantation can be difficult to
fully understand. Health care professionals may certainly conclude that this is outside the
scope of their practice. However, it is suggested that referral to a specialist or inclusion of
an acceptable spiritual advisor in discussions with the patients should be considered.
Even among devout members of each faith, trepidation in regard to religious views is
common and may interfere with a patients decision to undergo life-saving transplantation.
Serious attention and sensitivity to each individuals spiritual understanding of the
meaning of cardiac transplantation should be evaluated. Although no religion directly
forbids transplantation, consultation and discussion between patients and religious leaders
should be encouraged to alleviate any concerns and provide necessary spiritual support
prior to undergoing the stresses of transplantation. In conclusion, the effects of spirituality
in chronic HF are substantial enough to warrant further studies aimed at understanding and
documenting the depth of their benefit. Certainly, greater importance should be placed in
assessing this component in patients with HF.
Conflict of interest The authors have no conflict of interest.
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