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Journal of the World Federation of Orthodontists 2 (2013) e175ee179

Contents lists available at ScienceDirect

Journal of the World Federation of Orthodontists


journal homepage: www.jwfo.org

Research

Interlabial gap behavior with time


Guilherme Janson a, *, Patrcia Bittencourt Dutra dos Santos b, Daniela Gamba Garib c,
Manoela Fvaro Francisconi d, Taiana de Oliveira Baldo e, Srgio Estelita Barros f
a

Member, Royal College of Dentists of Canada; Professor, Department of Orthodontics, Bauru Dental School, University of So Paulo, Bauru, Brazil
Orthodontic Graduate Student, Department of Orthodontics, Bauru Dental School, University of So Paulo, Bauru, Brazil
Associate Professor, Department of Orthodontics, Hospital of Rehabilitation of Craniofacial Anomalies, Bauru, Brazil; Bauru Dental School, University of
So Paulo, Bauru, Brazil
d
Orthodontic Graduate Student, Department of Orthodontics, Bauru Dental School, University of So Paulo, Bauru, Brazil
e
Private Practice, So Paulo, Brazil
f
Associate Professor, Department of Orthodontics, Federal University of Rio Grande do Sul, Porto Alegre, Brazil
b
c

a r t i c l e i n f o

a b s t r a c t

Article history:
Received 7 July 2013
Received in revised form
25 September 2013
Accepted 2 November 2013
Available online 2 December 2013

Background: The purpose of this study was to evaluate the long-term behavior of the interlabial gap in
patients with Class I and Class II malocclusion after orthodontic treatment and to investigate whether
interlabial gap behavior is related to treatment with or without extraction.
Methods: Lateral head-lms at the pre- and post-treatment and long-term follow-up stages were
obtained from 61 patients who initially had Class I or Class II malocclusion and with pre- and posttreatment lip incompetence, who were treated with or without extraction. Dependent and independent Students t tests were used for the intra- and intergroup comparisons.
Results: There were signicant interlabial gap reductions of 1.64 and 1.72 mm in Class I and II, respectively, but there was no signicant intergroup difference. Nonextraction patients had signicantly greater
interlabial gap reduction (2.7 mm) than did extraction patients (1.3 mm) in the long-term.
Conclusions: It was concluded that the interlabial gap decreases signicantly and similarly in treated Class
I and Class II malocclusion patients and that nonextraction treatment has greater interlabial gap
reduction than does extraction treatment in the long-term post-treatment period.
2013 World Federation of Orthodontists.

Keywords:
Cephalometry
Lip
Tooth extraction

1. Introduction
During the past decade, great concern has been drawn toward
facial esthetics as one of the major goals of orthodontic treatment
[1,2]. Consequently, evaluation of lip posture features is a requirement for achieving pleasant facial harmony [3e5]. Before orthodontic treatment, clinical assessment should always include
evaluation of the soft tissue at rest and during function because
morphology of the soft tissues is a major factor in determining the
overall facial prole [6].
In normal occlusion or at the end of treatment, a normal
vertical-lips relationship should consist of a mean gap of 2 mm
(2 mm), with the mandible in centric occlusion [7]. Therefore, a
small amount of lip incompetence is considered to be normal. A
number of studies have described the relationship between lip

* Corresponding author: Department of Orthodontics, Bauru Dental School,


University of So Paulo, Alameda Octvio Pinheiro Brisolla 9-75, Bauru - SP - 17012901, Brazil.
E-mail address: jansong@travelnet.com.br (G. Janson).
2212-4438/$ e see front matter 2013 World Federation of Orthodontists.
http://dx.doi.org/10.1016/j.ejwf.2013.11.001

incompetence and malocclusion [8e12] and soft tissue features


[13]. Among the factors most related to lip incompetence are lip
lengths [9,13e15], facial patterns [16e18], and teeth positions
[10,13,19,20]. However, no study has described how the interlabial
gap changes after orthodontic treatment.
Therefore, the purpose of this study was to evaluate the longterm behavior of the interlabial gap in Class I and Class II malocclusion patients after orthodontic treatment and to investigate
whether lip competence is related to lip length, facial pattern, and
treatment with or without extraction.
2. Methods and materials
The sample size of each group was calculated based on an alpha
signicance level of 0.05 and a beta of 0.2 to achieve 80% of power
to detect a mean difference of 1.5 mm in interlabial gap change
between the post-treatment and the long-term post-treatment
interlabial gap, with a 2.0 mm of estimated SD. The sample size
calculation showed that 29 patients in each group were needed,
and to increase the power even more it was decided to select 30 and
31 patients with Class I and II malocclusion, respectively.

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G. Janson et al. / Journal of the World Federation of Orthodontists 2 (2013) e175ee179

The sample was retrospectively selected from the les of the


Orthodontic Department at Bauru Dental School, University of
So Paulo, Bauru, Brazil, which consists of more than 4000 treated
patients. Records of all patients who initially had pre- and posttreatment lip incompetence, with the lips relaxed and in centric
occlusion, were selected and divided into two groups. Sample selection was based exclusively on the lateral head-lms.
The Class I group consisted of 30 patients (20 female, 10 male)
who initially had Class I malocclusion, with a mean age of
15.21 years at the end of treatment and 21.87 years at the long-term
post-treatment stage. Class II consisted of 31 patients (24 female, 7
male) who initially had Class II Division 1 malocclusion, with a mean
age of 15.88 years at the end of treatment and 22.67 years at the
long-term post-treatment stage. The long-term observation times
were 6.66 and 6.79 years in Class I and II, respectively (Table 1).
Lateral cephalograms were evaluated to determine lip incompetence, lip length, and facial pattern as determined by the Frankfurt mandibular plane angle (Figs. 1 and 2). The cephalometric
tracings and landmark identications were performed on acetate
paper by one investigator (P.B.D.d.S.) and then digitized with a
Numonics Accugrid XNT digitizer (Houston Instruments, Austin,
TX). These data were stored in a computer and analyzed using
Dentofacial Planner version 7.02 (Dentofacial Planner Software,
Toronto, Ontario, Canada). Linear and angular measurements were
performed. Information about rst-premolar extraction was obtained from each patients clinical records.
Interlabial gap behavior with time was evaluated on the lateral
head-lms between the post-treatment and the long-term posttreatment stages.

Fig. 1. Linear measurements. 1, upper lip length; 2, interlabial gap; 3, lower lip length.

All statistical analyses were performed with Statistica for Windows 7.0 (Statsoft, Tulsa, OK).
3. Results and discussion

2.1. Error study


Twenty randomly selected patients from both groups had their
radiographs retraced, redigitized, and remeasured by the same
examiner. The random error was calculated according to Dahlbergs
formula [21]. The systematic errors were evaluated with dependent
Students t tests at P < 0.05 [22,23].
2.2. Statistical analyses
Means and SDs were calculated for all cephalometric variables in
each group. Normal distribution was veried by KolmogorovSmirnov tests. The results were nonsignicant for all variables.
Intergroup comparison of the post-treatment and long-term
post-treatment ages and the long-term post-treatment times
were performed with Students t tests.
Dependent Students t tests were used to evaluate the withingroup interlabial gap behavior with time. Students t tests were
used to evaluate intergroup differences regarding the posttreatment and long-term post-treatment interlabial gap, and the
long-term interlabial gap post-treatment changes. Multiple linear
regression analysis was used to assess the relationship between lip
length, facial pattern, and treatment with or without extraction and
interlabial gap behavior.

Table 1
Post-treatment and long-term post-treatment ages, and long-term post-treatment
times
Parameter

Class I (n 30)

Class II (n 31)

P*

Post-treatment age
Long-term post-treatment age
Long-term post-treatment time

15.21 (1.86)
21.87 (2.79)
6.66 (2.77)

15.88 (1.75)
22.67 (3.53)
6.79 (2.83)

0.154
0.332
0.854

Data are presented as mean (SD) years.


* t Test.

None of variables showed statistically signicant systematic


errors, and the random errors varied from 0.14 (long-term posttreatment interlabial gap) to 1.70 (lower lip length). The groups
were compatible regarding the post-treatment and long-term posttreatment ages, and the long-term post-treatment time (Table 1).
The interlabial gap decreased 1.64 mm with time in treated Class
I malocclusion patients and 1.72 mm in treated Class II malocclusion
patients, which were statistically signicant within the groups.
However, there was no signicant intergroup difference regarding
these changes (Table 2).
Of all variables, only the treatment with or without extraction
was signicantly associated with interlabial gap behavior, according
to the multiple regression analysis (Table 3). Because of this result,
interlabial gap changes between nonextraction and extraction patients of the groups were compared. The nonextraction treatment
had an interlabial gap reduction of 2.73 mm, which was signicantly greater than the 1.31-mm reduction of the extraction treatment (Table 4).
3.1. Sample selection
The inclusion of only 61 patients from the available 4000 might
seem small. This was because of the rigid selection criteria, especially that the patients should present with pre- and post-treatment
lip incompetence, with relaxed lips and in centric occlusion, and
that the necessary records were available or could be obtained.
Additionally, some patients were not included to match the groups
for the several factors described.
3.2. Methodology
Interlabial gap was evaluated with the lips in a relaxed position
and with the mandible in centric occlusion. In centric occlusion, a
lips-relationship with an interlabial gap of 2 mm (2 mm) is

G. Janson et al. / Journal of the World Federation of Orthodontists 2 (2013) e175ee179

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Fig. 2. Angular measurement (facial pattern). 1, Frankfurt-mandibular plane angle.

accepted to be normal [7]. When the lips are apart, it is also


considered as lip incompetence [13]. Therefore, a mean of 2 mm of
lip incompetence is accepted as normal. All of the evaluated patients in this investigation had to present with an interlabial gap at
the post-treatment stage. Both groups at the post-treatment stage
had a mean within the accepted normal range (Table 2). Therefore,
the behavior of the normal interlabial gap in treated patients could
be investigated.
To our knowledge, this study is unique in that it is the rst
attempt to evaluate the long-term behavior of the interlabial gap in
patients who had orthodontic treatment. A number of methods to
evaluate lip-sealing ability have been reported: visual examination
[24], facial photography, cephalometric radiography [25], pressuredistribution sensor [26], and electromyographic activity [27].
Cephalometric radiography was used in this study because it is the

choice of many researches evaluating the soft tissue prole


[3e5,28e36].

Table 2
Interlabial gap behavior with time in Class I and II malocclusions

Table 3
Relationship between the lip length, facial pattern, and extraction and interlabial gap
behavior*

Parameter

Class I
(n 30)

Post-treatment interlabial gap


2.65 (1.66)
Long-term post-treatment interlabial gap 1.00 (2.21)
Py between time points
0.001
Interlabial gap change
1.64 (2.51)
Data are presented as mean (SD) millimeters.
* t Test.
y
Dependent t test; statistically signicant at P < 0.05.

Class II
(n 31)

P between
classes*

3.13 (1.53)
1.40 (1.98)
<0.001
1.72 (2.12)

0.246
0.183
e
0.894

3.3. Groups compatibility


The groups were similar regarding the post-treatment and longterm post-treatment ages, and the long-term post-treatment times
(Table 1). Some subjects from both groups had to be eliminated to
match the ages.
3.4. Interlabial gap behavior with time
The interlabial gap signicantly decreased with time in both
groups (Table 2). Comparisons of the results with other studies
should be made with caution because there are no reports on

Variable

P for interlabial gap behavior

Upper lip length


Lower lip length
Facial pattern
Treatment with or without extraction
Groups

0.546
0.958
0.472
0.028y
0.785

*
y

Multiple linear regression; r 0.313; R2 0.0984.


Statistically signicant at P < 0.05.

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G. Janson et al. / Journal of the World Federation of Orthodontists 2 (2013) e175ee179

Table 4
Comparison of interlabial gap changes between nonextraction and extraction
treatment
Variable

Nonextraction (n 16)

Extraction (n 45)

Interlabial gap change

2.73 (1.53)

1.31 (2.42)

0.024*

Data are presented as mean (SD) millimeters.


* Statistically signicant at P < 0.05.

interlabial gap behavior with time in the literature. However,


different aspects of lip behavior with time have been reported. Lip
retrusion and decrease in lip thickness cause interlabial gap
reduction [3,4,31]. Long-term observation studies have shown a
decrease in lip thickness and greater lip retrusion which are
explained by the loss of subcutaneous tissue with age [37] or as a
consequence of changes in muscle tonus in the perioral area
[3,4,17,31]. Therefore, these factors may partially explain the
observed interlabial gap reduction.
3.5. Interlabial gap behavior between Class I and Class II
malocclusions

are no reports that have assessed the relationship between interlabial gap behavior with time and nonextraction and extraction
treatment. However, several studies have reported the relationship
between interlabial gap behavior during orthodontic treatment
[30,36,39e42]. Extraction treatment causes greater interlabial gap
reduction during treatment than does nonextraction treatment
[36]. This is probably consequent to the incisor retraction that
usually occurs during extraction mechanics. As the incisors retract,
the lips usually follow and consequently approximate to each other,
decreasing the interlabial gap. This mechanism is absent in Class I
nonextraction treatment and is partially present in Class II nonextraction treatment during correction of the anteroposterior
discrepancy. During the long-term post-treatment period, the
amount of interlabial gap decrease is greater in nonextraction
treatment due to the natural changes with growth and development. It seems that the interlabial gap behaves similarly to other
variables when submitted to orthodontic treatment [39e41]. The
greater the changes during treatment, the smaller post-treatment
changes will be [42].
3.8. Clinical implications

Several studies have assessed the relationship between interlabial gap and malocclusion. Among the occlusal conditions most
associated to lip incompetence are over jet, mandibular incisor
inclination, and anteroposterior discrepancies [10e12]. This means
that different occlusal conditions for different types of malocclusion
can be related to interlabial gap. However, no research has assessed
the relationship between malocclusion and interlabial gap behavior
with time, after orthodontic treatment. Consequently, any comparison to other research is fairly limited. In this study, patients
who initially had Class I and Class II malocclusions and pretreatment lip incompetence were included. At the end of orthodontic
treatment, these patients still had lip incompetence and showed
the same interlabial gap behavior with time, regardless of the initial
malocclusion (Table 2). Therefore, independently of the initial
malocclusion, one can expect the same changes in interlabial gap
after orthodontic treatment, with time. In fact, this would be expected because at the end of treatment, both groups nished with a
normal occlusion and consequently the changes should be similar if
there were no signicant relapses in the groups. Primarily, it would
be over jet relapse in the Class II malocclusion group that could be
accounted for some intergroup difference. However, because there
were no intergroup differences in interlabial gap behavior with
time, this indirectly suggests that there were no signicant relapses
in over jet in the Class II group. Therefore, the initial occlusal factors
of the different malocclusions no longer have an effect.

Obtaining an adequate vertical-lip relationship is an objective to


be attained at the end of orthodontic treatment [10,11,43]. Usually,
this required retraction of the incisors and, concurrently, of the lips.
However, long-term post-treatment observational studies later
showed that for some time, there was excessive retraction of the
incisors and consequently of the lips, leading to an excessively at
prole in late adult life [19,28,36,41,42,44e46]. Therefore, acceptance of a more protruded prole during adolescence started to
guide the excellence for a more attractive prole at the end of orthodontic treatment [47]. As a more protruded prole can be
accepted in adolescence, it is possible that some amount of interlabial gap may also be accepted because these features are interrelated [10,43]. This can be accepted within a certain range because
this study showed that there is a reduction in interlabial gap with
time either in nonextraction and extraction cases. The reduction in
interlabial gap was signicantly greater in the nonextraction than in
the extraction cases. To a certain extent, this reinforces the current
tendency toward nonextraction treatment. Therefore, nowadays, it
is perfectly possible to nish the cases with some lip protrusion
either associated or not with some interlabial gap in adolescent
patients because there will be a natural reduction in protrusion and
in the interlabial gap in the long-term. One has to be aware of these
soft tissue changes in the long-term because they will play a very
important role in a patients future facial esthetics.

3.6. Factors associated with interlabial gap behavior

4. Conclusions

Although investigations have shown signicant relationships


between interlabial gap amount, lip length [3,31], and facial pattern
[38], the present results show that these variables have no inuence
on interlabial gap behavior with time (Table 3). Therefore, it seems
that lip lengths and facial pattern are related only to the amount of
interlabial gap; however, there is no inuence on interlabial gap
behavior with time. The only variable associated with interlabial
gap behavior with time, in the multiple linear regression analysis,
was the treatment protocol whether conducted with or without
extraction; this topic will be discussed subsequently.

The decrease over time in interlabial gap was signicant in both


Class I and II, but the change was similar between the two groups.
Nonextraction treatment had greater interlabial gap reduction than
did extraction treatment in the long-term post-treatment period.

3.7. Interlabial gap behavior between nonextraction and extraction


treatment

References

The interlabial gap decreased signicantly more in the nonextraction than in the extraction patients, with time (Table 4). There

Acknowledgment
The authors would like to acknowledge FAPESP (So Paulo State
Research Foundation) for its Support. Process #09/06927-3 So
Paulo, Brazil.

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