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September 2002

Volume 71
Number 9
United States
Department of Justice
Federal Bureau of Investigation
Washington, DC 20535-0001

Robert S. Mueller III


Director Features
Contributors’ opinions and statements
should not be considered an
endorsement by the FBI for any policy,
program, or service.
The Negative Influences Those in the law enforcement
The attorney general has determined
that the publication of this periodical is
necessary in the transaction of the
of Police Stress 1 profession must find ways to battle
the negative influences of stress.
public business required by law. Use By Joseph A. Harpold
of funds for printing this periodical has and Samuel L. Feemster
been approved by the director of the
Office of Management and Budget.

The FBI Law Enforcement Bulletin The Police Response to Police officers have certain
(ISSN-0014-5688) is published
monthly by the Federal Bureau of
Medical Crime Scenes 17 responsibilities when responding
to medical crime scenes.
Investigation, 935 Pennsylvania By Richard T. Boswell
Avenue, N.W., Washington, D.C.
20535-0001. Periodicals postage paid
at Washington, D.C., and additional Constitutional Rights to Law enforcement officers must
mailing offices. Postmaster: Send
address changes to Editor, FBI Law
Enforcement Bulletin, FBI Academy,
Counsel During Interrogation 28 understand how to apply the different
protections afforded individuals under
Madison Building, Room 209, By Kimberly A. Crawford the Fifth and Sixth Amendments.
Quantico, VA 22135.

Editor
John E. Ott
Associate Editors
Cynthia L. Lewis Departments
Bunny S. Morris
Art Director
Denise Bennett Smith
7 ViCAP Alert 20 Perspective
Assistant Art Director
Stephanie L. Lowe Unidentified Homicide Victim Interacting with Arabs
Staff Assistant and Muslims
Linda W. Szumilo 8 Case Study
A Cultural Analysis of 24 Notable Speeches
This publication is produced by
members of the Law Enforcement a Threat Communiqué Freedom
Communication Unit, The Front Line Is Ours
William T. Guyton, chief.
13 Crime Data
Internet Address Law Enforcement 27 Bulletin Reports
leb@fbiacademy.edu Officers Killed, 2001 Drugs and Crime
Law Enforcement
Cover Photo
© Ronald Jeffers 14 Focus on Management Juvenile Justice
Communication Survival
Send article submissions to Editor, Skills for Managers
FBI Law Enforcement Bulletin, FBI
Academy, Madison Building, Room
209, Quantico, VA 22135.

ISSN 0014-5688 USPS 383-310


Negative Influences
of Police Stress
By JOSEPH A. HARPOLD, M.S., and SAMUEL L. FEEMSTER, J.D.

© Ronald Jeffers

M
any variables exist in the one of the most important choices
Ian Campbell believed that what battle against the nega- that officers should make. Deciding
most policemen shared was an tive influences of stress. to battle the negative influences of
abhorrence of the predictable,
a distaste for the foreseeable
While people can control some life by developing and accentuating
experiences of working life.... variables more easily than others, positive influences reduces stress in
He felt that the job was not choice remains the one that they can officers’ daily activities. Research
particularly hazardous physically exercise the most influence over. has shown that negative influences
but was incredibly hazardous Officers have chosen a career in law increase distress (negative stress),
emotionally and too often led enforcement, rather than having which, in large enough quantities,
to divorce, alcoholism, and someone force them to join the pro- may cause some individuals to be-
suicide.... Never mind whether fession. Other decisions, such as come sick.2
they could interpret, never mind living with a mate, having a family,
if it was potentially hazardous to DEFINING STRESS
the soul. To be there was the
or attending college, represent ex-
thing. amples of controlled choices that What is stress? One researcher
—Joseph Wambaugh, officers make. defined stress as “a nonspecific re-
The Onion Field1 However, choosing to live as sponse of the body to any demand
healthy a life as possible remains placed on it.”3 What does that really

September 2002 / 1
the officers to an onion field outside
of Bakersfield, California, and mur-
dered one officer at the feet of the
other. Somehow, miraculously, the
second officer escaped and sur-
vived, only to experience second-
guessing by his colleagues and the
criminal justice system and incred-
ible effects of negative stress with-
out any assistance or support.
The surviving officer not only
was victimized by watching his
Special Agent Harpold is an Special Agent Feemster is an partner murdered but was second-
instructor in the Behavioral Science instructor in the Behavioral Science guessed by his colleagues because
Unit at the FBI Academy. Unit at the FBI Academy. he escaped and survived. The result
was a second victimization. How-
ever, in 1963, no critical incident
stress management debriefings or
mean? It simply means that each poisoning with each encounter at employee assistance programs ex-
person responds differently to inter- the edge of the abyss. isted, so he had no place to turn for
nal and external demands of life, but Historically, the law enforce- support within his agency. His fam-
that each person does experience ment profession has not acknowl- ily members could not support him
stress. Denying its existence does edged the negative stress related to because no family education pro-
not alleviate the body’s response to being an officer. For example, law grams existed to teach them about
daily stress. enforcement academies throughout the job and its negative stressors.
The day-to-day stress of dealing the United States rarely have ad- He could not communicate with a
with people and their problems, es- dressed stress in police work. Not- police chaplain because his agency
pecially the deeply disturbing as- withstanding unmistakable cries for had no chaplain program. To make
pects of dealing with critical inci- help disclosed in internal reviews, matters worse, a main aspect of the
dents, can traumatize officers and academies have been particularly police personality dictated that of-
poison their spirits. Friederich lax in suggesting appropriate meth- ficers, regardless of traumatic expe-
Nietzsche said, “Whoever fights ods for identifying this potentially riences, must endure repeated emo-
monsters should see to it that in the debilitating disorder. In addition, tional and physical exposure to the
process he does not become a mon- until recently, many law enforce- abyss as if nothing had happened. In
ster. And, when you look into an ment agencies did not implement such an environment, the surviving
abyss, the abyss also looks into programs to assist officers strug- officer’s agency would not have
you.”4 This aptly applies to the law gling with stress-related issues. One had meaningful peer discussions or
enforcement profession because of- case, in particular, illustrates this formal peer support programs in
ficers look into the abyss of evil and problem all too well. place to encourage him to talk about
negative behavior every day. The his problems.
quote at the beginning of this article EXAMINING THE The case ultimately went to
provides insight into what happens ONION FIELD court. For the next 9 years, the sur-
to police officers who, during the In The Onion Field, author Jo- viving officer had to recount the
course of their duties, daily look seph Wambaugh described the hor- horror of the night over and over
into the abyss. Although they may rible tale of two Los Angeles police again during all of the hearings and
face physical jeopardy, their souls officers’ abduction while on duty appeals of the case. This left an
remain constantly susceptible to one night in 1963. Criminals took open and infected psychological

2 / FBI Law Enforcement Bulletin


wound that never properly healed deal with the demands of their and morbidity from cancer, heart
so that he could return to duty as a profession. disease, hypertension, acute mi-
fully functional officer. graine headaches, reproductive
The gardener was a thief. LEARNING FROM problems, chronic back problems,
That’s the thing that bothered THE PAST foot problems, and insomnia.
him the most... It was getting The U.S. Department of Project Shield showed that pro-
so hard to remember... some- Justice’s National Institute of Jus- found emotional effects from stress
thing flashed in his mind.... tice conducted research involving occurred most often when officers
He began getting afraid for one of the major law enforcement attended a police funeral, were the
no reason...a throbbing pain agencies in the United States. 6 subject of an internal affairs investi-
started at the base of his Through an anonymous survey of gation, experienced a needle stick
skull... The fear was weaken- the officers in this agency, research- or exposure to body fluids, made a
ing him and the pain was ers discovered that, apparently, the violent arrest, or personally knew
ferocious. He wanted to work law enforcement profession had not victims. In addition, the study dis-
it off.... Even the pain would learned from the history of negative covered that officers experienced
not stop the gardener from organizational, or job-related, stress
thinking about his crimes.... most often when making split-sec-


He used to think about the ond decisions with serious conse-
night in the onion field... quences; hearing media reports of
before he became a thief.5 The day-to-day police wrongdoing biased against
In recounting this true story, police; having administrators who
Wambaugh described the effects of
stress of dealing did not support their officers; put-
what has come to be known as post- with people and ting work ahead of anything, in-
traumatic stress disorder (PTSD) their problems...can cluding family; and not having
along with some of the symptoms traumatize officers enough time for personal or family
that someone with PTSD may ex- and poison their responsibilities.
hibit. Tragically, the surviving of- spirits. In the psychological area,
ficer ultimately was lost to PTSD Project Shield revealed that officers


and to the law enforcement profes- lost energy or interest, including
sion because he became a thief him- loss of sexual interest, along with
self by shoplifting some tools that experiencing pounding in their
he could have paid for but did not. influences of job stress and what chests and feelings of impending
Fortunately, the law enforce- that stress does to officers exposed doom. Most important, 1 percent of
ment profession has made great to it. The study, Project Shield, pro- these officers considered ending
strides since 1963 in the develop- vided information about the nega- their lives.7
ment of programs to treat officers tive effects of stress and broke these Regarding behavioral problems
exposed to such horrific incidents. down into categories of psychologi- due to negative job stress, officers
However, room exists for improv- cal, physical, behavioral, and orga- reported smoking and drinking
ing these treatment efforts and for nizational public health. problems; more injuries; and physi-
enhancing the credibility of such During this research project, of- cal abuse of spouses, children, and
programs so that officers will par- ficers admitted anonymously to in- even their police partners. Based on
ticipate in them. Most important, creased vulnerability to alcohol the laws associated with police of-
however, the law enforcement com- abuse and anxiety within the first 5 ficers convicted of domestic vio-
munity must remind officers of years of employment. Project lence having to give up their guns,
the negative effects of stress and Shield also found that officers expe- the potential exists to lose officers
provide them with the skills to rienced increased risk of mortality to this problem if they are convicted

September 2002 / 3
of domestic violence or child abuse. where are you going? I can’t get all such action would have involved
Of course, physically abusing their of these bodies out of the water by officers who worked the midnight
police partners also can result in myself.’ With that, the doctor on the shift checking for unlocked or open
tragedy in the workplace. bank replied, ‘I am going upstream doors of businesses. When they
Project Shield demonstrated to find out who is throwing all of found a door open or unlocked, they
that whereas only a small percent- these bodies in the river.’”9 surmised that a thief could enter and
age of officers in this agency re- Likewise, the law enforcement steal what was inside. Recognizing
ported these problems, they also profession must go upstream to pre- this as a crime risk, officers under-
were 30 percent more likely to re- vent the negative impact of stress. stood that something had to be done
port health problems than other of- Prevention, or at least the reduction, to remove this opportunity from the
ficers in the agency, 3 times more of the negative impact of stress criminal. Therefore, officers would
likely to abuse their spouses, 5 proves crucial to the health of law have called the business owner to
times more likely to report alcohol- enforcement officers. Comparing come and secure the business,
ism, 5 times more likely to have stress prevention or reduction to which would have removed or at
somatization (multiple, recurrent, similar efforts, such as crime or least reduced the opportunity for
and long-term physical complaints disease prevention and reduction, theft.
apparently not due to any physical can lead to a better understanding of The law enforcement commu-
disorder),8 6 times more likely to how to approach the problem. nity can apply this definition of
have anxiety, 10 times more likely crime prevention to the concept of
to be depressed, and the least likely negative stress reduction by simply


to seek help. substituting “negative stress,” or,
more correctly, “distress” (as op-
REDUCING AND posed to eustress or positive stress,
PREVENTING STRESS Prevention, or at such as winning the lottery), in the
More important than discover- least the reduction, place of “a crime risk.” Now, offic-
ing that the negative impact of of the negative ers have a working definition of
stress still exists is developing a impact of stress stress reduction: “the anticipation,
comprehensive strategy to prevent proves crucial to the recognition, appraisal of distress;
or reduce it. Sadly, little is being health of law and the initiation of some action to
done to inoculate new law enforce- remove or reduce it.” Anticipation
ment personnel against the poison-
enforcement officers. means that anyone can experience
ous effects of negative stress. One distress. The importance of recogni-


story illustrates the need for action. tion lies in the awareness of the par-
“There were two doctors standing ticular distress that bothers some-
in the middle of a river. Gradually, one the most. Appraisal relates to
dead bodies began coming toward Crime Prevention Model understanding stress and how it af-
them. At first, there were only a Since 1970, the National Crime fects people in general and why cer-
few, and the doctors were success- Prevention Institute (NCPI) in Lou- tain distress bothers a person. With
ful in pulling them out of the river. isville, Kentucky, has taught that these concepts in mind, the law en-
Later though, more bodies were crime prevention is “the anticipa- forcement community can begin to
coming downstream, and it was be- tion, recognition, appraisal of a “initiate some action to remove or
coming impossible to get them all crime risk; and the initiation of reduce it (distress).”
out of the river. At that point, one of some action to remove or reduce To bring the reduction or
the doctors got out of the water and it.”10 Prior to the advent of a formal prevention of negative stress
went up on the bank. The other doc- crime prevention philosophy at about, however, law enforcement
tor, still in the river, said, ‘Hey, NCPI in 1970, a basic example of officers first must consider some

4 / FBI Law Enforcement Bulletin


contributing factors inherent in prevention, doctors focus on edu- least chance of being effective
their profession. For example, re- cating people who live healthy because treatment usually offers no
search in criminal victimization has lifestyles about unhealthy behav- guarantee of success once a serious
shown that those who have become iors so that they will not choose to illness has developed.12
victims are never the same as they engage in those behaviors and be- If the law enforcement commu-
were prior to their criminal victim- come ill. For example, they teach nity applies the three phases of pub-
ization. 11 Likewise, officers are people who do not smoke about the lic health medicine’s concept of
never the same as they were prior to dangers of smoking so that they will prevention to developing a stress
entering the law enforcement pro- choose not to smoke and, thus, re- reduction model, then choosing the
fession. When they come in contact duce their chances of becoming ill. primary phase makes the most
with individuals who have been vic- sense. Why wait until the negative
timized by criminals, officers also influences have broken into a
© Mark C. Ide
are victimized because people natu- healthy lifestyle and the individual
rally relate to the pain of others. is so sick with stress that the tertiary
Victims of crime have experienced phase is required to attempt to re-
a violation of their inner selves, and store health?13
officers easily can empathize be- However, even in the secondary
cause of the realization that this phase, officers can choose to “ini-
could have happened to anyone. tiate some action to remove or re-
Each time officers encounter this duce” the negative influences of
poisonous contact, the potential ex- stress by employing various coping
ists for their spirits to erode. After a methods. Some of these include
period of time, the mind begins to deep breathing, muscle relaxation,
build a wall to protect itself from meditation/prayer, positive think-
experiencing any more pain. When ing and self-talk, and mental imag-
this occurs, officers may display ery.14 Officers can choose one of
cold, unfeeling, or cynical attitudes, these or use them in combination,
even though they do not mean to. To whatever works the best. Each per-
prevent this from occurring, offic- son is different and what might
ers need the skills to combat this In the secondary phase of dis- work well for one might not work
exposure and avoid becoming sick ease prevention, doctors target for another. These various tech-
and dispirited. Anticipation through those individuals engaged in behav- niques do work, and when officers
education may develop a better un- ior that may lead to disease, but who find a technique that works the best,
derstanding of how this distress are still healthy. The doctors at- they have to practice it to increase
may be contagious and will help to tempt to educate these people so its effectiveness. Most important,
initiate action to guard against this that they will stop the dangerous officers can refine these coping
phenomenon. behavior (e.g., smoking) before skills to the point that they can em-
they contract such ailments as lung ploy them as stressful situations oc-
Disease Prevention Model cancer, emphysema, or heart dis- cur.15 Using these techniques gives
Just as with the crime preven- ease. The final, or tertiary, preven- a hopefulness in dealing with most
tion comparison, the law enforce- tion phase involves treating sick in- stressful situations and even pre-
ment community can borrow the dividuals and educating them to venting them from becoming de-
three phases of disease prevention choose not to continue the behavior structive to an officer’s overall
from public health medicine that resulted in their illness. This health.
to help in the battle against stress. represents the most costly phase of Practicing stress management
In the primary phase of disease the three, and the one that stands the also must be used in the context of

September 2002 / 5
practicing a healthy lifestyle, choose to cultivate an energetic, always should demonstrate an ap-
including regular exercise, whole- positive, and loving spirit. To help propriate bedside manner and al-
some nutrition and diet, spiritual re- in this effort, they also should ways practice what they preach.”19
newal, and enriching social interac- choose to associate or interact with Choosing to be healthy is the
tions. Officer choices determine the others who think and act in a posi- best weapon against the negative
health of the body, mind, spirit, and tive manner as well. influences of stress. Once a
social interactions. If any one of commitment is made to fight back
these four areas sickens, other areas CONCLUSION against the negative factors of
can become ill as well. Conversely, As law enforcement officers stress, life becomes healthier and
if officers choose to practice a become healthier, their agencies more enjoyable. Fighting back in-
healthy lifestyle in these four areas, need to consider their health as cludes the deliberate adoption and
then they choose to take care of well. “Police agencies need to be implementation of stress reduction
their bodies. healthy before they can treat the techniques and the vigilance of the
Finally, officers also can community’s illnesses and injuries. law enforcement community to
choose to think positive thoughts.16 Signs of good health include pride, protect its members from the effects
Plato said that “thinking is the soul self-esteem, quality leadership, of negative stress as vigorously
talking to itself.”17 This should be a comprehensive training, and board as officers protect society from
positive dialogue. Officers should certification.” 18 Also, “...they lawlessness.

Suggested Readings and Resources


Edward A. Charlesworth and Ronald G. Nathan, Stress Management: A Comprehensive Guide
To Wellness (New York, NY: Ballantine Books, 1984).
Norman Vincent Peale, The Power of Positive Thinking (New York, NY: Fawcett Columbine
Trade paper ed., 1996).
Gary Aumiller, Keeping It Simple (Holbrook, MA: Adams Publishing, 1995).
Stephen R. Covey, Seven Habits of Highly Effective People (New York, NY: Simon & Schuster,
1990); Principle Centered Leadership (New York, NY: Summit Books, 1991); and First Things
First (New York, NY: Simon & Schuster, 1995).
Gary Smalley, Loving Each Other For Better and For Best (New York, NY: Inspirational Press,
1993).
Larry Dossey, Healing Words (New York, NY: Harper Collins Paper Backs, 1993).
Depak Chopra, The Seven Spiritual Laws Of Success (San Rafael, CA: Amber-Allen Publishing,
1993).
Jeffrey T. Mitchell and George S. Everly, Jr., Critical Incident Stress Management: The Basic
Course Workbook, 2nd edition (Ellicott City, MD: International Critical Incident Stress
Foundation, 1998).
Katherine W. Ellison and John L. Genz, Stress and the Police Officer (Springfield, IL: Charles C.
Thomas Publisher,1983).

6 / FBI Law Enforcement Bulletin


ViCAP Alert
Endnotes
1
Joseph Wambaugh, The Onion Field (New
York, NY: Delacorte Press, 1973), 3-4.
2
Edward A. Charlesworth and Ronald G.
Nathan, Stress Management: A Comprehensive
Guide to Wellness (New York, NY: Ballantine
Books, 1984).
3
Ibid.
4
Friedrich Nietzsche, Beyond Good and
Evil, quoted in Margaret Miner and Hugh
Rawson, The New International Dictionary of
Quotations, 2nd ed. (New York, NY: A Signet
Book, 1994), 111.
5
Supra note 1, 1-2.
6
Robin Gershon, U.S. Department of
Justice, National Institute of Justice, Public
Health Implication of Law Enforcement Stress, Unidentified Homicide Victim
video presentation, March 23, 1999.
7
A presentation at a national conference
on police suicide held at the FBI Academy in
September 1999 indicated that police officers
are three to four times more likely to kill
T he FBI in New Orleans, Louisiana, seeks information regarding the
identity of a female found in February 1999 floating in the Gulf of
Mexico approximately 20 miles south of Grand Isle, Louisiana. Current
themselves than to be killed in the line of duty. investigative analysis shows that the victim may have resided in the
Given the predisposition to suicide that a few south Florida area.
officers harbor, there seems to be a real
potential for violence in the workplace of a
police station by an officer who turns from
Crime Scene
suicidal to homicidal thoughts. See U.S. The victim, found fully dressed wearing a gold bracelet and a gold
Department of Justice, Federal Bureau of necklace with a butterfly pendant, had been shot once in the chest. The
Investigation, Suicide and Law Enforcement woman was wrapped in a fish net, with a 40-pound concrete block inside,
(Washington, DC, 2001).
8
American Psychiatric Glossary, 6th ed.,
and bound with cable wire.
s.v. “somatization.” Forensic examination determined that the victim was a white female,
9
Presentation given by Deborah Prothrow- approximately 50 to 55 years old, 5'2" to 5'5" tall, and weighed between
Stith, M.D., FBI Academy, October 15, 1991. 130 and 145 pounds. The examination also revealed that, a number of
10
National Crime Prevention Institute, years ago, the victim had broken both bones in her lower left leg, which
Understanding Crime Prevention (Stoneham,
MA: Butterworth, 1986), 2.
had healed prior to the time of her death. In the past 30 years, she re-
11
Interview of Morton Bard, Ph.D., in ceived extensive dental work, but, due to a badly decayed tooth, examin-
Because You Need to Know, prod. Federal Law ers believed that she had not visited a dentist in the past several years.
Enforcement Training Center, July 5, 1988,
video. Alert to Law Enforcement
12
Supra note 8. The FBI has highlighted the victim on its Web site at http://
13
Supra note 8.
14
Supra note 2.
www.fbi.gov/mostwant/seekinfo/seek.htm under “Unidentified Murder
15
Patricia Carrington, How to Relax (New Victim-Grand Isle, Louisiana.” The Forensic Anthropology Computer
York, NY: Warner Audio Publishing, 1985). Enhancement Service (FACES) laboratory prepared a reconstructed clay
16
For additional information, see Norman model of what the victim’s face may have looked like. Photographs of
Vincent Peale, The Power of Positive Thinking the clay model, the victim’s jewelry and clothing, the fishing net, the
(New York, NY: Fawcett Columbine Trade
paper ed., 1996).
cable wire, and the 40-pound concrete block are depicted at the indicated
17
Plato, The Republic, retrieved from http:// FBI Web site.
www.ag.wastholm.net/aphorism/A-1993, on The FBI asks any agency having information concerning the identity
June 18, 2001. of the victim to contact Special Agent Barbara O’Donnell, FBI, 2901
18
Joseph A. Harpold, “A Medical Model Leon C. Simon Boulevard, New Orleans, Louisiana, 70126, at 504-816-
for Community Police,” FBI Law Enforcement
Bulletin, June 2000, 26.
3388 or Crime Analyst Glen W. Wildey, Jr., Violent Criminal Apprehen-
19
Ibid, 27. sion Program (ViCAP), Quantico, Virginia, 22133, at 703-632-4166.
This alert bears ViCAP number 2000-LA-00007.

September 2002 / 7
Case Study
World Destruction in Washington, D.C., from the embassies of Italy,
Australia, Great Britain, and Canada. The writer used
A Cultural Analysis of the correct names and addresses of the attaches and
a Threat Communiqué also sent letters to embassies in London. The one-
By Mitchell R. Hammer, Ph.D. page communiqué was written in capital letters in
four sections with the subheadings: “Current
© DigitalVision Situation,” “Covert Deployment,” “Strategic Warn-
ing,” and “Technical Verification.” Centered at the
top of the page, the communiqué began with—
Urgent Communiqué
United Nations Security Council
(New York City, USA)
In the sacred name of Allah
(Blessings be upon his holy name)
He who begets not and is not begotten.
It concluded with the name of the writer, Brother-
hood of Allah, and essentially stated that certain
chemical-biological agents were placed in a number
of cities in the world and would be activated if the
United States attacked Kuwait. Further, the writer
demanded that newspapers throughout the world
publish the communiqué.2
Various U.S. government agencies analyzed the
communiqué and provided a determination in the
areas of technical feasibility assessment (Can the
writer accomplish the threat?), psychological assess-
ment (Is there evidence of psychological disorder of
the writer?), and cultural assessment (Is there evi-

A t ten o’clock in the morning on October 26,


1990, I was working in my office analyzing
transcripts and audiotapes of actual hostage negotia-
tion incidents when I received a phone call from an
dence of the cultural background of the letter writer?).
My quick briefing by one of these agencies ended
when I was informed, “We need to send in our analy-
sis by 5 p.m. today, so we will need your assessment
by 4 p.m. Any problem with that?” Thus, I began 6
individual I know in a U.S. government agency in hours of intense analysis.
Washington, D.C. This individual mentioned that he
was working on a threat assessment of a letter he just Understanding Cultural Analysis
had received and wanted to know if I could provide A cultural analysis is important and can provide
a cultural analysis. His primary question was, “Does a valuable tool for the investigation and analysis of
this letter appear to be an authentic letter written in an communications, whether those messages are in
Arab cultural style or could it be written by someone verbal or written form. All people receive their
trying to appear as an Arab terrorist?” I told him that primary socialization in culture groups, from which
I could do a cultural analysis of the letter to answer they learn specific patterns of perception, meaning,
his question. Little did I realize what that simple and behavior. These patterns, “because they are
statement would involve.1 learned typically early in life, often are out of aware-
To start with, I learned that a letter was sent on ness and deeply ingrained.”3 Further, simply because
October 16, 1990, and received by military attaches someone comes from a specific culture group does

8 / FBI Law Enforcement Bulletin


not mean that the individual can recognize these “out likely indicate the cultural background of the writer.
of awareness” aspects of perception and behavior. Because these deeper cultural (rather than more
Therefore, identifiable, culturally based patterns of surface language translation) elements often are
behavior emerge in interaction and communication “out of awareness,” evidence of their presence in
with others. As an interculturalist (i.e., a specialist in the communiqué is a fairly accurate indicator of
how cultural differences influence behavior and social the writer’s cultural background or nationality.
interaction between individuals and groups), my
expertise lies in the identification of these cross- Finding Evidence of
cultural patterns of difference. Language Translation Errors
Sometimes, it is common for Arab-English
Establishing Criteria for Cultural Analysis language writing to contain certain errors. One
To begin my work on the threat communiqué, I common writing pattern, the Arabic use of the phrase
established two fundamental criteria for analyzing the as we all know, reflects a general assumption of
document. First, the language translation criterion common knowledge that may, in fact, not exist.
concerns the degree to which typical errors in writing Nevertheless, the phrase typically functions among
made by the author of the communiqué represent Arab speakers as a linguistic convention for initiating
typical errors native Arabic communication. I found no
speakers make when working evidence of this pattern in the
from the Arabic to the English communiqué.
language. Identifiable, culture-
specific patterns of language
translation emerge as individuals
attempt to speak or write in a
“ A cultural analysis...
can provide a valuable
tool for the investigation
Second, correct use of verb
forms and tense often cause
difficulties for nonnative speak-
ers of English. For example, the
second language while using and analysis of verb be does not exist in Arabic;
their primary language system as communications, therefore, Arab writers often
a reference.4 For instance, whether those messages confuse tenses or otherwise use
common errors often occur this verb improperly. In general,
are in verbal or
among Koreans writing in verb tense problems can continue
English. Because the use of an written form. a fairly long time while learning
article, such as a, does not exist
in the Korean language, native
Korean language speakers
writing (or speaking) in English tend to drop the
” the English language. The
communiqué writer used such
phrases as “A variety of chemi-
cal-biological warfare (CBW) ‘devices’ have been
article in sentences (e.g., “I am going for walk now,” covertly deployed...”; “All of the aforementioned
rather than the correct “I am going for a walk now”). CBW ‘devices’ will be activated immediately...”;
Finding Arabic-to-English language translation and “If the sacred soil of Islam continues to be
errors might suggest that the writer is a native Arabic violated....” In these and other phrases, the writer
language speaker. However, not finding these transla- correctly used have been, will be, and be throughout
tion errors only means that the writer’s command of the document. I found no errors in verb tenses in the
English is sufficient to not make these errors. In this communiqué and, therefore, saw no evidence of this
case, the writer may be a native English language pattern. Similarly, nonnative English speakers typi-
speaker or an Arab or other foreign national proficient cally make mistakes in subject-verb agreement,
in the English language. particularly when it is difficult to determine whether
Second, the deeper cultural pattern criterion the subject is singular or plural. In the communiqué,
involves an identification of often-unconscious the writer did a remarkably good job in maintaining
stylistic devices used in writing (and speaking) that proper subject-verb agreement. For example, “a pack
provide evidence of deeper cultural elements that of satanic infidel dogs is poised....”

September 2002 / 9
Third, nonnative English language speakers often misspelled: “At this very moment, a ravenously
make prepositional errors. Prepositions express bllodthirsty pack of satanic....” This misspelling of
relationships typically in space and time between bloodthirsty probably was a typographical error.
nouns, pronouns, or other words. For example, “He Therefore, I found no evidence in the communiqué
did not want to leave the store during the baseball of this pattern of misspelling. Overall, the writer
game.” Errors that nonnative English language appeared highly skilled in the English language and
speakers may make include, for instance, “I picked made none of the more common errors that I would
him out of the train station,” rather than “I picked him expect from someone translating from Arabic to
up at the train station.” The communiqué writer English.
consistently used sentences that reflected the proper
English language usage of prepositions. For example, Determining Evidence
“...pack of satanic infidel dogs is poised to strike at of Deeper Cultural Patterns
the fighting heart of Islam....” Again, I found no In Arabic, compared with English, more repeti-
evidence of this pattern in the communiqué. tion of a thought (i.e., making the same point several
Fourth, Arab writers of English often use poorly times) occurs. Repetition of an idea functions in Arab
constructed adjective clauses. This occurs with the cultures to demonstrate sincerity of the writer (or
duplication of basic clause functions in language by speaker) to the message, as well as a marker to
a personal pronoun of a function filled by a relative distinguish the importance of one idea compared with
pronoun. Examples of this include: “The car I bought another idea.5 For example, this might be expressed in
it does not work” or “The man I met him at the station more ritualistic statements, such as inshallah (“if God
was my friend.” Again, the writer wills it”) and ishkoraallah
consistently employed English (“thanks be to God”), as well as in
language sentences in which this a simple restatement of a message


type of error did not occur. made earlier. I found the language
Fifth, Arabic relies heavily on used in the communi-qué remark-
coordination, rather than subordi- ...identifiable, ably clear and succinct in its style.
nation, in sentence construction. culturally based For example, the writer used
Coordination typically can involve patterns of behavior statements, such as “In order to
stringing or linking a number of emerge in interaction establish the ‘bona fides’ of this
separate ideas together with such and communication communiqué, extremely small but
words as and. This produces very with others. biochemically testable samples
long, complex, multi-idea sen- of....,” to express rather clearly the


tences, which, in English, are message’s intent. Thus, I found no
better separated with commas and evidence of the Arab pattern of
periods. The communiqué writer repetition in the communiqué.
did a remarkably good job of Second, an Arab cultural
separating various ideas, appropriately using commas pattern puts a far greater degree of emotion in the
and ending sentences correctly with periods. For beginning of a message to demonstrate the
example, “Needless to say, any and all attempts to individual’s personal commitment to the ideas pre-
locate them, via the utilization of current surveillance sented.6 At one level, the communiqué did contain
technology...” and “In recent months, a variety of statements that might, on the surface, appear to
chemical-biological warfare....” Throughout the indicate greater emotional expressiveness. For
document, I found no evidence of this pattern. example, “At this very moment, a ravenously
Finally, sometimes, misspelled words exist that bllodthirsty pack of satanic dogs is poised to strike at
may be spelled phonetically but are not correct. Only the fighting heart of Islam...”; “...the aforementioned
one word, appearing in the first line of the text, was infidel dogs have been significantly aided and abetted

10 / FBI Law Enforcement Bulletin


by a treacherous cabal of traitors to Islam...”; and second paragraph of the communiqué with a clear
“Moslem warriors are unafraid of death, because thesis statement: “If any part of the Republic of Iraq,
death (for the holy cause) to them means paradise, including province number nineteen (19) ‘Kuwait,’ is
while death to infidels means only eternal damnation attacked by anyone, for any reason whatsoever, in any
in hell.” manner whatsoever, then all....” In each of the princi-
The communiqué did have statements, such as pal paragraphs, the main point was well stated at the
“ravenously, bllodthirsty, infidel dogs,” which are beginning. Therefore, I found the logic of the writer
more highly emotionally charged. However, the letter clearly more America” than Arab.
remained uncharacteristically unemotional concerning Fourth, one of the deeper “out of awareness”
the personal feelings and commitments of the writer aspects of cultural programming concerns the use
and “his” people. The purpose of imagery, metaphors, and
© DigitalVision
of using more highly charged analogies. Because of this, how
emotional expression within individuals employ imagery,
Arab discourse is to demon- metaphors, and analogies can be
strate the writer’s personal particularly insightful regarding
commitments and feelings. In their cultural identity. The
this respect, then, the writer did communiqué writer used the
not connect the more emotion- phrase “...ravenously bllodthirsty
ally charged language to his or pack of satanic infidel dogs....”
her own viewpoint or actions. In From the cultural perspective of
fact, the writer did not use any many Muslims, a dog generally
inclusive terms to suggest that is considered an “unclean”
he or she was one of the “Mos- creature; an animal, for example,
lem warriors.” In the example, that they would not have in their
“Moslem warriors are unafraid home. However, the imagery
of death...,” the writer did not used by the writer invoked a
say what should have been a more natural phrase, “pack of dogs.” This is not the primary notion of
“We Moslem warriors are unafraid of death...,” nor an Arab cultural view of a dog (e.g., the term pack
did the writer place himself or herself in the picture of dogs, or wolves, does not appear in Arabic
by saying, “...to us means paradise....” Further, the dictionaries).8
writer gave a cultural rationale for death in this In contrast, situations where Americans would
example. Typically, this would be assumed with no think of dogs in a negative sense tend to include those
need to “spell it out” to someone else unless the where the animals are wild; run in packs; and attack,
writer wanted to show the reader that he or she knew for example, defenseless deer. Clearly, this negative
something about Arab culture and Muslim religion. image of a dog from an American viewpoint is not
This represents fairly common information, so it is the same as the negative connotative meaning of the
not particularly insightful. animal from a Muslim or Arab cultural view. There-
Third, an American pattern of argument places fore, I found the use of the term pack to describe
the primary thesis statement at the beginning of a “infidel dogs” not typical of the Arab or Muslim
paragraph, whereas an Arabic one puts the main point mind-set. Specifically, it is not that dogs run in
at the end of a paragraph. This reflects a more general “packs” that make them particularly vile to an Arab
pattern of difference between American (English or Muslim warrior. Yet, the use of the term pack for
speakers) and Arab cultures in which Arab patterns Americans is critical in characterizing the dog as
of persuasion are found in the form of presentation, a vile animal. Thus, I found this particular use of
rather than the more precise logical structure and imagery far more characteristic of an American,
evidence of proof.7 For example, the writer began the rather than an Arab, pattern.

September 2002 / 11
Finally, a number of words and phrases cast doubt like an Arab terrorist. The logic of the communiqué,
on the Arabic background of the writer and also the writing style, the use of words, the imagery of
suggested that the writer was male and at least 45 the “pack of dogs,” and the technical terminology
years of age or older. First, the writer stated that suggested that the writer was an American male in
“...the aforementioned infidel dogs have been signifi- his 50s. After I submitted my analysis, authorities
cantly aided and abetted by....” The phrase signifi- subsequently apprehended the writer. He was an
cantly aided and abetted is common to American American white male, in his 50s, living in the
English language speakers. Further, the word afore- United States.
mentioned represents an older English language term
for previously or “above.” To me, this suggested that Conclusion
the writer possibly was older, perhaps 45 years of age Traditionally, threat assessments have included
or more. Second, the writer stated that “In recent both technical feasibility and psychological
months, a variety of chemical-biological warfare assessment. What was unique to the analysis of this
(CBW) ‘devices’ have been covertly deployed to a threat communiqué was the additional cultural
strategically significant number of ‘safe’ locations.... analysis. This provided a profile that assisted law
These ‘devices’ have been pro- enforcement authorities in their
grammed in ‘fail-safe’ modes, so investigative efforts.
that (if located) any attempt....” In addition to the integration
The words devices and fail-safe
illustrated the use of quotation
marks to highlight an idea, while
(if located) represented one of a

...correct use of verb
forms and tense often
of cultural analysis into overall
threatening communication assess-
ments, a targeted communication
or discourse-based analysis of
number of examples that the writer cause difficulties for these threat messages also should
used of the parenthetical, another nonnative speakers be included as part of a compre-
sophisticated English language of English. hensive assessment procedure to
device. Again, the writer used augment more traditional technical


these more sophisticated English feasibility and psychological
language elements properly. Also, profiling currently used in law
the writer’s use of the word safe enforcement. This communication
was not typical. Safe, in the and culture approach can prove
context of the communiqué, meant a location free useful in assessing the degree and intent of threat
from detection, something a person might have read messages, identifying the writer/communicator,
in a spy novel. An Arab national would have had to determining the writer’s back-ground (e.g., national-
know this rather uncommon meaning to have used it ity, age, and sex), and uncovering key message “hot
properly. Finally, the writer used a number of techni- buttons” embedded within the writer’s communica-
cal terms throughout (e.g., covert deployment and tion. This significantly can aid law enforcement in
technical verification), possibly reflecting a military selecting persuasive counter-messages more likely to
background or, more likely, indicating an avid reader impact the writer’s behavior in predictable ways.
of military and spy novels. Finally, this approach is not limited to assessing
Providing the Analysis written communication.It also can apply to assess-
ments of verbal threat as well.
Overall, I found no direct evidence that the
writer’s English language command was such that
typical Arabic errors in English were present in the Endnotes
communiqué. The deeper cultural analysis suggested 1
The author based this article on his professional experience in the
that the writer was an American attempting to sound area of cultural analysis and his knowledge of the Arab culture.

12 / FBI Law Enforcement Bulletin


2 6
The author does not present an exact copy of the threat communiqué. Ibid.; and R. Cohen, Negotiating Across Cultures: International
Rather, he provides an overall description of the letter, along with specific Communication in an Interdependent World (Washington, DC: U.S.
examples that illustrate the analysis he undertook. Institute of Peace Press, 1997).
3 7
Mitchell R. Hammer, “Negotiating Across the Cultural Divide: Supra note 5.
8
Intercultural Dynamics in Crisis Incidents,” in R.G. Rogan, M.R. See, for example, Almonjid (Beruit, Lebanon: Dar el-Machreq
Hammer, and C.R. Van Zandt eds., Dynamic Processes of Crisis Publishers, 1992).
Negotiation (Westport, CT: Praeger Press, 1997), 105-114.
4
Dr. Hammer is a managing partner of a private crisis
A.C. Purves, Writing Across Languages and Cultures (Newbury
Park, CA: Sage, 1988). management group and a professor of international peace
5
E. Feghali, “Arab Cultural Communication Patterns,” International and conflict resolution at the American University in
Journal of Intercultural Relations 21 (1997): 345-378. Washington, D.C.

Crime Data

Law Enforcement Officers Killed in the Line of Duty, 2001


A ccording to preliminary figures released by
the FBI, 140 law enforcement officers were
slain feloniously in the line of duty in 2001. This
Another 5 officers were murdered while answer-
ing nondomestic disturbance calls, 4 during rob-
beries in progress or pursuing robbery suspects,
number includes the 71 officers killed in the 3 in ambush situations (entrapment and premedita-
September 11, 2001, terrorist attacks. tion), 2 during burglaries in progress or pursuing
The officers killed as a result of the attacks burglary suspects, 2 while handling prisoners, and
on the World Trade Center in New York City 2 in incidents involving persons with mental
include 37 officers with the Port Authority of illnesses.
New York and New Jersey Police Department, Sixty officers were killed in 2001 with fire-
23 with the New York City Police Department, arms. Of these 60 officers, 45 were slain with
5 with the New York Office of Tax Enforcement, handguns, 11 with rifles, and 4 with shotguns.
3 with the State of New York Unified Court Seven officers were killed with vehicles, 1 officer
System, 1 fire marshal with the New York City was murdered with personal weapons (hands, fists,
Fire Department, 1 agent with the U.S. Secret feet) and 1 was killed with a blunt object. Thirty-
Service, and 1 agent with the FBI. These officers nine officers were wearing body armor at the time
are not included in the following preliminary of their deaths, and 3 were slain with their own
statistics. weapons.
By circumstance, 10 officers were murdered Preliminary statistics also indicate that an addi-
in 2001 while answering domestic disturbance tional 77 officers accidentally lost their lives dur-
calls, and 10 were killed during traffic pursuits ing the performance of their duties in 2001. This
and stops. Eight officers were slain investigating total represents a decrease of 7 compared with the
drug-related matters, 8 attempting other arrests or 84 accidental deaths that occurred in 2000. Final
serving arrest warrants, 8 investigating suspicious statistics and complete details will be published in
persons or circumstances, and 7 officers were the forthcoming Law Enforcement Officers Killed
killed in ambush situations (unprovoked attacks). and Assaulted—2001.

September 2002 / 13
Focus on Management
Communication Survival strongly affects their behavior. Therefore, if manag-
ers can identify and control emotions, they are in a
Skills for Managers better position to influence other people’s behavior.
By Stephen J. Romano, M.A. While conflict cannot always be resolved, it can
be managed. To this end, managers can use a process
of maintaining self-control, understanding their
employees, and using active listening skills to change
employee behavior.
MAINTAINING SELF-CONTROL
People generally agree that it is not what hap-
pens to someone in life that counts but how that
person reacts to what happens that matters most. Life
stressors can be overwhelming at times and may
affect the way a person thinks, feels, and behaves.
Emotions, not reason, may control a person’s behav-
ior. A stressed person may be under the influence of
one or more emotions, such as anger, fear, frustra-
tion, or depression. If people feel that they have a
problem, they do. The manager’s challenge is to
restore the employee’s emotional equilibrium.
The only aspect of an interaction that people
have absolute control over is their own emotions.
Therefore, when confronted with a difficult em-
ployee, managers must understand that the first step
© PhotoDisc
is not to control the person’s behavior but to control

T he amount of time managers spend on investi-


gating and resolving work-related personnel
problems can be staggering. These problems run the
their own. If they cannot control themselves, they
cannot control the situation. Managers must gauge
their own pulse and honestly appraise themselves.
Are they emotionally prepared to effectively interact
gamut from equal employment opportunity com- with the employee at that moment? If not, it is far
plaints, job performance issues, and personality better for them and the employee to reschedule the
conflicts to lack of productivity and negative atti- meeting if possible.
tudes. Regardless of the problem, the end result, the
mission, always suffers. In a majority of instances, UNDERSTANDING THE EMPLOYEE
these personnel problems share a common thread— Stephen R. Covey, author of Seven Habits of
poor or no communication between managers and Highly Effective People, said, “seek first to under-
employees. Managers significantly can minimize stand, then to be understood. This principle is the
personnel problems and create a productive and key to effective interpersonal communication.”1 He
harmonious work environment by using effective further advised, “if you withhold judgements and
communication techniques. conclusions long enough to hear the person out and
People communicate on two levels: content (the listen to his story, you will gain a better sense of
story) and emotion (the feelings). The story (facts and what his needs may be and, thereby, how he may
circumstances) constitutes the objective part of be influenced.”2
communication. On the other hand, the feelings Managers must be good listeners. Listening is
(meaning/significance) people have about their story the cheapest, yet most effective, concession they
count most. How people feel about a situation can make to their employees. It gives employees

14 / FBI Law Enforcement Bulletin


“a hearing” and lets them ventilate. Above all, people USING ACTIVE LISTENING SKILLS
want to be understood. Their desire to be understood Active listening skills (ALS) are the most effec-
is as powerful as their need to have their own way. tive weapon a manager can employ to defuse strong
Managers can demonstrate respect by giving an emotions and restore a subordinate’s emotional
employee their undivided attention. They should equilibrium. When listened to, people tend to listen to
eliminate interruptions and distractions by closing the themselves more carefully and to evaluate and clarify
office door and holding phone calls. They also should their own thoughts and feelings. Managers who use
create a personal and relaxed environment by moving ALS demonstrate empathy, which enhances rapport
from behind their desks to a more comfortable seating with their employees and, thereby, increases their
arrangement that avoids a supe- potential to influence and change
rior-subordinate position. Overall, a subordinate’s behavior. The
managers must demonstrate eight aspects of ALS involve
empathy to their employees and
satisfy their needs.
Demonstrate Empathy
“ People communicate
on two levels:
paraphrasing, emotion labeling,
reflecting/mirroring, effective
pauses/silence, minimal encourag-
ers, “I” messages, open-ended
Good listeners demonstrate content (the story) questions, and summarizing.
empathy, the ability to see the and emotion Paraphrasing is the repeating
world through the eyes of another (the feelings). of the speaker’s “story” (content)
person and to walk in another in the listener’s own words. Some


person’s shoes. Empathy absorbs examples include such phrases as
tension. Empathic statements, such “Are you telling me...?” and “Are
as “I can understand how you you saying...?” This technique
would be upset over...” or “You provides feedback to clarify
feel as though I did not fully address your issues in content. Additionally, it demonstrates that the man-
my decision,” can help set the proper tone and begin ager is listening to and understanding what the
the task of building bridges. Tone of voice indicates employee is saying.
attitude and speaks much louder than words. A calm, Emotion labeling tentatively identifies the “feel-
controlled demeanor may prove more effective than a ings” (meaning/significance) of the speaker’s story.
brilliant argument. Responses, such as “You sound..., You seem...,
I hear...,” followed by the emotion the person is
Satisfy Needs exhibiting represent examples of this ALS. When
Managers must listen and let their employees tell managers emotion label, they show an employee that
them “where it hurts.” Acknowledging a person’s they really are listening and “tuned into” what the
point of view and feelings does not equate to agree- person is experiencing emotionally. This helps
ment. Managers should try to find some common identify unsatisfied needs and feelings driving the
ground by agreeing wherever they can without person’s behavior.
conceding. This helps create a positive atmosphere Reflecting/mirroring occurs when the listener
for problem solving. Managers should not argue with repeats back the last word or phrase of the speaker’s
their employees. Arguing results in a communication story. This not only demonstrates both interest and
blockade, wherein both parties cease listening to each listening but also solicits more information without
other and, instead, put all of their energies into guiding the direction of the interaction. An employee
defending their positions. People do not always say might say, “I work 12 hours a day, 5 days a week, and
what they mean. Managers should attempt to listen no one really cares.” A manager using reflecting/mir-
for the meaning—the unsatisfied needs. Managers are roring could respond, “Feel like no one cares, huh?”
not in the business of solving all problems, but, rather, Effective pauses/silence are best used at appropri-
of trying to satisfy the needs of their employees. ate times for effect. People tend to be uncomfortable

September 2002 / 15
with silence and will speak to fill dead space in a of the content and emotions by the listener illustrates
conversation. Managers can employ silence most summarizing. Managers can use this powerful tech-
effectively just before they say something important nique to demonstrate that they are listening and trying
or immediately after they have said something impor- to understand. This skill promotes clarification and
tant. Silence can help defuse highly emotional em- gives employees the opportunity to reassess their own
ployees and also help them understand that conversa- positions.
tion is a turn-taking process.
Minimal encouragers include the gestures or CONCLUSION
sounds listeners make to let speakers know that they Although people may not always achieve their
are attentive and focused. These facilitators keep the objectives, they need to be allowed to save face and
person talking and do not interfere with the flow of maintain some level of dignity. Managers always
the conversation. Gestures include nodding the head, should maintain their composure when dealing with
good eye contact, and leaning forward. Verbal their subordinates. The manager’s position affords
responses might be “uh-huh, yes, I both influence and the “last word,”
see, okay, oh? when? really?” which managers must use with the
“I” messages personalize the utmost discretion. Many managers
listener by letting the speaker
know how the listener feels and
why. This skill provides feedback
in a nonthreatening way without

The only aspect of an
interaction that
strive to project power and control.
Instead, they need to show that
they are open and receptive to
subordinates who raise issues of
putting the person on the defen- people have absolute concern with them. Managers must
sive. Managers should consider control over is their be perceived as being accessible
using an “I” message when an own emotions. and approachable.
employee displays intense emo- The ability to negotiate in the
tions, when an employee verbally
attacks them, or when they need to
refocus an employee. The “I”
message format is: I feel (emotion the manager feels)
” workplace represents a survival
skill for managers. The formula
for negotiation success involves
controlling emotions, using active listening skills to
when you (the employee’s behavior) because (the demonstrate understanding, and being genuine and
manager’s reason). “I feel frustrated when you nonthreatening. While not always expected to solve
become angry with me because I’m doing my best a problem, managers, by listening, fulfill important
to help” depicts an example of an “I” message. needs of subordinates by showing respect and giving
Managers can use open-ended questions—usually them an opportunity to voice their concerns. Manag-
beginning with how, when, where, and what that ers who are creative, flexible, and patient and who
employees cannot answer with merely a yes or no— demonstrate an ability to negotiate in the workplace
to stimulate conversation. Managers should avoid can significantly minimize personnel problems and
“why” questions because employees can perceive foster a positive work environment. Successful man-
such inquiries as judgmental or confrontational, agers, like successful negotiators, are good listeners.
resulting in their becoming defensive. Open-ended
questions, designed to elicit information without Endnotes
1
asking numerous questions, include “Can you tell me Stephen R. Covey, Seven Habits of Highly Effective People (New
York, NY: Simon & Schuster, 1990).
more about that?” and “Could you help me better 2
Ibid.
understand by explaining that further?” Such ques-
tions focus on what the employee thinks and feels.
Summarizing puts the speaker’s story and feelings Special Agent Romano serves with the Crisis Negotiation
in the listener’s own words. “Let me make sure I un- Unit of the Critical Incident Response Group at the FBI
Academy.
derstand what you’re saying” followed by a summary

16 / FBI Law Enforcement Bulletin


The Police Response
to Medical Crime Scenes
By RICHARD T. BOSWELL, M.S.

© Ronald Jeffers

W
hile on duty, a shooting responsibilities, they respond to have secured it. Securing the scene
occurs in one of the many of the same calls. Officers’ and protecting the safety of them-
more violent areas of responsibilities at a medical crime selves, EMS personnel, and others
your jurisdiction. As you and your scene consist of securing the scene involved constitute the most impor-
backup respond, the fire department and investigating the criminal act tant functions of the police at a
and ambulance are not en route. Or, that caused the injuries. They do not medical emergency. EMS members
if you live in a rural community, respond to provide direct emer- cannot properly provide quality
your dispatcher still is contacting gency medical care. medical care if they fear for their
the local volunteer rescue squad. safety; they rely on the police to
You are the first to arrive on the MEDICAL CRIME SCENES perform this vital function.
scene, and you know that the first When EMS personnel are dis- Even if officers have no medi-
emergency medical technicians patched to a scene that has the pos- cal training and do not directly care
(EMTs) will arrive soon. sibility of violence, they usually re- for patients, their actions can affect
Law enforcement, fire, and quest the presence of law enforce- the outcome of an injured person.
emergency medical services (EMS) ment officers as well. In most in- By quickly securing the scene and
work closely together. And, al- stances, paramedics will not even relaying vital information to re-
though they have different roles and respond to the scene until officers sponding medical units, such as the

September 2002 / 17
number of patients, types of inju- Officers should attempt to calm the appears intoxicated is simply in-
ries, and the cause of injury (e.g., individuals and, if possible, con- toxicated; medical problems may
vehicle collision), officers indi- vince them to restrict their move- cause certain activities.
rectly can start the process of qual- ments so that they do not exacerbate
ity patient care. In many instances, any injuries. Hazardous Materials
the law enforcement response takes People who appear disoriented Many medical crime scenes
the first step toward successfully re- or stumble around following a mo- contain hazardous materials that
solving a medical emergency. tor vehicle related crime may not be most police officers may not be
While protecting and serving intoxicated. Instead, they may be trained or equipped to handle. Be-
their communities, police officers experiencing a diabetic reaction cause many police departments do
encounter a variety of circum- called hypoglycemia. If these indi- not provide their officers with the
stances. Not every criminal act the viduals do not receive medical care, specialized equipment carried by
police come into contact with re- their sugar levels will continue to most fire and EMS personnel, offic-
sults from criminal intent. Individu- fall and they will pass out, lapse into ers must protect themselves and
als who become belligerent and a coma, and eventually die.1 To re- others from these dangers.
physically abusive following a vio- verse this condition, responding Law enforcement officers al-
lent assault may react this way due personnel must give them glucose ways should consider the possibil-
to a head injury, which can increase or an intravenous bolus of glucose. ity of the presence of hazardous ma-
pressure in their craniums and cause Untrained responders should not at- terials and, although detection may
them to act irrationally. Officers tempt these procedures. Officers be impossible, a few simple steps
should not transport individuals in should summon medical personnel can help officers recognize them.
this condition to jail for assaulting and have them transport these Upon arrival, officers should take a
police and rescue personnel. In- individuals to the hospital. Many few moments to appraise the situa-
stead, respondents should take them chronic alcoholics have numerous tion, survey the scene prior to enter-
to an emergency room where medi- medical problems masked by the ing, look at the injuries, and attempt
cal personnel can determine the effects of alcohol. Officers should to determine their cause. Are smoke
type and extent of their injuries. not assume that the person who or other odors in the air? Are liquids
or other materials at the scene haz-
ardous? Are injured persons acting
strangely considering the situation?
Officers should assume that ve-
hicles and buildings contain hazard-

“ Law enforcement,
fire, and emergency
medical services
ous materials until ruled otherwise.
Safety remains the priority.
If officers arrive on the scene
prior to fire department or EMS per-
sonnel, they should move people
from additional harm and injury, se-
work closely cure the perimeter, and not let any-
together. one in or out until specialized units
arrive. They should attempt to con-


tain contaminated materials and in-
dividuals, establish an operational
area upwind in an uncontaminated
Deputy Boswell serves with the Bedford location some distance from the
County, Virginia, Sheriff’s Office.
hazard zone, and direct incoming

18 / FBI Law Enforcement Bulletin


units where to set up. Law enforce- PSYCHOLOGICAL ISSUES confide in a trusted coworker about
ment officers always should treat In their role as public servants, the event, which can assist them
the area as a possible crime scene police officers often encounter the when dealing with stress as well.
and consider the possibility of addi- worst in society. Situations they Officers should try to maintain a
tional hazards.2 Hazardous materi- must face oftentimes can prove regular routine, exercise, adhere
als can complicate matters for even stressful, causing acute reactions. to a normal diet, get regular sleep,
the most highly trained experts. Of- Further, continued exposure to and keep busy with enjoyable
ficer safety should remain para- these incidents can lead to delayed activities.6 They also should seek
mount to any police officer arriving stress reactions. Stress means a professional help through their
on the scene of this type of incident. hardship, force, or strain. It is de- departments.
fined as a state of physical or psy-
Blood-Borne Pathogens chological arousal. A stressor is any CONCLUSION
Blood-borne pathogens, micro- agent or situation that causes stress. While performing their duties,
organisms present in human blood law enforcement officers deal with
that can cause diseases,3 pose a sec- a variety of situations. At a medical


ond possible hazard at a medical crime scene, officers secure the
crime scene. Officers should treat area and investigate the criminal
every injured person as if they have act. Further, by following certain
a blood-borne disease and guard At a medical crime steps, they can protect themselves
against unprotected contact with a scene, officers from possible hazards at this type of
person’s body fluid, which can con- secure the area incident.
tain blood. People can only contract and investigate the Along with other first respond-
blood-borne diseases from a direct criminal act. ers, officers must render assistance
blood-to-blood transmission. For in a calm, professional manner.


example, getting cut on the hand or Situations that police officers face
becoming stuck by a contaminated can cause physical and psychologi-
needle can transmit diseases. Com- cal imbalances for those involved.
mon blood-borne diseases include An imbalance between the demands Responders must recognize these
HIV and hepatitis.4 of the job and a person’s ability to stressors and ensure that they treat
The possibility of coming into perform the job at hand can cause them as needed.
contact with a person’s body fluid stress.5 Violent crime scenes in-
exists at every crime scene. But, by volving injured persons can be a Endnotes
taking certain precautions, indi- stressor for even the most seasoned 1
Bryan E. Bledsoe, Robert S. Porter, and
viduals virtually can eliminate the officer. Situations involving chil- Bruce R. Shade, Paramedic Emergency Care,
chance of contracting a blood-borne dren oftentimes can be the worst. 3rd ed. (Upper Saddle River, NJ: Brady
Prentice Hall, 1997), 733-735.
disease. Officers always should Dealing with the stress caused 2
Commonwealth of Virginia, Department
wear latex gloves or other protec- by these situations proves challeng- of Emergency Management, Public Safety
tive clothing if necessary, avoid ing. Following these types of Response to Terrorism: Tactical Consider-
contact with another person’s body events, officers can take particular ations, Unit 3, 1-3.
3
American Safety and Health Institute,
fluid, and decontaminate any equip- steps to relieve some of the stress. Blood-Borne Pathogens Instructor’s Guide,
ment that came into contact with the For example, they can discuss the Newport Richey, Florida, 11.
patient. By following these simple situation with others involved or 4
For additional information, see John
steps, police officers can safeguard attend a structured critical inci- Cooley, “HIV/AIDS in Law Enforcement:
What-If Scenarios,” FBI Law Enforcement
themselves against many of the po- dent stress debriefing, which may
Bulletin, February 2000, 1-6.
tential hazards present at a medical help everyone connected with the 5
Supra note 1, 112-115.
crime scene. situation. Additionally, officers can 6
Supra note 1, 119, 120.

September 2002 / 19
Perspective
Interacting with living in the Arab world; child-rearing practices are
nearly identical; and the family structure is essentially
Arabs and Muslims the same, with a high regard for tradition.3
By Joe Navarro, M.A. Similar to other cultures, ethnic identity remains
very important for Arabs, regardless of whether they
share the same religion. Their ethnicity and cultural

T he terrible events of September 11, 2001,


focused all of America, in fact, the world,
on the Middle East, the various Arab conflicts, and
Islam. For the most part, law enforcement has had
background, their native city and country, and where
they have traveled are very important to them.4
Likewise, their dignity, honor, and reputation are of
paramount importance, and they spare no effort to
protect them. Arabs tend to behave in a way that will
little contact with the growing Arab/Muslim commu- create a good impression on others.5 Loyalty to one’s
nity because they are law-abiding, hardworking, family takes precedence over personal needs. Social
family-oriented people seeking the same freedoms class and family background constitute the major
and aspirations as other immigrant groups before determining factors of personal status, followed by
them. Law enforcement contact with these communi- individual character and achievement. As with other
ties principally has been in administrative areas, such cultures, Arabs place great importance on education
as with the U.S. Immigration and Naturalization and learning; many educated people of the Arab
Service or the U.S. Customs Service. world speak several languages, including French
The World Trade Center bombing in 1993 and and English, in addition to their native tongues.
the events of September 11, 2001, have changed the Religion also plays a large part in Arab culture.
American perception of the Arab/Muslim community While Islam is the primary religion, the Arab world
in the United States. These terrorist acts, perpetrated consists of Christians and Jews, as well as Bahais,
by a few individuals who do not represent the mil- Alaouis, and Zoroastrians. Nevertheless, in this region
lions of law-abiding Muslims and Arab-Americans of the world, God or Allah, plays a vital role, and
living in the United States, brought focus upon an
otherwise quiescent Arab/Muslim community. Con-
sequently, interactions between law enforcement and
the Arab/Muslim community in the United States Special Agent Navarro is
increased precipitously. To do their jobs effectively, assigned to the FBI’s
law enforcement officers must understand more Tampa, Florida, office
about the Arab culture to better interact with this and also serves in the
community.1 FBI’s National Security
Division’s Behavioral
The Arab Perspective Analysis Program.
Twenty countries encompass the “Arab world.”
While political diversity among the Arab countries is
notable (governmental systems include monarchies,
military governments, and socialist republics), they
all strongly embrace Islam.2 Although vast social
differences exist between the various cultures from
the Arab world, Arabs are more homogeneous than
Westerners in their outlook on life. Most Arabs share
basic beliefs and values that cross national or social
class boundaries. For example, Islam possibly can
influence personal beliefs even among non-Muslims

20 / FBI Law Enforcement Bulletin


almost everyone acknowledges his power and has a person of the opposite sex is viewed negatively by
some sort of religious affiliation. Muslims tend to some Arabs (mostly extremists) unless body language
believe that humans cannot control all events; some implies otherwise. Some believe that if an Arab
things depend on God (i.e., fate). Religious piety woman offers to shake hands, it is permissible, but a
constitutes one of the most admirable characteristics man never should extend his hand to a veiled woman.
in a person and, unlike most Western governments, a Some Muslim men (mostly extremists) will not shake
large number of Muslims believe that there should be a female’s hand unless she is part of his family.10
no separation between “church and state,” the secular
and the religious. They believe that religion should Law Enforcement Perspective
be taught in schools and promoted by governments As with all cultures, the law enforcement ap-
because Islam encompasses the social, as well as the proach to Arab-Americans should remain one of
spiritual.6 respect and dignity, with an appreciation for their
Similar to other cultures, Arabs are generous, historical, cultural, and life experiences. Many come
humanitarian, polite, and loyal people with a rich from countries that have seen decades of war (Leba-
cultural heritage dating back thousands of years, as non) or where capricious regimes have expelled them,
illustrated by their contributions to religion, philoso- which happened to many Palestinians after the Gulf
phy, literature, medicine, architec- War. Their perceptions of law
ture, art, mathematics, and the enforcement often are tainted by
natural sciences.7 Nevertheless, these events and how they were
many Arabs feel that Westerners
have misunderstood and wrongly
characterized them; they often feel
neglected, ignored, or even ex-
“ Agencies can
develop and encourage
greater trust and
treated overseas. For many Arab-
Americans, a lingering fear exists
that they are perceived as terrorists
because they are Mus-lims, from
ploited. For many Arabs, the cooperation between the Middle East, or the fact that
experience of the Palestinians the Arab/Muslim they dress differently.11
represents the most painful and community and...law Law enforcement officers
obvious example of Western enforcement. need the assistance and coopera-
indifference or arrogance. Many tion of this vital community.
Arabs view the creation of Israel
as the capricious imposition of a
Jewish state, by the West, at the
expense of the Palestinian people, causing their
” Agencies can develop and encour-
age greater trust and cooperation
between the Arab/Muslim commu-
nity and local, state, and federal law enforcement. As
migration (or as they term, diaspora) throughout the with most immigrant groups, Arab communities want
Middle East.8 Additionally, many Arabs perceive to eliminate crime in their neighborhoods, they want
Westerners as culturally hegemonous, with the to feel safe, they want their children to thrive, and
propensity to weaken traditional family ties, as well they do not want to be associated with terrorism.
as social and religious values, a potentially corrupting In general, the Arab community willingly assists
influence on traditional Arab society.9 in investigations. They respond to well-mannered,
The male-female relationship for many Arabs professional investigators. Oftentimes, they make
remains an important issue in the Middle East. For their homes a comfortable place to conduct interviews
Arab men, especially those from very traditional by offering tea or coffee and even generous amounts
backgrounds, discussing business with a woman of food. This represents their way of showing hospi-
present may make them ill at ease. At the same time, tality and congeniality. In fact, partaking of refresh-
an Arab woman’s tradition may inhibit her from ments often leads to more open and extended conver-
discussing matters with men who are not family sations, which, in turn, may prove beneficial to both
members. Even something like shaking hands with the Arab and law enforcement communities. Such

September 2002 / 21
situations may require more time and patience They should avoid slouching in chairs or, in
because Arabs usually prefer not to “talk business” particular, baring the soles of their shoes to their
right away, but engage in friendly conversations hosts. This may not seem important to Westerners,
first. but it is very important to many Arabs.
To this end, officers should avoid contacting Similarly, shame often becomes a bigger factor
Arab/Muslims on religious holidays or during prayers than guilt. When possible, officers should conduct
(devout Muslims pray five times per day and weekly interviews in private, allowing for the person to save
communal prayer is at noon on Fridays).12 Very face if caught in a lie. Investigators can question
little eye contact should occur between male law inconsistencies, but they must offer the interviewee
enforcement officers and Arab females. For example, room to maneuver and save face so that they are not
the head of an Arab family scolded officers because shamed into not further responding or having to lie
they repeatedly visually scanned the man’s daughters in front of others.
as they entered the room. Law enforcement officers
should refer to the family in the collective, not Conclusion
individually, because for many Arabs, the family Law enforcement officers should remain sensitive
constitutes a very private matter, with daughters and to various ethnic groups. They can influence and
wives receiving special considerations. shape perceptions by professional comportment.
While in Arab/Muslim homes, law enforcement Interviewees often willingly tell officers about their
officers should be respectful of the family hierarchy. backgrounds and their lives. This information can

Additional Resources
Roger E. Axtell, Gestures: The Do’s and Taboos of Body Language Around The World (New York,
NY: John Wiley & Sons, Inc., 1991).
Daniel C. Diller and John L. Moore, eds., The Middle East (Washington, DC: Congressional
Quarterly Inc., 1994).
Elizabeth W. Fernea, Guests of The Sheik: An Ethnography Of An Iraqi Village (New York, NY:
Anchor Books, 1965).
Bernard Lewis, The Middle East: A Brief History of The Last 2,000 Years (New York, NY:
Scribner, 1995).
Desmond Morris, Bodytalk: The Meaning of Human Gestures (New York, NY: Crown Trade
Paperbacks, 1994) and Man Watching (New York, NY: Crown Publishers, 1980).
Desmond Morris, et. al., Gestures (New York, NY: Scarborough Book, 1995).
Terri Morrison, Wayne A. Conaway, and George A. Borden, Kiss, Bow, or Shake Hands: How to
Do Business in Sixty Countries (Holbrook, MA: Adams Media Corporation, 1994).
Charles D. Smith, Palestine and the Arab-Israeli Conflict, 3rd ed. (New York, NY: St. Martin’s
Press, 1996).
William Spencer, ed., Global Studies: The Middle East (Guilford, CT: Dushkin Publishing Group/
Brown & Benchmark Publishers, 1996).

22 / FBI Law Enforcement Bulletin


prove educational and enriching, enhance communi- Endnotes
cation, establish empathetic channels, and prepare 1
The author based this article on his years of analyzing the effects of
officers for the next interview where knowledge of culture on human behavior and personal experience as an investigator.
the region and customs oftentimes can offer addi- 2
Margaret K. Nydell, Understanding Arabs: A Guide for Westerners
tional investigative opportunities and improve rela- (Yarmouth, ME: Intercultural Press, Inc., 1996), 20.
3
Ibid., 12, 20.
tions between the law enforcement agency and the 4
Fouad Ghorra, The Arab World (unpublished manuscript), (Tampa
cultural group. FL).
As terrorism investigations continue, officers in- 5
Supra note 2, 21.
6
volved in these types of investigations should receive Supra note 2, 19.
7
Supra note 2, 22.
additional training or read relative literature to en- 8
Roy R. Anderson, Robert F. Selbert, and Jon G. Wagner, Politics
hance their abilities to deal with this growing commu- and Change in the Middle East: Sources of Conflict and Accommoda-
nity. They will enrich their understanding of a diverse tion, 4th ed. (Englewood Cliffs, NJ: Simon and Schuster, 1993).
9
and interesting people, though often misunderstood. Supra note 2, 22.
10
Supra note 4.
The Arab community deserves law enforcement’s 11
Supra note 2, 24.
best efforts and protection, which can be accom- 12
John Sabini, Islam: A Primer, revised ed. (Washington, DC: Middle
plished ably with understanding, dignity, and respect. East Editorial Associates, 1990), 16.

The Bulletin’s
E-mail Address

T he FBI Law Enforcement Bulletin staff invites


you to communicate with us via e-mail. Our
Internet address is leb@fbiacademy.edu.
We would like to know your thoughts on
contemporary law enforcement issues. We
welcome your comments, questions, and
suggestions about the magazine. Please
include your name, title, and agency
on all e-mail messages.
Also, the Bulletin is available
for viewing or downloading on a
number of computer services,
as well as the FBI’s home page.
The home page address is
http://www.fbi.gov.

September 2002 / 23
Notable Speeches

Reflections on September 11, 2001


The FBI Law Enforcement Bulletin presents two speeches delivered in the wake of the tragic events of
September 11, 2001. They aptly demonstrate the immense impact that the attacks had on the lives of all
Americans throughout the country. They also reveal a change in the nation’s perspective as illustrated by
Sergeant Gustafson’s observations after the tragedies, “Over the weeks that followed, our class focus
was repeatedly drawn to the need for domestic homeland security in contrast to our national ideal of
individual liberties.”

Freedom
By Michael J. Hunter

F reedom...freedom is why most of our ancestors


came to this country. While others came in
bondage, we fought a terrible war to free the slaves
The day was one of powerful televised images
that none of us will forget, but it was the sounds that
made such an impression on me. The sound of a 200-
and keep the nation together. We have the freedom to ton aircraft hurtling at over 300 miles per hour 1,000
speak our minds, the freedom to write what we feet above Broadway to its doom. The sound of a 110-
believe. We have freedom from tyrants and despots, story building as it collapsed to the ground. The voice
the freedom to live where we want, the freedom to of a physician carrying a video camera as the building
work at what we love. We have the freedom to send came down saying, “Here it comes...Oh, God, I hope I
our daughters to school and the freedom for women to live...I’m sorry I came....” Then, a pause in blackness
go out in public. Women have the freedom to go so that I thought the tape was ended. Then, in the
without a veil or the freedom to wear it if they want. blackness, his voice continued, “It’s a sunny day, but
And, for many, there is the freedom to worship—as a it’s black as night.... Wait! There’s a bit of light.” As
Muslim, a Jew, a Buddhist, or a Christian—or not to the doctor staggers to his feet emerging into the
worship at all. gloom and dust and asks one person if he is all right,
Freedom...the United States of America cel- there is another sound—actually dozens of sounds.
ebrates the freedom to live, the freedom to dissent, Fweep, fweep, fweep. Sounds that I couldn’t at first
and the freedom to make mistakes. More than 5,000 make out. The NYPD cruisers were sitting there cov-
Americans and many foreign nationals in New York ered in debris, windows smashed, and people stagger-
City were freely and innocently making a living in the ing away bewildered. Still that sound—fweep, fweep,
World Trade Center September 11th. A group of fweep. It suddenly came to me what I was hearing.
well-funded, narrow-minded disciples of the devil The sounds of “man-down” alarms coming from all of
usurped their freedom to exist by murdering them, those smashed emergency vehicles and from the fire-
wantonly destroying families, buildings, aircraft, and fighters’ emergency packs as if they were crying for
businesses. Their lives were taken from them! the dozens of men and women who had just perished.
Then, some groups of people stepped into history Freedom...freedom is what it is all about. America
against all odds to save others; strangers, some riding stands for freedom. Those hundreds of firefighters,
hijacked airliners, some working in the damaged police officers, and other volunteers chose freely to
buildings, many emergency medical technicians. go in harm’s way. They could have gone the other
Many were employees of the New York City Transit way, but they did not! Their lives were not taken.
Police, the New York City Fire Department, and the They were given! Freely! No greater love has a
New York City Police Department. person than they will give their life for another.

24 / FBI Law Enforcement Bulletin


No firefighter or police officer goes to work already vast number of duties. There is a reason for
knowing that he or she will be called upon that day to this—to help keep the citizens of this nation free.
give it all. These people want to come home at the Those who died did their part. Now, as we remember
end of the day. Their families want them home. Our them, it is for the rest of us living to dedicate our-
officers did not sign up to fight using the rules of war, selves to stamping out this evil.
but they will accept any challenge. Certainly, a war
against terrorism is worth winning. And, unfortu- Lieutenant Hunter, the Ohio State Highway Patrol post
nately, this time we are on the front line. commander in Athens, Ohio, delivered this speech at a
Almost certainly, the free will suffer more losses. September 25, 2001, memorial service held at the Athens
The police and firefighters will continue to stand on County fairgrounds for the public safety employees who
the front line in America and do their part. They will died in the attacks on the World Trade Center in New York
City on September 11, 2001.
stand up to this not-so-new hazard among their

The Front Line Is Ours


By Bryon G. Gustafson

A short time ago, we came together unacquainted,


yet interrelated in our grand system of justice; an
order tasked with the ponderous and foremost burden
and steady only as it is exercised against the hard
pressures of adverse circumstances.”2
The adverse circumstances are here my friends.
of humanity—the engagement of evil by good. Today, But, make no mistake, they always were; only now,
we part compelled and united in our striving, not by the manifestation is distinct and our realization anew.
pretense or illusion but by dedication to duty, a Has our faith been misplaced for the past 275 years?
tradition of honor, and esprit de corps. Our charge has Does it lie dormant? I think not. Benjamin Franklin
been strengthened by our mutual resolve, zealous said, “Those things that hurt, instruct.” I say, let us
benevolence, and the very truths we hold self-evi- feel the pain, find the lesson, and fight the good fight.
dent—none of which will be shaken. The battle against evil, in all of its guises, begins at
Still, upon return, there will be those in our home. And so, the front line is ours.
communities who believe our times and future There always will be evil in the world. Of this I
uncertain. They doubt the duration of America’s have no doubt, but, likewise, I lack fear. M. Scott
bountiful blessings from above. They bear witness to Peck insightfully wrote, “There really are people, and
failing families, erred education, and misguided institutions made up of people, who respond with
morals, and, because of their consciousness, they hatred in the presence of goodness and would destroy
cower and cringe. While this is comprehensible, now the good insofar as it is in their power to do so. They
is not a time for reticence. It is a time for response. hate the light and instinctively will do anything to
My friend the late Dr. W.T. Purkiser said, “To avoid it, including attempting to extinguish it. They
suppose that unruffled seas and blue skies are a token will destroy the light in their own children and in all
of divine approval is the cruel conceit of those with other beings subject to their power. Evil people hate
whom all things go well.”1 He further remarked, “An the light because it reveals themselves to themselves.
untested faith is an unsure faith. Faith grows strong They hate goodness because it reveals their badness;

September 2002 / 25
they hate love because it reveals their laziness. They day, generation to generation—and as long as breath
will destroy the light, the goodness, the love in order passes through our lips, our future is certain, staunch,
to avoid the pain of such self-awareness.”3 I, for one, and secure. Our light will shine, and the cause of good
am not inclined to afford them the luxury to be evil will prevail.
and ignorant. Instead, I urge it to be our resolve to use
each and every day given to abate evil and stay the Endnotes
course for good. This enterprise might seem daunting 1
W.T. Purkiser, When You Get to the End of Yourself (Kansas City,
were we not constituents of such a capable and true KS: Beacon Hill Press, 1970), 12.
assemblage. By no means will our endeavor be in 2
Ibid., 18.
3
vain. M. Scott Peck, The Road Less Traveled: A New Psychology of Love,
Traditional Values and Spiritual Growth (New York, NY: Simon and
I am drawn to the words of Supreme Court Justice Schuster, 1978), 278.
Benjamin N. Cordozo. “The future is yours. We 4
Benjamin N. Cardozo, The Nature of the Judicial Process (New
have long been called to do our parts in an ageless Haven, CT: Yale University Press, 1921), 179-180.
process... you will be here to do your share and to
carry the torch forward. I know that the flame will Sergeant Gustafson, risk manager for the Sutter Creek,
burn bright while the torch is in your keeping.”4 Our California, Police Department, delivered this commence-
pro-cess is justice. It is the “American Dream.” Not ment speech on October 19, 2001, as the president of the
only do we guard the dream—the right to life, liberty, 113th graduating class of the Delinquency Control Institute
and the pursuit of happiness—we live it! And, the at the University of Southern California School of Policy
torch? It is the fire that burns in our hearts, minds, Planning and Development in the Center for the Adminis-
tration of Justice.
and souls. We cannot help but to advance it—day by

Subscribe Now

26 / FBI Law Enforcement Bulletin


Bulletin Reports

Drugs and Crime


Measuring the Deterrent Effect of Enforcement Operations on Drug Smuggling, 1991-1999
examines the effect of interdiction and other drug enforcement activities on cocaine trafficking. High-
level cocaine smugglers in federal prison were interviewed to learn what factors affected their deci-
sion-making process. This Office of National Drug Control Policy report discusses how these factors
vary by method and role of the smuggler. Interviews concluded that the greatest deterrents were threat
of informants, prison terms of 25 years or longer, and the ability to be convicted without actually
possessing a drug. Additionally, the report presents statistical data on counterdrug operations’ effects
on cocaine prices in the United States and their effect on displacing drug trafficking activity from one
transportation route and method to another. This 172-page report (NCJ 189988) is available electroni-
cally at http://www.whitehousedrugpolicy.gov.

Law Enforcement
The Bureau of Justice Assistance (BJA) presents Recruiting and Retaining Women: A Self-Assess-
ment Guide for Law Enforcement. This BJA bulletin highlights what will help federal, state, and local
law enforcement agencies examine their policies and procedures to identify and remove obstacles to
hiring and retaining sworn and civilian women employees at all levels in their respective organizations.
Research has shown that hiring and retaining more women in law enforcement may be an effective
means of addressing the problems of excessive force and citizen complaints. This 8-page bulletin
(NCJ 188157) is available electronically at http://www.ncjrs.org/txtfiles1/bja/188157.txt or by contact-
ing the National Criminal Justice Reference Service at 800-851-3420.

Juvenile Justice
The Office of Juvenile Justice and Delinquency Prevention (OJJDP) presents Hybrid and Other
Modern Gangs (NCJ 189916), which describes the nature of modern youth gangs, particularly hybrid
gangs. Hybrid gang culture is characterized by mixed racial and ethnic participation within a single
gang, participation in multiple gangs by a single individual, vague rules and codes of conduct for gang
members, use of symbols and colors from multiple—even rival—gangs, collaboration by rival gangs
in criminal activities, and the merger of smaller gangs into larger ones. Thus, hybrid gang customs are
clearly distinguished from the practices of their predecessors. This OJJDP Youth Gang Series Bulletin
draws on survey data, research findings, and field reports to detail these critical differences, reviewing
such issues as gang stereotypes and gang migration in the hybrid gang process. It is available elec-
tronically at http://ojjdp.ncjrs.org/pubs/gangsum.html#189916 or by contacting the National Criminal
Justice Reference Service at 800-851-3420.

September 2002 / 27
Legal Digest

Constitutional Rights to
Counsel During Interrogation
Comparing Rights Under the
Fifth and Sixth Amendments
By KIMBERLY A. CRAWFORD, J.D.
© PhotoDisc

T
he U.S. Supreme Court is critical that law enforcement during various stages of a criminal
has recognized two con- officers understand the provi- investigation. Finally, suggestions
stitutional sources of the sions and appropriately apply their are offered regarding policy consid-
right to counsel during interroga- protections. erations that incorporate the protec-
tion. One source is the Court’s in- This article examines both the tions of the rights to counsel and
terpretation in Miranda v. Arizona1 Fifth and Sixth Amendment rights optimize the potential of obtaining
of the Fifth Amendment right to counsel and the underlying statements that are admissible in
against compelled self-incrimina- principles that support these rights. court.
tion;2 the other is contained within This article also reviews the Su-
the language of the Sixth Amend- preme Court’s interpretation of Purpose of the Protections
ment. 3 Because the protections these rights and the effects they Understanding the protections
afforded individuals under these have on a law enforcement officer’s of the Fifth and Sixth Amend-
constitutional provisions differ, it ability to engage in interrogation ment rights to counsel and the

28 / FBI Law Enforcement Bulletin


concomitant procedural rules be- determine custody, not from the The Sixth Amendment right to
gins with an appreciation of the prospective of the law enforcement counsel, however, does not hinge
principals that underlie those rights. officer but, rather, that of the rea- on the issue of custody. Because the
In Miranda, the Supreme Court sonable subject.7 Whether or not objective of the amendment is to
concluded that custodial interroga- law enforcement officers believe guarantee a fair prosecution, the
tion creates an inherently coercive there is probable cause to arrest is right to counsel under the Sixth
environment that violates the Fifth irrelevant to the issue of custody. Amendment does not attach until
Amendment protection against The determination is based on the government signals its commit-
compelled self-incrimination. In an whether a reasonable person under ment to prosecute by the initiation
effort to reduce the inherent coer- the circumstances would sense the of adversarial judicial proceedings.9
civeness, the Court created the now coerciveness of the environment Once proceedings have begun “by
famous Miranda warnings4 and re- that Miranda was designed to pro- way of formal charges, preliminary
quired the government to give those tect against. hearing, indictment, information or
warnings and obtain waivers prior Similarly, the Supreme Court arraignment,” 10 the defendant,
to custodial interrogation. The has recognized an exception to the whether in custody or not, has a
warnings are designed in part to Miranda requirement when a right to counsel under the Sixth
safeguard the right against com- cellmate informant, either an indi- Amendment that has no recognized
pelled self-incrimination by ensur- vidual in custody or an undercover exceptions.
ing custodial subjects that, if they law enforcement officer, conducts
choose to waive the right to silence, the “custodial interrogation.”8 Be- Scope of the Protections
they will not have to face the gov- cause the subjects of cellmate ques- The scope of the protections of
ernment alone; they may have the tioning do not know that the govern- the Fifth and Sixth Amendment
assistance of counsel during inter- ment is interrogating them, they rights to counsel likewise reflect the
rogation. cannot feel the coerciveness principles underlying those protec-
The Sixth Amendment protec- Miranda was designed to protect tions. Because the perceived coer-
tions, on the other hand, do not re- against. Consequently, the practice civeness of custodial interrogation
late to the coercive atmosphere of of using cellmate informants does spawned the Miranda rule, the right
custodial interrogation. Rather, the not contravene the Miranda rule. to counsel under Miranda protects
provisions of the Sixth Amend-
ment are intended to ensure fair
prosecutions. Thus, once a criminal
case has been initiated,5 a defendant
has a right to the assistance of
counsel at all critical stages6 of that
prosecution.
Application of the
Rights to Counsel
“ ...once a criminal case
has been initiated, a
defendant has a right
Because the impetus for the cre-
to the assistance of
ation of the Miranda rights was the counsel at all critical
Supreme Court’s concern that cus- stages of that
todial interrogations are intrinsi- prosecution.
cally coercive, the right to counsel
contained within Miranda applies
only when the subject of interroga-
tion is in custody. The same concern
prompted the Supreme Court to
” Special Agent Crawford is a legal
instructor at the FBI Academy.

September 2002 / 29
subjects of custodial interrogation makes a vague reference to counsel government-initiated interrogation
regardless of the topic of interroga- after initially waiving the Miranda of the subject for the duration of
tion. Whether subjects are ques- rights, it is insufficient to invoke the uninterrupted custody.
tioned about the crimes they were right to counsel and the government The Miranda protection is nei-
arrested for, or totally unrelated has no obligation to ask clarifying ther crime nor agency specific. An
criminal activities, is inconsequen- questions.14 invocation of the Miranda right to
tial because the rights under An invocation of the right to counsel does not only impede future
Miranda are not crime specific. counsel under the Sixth Amend- interrogations by the law enforce-
The Sixth Amendment right to ment neither has to be clear nor un- ment agency procuring the invoca-
counsel, on the other hand, is crime equivocal. The Supreme Court has tion. Rather, it precludes any repre-
specific. Because the design of the held that a defendant who requests sentatives of the government from
amendment is to ensure fairness in or accepts the appointment of coun- initiating interrogation without the
the prosecution, the protections of sel is, in fact, invoking the protec- presence of counsel.
the amendment extend only to the tions of the Sixth Amendment.15 As a result of the rule in
crimes with which the subject has Thus, a defendant may, without in- Minnick, an invocation of the Fifth
been charged. Other uncharged, un- tending or wanting to, invoke the Amendment right to counsel pro-
related crimes, even those growing Sixth Amendment right to counsel. vides indeterminate protection.
out of the same fact pattern as the Custodial subjects who invoke the
crime or crimes charged, do not fall Miranda right to counsel and, there-


within the protections of the Sixth after, are released on bond or bail
Amendment.11 lose the protection of their invoca-
...even unintentional tion and may be subjected to gov-
Waiver of Rights ernment-initiated interrogation at a
In one respect, the rights to violations of Miranda later date. However, invoking sub-
counsel under both the Fifth and that are viewed as jects who remain in custody pend-
Sixth Amendments are identical. grossly negligent ing trial, or are convicted and sen-
The Supreme Court has placed on may result in tenced to prison without ever being
the government the burden of prov- successful civil suits released from custody continue to
ing a knowing, intelligent, and vol- against law benefit from the protections of their
untary waiver of the right to coun- invocations for the entire term of
sel, regardless of its origin.12 enforcement officers. imprisonment. Even if they commit
crimes while in prison, subjects


Invocation of the who invoke the Miranda right to
Right to Counsel counsel and remain in continuous
Unlike the waiver, the methods custody cannot be subjected to gov-
and burdens of proving an invoca- Duration of Protection ernment-initiated interrogation
tion of the right to counsel under the The duration of the protections without their attorney present.
Fifth and Sixth Amendments vary afforded an individual invoking the Because the protections of the
greatly. With respect to the Fifth right to counsel depends on which Sixth Amendment are not related
Amendment right, the Supreme right is invoked. In Minnick v. Mis- to custody, the duration of an in-
Court has held that once the govern- sissippi,16 the Supreme Court held vocation of the Sixth Amendment
ment proves a knowing, intelligent, that an invocation of the right to right to counsel is much more
and voluntary waiver of the right, counsel under Miranda endures as predictable. The protections of the
the burden shifts to the defense to long as the individual invoking Sixth Amendment cease when
prove a subsequent clear and un- that right remains in continuous the prosecution is completed
equivocal invocation of the right to custody. Unless defense counsel is or charges are dismissed. Once
counsel.13 If a custodial subject present, this protection precludes invoked, the government cannot

30 / FBI Law Enforcement Bulletin


initiate interrogation regarding Constitution.20 Violations of the Amendment, law enforcement of-
charged offenses through the re- Sixth Amendment right to counsel ficers must be well trained to recog-
mainder of the prosecution unless have long been recognized as the nize which right is being invoked
defense counsel is present. How- basis for civil suits against law en- and what limitations the invocation
ever, once the prosecution is con- forcement officers. Similarly, in- imposes on future investigations.
cluded or terminated, there are no tentional violations of the Miranda Because of time constraints and
lingering effects of an invocation rights also have been viewed in the other considerations, consulting
under the Sixth Amendment. past as sufficient to support civil with prosecutors during the course
It is important to note that actions against officers. Most re- of interrogations may not always be
while invocations of the right to cently, the Supreme Court recog- a viable option.
counsel under both the Fifth and nized the Miranda rule as having Department policy makers
Sixth Amendments limit govern- reached “constitutional propor- should recognize that individuals
ment-initiated interrogations, the tions.”21 Therefore, even uninten- who invoke their rights to counsel
Supreme Court has held that the tional violations of Miranda that under Miranda are afforded consid-
protections of both amendments are viewed as grossly negligent may erably greater protection than those
can be waived.17 Thus, while the result in successful civil suits who invoke their right to silence.22
government may not initiate inter- against law enforcement officers. Consequently, department Miranda
rogation under certain circum- policies and forms should be
© PhotoDisc
stances, individuals who previously drafted in a manner that makes it
have invoked either a Fifth or Sixth clear, in the event of an invocation,
Amendment right to counsel are which right is being invoked.
able to change their minds and ini- Moreover, law enforcement
tiate interrogation without the pres- agencies should adopt policies that
ence of counsel.18 require detailed record keeping re-
garding subjects who invoke their
Effects of Violations rights. Keeping detailed records
The Supreme Court has held will assist other officers, both
that statements taken in violation of within and outside the agency, who
either the Fifth or Sixth Amend- have an interest in interrogating
ment right to counsel cannot be the subject. Whenever possible,
used in the government’s case in records should clearly indicate—
chief or as the principal cause of
action. However, such statements • whether the subject invoked
are admissible to impeach defen- the right to silence or counsel
dants that take the stand to testify at Policy Considerations under Miranda;
trial.19 The practical effect of ob- At times, the law as it relates to • whether the subject was
taining incriminating statements the Fifth and Sixth Amendment in custody at the time of
from defendants in violation of their rights to counsel seems like a veri- invocation;
rights to counsel, therefore, is that it table quagmire. Through training
prevents them from taking the stand and well-crafted policies, however, • whether there has been any
in their own defense. many of the common mistakes that break in custody;
Although obtaining valuable lead to the suppression of incrimi-
• whether adversarial judicial
impeachment material is a common nating statements can be avoided.
proceedings have been
goal of law enforcement, officers Because of the disparity in the
risk personal liability if they obtain initiated;
protections afforded individuals
such material through intentional or who invoke their rights to counsel • what are the specific charges
grossly negligent violations of the under either the Fifth or Sixth filed against the subject;

September 2002 / 31
• whether the subject requested 8
Illinoins v. Perkins, 496 U.S. 292 (1990).
or accepted the appointment of Using the same rationale as the Supreme Court
in Perkins, lower courts have extended the
Wanted:
counsel; exception to noncustodial individuals Notable Speeches
• the names and contact num- cooperating with police by questioning in-
custody suspects who are unaware of the police
bers of individuals in the affiliation. See, e.g., Alexander v. Connecticut,
prosecutors’ offices that can 917 F.2d 747 (CA2 1990), cert. denied, 111 S. he FBI Law Enforcement
provide information regarding
the status of the prosecutions;
Ct. 2831 (1991).
9

10
Supra note 5.
Supra note 5, at 689.
T Bulletin seeks transcripts
of presentations made by crim-
and 11
Texas v. Cobb, 121 S. Ct. 1335 (2001). In inal justice professionals for
• the names and contact num- Cobb, the Supreme Court found that the Sixth its Notable Speech depart-
Amendment right to counsel did not preclude
bers of the subjects’ defense officers from questioning a suspect who had ment. Anyone who has
counsel. previously invoked his Sixth Amendment right delivered a speech recently
Although the confusion inherent in to counsel on a burglary charge about a murder and would like to share the
that occurred during the charged burglary. information with a wider
having two constitutional rights to 12
Miranda and Faretta v. California, 422
counsel may never be eliminated, U.S. 806 (1975). audience may submit a trans-
training and policies designed to 13
Davis v. United States, 114 S. Ct. 2350 cript of the presentation to the
address the problems and provide (1994). Bulletin for consideration.
14
Id. As with article submis-
the necessary information for law 15
McNeil v. Wisconsin, 111 S. Ct. 2204
enforcement officers to make in- (1991). sions, the Bulletin staff will
formed decisions may reduce the 16
Minnick v. Mississippi, 111 S. Ct. 486 edit the speech for length and
number of statements suppressed (1990). clarity, but, realizing that the
17
Edwards v. Arizona, 101 S. Ct. 1880 information was presented
and protect law enforcement offi- (1981) and Michigan v. Jackson, 106 S. Ct.
cers from the potential of civil 1404 (1986). orally, maintain as much of
liability. 18
When a subject reinitiates interrogation, it the original flavor as possible.
is important to document that reinitiation and Presenters should submit their
Endnotes obtain a waiver of rights indicating the transcripts typed and double-
subject’s willingness to proceed without
1
384 U.S. 436 (1966).
counsel. spaced on 81/ 2- by 11-inch
2
U.S. CONST. amend. V provides in part: 19 white paper with all pages
See Michigan v. Harvey, 494 U.S. 344
“No person...shall be compelled in any criminal
case to be a witness against himself....”
(1990) and Oregon v. Hass, 420 U.S. 714 numbered. When possible, an
3 (1975). electronic version of the tran-
U.S. CONST. amend. VI provides in part: 20
42 U.S.C. §1983 or Bivens v. Six
“In all criminal prosecutions, the accused shall
Unknown Federal Narcotics Agents, 102 S. Ct. script saved on computer disk
enjoy...the assistance of counsel for his should accompany the docu-
2727 (1982).
defence.”
4
Prior to interrogation, Miranda requires
21
United States v. Dickerson, 120 S. Ct. ment. Send the material to:
2326 (2000).
that custodial suspects be advised of the right to 22
In Michigan v. Mosley, 423 U.S. 96
remain silent, that any statements made may be
(1975) the Supreme Court held that Editor, FBI Law
used against them at trial, that they have the Enforcement Bulletin
reinterrogation of individuals who invoke their
right to have an attorney present during
questioning, and, if they cannot afford one, an
right to silence is permissible if officers wait a FBI Academy
reasonable period of time. In Mosley, the Court Madison Building,
attorney will be appointed for them.
deemed 2 hours reasonable.
5
Kirby v. Illinois, 406 U.S. 682 (1972). Room 209
6
The Supreme Court has held that any Law enforcement officers of other than Quantico, VA 22135
attempt by the government to “deliberately federal jurisdiction who are interested in
elicit” information from an accused is a this article should consult their legal
telephone: 703-632-1952,
“critical stage” of the prosecution. See, Brewer advisors. Some police procedures ruled e-mail: leb@fbiacademy.edu
v. Williams, 430 U.S. 387 (1977). permissible under federal constitutional law
7
Stansbury v. California, 511 U.S. 318 are of questionable legality under state law
(1994). or are not permitted at all.

32 / FBI Law Enforcement Bulletin


The Bulletin Notes
Law enforcement officers are challenged daily in the performance of their duties; they face each
challenge freely and unselfishly while answering the call to duty. In certain instances, their actions
warrant special attention from their respective departments. The Bulletin also wants to recognize
those situations that transcend the normal rigors of the law enforcement profession.

Deputy Randy San Nicolas of the Adams County, Colorado, Sheriff’s


Department responded to a call at an apartment complex regarding an individual
sleeping in a car. Upon arrival, he woke the sleeping male, who advised Deputy
San Nicolas that he was homeless. After the subject provided his name and date
of birth, Deputy San Nicolas returned to his patrol car to check the information.
An apartment employee approached him and advised that the subject stated he
was going to blow himself up. Deputy San Nicolas returned to the subject’s car
and saw that the subject had opened the flow regulator to a portable propane
tank and was sitting inside the car with the tank next to him. He had rolled up all
of the car windows, locked the car doors, and held a cigarette lighter in his hand.
Deputy San Nicolas Because numerous citizens were in the immediate vicinity, Deputy San Nicolas
began to evacuate the area. Then, after radioing for additional law enforcement
and emergency services, he attempted to begin a negotiated conversation with the subject, who held
a lighter and yelled that he was not going to cooperate and he was not going to jail. The subject
threatened to kill himself and Deputy San Nicolas by blowing up the car. At this time, as the deputy
stood 15 feet from the car, the subject lit the lighter and the interior of the car exploded. The subject
opened the driver’s side door and got out carrying the propane tank. The subject’s clothing was on fire
and the propane tank had flames on its exterior. Deputy San Nicolas ran to the subject and tackled him
to the ground. The propane tank was knocked out of the subject’s hand. Assistance arrived and helped
Deputy San Nicolas extinguish the subject’s clothing fire and place him in custody. Investigation later
revealed several outstanding warrants for the subject’s arrest and a suicide note inside his car. Deputy
Randy San Nicolas’ professionalism, courage, and ability to remain calm in a high-risk situation saved
his own life and the subject’s life and averted danger to numerous innocent citizens.

Officer William Kline of the Richard Stockton College Police Department


in Pomona, New Jersey, received a call to respond to an industrial accident.
Upon arrival, Officer Kline found that the walls of a 15-foot construction trench
had collapsed on a worker. Disregarding his own safety, Officer Kline entered
the hole and attempted to dig free the trapped worker, even as additional dirt
fell into the hole. As other construction employees stabilized the trench and
firefighters arrived on the
scene, Officer Kline was
able to reach the trapped
Nominations for the Bulletin Notes should be based
worker and extricate him. on either the rescue of one or more citizens or arrest(s)
Officer Kline Unfortunately, despite made at unusual risk to an officer’s safety. Submissions
Officer Kline’s exemplary should include a short write-up (maximum of 250
actions to save another’s life, the worker words), a separate photograph of each nominee, and a
letter from the department’s ranking officer endorsing
perished from his injuries. the nomination. Submissions should be sent to the
Editor, FBI Law Enforcement Bulletin, FBI Academy,
Madison Building, Room 209, Quantico, VA 22135.
U.S. Department of Justice Periodicals
Federal Bureau of Investigation Postage and Fees Paid
Federal Bureau of Investigation
FBI Law Enforcement Bulletin ISSN 0014-5688
935 Pennsylvania Avenue, N.W.
Washington, DC 20535-0001

Official Business
Penalty for Private Use $300

Patch Call

The center of the New York, New York, Police The memorial patch of the Port Authority of New
Department patch features a shield emblazoned with York and New Jersey Police Department features the
the sails of a windmill, representative of the original number 37, depicting the number of police officers
Dutch colonists of New York. Supporting the shield who lost their lives in the tragic events of 9-11-01.
on the left is a sailor depicting the early shipping The World Trade Center Towers are shown, and the
trade in the city’s great harbor. A Native American, American flag represents America uniting. The Port
portraying the original inhabitants of Manhattan, Authority’s colors are depicted by the patch’s blue
stands to the right. The five stars above the eagle background and gold trim. The memorial patch is
symbolize the boroughs that comprise New York worn on the right sleeve, and the department’s
City. After the 9-11 tragedy, the department added the original patch is worn on the left sleeve.
stars and stripes, date, and an eagle.

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