Beruflich Dokumente
Kultur Dokumente
Subject(s):
United Nations (UN) International peace and security Civil and political rights UN Charter
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Article 1
The Purposes of the United Nations are:
1. To maintain international peace and security, and to that end: to take effective
collective measures for the prevention and removal of threats to the peace, and for
the suppression of acts of aggression or other breaches of the peace, and to bring
about by peaceful means, and in conformity with the principles of justice and
international law, adjustment or settlement of international disputes or situations
which might lead to a breach of the peace;
2. To develop friendly relations among nations based on respect for the principle of
equal rights and self-determination of peoples, and to take other appropriate
measures to strengthen universal peace;
3. To achieve international co-operation in solving international problems of an
economic, social, cultural, or humanitarian character, and in promoting and
encouraging respect for human rights and for fundamental freedoms for all without
distinction as to race, sex, language, or religion; and
4. To be a centre for harmonizing the actions of nations in the attainment of these
common ends.
A. Introduction 16
B. Interpretation 727
C. Practice 2838
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41827.
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Delbrck J, Collective Security EPIL I (1992) 646.
de Wet E and Wood M, Collective Security MPEPIL, vol II (OUP 2012) 31622.
Dinstein Y, War, Aggression and Self-Defence (4th edn, CUP 2005).
Doehring K, Collective Security in R Wolfrum (ed), United Nations: Law, Policies and
Practice (CH Beck 1995) 110.
Gading H, Der Schutz grundlegender Menschenrechte durch militrische Manahmen des
Sicherheitsratesdas Ende staatlicher Souvernitt? (Duncker & Humblot 1996).
Goodrich LM and Simons AP, The United Nations and the Maintenance of International
Peace and Security (Brookings Inst 1955).
Kerbrat Y, La rfrence au Chapitre VII de la Charte des Nations Unies dans les rsolutions
caractre humanitaire du Conseil de Scurit (LGDJ 1995).
Kimminich O, Was heit kollektive Sicherheit? in D Lutz (ed), Kollektive Sicherheit in und fr
EuropaEine Alternative (Nomos 1985) 47.
Randelzhofer A, Purposes and Principles of the United Nations in R Wolfrum (ed), United
Nations: Law, Policies and Practice (CH Beck 1995) 994.(p. 108)
Schrijver N, The Future of the Charter of the United Nations (2006) 10 Max Planck YB UN L 1.
Schwarzenberger G, The Purposes of the United Nations: International Judicial Practice
(1974) 4 IYBHR 11.
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UNITAR, The United Nations and the Maintenance of International Peace and Security
(Nijhoff 1987).
Verosta S, Der Begriff internationale Sicherheit in der Satzung der Vereinten Nationen in R
Marcic, H Mosler, E Suy, and K Zemanek (eds), Internationale Festschrift Verdross (Fink
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Marcic, H Mosler, E Suy, and K Zemanek (eds), Internationale Festschrift Verdross (Fink
1971) 533.
A. Introduction*
1 The Dumbarton Oaks Proposals were based upon the premise that the effectiveness of a
system for the maintenance of international peace and security could be enhanced by defining
purposes and principles guiding the actions of the Organization and of its member States. Although
such an approach was generally accepted at the San Francisco Conference, proposals were made
to modify the Dumbarton Oaks text by introducing additional and more precise definitions. These
proposals were designed to limit the relatively far-reaching discretionary powers of the organs, as
envisaged by the Dumbarton Oaks Proposals. Accordingly, some of them met with the objections
of the United States, the United Kingdom, and the Soviet Union. The purposes as enshrined in the
Charter reflect the compromise achieved.1
2 The United Nations purposes, spelled out primarily in Art. 1 of the Charter, and the principles as
set out in Art. 2 are both supplemented by the Preamble to the Charter which expresses the ideas
which guided the States parties when establishing the United Nations.2
3 It is not easy to clearly distinguish between the purposes of Art. 1 and the principles as
enshrined in Art. 2, in particular since Art. 2 refers back to Art. 1.
4 The purposes and principles are designed to provide a guide for the conduct3 of the UN organs
in a fairly flexible manner. It is a matter of controversy whether the purposes of the United Nations
as contained in Art. 1 of the Charter are meant to be legally binding. Their place in the Charter,
taking into consideration the legislative history of Art. 1, points in the direction of qualifying the
purposes as legally binding. However, the wording of Art. 1 is more appropriate for political
objectives rather than for legally binding obligations. Account has to be taken of the fact that
certain elements of Art. 1 (1) and (2) are considered principles binding under customary
international law (such as the prohibition of aggression, the prohibition of other breaches of peace,
an obligation (p. 109) to settle disputes by peaceful means, respect for human rights, respect for
equal rights, and self-determination of peoples).
5 Article 1 of the Charter does not indicate how a possible conflict between different purposes
might be resolved. This can only be achieved by establishing a practical concordance while giving
priority to the lasting preservation of peace. The preservation of peace is often described as being
the purpose of all purposes.4 The ICJ stated in the Advisory Opinion on Certain Expenses that
[t]he primary place ascribed to international peace and security is natural, since the fulfilment of
the other purposes will be dependent upon the attainment of that basic condition.5
6 Decisions of the organs taken under other Articles may be regardedif one takes a
constitutional point of viewas bearing upon, or even implementing, such purposes and
principles. The majority of the Articles of the Charterapart from those few which further specify
Arts 1 and 2are merely of a procedural nature and serve either the purpose of attributing specific
functions to the organs or demarcating the functions of the organs. These Articles refer directly
(Arts 14, 24 (2), 52, 76, 104, and 105) or indirectly to the purposes and principles by repeating the
wording of the latter (Arts 11, 12, 13, 24 (1), 3339, 42, 43, 48, 51, 55, 73, 84, and 99). This means
that each decision taken by a UN organ is evidence of the application and interpretation in practice
of the purposes of the Charter. This relationship is often expressed in the decisions of the organs in
the form of reference made to Art. 1 as a whole or in part, together with a citation of the Articles
which allocate powers and assign functions and responsibilities to the various organs.
B. Interpretation
7 Paragraph 1 of Art. 1 is composed of two parts, the first of which describes the essential
purpose of the Organization, namely to maintain international peace and security, whereas the
following paragraphs set out means designed to achieve this purpose. However, it would be
incorrect to say that the second part of para 1 and paras 2 and 3 only describe means to maintain
international peace and security, even if this notion is understood broadly. Friendly relations among
nations and international cooperation serving the objectives as referred to in para 3 are purposes
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11 The term international security, in turn, consists of a subjective and an objective element. The
pursuit of this principle implies a transformation of international relations so that every State is
assured that peace will not be broken, or at least that any breach of the peace will be limited in its
impact.16 International security implies the right of every State to take advantage of any relevant
security system, while also implying the legal obligations of every State to support such systems.17
The GA has stated that national and international security has become increasingly interrelated,18
which accordingly makes it necessary for States to approach international security in a
comprehensive and cooperative manner. Since the unilateral and unrestrained pursuit of national
security interests may disturb the balance of power, thus detrimentally affecting international
security, it is crucial that nations reconcile possible contradictions between national security
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interests and the overall interest of international security. This concept has been seriously
challenged by the National Security Strategy of the United States, which was published in
September 2002.19
12 Traditionally, the concept of international security was perceived as primarily a problem of
State security. Within recent years, however, an additional concept has emergedthat of human
security, acknowledging that threats cannot only come from States and non-State actors, but can
also exist to the security of both, States and the people.20
13 The GA has emphasized the role regional arrangements play in respect of the maintenance of
international peace and security, underlining, however, the dominant role to be played by the
Security Council.21
(p. 112) 14 International security can be promoted and achieved through various policies or
measures, two of which are referred to in para 1, namely measures of collective security and
adjustment or settlement of international disputes. The former refers to measures taken under
Chapter VII, the latter to measures under Chapter VI.22
15 The defining characteristic of the concept of collective security23 is the protection of the
members of the system against a possible attack on the part of any other member of the same
system. Thus, the concept is primarily directed (unlike a system of collective self-defence) against
the illegal use of force from within the group of States forming the collective security system,
rather than against an external threat.24 The main legal prerequisite of collective security is the
general prohibition of the use of force, except when authorized by the competent central organ of
the respective organization (an idea reflected in Art. 24) or in cases of self-defence.25 The
distinction drawn between the concepts of collective security and collective self-defence has been
blurred to some extent in practice,26 and it has also lost relevance with respect to the United
Nations. This is due to the fact that membership of the United Nations has become almost
universal, rendering any distinction based upon external or internal acts of aggression rather
meaningless.
16 As collective security is a system where States collectively respond to threats to and breaches
of the peace, its scope becomes wider when the understanding of threats to the peace expands.
Thus, with the development of the concept of peace from a negative to a positive approach, the
concept of collective security has expanded.27
17 Article 1 (1) refers to the maintenance of international peace and security as the overarching
purpose of the United Nations, whereas the suppression of aggression is only referred to as one
objective to be achieved through measures of collective security. This means that international
peace and security may be endangered not only by acts of aggression, but also by any other
threat to the peace. It further means that suppression of aggression as an objective of the United
Nations is subordinate to the maintenance of international peace and security.28 In consequence
thereof the Security Council may also direct its measures against the State being a victim of
aggression if and to the extent that this measure effectively preserves international peace and
security.
(p. 113) 18 The system of collective security can be supplemented, for example, by means of
disarmament and confidence-building measures.29 With respect to disarmament, the GA30 stated
in UNGA Res 34/83 (11 December 1979), that:
genuine and lasting peace can be created only through the effective implementation of the
security system provided for in the Charter of the United Nations and through the speedy and
substantial reduction of arms and armed forces by international agreementleading ultimately to
general and complete disarmament31 under effective international control.
19 Another means through which States may protect international peace and security is to
achieve a balance of power.32 In consequence, the GA has stated that hegemonic behaviour
represents a serious threat to international peace and security.33
20 Aside from collective measures, Art. 1 (1) identifies another path to maintain international
peace and security, namely, the peaceful settlement or adjustment of international disputes or
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26 Paragraph 3 differs greatly from the corresponding Dumbarton Oaks text. Whereas the latter
only provided for the achievement of international cooperation in solving international economic,
social, and other humanitarian problems, the present text is much more explicit, although not
substantially different. It was already proposed by the four inviting powers,46 and merely
underwent drafting changes during the course of the San Francisco Conference. In connection with
para 3, a suggestion was made to draft, or to include an already drafted bill of rights of nations and
individuals. It was, however, decided that such a task should be left to the Organization. The
operative parts of the Charter to which Art. 1 (3) refers are Chapters IX and X.
27 The text of Art. 1(4) is taken from the Dumbarton Oaks Proposals with only one drafting
change. Paragraph 4 emphasizes the necessity of consensus among the member States (and
especially among the permanent members of the SC) as a basis for action achieved through the
Organization.47 To that extent, para 4 has a double meaning.48 It refers, first, to the decisionmaking process in the UN organs49 and its underlying philosophy, while at the same time
envisaging the transformation of the society of States into a community of States.50 Such a
transformation is facilitated by the sharing of common goals, as well as by the means through
which these goals are to be achieved (cooperation, development of friendly relations based upon
certain principles, settlement of disputes, and adjustment of disputes and situations in conformity
with the principles of international law and justice).
that the adoption of the Declarationwould contribute to the strengthening of world peace and
constitute a landmark in the development of international law and of relations among States, in
promoting the rule of law among nations and particularly the universal application of the Principles
embodied in the Charter.54
32 In UNGA Res 2734 (XXV) (16 December 1970) (Declaration on the Strengthening of
International Security), the GA reaffirmed the universal and unconditional validity of the Purposes
and Principles of the Charter of the United Nations as the basis of relations among States
irrespective of their size, geographical location, level of development or political, economic and
social systems.55 The commitment to the purposes and principles of the Charter was also strongly
reaffirmed in the Millennium Declaration: We reaffirm our commitment to the purposes and
principles of the Charter of the United Nations, which have proved timeless and universal. Indeed,
their relevance and capacity to inspire have increased, as nations and peoples have become
increasingly interconnected and interdependent.56 At the World Summit 2005 the Heads of State
and Government emphasized again their commitment to the purposes and principles of the
Charter.57
33 On several occasions, the GA has stated that the codification of the rules of international law
and their progressive development would assist in promoting the purposes and principles of the
Charter of the United Nations.58 Reference to the purposes was made when the GA attempted to
formulate the interests of the world community as a whole.59 Finally, the GA has frequently
requested that new efforts be made to broaden the teaching in schools of the purposes and
principles of the Charter and of the structure and activities of the United Nations and its specialized
agencies, with particular reference to human rights.60
(p. 118) 34 The principles enshrined in Art. 1 (1) have been the subject of occasional discussion
and have been specifically referred to in GA resolutions concerning the following matters: calling
upon governments to settle their disputes by peaceful means;61 appealing to the permanent
members of the SC to contribute more effectively to the promotion of international peace;62
qualifying certain situations;63 appealing for the regulation, limitation, and balanced reduction of all
armed forces and all armaments;64 condemning all forms of propaganda designed or likely to
provoke or encourage any threat to the peace, breach of the peace, or act of aggression.65
Perhaps the most comprehensive action by the GA in this respect is the Declaration of Societies
for Life in Peace.66 It lists eight principles designed to guide States.67
35 In recent years explicit references were made by the GA to Art. 1 (2), inter alia, with regard to
the Global Agenda for Dialogue among Civilizations;68 the Human Rights Council;69 the right of the
Palestinian people to self-determination;70 respect for the principles of national sovereignty and
non-interference in the internal affairs of States in electoral processes as an important element for
the promotion and protection of human rights;71 respect for the principles of national sovereignty
and diversity of democratic systems in electoral processes as an important element for the
promotion and protection of human rights.72
36 The GA, while referring to Art. 1 (3), has on several occasions stressed the need for
international cooperation in solving international problems of an economic, social, (p. 119) cultural,
or humanitarian character and of promoting and encouraging respect for human rights and
fundamental freedoms. The issues touched upon are manifold. The need for international
cooperation was particularly emphasized in the first few years, whenever the GA initiated relief
actions.73 Later on, the emphasis shifted to promoting the development of developing countries
either by creating favourable conditions for them,74 by obliging States75 or UN organs to render
help,76 by providing for direct financial or technical assistance,77 or by calling for cooperation
among States. In UNGA Res 2625 (XXV) (24 October 1970) the GA proclaimed that States have the
duty to cooperate with one another, irrespective of the differences in their political, economic and
social systems, in the various spheres of international relations.78 In connection with the creation
of new organs in the field of economic development and cooperation, Art. 1 (3), in particular, has
frequently been invoked. In Res 2152 (XXI) (17 November 1966), the GA stated that the purpose of
UNIDO should be to promote industrial development, in accordance with Article 1 para 3 and
Articles 55 and 56 of the Charter. Equally it is the task of UNIDO to encourage the mobilization of
national and international resources to assist in, promote and accelerate the industrialization of the
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national and international resources to assist in, promote and accelerate the industrialization of the
developing countries.
37 As far as the protection of human rights is concerned, Art. 1 (3) has been invoked with respect
to the improvement generally within the UN System of the effective enjoyment of human rights and
fundamental freedoms,79 the political rights of women,80 the Draft Convention on Freedom of
Information,81 the question of racial conflict in South Africa resulting from the policies of
apartheid,82 information from non-self-governing (p. 120) territories,83 the elimination of racial
discrimination,84 the elimination of all forms of intolerance and discrimination based on religion
and beliefs,85 development of public information activities in the field of human rights,86
enhancement of international cooperation in the field of human rights,87 and the strengthening of
the rule of law.88
38 Article 1 (4) was invokedsometimes together with Art. 1 (3)when the GA established a new
organ, for example the resolution on the establishment of the United Nations Conference on Trade
and Development referred to Art. 1 (4).89 Such references, however, are not too frequent. No
explicit references to Art. 1 (4) have been made since 1965. In principle Art. 1 (4) has suffered the
same fate as Art. 56,90 to which it is related.
Footnotes:
* Mirka Mldner provided valuable information to this entry and contributed very helpful advice.
1
As to the negotiating history see A Randelzhofer, Purposes and Principles of the United Nations
in R Wolfrum (ed), United Nations: Law, Policies and Practice (CH Beck 1995) 995.
2
It has been criticized, inter alia, by Schrijver (N Schrijver, The Future of the Charter of the United
Nations (2006) 10 Max Planck YB UN L 17 and 32f) that new objectives that have emerged over
the years, such as development, combating poverty, post-war peace reconstruction, the
conservation of the environment and promoting of the rule of law, are not, or only barely
mentioned in the Charter.
3
The Rapporteur of Committee I/1 referred to the purposes as the raison dtre of the
Organization,the aggregation of the common endsthe cause and object of the Charter to which
member states collectively and severally subscribe; UNCIO VI, 447, Doc 944.
4
Certain Expenses of the United Nations (Advisory Opinion) [1962] ICJ Rep 151, 168.
eg in the Preamble; Arts 2 (3) and (6), 11 (1) and (2), 12 (2), 18 (2), 23 (1), 24 (1), 26, 33 (1), 34,
37 (2), 39, 42, 43 (1), 47, 48 (1), 51, 52 (1), 73, 76, 84, 99, 106.
7
See, especially, JA Randelzhofer, Der normative Gehalt des Friedensbegriffs im Vlkerrecht der
Gegenwart in J Delbrck (ed), Vlkerrecht und Kriegsverhtung (Duncker & Humblot 1979) 1339.
8
Randelzhofer (n 7) 22f.
10
The UNGA has listed component elements of peace in several resolutions: UNGA Res 290 (IV)
(1 December 1949) UN Doc A/RES/290(IV); UNGA Res 380 (V) (17 November 1950) UN Doc
A/RES/380(V); UNGA Res 1236 (XII) (14 December 1957) UN Doc A/RES/1236(XII); see UNGA Res
33/73 (15 December 1978) UN Doc A/RES/33/73; in particular for the Balkan UNGA Res 50/80 B (12
December 1995) UN Doc A/RES/50/80B.
11
UNGA Res 2734 (XXV) (16 December 1970) (Declaration on the Strengthening of International
Security) UN Doc A/RES/2734(XXV); UNGA Res 34/100 (14 December 1979) UN Doc A/RES/34/100;
UNGA Res 35/158 (12 December 1980) UN Doc A/RES/35/158; UNGA Res 38/71 B (15 December
1983) UN Doc A/RES/38/71B; UNGA Res 39/160 (17 December 1984) UN Doc A/RES/39/160; UNGA
Res 40/155 (16 December 1985) UN Doc A/RES/40/155; UNGA Res 44/114 (15 December 1989) UN
Doc A/RES/44/114 concerning the reduction of military budgets; UNGA Res 50/70 (12 December
1995) UN Doc A/RES/50/70 on general and complete disarmament.
12
UNGA Res 39/11 (12 November 1984) UN Doc A/RES/39/11. Its operative para 3 reads
emphasizes that ensuring the exercise of the right of peoples to peace demands that the policies
of States be directed towards the elimination of the threat of war, particularly nuclear war, the
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