Standard

Chartered
5, 2 0 1 6
To,
T h e General Manager,
D e p a r t m e n t of C o r p o r a t e S e r v i c e s ,
B o m b a y Stock E x c h a n g e Ltd.,
P. J . T o w e r s , Dalai Street,
- 400 001.

SUB:
STANDARD CHARTERED PLC (THE "COMPANY")
ANNOUNCEMENT

STOCK EXCHANGE

D e a r Sir,
In reference t o the procedures that h a v e been agreed o n the release of stock exchange
a n n o u n c e m e n t s i n the U K , please find attached a copy o f the a n n o u n c e m e n t which has
b e e n submitted to the London Stock Exchange for uploading o n to your website.

Y o u r s sincerely,
For
Chartered PLC

Davis
Authorised Signatory

Standard Chartered PLC

1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Office at 1 Basinghall Avenue London EC2V 5DD
Registered England 966425

Tel

+44 (0)20 7 8 8 5 8 8 8 8

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Standard
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS
DISCHARGING MANAGERIAL RESPONSIBILITY AND/OR CONNECTED
PERSONS
This form is intended for use by an
t o make a R e g u l a t o r y I n f o r m a t i o n S e r v i c e
notification required by the UK Financial Conduct Authority's D i s c l o s e a n d T r a n s p a r e n c y R u l e
3.1.4R(1).
1. Name of the i s s u e r
Standard Chartered P L C
2. State whether the notification relates to:
(i) a transaction notified in accordance with the UK Disclosure and Transparency Rule
(ii) a disclosure made in accordance with section 793 of the UK Companies Act (2006); or
(iii) in accordance with paragraph 26 of the Model Code of the UK Listing Rules.
T h i s notification relates to a transaction notified in accordance with the U K Disclosure and
Transparency Rule 3.1.2R
3. Name of p e r s o n d i s c h a r g i n g m a n a g e r i a l r e s p o n s i b i l i t i e s l d i r e c t o r
Simon Cooper, Andy

Bill W i n t e r s

4. State whether notification relates to a p e r s o n connected with a p e r s o n d i s c h a r g i n g

m a n a g e r i a l r e s p o n s i b i l i t i e s l d i r e c t o r named in 3 and identify the c o n n e c t e d p e r s o n
N/A
5. Indicate whether the notification is in respect of a holding of the p e r s o n referred to in 3 or 4
above or in respect of a non-beneficial interest
T h i s notification is m a d e in r e s p e c t of holdings o f p e r s o n s referred to in 3. a b o v e .
6. Description of s h a r e s (including class),
relating to s h a r e s

debentures or derivatives or financial instruments

Ordinary s h a r e s o f U S $ 0 . 5 0 e a c h fully paid

7. Name of registered
of them

and, if more than one, the number of s h a r e s held by each

S i m o n C o o p e r - shares held through

Investor Services P L C
Andy Halford - shares held through Mership N o m i n e e s Limited, Vidacos N o m i n e e s Limited and
Bedell Trustees Limited
Bill W i n t e r s - s h a r e s h e l d t h r o u g h C h a s e N o m i n e e s L i m i t e d a n d Bedell T r u s t e e s L i m i t e d
8. State the nature of the transaction
(i)
(iii)

G r a n t of deferred s h a r e s a n d restricted shares u n d e r the

Allocation o fordinary shares subject to a retention period.
Grant of Long T e r m Incentive Plan
awards under the
Plan.

Standard Chartered Share Plan.

Standard Chartered Share

9. Number of s h a r e s , debentures or financial instruments relating to s h a r e s

S e e clause 20 below.

STANDARD
Standard Chartered PLC
1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Office at 1 Basinghall Avenue London EC2V 5DD
Registered England 966425

L O N D O N
Tel +44 (0)20 7885 8 8 8 8

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Standard
10. Percentage of issued c l a s s acquired ( t r e a s u r y s h a r e s of that c l a s s should n
account when calculating percentage)
See clause 2 0 below.
11. Number

s h a r e s , debentures or financial instruments relating to s h a r e s disposed

N/A
Percentage of issued c l a s s disposed ( t r e a s u r y s h a r e s of that c l a s s should not be taken
into account when calculating percentage)
N/A
Price per s h a r e or value of transaction
5 .56
a n d (iii)
5 . 2 0 3 0 f o r (ii)
14. Date and place of transaction
4 May 2016
Total holding following notification and total percentage holding following notification
(any t r e a s u r y s h a r e s should not be taken into account when calculating percentage)

Name

No. of shares

% of issued
share capital

Simon Cooper

74,282

0.002

Andy Halford

341,794

0.010

Bill W i n t e r s

430,370

0.013

16. Date issuer informed of transaction

4 May 2016
If a person discharging managerial responsibilities h a s b e e n g r a n t e d o p t i o n s b y t h e issuer
the following boxes

complete

17. Date of grant

4 May 2016
18. Period during which or date on which exercisable
D e f e r r e d s h a r e s v e s t o v e r a t h r e e y e a r period in e q u a l a n n u a l i n s t a l l m e n t s .
Restricted s h a r e s vest in three annual installments starting i n M a r c h
L T I P a w a r d s vest n o earlier than after three years, subject to meeting certain performance conditions.
Total amount paid (if any) for grant of the option

STANDARD
1
LONDON

None

Standard Chartered PLC

1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Office at 1 Basinghall Avenue London EC2V
Registered England 966425

Tel

5DD

+44 (0)20 7 8 8 5 8 8 8 8

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20. Description of s h a r e s or debentures involved ( c l a s s and number)

Standard
Chartered

Ordinary s h a r e s of U S $ 0 . 5 0 e a c h fully paid

Award type
Deferred and
restricted shares
Ordinary shares

Name

Simon Cooper

Number of shares
granted/awarded

% of I S C

Reference (see
clause 8 above)

N/A

(i)
(ii)
(iii)

74,282

0.002
N/A

LTIP award

224,820

Andy Halford

LTIP award

592,834

N/A

Bill W i n t e r s

LTIP award

992,781

N/A

(iii)
(iii)

2 1 . Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of
exercise
N/A
2 2 . Total number of s h a r e s or debentures over which options held following notification

Name

N o . of s h a r e s

Simon Cooper

532,974

Andy Halford

812,995

Bill W i n t e r s

1,937,341

2 3 . Any additional information

None
2 4 . Name of contact and telephone number for queries
Alex Raistrick, C o m p a n y Secretarial Assistant, 020 7 8 8 5
Name of authorised official of i s s u e r responsible for making notification
Lee Davis, Assistant Group Secretary,

Date of notification
5 May 2016

Standard Chartered P L C
1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Office at 1 Basinghall Avenue London EC2V 5DD
Registered England 966425

CHARTERED PLC
AVENUE
5DD

T e l +44 (0)20 7 8 8 5 8 8 8 8

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