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INTRODUCTION
Winnebago, the tragic story of an aggrieved mother denied remedies for government
inaction that resulted in the savage beating and permanent retardation of her 4-year-old
son. Yet, many cite the case as a revered instance of the law’s superiority over the base
emotions such tragedies can produce. Despite fervor for justice and proper amends, the
Supreme Court sought to decide the case as its capacity demanded: impartial interpreters
of the law. The majority opinion authored by Chief Justice Rehnquist effectuated that
duty and now stands as a landmark application of the principle of negative liberty, the
failing save her son, Joshua, from the abuse of her ex-husband, the Wisconsin
Department of Social Services violated his equal protection under the Fourteenth
the agency suspected Joshua’s father had repeatedly beaten him into the hospital, DSS
declined to remove the child. Finally, in March 1984, Randy DeShaney beat Joshua so
severely he fell into a coma, suffering brain damage so acute he will spend the remainder
Regardless, Melody DeShaney’s § 1983 action against the agency failed. Even
extreme incompetence on the part of DSS could not constitute a breach of the Fourteenth
Amendment, said the Court. Its protection extends only to instances of state interference
against individuals, and by declining to act, the agency had never interfered. Further, the
interference or conferred benefits, not failure to perform a duty. For example, police who
in good faith fail to stop a murderer from murdering should probably not be held liable
for their inaction. On its face, therefore, the majority opinion rests comfortably within the
Yet, as stoic legal scholars nod in time with Rehnquist’s gavel, this principle and
the interpretation leading to DeShaney’s outcome merit another look. The approach a
justice chooses can change everything—from the cases deemed relevant precedent to the
principles those cases uphold in the law. The tragic circumstances of DeShaney earnestly
beg the question: Must the law remain neutral in the face of such blatant abrogation of
duty?
accepted as a platitude substituting deeper examination. This essay will argue for broader
and its affect on the underlying principles of our legal system. While it may fit into our
legal tradition, is a decision’s fit the only basis for evaluating DeShaney’s outcome? After
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clarifying the principles at work, these principles will be placed into the greater, meta-
doctrine of our liberal society in order to yield a more holistic interpretation that calls into
question negative liberty’s excusive application in this case. While the Court’s
interpretation in DeShaney fits one possible outcome of our country’s liberal principles,
these same principles leave open the possibility for a richer sense of justice—formed in
light of the values cherished by, and integral to, our liberal society.
In the American political system, the chief duty of the judiciary is generally held
to be interpretation of the law, a view dating back to Alexander Hamilton’s defense of the
judicial branch in Federalist 78. There, he advanced the view that “the interpretation of
the laws is the proper and peculiar province of the courts…to ascertain [their] meaning,
as well as the meaning of any particular act proceeding form the legislative body.”4
Federalist 78 offers only cursory guidelines, namely that judges must be “bound down by
strict rules and precedents…in every particular case that comes before them” to mitigate
arbitrary judgments, and only in deference to the “fundamental law” of the Constitution
should judges exercise the power to review and invalidate actions of the legislature.5
Consistent and structured approaches provide stability and legitimacy to the legal system,
for the system’s reliance on precedential justification grants court cases much greater
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significance than mere adjudication. Cases establish and advance principles that shape the
legal system as a whole, linking every opinion into an indelible, evolving body of law. By
basing new decisions on the gestalt of precedent and principle, the law insulates itself
from radical interpretations that might undo or misapply cherished principles and allows
the law to evolve holistically to benefit society. Therefore, judges must interpret and
adjudicate in a holistic manner, knowing that their decisions go far beyond the single case
A: Two-Dimensional Interpretation
Accordingly, a holistic view of the law should take into consideration the way
precedent weights on new decisions and, reflexively, how that decision may affect
subsequent views of that precedent. Such an approach parallels the theory of legal
urges judges to view court decisions as “embedded in a much larger system,” evaluating
not only how they relate to past decisions but how they honor or deviate from the greater
The first dimension of interpretation, fit, evaluates the extent to which any
decision logically follows from precedent. A decision must “fit the data it interprets,”
meaning it must conform to the line of reasoning preceding it or else give good reason
why that reasoning should be overturned. The force of reasoning required to overturn
precedent correlates with the strength of that precedent. Deviation from precedent should
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be avoided when that precedent represents long-standing tradition, for it would require
uphold as mistaken. The relative fit of a decision, therefore, depends on how many cases
fits within a reasonable “‘threshold’ of fit” with respect to preceding decisions, with a
restricted by a case’s fit may still face several possible interpretations that reasonably
continue existing underlying principles. In selecting from among them, he says, judges
should pick the interpretation that most clearly honors those principles for future
the best light, not aesthetically but politically, as coming as close to the correct ideas of a
This approach has many critics, who point out that such substantive interpretation
relies heavily on a judge’s personal ideals of political morality, a point Dworkin does not
dispute. In fact, Dworkin presses the point by saying judges must rely on conceptions of
can reach differing interpretations of the law in the first place. Nevertheless, Dworkin
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quickly qualifies the scope and manner to which personal ideology can legitimately enter
examine precedent and seek to honor its principles going forward. A judge’s substantive
interpretation cannot simply inject all his or her beliefs into the law; it must consider the
affect they will have on the preceding legal tradition as a whole. An interpretation that
casts the larger body of law in unfavorable light weakens the integrity of the system
moving forward, and thus, an interpretation cannot disregard the collective aims of
To illustrate these dimensions, Dworkin likens a judge’s role in the legal system
to the situation of multiple authors writing a chain novel, each contributing a chapter to
an ongoing story. Authors must read and understand the chapters that came before his or
her own, reach a reasonable interpretation of the story as a whole, and add to the work
lacks integrity is thereby flawed,”12 authors strive to continue in a way that not only
preserves the work’s integrity but also makes it a better work of art on the whole. As a
result, they cannot choose an interpretation “the text rules out,” nor can they justify
radically departing from the plot’s progression.13 By applying this allegory, judges cannot
reach decisions ruled out by precedent, nor can they significantly reinterpret the past to
alter the law’s fundamental path, even in light of their own ideological inclinations.
However, whenever the text leaves open two or more possible interpretations, judges
must, as the authors must, use their best judgment to proceed by advancing the law in a
Even if the second dimension sits ill at ease with critics, Dworkin’s two-tiered
By placing possible interpretations along the axes of fit and best light, a basis for
viewed as the best fit for a line of cases, and therefore, worthy of adoption. Alternatively,
two cases that seem to equally fit the law may yield disparate substantive outcomes,
which the judge must evaluate according to the affect each has on the law’s principles if
holistic scale.
adequate protective services violated Joshua DeShaney’s due process rights. Rehnquist
rejects their claim after considering its fit and the light its affirmation would cast on one
In his analysis of the claim’s fit, Rehnquist concludes that the Constitution does
not afford guarantees of state affirmative duty. Looking to the wording and history of its
application, Rehnquist points out that “nothing in the language of the Due Process Clause
itself requires the State to protect life, liberty, and property of its citizens against invasion
from private actors.”14 In fact, “the Clause is phrased as a limitation on the State’s power
to act, not as a guarantee of certain minimal levels of safety and security.”15 Similar
conclusions emerge from the Fourteenth Amendment’s history, as Rehnquist explains its
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“purpose was to protect people from the State, not to ensure the State protects them from
each other.”16 This, however, does not bar the state from adopting affirmative duties, but
any guarantee of state protection must originate in legislative action, not the
Constitution.17
While his analysis seems to quickly invalidate the claim under the fit test, the
principles Rehnquist employs to reach his rejection. In his examination of prior cases,
Rehnquist invokes a powerful principle consistent with the adoption of his decision,
relevant precedent to clearly contain the supremacy of negative liberty, and consequently,
seeks to advance this principle by authoring a decision that promotes the unfettered
promote individual welfare. At its most abstract, therefore, Rehnquist’s opinion upholds
large.
government provision of medical care for incarcerated prisoners. To break with these
cases in a way that does not invalidate them, Rehnquist distinguishes their rulings from
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obligations manifest. Affirmative duties arise, Rehnquist says, after the state has taken
prior action to remove an individual’s self-reliance—a “limitation which [the State] has
imposed on his freedom to act on his own behalf.”22 Therefore, because the state never
acted to remove DeShaney’s self-reliance, no affirmative duty was due, and Rehnquist’s
Ultimately, Rehnquist’s interpretation causes him to reject the idea that “the
does not coffer an entitlement to such [aid] as may be necessary to realize all the
D: Reinterpreting DeShaney
finds justification in both dimensions of analysis, and this subsequent opinion reasonably
Yet, a truly holistic interpretation requires referencing, not only principles upheld
by precedent, but also the roles those principles play in the larger legal system—a meta-
conception of justice. This approach is, no doubt, far too philosophical to be realistically
included in a written opinion—its inclusion would likely bewilder legal scholars and
possibly ignite denunciation for judicial activism—and Rehnquist should be forgiven for
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not pursuing it. However, such analysis illuminates a decisions affect on the fundamental
This meta-analysis will require two steps. First, a reasonable conception of justice
must be defined—or at least loosely described in the context of a liberal society like our
own—and its interaction with principles of justice, i.e. negative liberty, must be
evaluated in light of the role it plays—or could play—in such a system. The conclusions
to the whole of our legal tradition, from which we can judge if it truly represents a step
keep this analysis as pragmatic as possible and conform closely to the American system,
the basis for a conception of justice will be limited to the political conception of justice
proposed by modern legal philosopher John Rawls. In his Political Liberalism,25 Rawls
constitutional democracy used in America—an ideal formula for the conception of justice
we seek.
Typical liberal theory, including the liberal theory of Rawls, aims at a system of
government that remains neutral toward individuals’ particular conceptions of the good
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life. Liberal thought seeks to promote an individual’s essential autonomy, usually with a
special tolerance for choices of religious or moral nature. Underlying this commitment to
autonomy, liberalism asserts the individual will, and the capacity to express that will, as
the preeminent human end—as Kant first put it: “a will which is good in itself, not just
In his modern formulation, Rawls posits two interrelated elements that promote
the political ideal of autonomy: the ideal of the liberal self and a shared conception of
political justice. The liberal self, along with the fundamental aim of liberalism, leads
Rawls to the theory of reasonable pluralism, the idea that liberal society must remain
neutral toward a plurality of views regarding morality. Ultimately, the implication of this
structure for society that tolerates the will’s capacity for moral autonomy without
Born from the Kantian tradition that elevated the individual will, the liberal self
represents the ideal of self-determination, that “what matters above all…is not the ends
we choose but our capacity to choose them” and the respect due to all others with a
similar capacity.27 This elevation of choice rests mainly on the importance of rational and
moral autonomy, the capacity for individuals to select the good things they pursue, the
means most appropriate to pursue them, and the values they cherish. Only in attaining
these three capacities can individuals be considered autonomous, and therefore fully
promote the concept of the liberal self among its populous, regarding the expression of
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conception of the person,” largely adopts this tradition but with a few alterations. He too
holds the will’s capacity for moral judgment, self-validation, and self-determination as
limited to public life.28 This allows Rawls to proceed to his description of social
institutions without justifying a deep-seeded basis for the liberal self in Kantian
securing the preeminence of the autonomous will must only govern the public sphere,
thus limiting the theoretical implications of the theory on the nature of autonomy to only
The principle of the liberal self fundamentally shapes liberal society. To create
true moral autonomy, society must afford the preeminence of all individuals’ wills,
respecting their capacity to strive for diverse ends and arrive at different conclusions, for
“a moral person is a subject with ends he has chosen, and his fundamental preference is
for conditions that enable him to frame a mode of life that expresses his nature…as fully
as circumstances permit.”30 Thus, assuming every individual will not choose identically,
Yet, this pluralism also presents liberalism’s greatest obstacle. Any society must
coalesce around some common ground; rampant pluralism of human morality must
conform to some common goal or principle lest society risk breaking into irreconcilable
factions or plunging into anarchy. So without something to guide and hold society
promulgating principles even radically divergent views would agree to: his conception of
political justice. In formulating his conception, Rawls attempts to define a basic structure
for society that allows individuals to express their moral autonomy while taking as their
common ground the principle of plurality itself. His conclusions comprise a framework
become full persons, that is, adequately to develop and exercise fully their moral
some, but not all, nonpolitical values and virtues, attempting to remain as morally neutral
as possible.32 It may draw some justifications from comprehensive moral doctrines, but
“it is presented as a free-standing and expounded apart from, or without reference to, any
such wider background,”33 thus avoiding dictations about what is of value in human life.
ground that allows the inclusion of reasonable pluralism and the expression of human
autonomy.
individuals would agree to follow from his vaunted “original position”34—at once Rawls’
most praised and controversial theory—this analysis need follow him no further. Without
specifying actual principles, Rawls supplies a suitable definition for a political conception
of justice, viz. the common ground that allows a liberal society to reconcile the fact of
agreement within society for which individuals must relinquish complete autonomy in
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[political] autonomy is realized by citizens when they act from principles of justice that
specify the fair terms of cooperation they would give to themselves…[by] enjoying the
protections of the basic rights and liberties…and sharing in [society’s] collective self-
Here, many have criticized Rawls, and the greater theory of liberalism, for his
Michael Sandel. Sandel claims that, because Rawlsian liberalism cannot accommodate
multiple conceptions of justice, liberalism cannot remain faithful to its toleration of any
plurality, for “political liberalism…rests on the assumption that our moral and religious
disagreements reflect a ‘fact of reasonable pluralism’ that our disagreements about justice
do not.”36 In fact, by advancing a conception of justice at all, Rawls has specified certain
parameters for society that limit the expression of true autonomy. His shared conception
of justice defines a “thin theory of the good” that rules out all value systems too far from
how it affects Rawls’ pragmatic brand of political liberalism. Political Liberalism itself
serves as a kind of meta-doctrine to bridge the gaps between more comprehensive social
doctrines, defining the “main political, social, and economic institutions, and how they fit
together into one unified system of social cooperation.”38 Yet, it remains neutral enough
does exclude certain moral views, the political conception of justice seeks primarily to
alter the base justification for social institutions, replacing more comprehensive doctrines
with a partially comprehensive political doctrine, so that “the social union is no longer
principles, out of respect for the ideal of the autonomous individual, should strive for the
maximum tolerance allowable while still preserving society. In this respect, therefore,
of the good, actually grants individuals significantly increased autonomy. Even if the
ideal of full individual autonomy eludes it, political liberalism comes as close as possible
for existing society, actually enabling individuals to express greater degrees of autonomy
than under other systems. By striking a balance between its duty to honor the autonomy
of individuals and its need to enforce a workable framework for society, political
Having defined a conception of justice and its role in liberal society, all that
interpretation has on our system’s overall respect to individual autonomy and the shared
facie, well suited to the liberal tradition. Indeed, his interpretation of negative liberty
However, this view ignores the role a political conception of justice plays in
reasonable conception to accept due to its pronounced reflection of our American system
—the government need not remain neutral toward the principles of justice it chooses. In
fact, a liberal society must choose certain principles to enforce on individuals as the basis
for social union. Without these principles to ensure a quasi-neutral framework for more
justice actually promote autonomy rather than restrict it. Thus, our description of the
principles of justice has arrived at a description not of negative liberty but of positive
liberty in DeShaney. A policy of negative liberty can still apply to doctrines within the
framework of justice, but not in regard to justice itself, which must take a position based
affirmative duty by showing that the application of positive liberty, on a meta-level, is not
to more comprehensive doctrines such as religion, morality and ideas of the good.
Interpretation of the Constitution’s more specific tenets, as has been show, often yields
clear that it does not preclude the establishment of positive liberties with respect to justice
Therefore, the concerns raised in DeShaney should not be rejected simply on the
assumption that the Constitution precludes the establishment of positive liberties. The
plaintiffs in DeShaney actually seek an increased level of autonomy, viz. the liberty to
hold the government responsible for failing to act in the face of overwhelming evidence
the Constitution, but this does not bar the adoption of such a liberty. If deemed
appropriate, the Court could choose to hold DSS liable for its failure to act—the very
In his dissent of the majority opinion, Justice Brennan seems to at least implicitly
of negative liberty, the Court “perhaps even preordains” its rejection of an affirmative
duty without deeply examining the claim before them41 (Brennan 24). In contrast to their
quick dismissal, Brennan believes an affirmative duty can be—in fact, has been—
“by word and by deed,” promulgated its intention to protect children when certain facts
would trigger that duty.42 The Department has therefore assumed an affirmative duty to
protect a specific class of citizens, namely children, and can be held responsible for
abrogating it.
Protecting the equal right to such a duty does not violate liberal considerations of
autonomy. By “reliev[ing] ordinary citizens and governmental bodies other than the
Department of any sense of obligation to do anything more than report their suspicious of
child abuse to DSS,” the duty assumed by the Department allows a greater level of
autonomy for the rest of society.43 While by no means required by our conception of
justice, this duty further promotes the ideals of autonomy essential to a liberal society.
Thus, by failing to act in upholding this duty, the Department has violated the liberty it
individual autonomy.
CONCLUSION:
The tragic and complex circumstances of DeShaney can make it difficult to parse
out the interests most relevant to our conception of justice. The Court’s empathy for the
actors involved quickly becomes engulfed by the complicated interactions of state and
regardless of enflamed clamor that justice has been violated. Ultimately, the Court arrives
at a ruling that denies remedies for the plaintiff, choosing to uphold the preeminence of
considerations comes to light. The law’s interpretation often yields two or more possible
outcomes, and the official holding often rests with the views of individual justices. Thus,
while Court’s decision indeed fits prior law and comports with our social principles, it
Using the interpretive approach presented by Dworkin and the liberal conception
duties emerges. Though the contrary opinion now indelibly marks our legal tradition, its
END NOTES
1
DeShaney v. Winnebago, 489 U.S. 189 (1989).
2
Id.
3
Id. at 9.
4
Alexander Hamilton, Federalist 78 (1788).
5
Id.
6
Ronald M. Dworkin, Natural Law Revisited, University of Florida Law Review. V. 34 (1982).
7
Id.
8
Id.
9
Id.
10
Id., emphasis added.
11
Id.
12
Id.
13
Id.
14
See DeShaney, supra note 1, at 10.
15
Id.
16
Id.
17
Id.
18
Id.
19
Estelle v. Gamble, 457 U.S. 307 (1982).
20
Youngberg v. Romeo, 457 U.S. 307 (1982).
21
Robinson v. California, 370 U.S. 660 (1962).
22
See DeShaney, supra note 1, at 15.
23
Id. at 23.
24
Id. at 11.
25
John Rawls, Political Liberalism (1993)
26
Immanuel Kant, Freedom As Autonomy (1785), in Michael Sandel, Justice: A Reader (2007), at 163.
27
Id. at 331.
28
Michael Sandel, Liberalism and the Limits of Justice, at 192.
29
Id.
30
John Rawls, A Theory of Justice (1999), at 561.
31
See Rawls, supra note 25, at 77.
32
Id.
33
Id. at 12.
34
See Rawls, supra note 30.
35
See Rawls, supra note 25, at 77-78.
36
See Sandel, supra note 26, at 210.
37
Id. at 205.
38
See Rawls, supra note 25, at 11.
39
Id. at 304.
40
See DeShaney, supra note 1, at 22.
41
Id. at 24.
42
Id.
43
Id. at 36.