Beruflich Dokumente
Kultur Dokumente
09-50953
Plaintiff-Appellant
v.
THE TEXAS MEDICAL BOARD, (TMB); ROBERTA M. KALAFUT, Individually and in her
Official Capacity; LAWRENCE L. ANDERSON, Individually and in his Official Capacity;
MICHAEL ARAMBULA, Individually and in his Official Capacity; JULIE K. ATTEBURY,
Individually and in her Official Capacity; JOSE BENAVIDES, Individually and in his Official
Capacity; PATRICIA S. BLACKWELL, Individually and in her Official Capacity; MELINDA
S. FREDRICKS, Individually and in her Official Capacity; MANUEL G. GUARJARDO,
Individually and in his Official Capacity; AMANULLAH KHAN, Individually and in his
Official Capacity; MELINDA McMICHAEL, Individually and in her Official Capacity;
MARGARET McNEESE, Individually and in her Official Capacity; CHARLES E. OSWALT,
Individually and in his Official Capacity; LARRY PRICE, Individually and in his Official
Capacity; ANNETTE P. RAGGETTE, Individually and in her Official Capacity; PAULETTE
BARKER SOUTHARD, Individually and in her Official Capacity; TIMOTHY J. TURNER,
Individually and in his Official Capacity; TIMOTHY WEBB, Individually and in his Official
Capacity; IRVIN E. ZEITLER, Individually and in his Official Capacity; DONALD PATRICK,
Individually and in his Official Capacity; JOHN DOES 1-10 Who are Working for the TMB,
Individually and in their Official Capacities,
Defendants-Appellees
Argument ................................................................................................................2
Conclusion ............................................................................................................ 15
i
TABLE OF AUTHORITIES
CASES
Familias Unidas v. Briscoe, 619 F.2d 391 (5th Cir. 1980) ....................................7
Friends for Am. Free Enter. Ass’n v. Wal-Mart Stores, Inc., 284 F.3d 575
(5th Cir. 2002) ........................................................................................... 5,7
Friends of the Earth, Inc. v. Chevron Chemical Co., 129 F.3d 826
(5th Cir. 1997) ...............................................................................................4
Freeman v. United States, 556 F.3d 326 (5th Cir. 2009), cert. denied, 130
S. Ct. 154 (2009)......................................................................................... 14
Ga. Cemetery Ass’n v. Cox, 353 F.3d 1319 (11th Cir. 2003) ...................................8
Kelly v. Syria Shell Petroleum Dev. B.V., 213 F.3d 841 (5th Cir.
2000) .......................................................................................................... 14
Moran v. Kingdom of Saudi Arabia, 27 F.3d 169 (5th Cir. 1994) ........................... 14
ii
Pennell v. City of San Jose, 485 U.S. 1 (1988) ...................................................... 11
Rent Stabilization Ass’n v. Dinkins, 5 F.3d 591 (2d Cir. 1993) ...............................9
United Food & Commercial Workers Union Local 751 v. Brown Group,
517 U.S. 544 (1996) .................................................................................... 10
iii
PRELIMINARY STATEMENT
of its members. The Third Circuit, speaking through now-Justice Samuel Alito,
held that such standing exists. The Seventh Circuit likewise held that such
standing exists. The decision below, by its own admission, declared this to be an
issue of first impression in this Circuit but then adopted a position that directly
conflicts with both the Third and Seventh Circuits. Defendants urge this Court to
reject the other Circuits to affirm the decision below. The effect would be to allow
This Court should not create an unnecessary Circuit split over this issue. An
Tab 2 at 46-47 (Compl. ¶¶ 33-37), RE Tab 3 at 63 (“I am the only doctor left in a
1
150 mile radius that is involved in Pain Management [Kalafut’s specialty] in any
form or fashion that has not been sanctioned by TMB one way or another, but God
knows she [Kalafut] has been trying.”). This unconstitutional retaliation against
good physicians injures AAPS members and harms the general public, and an
Yet the decision below held that AAPS lacks standing to stop this ongoing
Court should reject Defendants’ arguments and reverse the decision below.
ARGUMENT
misconduct by the Texas Medical Board (TMB): “AAPS cannot show that the
participation of each affected member will not be required in connection with the
litigation of its claims.” (TMB Br. at 32). But AAPS will be able to make such a
withholding the key evidence while also claiming that AAPS has not proven its
claims. Moreover, Plaintiff AAPS need not prove that it has standing on each and
2
every claim in its Complaint in order for the litigation to proceed; standing on
proven largely by reference to TMB’s own actions, rather than through specific
persuasively alleged that a pattern of complaints were filed against the competitors
of the President of the TMB, Kalafut, and production of those complaints would
for her competitive benefit. Documents in the possession of the Defendant TMB,
totaling fewer than 100 pages in quantity, would almost certainly reveal a pattern
to the great detriment of her competitors and their patients. Yet Defendants sought
often proven without hearing testimony from the victims, who may not even be
3
alive or otherwise available at a trial. With the lower burden of proof for a civil
case such as this one, and the nature of the Equal Protection Clause and how
violations of it may be shown, Plaintiff AAPS could easily prove how Defendants
The TMB obfuscates the issues in arguing that AAPS cannot meet the third
prong of the Hunt test for associational standing, based on facts provided by AAPS
to meet the first prong of the Court’s test.1 That is, the TMB mis-focuses the
Complaint, which it provided for illustrative purposes, when AAPS is not seeking
damages for those specific abuses. Rather, AAPS seeks injunctive and declaratory
relief to prevent the TMB from using anonymous complaints against AAPS
members and from retaliating against AAPS members for critical speech. This
1 This Court has stated the test for associational standing as follows:
Texans United for a Safe Economy Education Fund v. Crown Central Petroleum
Corp., 207 F.3d 789, 792 (5th Cir. 2000) (citing Hunt v. Washington State Apple
Advertising Comm’n, 432 U.S. 333, 343 (1967); Friends of the Earth, Inc. v.
Chevron Chemical Co., 129 F.3d 826, 827-828 (5th Cir. 1997).
4
relief does not require “individualized proof” that the TMB’s use of such
AAPS members.
In support of its position, the TMB cites cases such as Friends for Am. Free
Enter. Ass’n v. Wal-Mart Stores, Inc., 284 F.3d 575 (5th Cir. 2002), instead of
33-34). But Friends for Am. Free Enter. Ass’n is concerned with claims of tortious
Court found that the participation of the individual association members in Friends
prevented the association from having standing because the individual members of
the association had to participate to: (1) enable the court to resolve the basic choice
of law question; (2) allow the defendant to ascertain sufficient knowledge about
the contracts to prepare a defense; and (3) to enable the court to determine the
The TMB attempts to liken the contracts in Friends for Am. Free Enter.
Ass’n to the anonymous complaints at issue here. But unlike the defendant in
Friends for Am. Free Enter. Ass’n, TMB is well aware of and has possession of the
improper complaints here. Moreover, unlike the plaintiff in Friends for Am. Free
Enter. Ass’n, AAPS is not seeking specific relief for specific association members
5
who were the target of the anonymous complaints. Rather, AAPS is seeking to
obtain general relief against the TMB for its pattern of abusive behavior toward the
association members.
of individual participation needed for fact-specific issues. (TMB Br. at 16). Yet
competitors of Defendant Kalafut that are in issue, and evidence about which the
The TMB argues at length about discovery from specific member physicians
that TMB would allegedly need for its defense of alleged abuse of anonymous
complaints (TMB Br. at 17-18), while the very fact of the existence of nearly 20
spurious complaints against the competitors of the TMB President is res ipsa
loquitur evidence of abuse. Doctors fear practicing within a hundred miles of the
TMB President Kalafat and her physician spouse if in competition with them.
individual members, when the TMB itself holds the most relevant and condemning
discovery that the TMB contends it would need for its defense essentially amounts
to discovery as to whether AAPS can prove its case without the TMB’s
6
cooperation in yielding discovery. TMB’s alleged need for member testimony
testimony relating to TMB President Miller’s conflict of interests. (TMB Br. at 20-
23). Such evidence is in the possession of the TMB rather than AAPS.
As in Friends for Am. Free Enter. Ass’n, this lawsuit does present nearly
pure issues of law. Where, as here, fewer than 100 pages would prove a claim of a
law as one will find in almost any lawsuit. Accordingly, the allegations in this case
fully satisfy the standard set forth in Friends for Am. Enter. Ass’n, which
Defendants themselves urge this Court to adopt. (TMB Br. at 11, 13, 17, 33, 34).
See also Int’l Union, United Auto., Aerospace & Agric. Implement Workers of Am.
v. Brock, 477 U.S. 274, 287 (1986) (holding that a union had standing because
neither the “claims nor the relief sought required the District Court to consider the
individual circumstances of any aggrieved UAW member” since “[t]he suit raises a
28 n. 8) (citing Familias Unidas v. Briscoe, 619 F.2d 391 (5th Cir. 1980)).
7
Defendants attempt to distinguish this favorable ruling on the grounds that a statute
be withholding complaints pursuant to a statute, and cloaked their actions with the
Defendants misplace reliance on Ga. Cemetery Ass’n v. Cox, 353 F.3d 1319
(11th Cir. 2003). The Eleventh Circuit discusses standing there only as an
alternative ground for dismissing a meritless case. Standing was lacking in Cox
The defendant thus properly argues that the Association cannot make the
showing necessary for either standing or a successful facial challenge
without the participation of its members because the economic impact of
these provisions will vary depending upon the economic circumstances of
each of its members. For that reason, the district court did not err by
granting judgment on the pleadings in favor of the Secretary on Georgia
Cemetery’s Takings Clause claim.
Id. at 1322, 1323 (emphasis added). AAPS’s claims and relief sought are not
brought under a “Takings Clause” and are not based on a specific economic impact
on its particular members, and participation by all of AAPS’ members will not be
8
The same defect renders Defendants’ other precedent inapplicable here. See
Rent Stabilization Ass’n v. Dinkins, 5 F.3d 591 (2d Cir. 1993). It also relied on a
Takings claim, which triggers individualized damages lacking in this case at bar.
The RSA claims that some of its members have been the victims of a taking.
But as the Supreme Court has stated, due to “the ‘essentially ad hoc, factual
inquiry’ involved in the takings analysis, [citation omitted], we have found it
particularly important in takings cases to adhere to our admonition that the
constitutionality of statutes ought not be decided except in an actual factual
setting.’” [citations omitted] . . . to determine when a taking has occurred, .
. . we would have to engage in an ad hoc factual inquiry for each landlord
who alleges that he has suffered a taking. . . .
Id. at 596.
The U.S. Supreme Court has been clear in limiting the reach of the third
[S]o long as the nature of the claim and the relief sought does not make the
individual participation of each injured party indispensable to proper
resolution of the cause, the association may be an appropriate representative
of its members, entitled to invoke the court’s jurisdiction.
9
participate or not, or are even still living or not. This action does not seek any
case, and the third prong of the Hunt test does not justify denying injunctive relief
The Hunt test is prudential. “Unlike the first two prongs of the Hunt test, the
Food & Commercial Workers Union Local 751 v. Brown Group, 517 U.S. 544,
558 (1996). The Supreme Court noted that it “is best seen as focusing on matters
controversy within the meaning of the Constitution.” Id. at 557. When fewer than
association, rather than by individuals unable to see the pattern. The prudential
10
II. Defendants Do Not Adequately Distinguish the Third and Seventh
Circuit Precedents on This Issue, and This Court Should Avoid
Creating a Circuit Split.
Defendants devote less than two pages to discussing the conflict that its
arguments would create with precedents of the Third and Seventh Circuits. (TMB
Br. at 30-32). This Court should apply the reasoning of these Circuits and reverse
Justice Samuel Alito, when he was on the Third Circuit, directly rejected the
provided the basis for denying standing to the association under Hunt’s third
83, 89-90 (3d Cir. 1991) (Alito, J.) (quoting Pennell v. City of San Jose, 485 U.S.
1, 7 (1988), which quotes Warth v. Seldin, 422 U.S. at 501). Then-Judge Alito
held that when there is anticipated participation by some, but not all, of an
The Seventh Circuit held likewise, stating expressly, “We believe that the
Hunt or Brock that the Supreme Court intended to limit representational standing
to cases in which it would not be necessary to take any evidence from individual
11
members of an association.” Retired Chicago Police Ass’n v. City of Chicago 7
This action at bar concerns “government practices” just as the Third Circuit
e.g., Kansas Health Kansas Health Care Ass’n v. Kansas Department of Social &
Rehabilitation Services, 958 F.2d 1018, 1022-23 (10th Cir. 1992) (unlike here, the
claim there was for monetary relief, requiring scrutinizing specific health care
providers that were not parties to the action); see also Cornerstone Christian Schs.
v. Univ. Interscholastic League, 563 F.3d 127, 134 (5th Cir. 2009) (unlike here, the
association there sought standing on a claim brought under the Free Exercise of
a free exercise case for one to show the coercive effect of the enactment as it
operates against him in the practice of his religion’”) (quoting Harris v. McRae,
448 U.S. 297 (1980)). In lawsuits against government practices, as here, individual
participation may be helpful but does not disqualify an association from standing
In reasoning applicable here – and not distinguished by the court below – the
the use of representational standing, for both the litigant and the judicial system.
Rather, the Retired Chicago Police court concluded that the third prong of Hunt:
The best Defendants can do with these precedents is to say that “the Court is
not bound by these opinions.” (TMB Br. at 31). But needless splits in Circuit
AAPS pointed out in its opening brief how Defendants deprived it of the
which “would likely have provided key evidence in support of standing, because it
(AAPS Br. at 24-25). The court below did not explain its denial of AAPS’s motion
13
to compel production, which had been pending for many months when the court
dismissed the action. AAPS emphasized a controlling precedent both in the court
below and on this appeal which establishes a right to discovery in resolving a Rule
12(b)(1). (AAPS Br. at 25, citing Moran v. Kingdom of Saudi Arabia, 27 F.3d
Defendants did not even cite this controlling precedent, let alone distinguish
it. Indeed, AAPS satisfies the standard upon which Defendants did rely: “The
party seeking discovery typically meets this burden by alleging the ‘specific facts
(TMB Br. at 36, quoting Freeman v. United States, 556 F.3d 326, 342 (5th Cir.
2009), cert. denied, 130 S. Ct. 154 (2009), which quotes Kelly v. Syria Shell
Petroleum Dev. B.V., 213 F.3d 841, 852 (5th Cir. 2000)). AAPS did describe the
“specific facts crucial to” the jurisdictional issue: nearly 20 physicians in Kalafut’s
region were slapped with complaints in order to protect Kalafut’s practice against
competition. This could not plausibly have occurred by chance alone. Most likely
the same person filed many of those complaints, and that person was likely Kalafut
members is needed to prove the abuse of process and violation of the Equal
Kalafut.
14
CONCLUSION
This Court should reverse the decision below and remand this matter for
further proceedings.
Respectfully Submitted,
s/ Andrew L. Schlafly
Andrew L. Schlafly
Attorney for Appellant
939 Old Chester Rd.
Far Hills, NJ 07931
aschlafly@aol.com
908-719-8608
908-934-9207 (fax)
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CERTIFICATE OF COMPLIANCE
this brief contains 3,557 words, excluding the parts of the brief exempted by
Fed. R. App. P. 32(a)(7)(B)(iii).
2. This brief complies with the typeface requirements of Fed. R. App. P. 32(a)(5)
and the type style requirements of Fed. R. App. P. 32(a)(6) and Eighth Cir. R.
28A(c) because:
s/ Andrew L. Schlafly
May 10, 2010
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CERTIFICATE OF SERVICE
I hereby certify that on May 10, 2010, I electronically filed the foregoing Reply
Brief of Appellant with the Clerk of the Court for the United States Court of
Appeals for the Fifth Circuit by using the CM/ECF system. I certify that all
participants in the case are registered CM/ECF users and that service will be
s/ Andrew L. Schlafly
May 10, 2010
17