Beruflich Dokumente
Kultur Dokumente
No
1
1.
Items
HEALTH, SAFETY AND ENVIRONMENT POLICY
Do you have Health, Safety and Environment
Yes
No
Remark/ Explanation
copy)
Do you communicate the Policy with your staff?
2
1.
2
2.
senior management?
LEGAL AND OTHER REQUIREMENT
Do you have listed of legal and
2.
2
3
3.
3.
matters?
Health, Safety and Environment Organisation
2
3.
other
Page 1 of 7
No
3
Items
Environment Committee? (Please attached the
3.
organisation chart)
If YES, how frequent it been conducted?
4
4
4.
1
4.
2
4.
3
5
5.
6
6.
1
6.
training?
Are you aware of the basic training needs
2
6.
transferred employees?
a) Hazard and Risk
b) First Aid/ Fire Fighting
c) Specific Work procedure
INSPECTION AND SAFETY AUDIT
Do you have a plan on inspection and safety
7
7.
measure
Yes
No
Remark/ Explanation
safety
Page 2 of 7
No
1
7.
2
Yes
Items
No
Remark/ Explanation
audit?
How frequent do you conduct an:
Inspection?
Weekly/Monthly/Quarterly/Yearly (delete as
Audit?
applicable)
Weekly/Monthly/Quarterly/Yearly (delete as
applicable)
8
8.
1
9
9.
1
9.
to
take
into
Items
o
1
1.
INTERNAL ENVIRONMENT
What is the overall risk appetite of the organization?
1
1.
2
1.
Remarks/ Explanation
there
integrity
and
ethical
values
and
to
a
3
1.
4
1.
5
1.
and departments?
What HR standards related to risk management are
currently in place?
6
2
2.
1
2.
2
2.
3
2.
4
2.
5
OBJECTIVE SETTING
How well are strategic and related objectives defined?
How is the achievement of these objectives monitored?
What activities are on your risk management goal sheet
for this year?
What does the company need to do well over the next
year in order to succeed and reach its goals? What
factors do you consider to be critical to your companys
success in the next year?
What areas would you like to see moved to the next
level of performance?
Page 4 of 7
N
o
2.
6
3
3.
1
3.
2
3.
3
3.
4
4
4.
1
4.
2
4.
3
4.
4
4.
5
4.
6
Items
Remarks/ Explanation
N
o
5
5.
1
5.
2
5.
3
6
6.
1
6.
2
6.
3
6.
4
6.
5
7
7.
1
7.
2
7.
Items
Remarks/ Explanation
RISK RESPONSE
How are risks monitored and reported within the
organization?
How effectively are identified risks managed?
What is management doing specifically to manage
identified risks (e.g. financial statement variance
reporting, trend reporting, credit reporting, insurance
policies, legal, BOD involvement and reporting)?
CONTROL ACTIVITIES
What is managements assessment of the effectiveness
of overall controls in preventing risks and carrying out
risk activities within your organization?
How are control activities tested?
What type of review process takes place for policies and
procedures?
What type of review process takes place for IT
application controls and the IT general control
environment?
What does the company do to address entity-specific
controls?
INFORMATION AND COMMUNICATION
How does the organization/department
information and communicate related risk?
capture
N
o
3
Items
Remarks/ Explanation
Page 7 of 7