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Frequency of Depression After Stroke : A Systematic Review of Observational

Studies
Maree L. Hackett, Chaturangi Yapa, Varsha Parag and Craig S. Anderson
Stroke 2005, 36:1330-1340: originally published online May 5, 2005
doi: 10.1161/01.STR.0000165928.19135.35
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Progress Review
Frequency of Depression After Stroke
A Systematic Review of Observational Studies
Maree L. Hackett, MA (Hons); Chaturangi Yapa, BSc; Varsha Parag, MSc (Hons);
Craig S. Anderson, PhD, FRACP, FAFPHM
Background and PurposeAlthough depression is an important sequelae of stroke, there is uncertainty regarding its
frequency and outcome.
MethodsWe undertook a systematic review of all published nonexperimental studies (to June 2004) with prospective
consecutive patient recruitment and quantification of depressive symptoms/illness after stroke.
ResultsData were available from 51 studies (reported in 96 publications) conducted between 1977 and 2002. Although
frequencies varied considerably across studies, the pooled estimate was 33% (95% confidence interval, 29% to 36%)
of all stroke survivors experiencing depression. Differences in case mix and method of mood assessment could explain
some of the variation in estimates across studies. The data also suggest that depression resolves spontaneously within
several months of onset in the majority of stroke survivors, with few receiving any specific antidepressant therapy or
active management.
ConclusionsDepression is common among stroke patients, with the risks of occurrence being similar for the early,
medium, and late stages of stroke recovery. There is a pressing need for further research to improve clinical practice in
this area of stroke care. (Stroke. 2005;36:1330-1340.)
Key Words: depression epidemiology meta-analysis stroke

ome form of depression is considered to occur in at least


one-quarter of patients in the first year after acute
stroke,1 4 with the period of greatest risk being the first few
months after onset.2,5,6 However, such estimates vary considerably across studies because of differences in definitions,
study populations and the timing of assessments, as well as
complexities in the recognition, assessment, and diagnosis of
abnormal mood in the setting of stroke-related disability.3,4,7
The results of studies may also depend on whether subjects
are categorized on the basis of psychiatric interview using
standard diagnostic criteria such as the Diagnostic and Statistical Manual of Mental Disorders (eg, DSM-IIIR,8 DSMIV9), or a psychiatric rating scale such as the Montgomery
sberg Depression Rating Scale,10 or on the basis of a
self-rating mood scale. The goal of this review was to
determine the frequency, outcome, and management of depression after stroke from all high-quality published studies.

Materials and Methods


This review was restricted to published research articles, abstracts,
and letters of patients with a clinical diagnosis of stroke in whom an
assessment of mood was performed at a prespecified time point. The
review included incidence studies and case series that had prospective consecutive patient recruitment within clearly defined geograph-

ical and time-limited boundaries. There were no restrictions on the


basis of language, sample size, or duration of follow-up, but we
excluded studies of mixed populations (such as stroke and head
injury) unless separate results for stroke patients were identified.
Studies were also excluded if they had any of the following: (1)
limited to specific patient characteristics such as sex or location of
stroke lesion; (2) convenience sampling; (3) retrospective recruitment; or (4) there was only unstructured assessment of mood.
The primary endpoint was the proportion of patients who met the
diagnostic category of depression as applied in a study, which
included: (1) depressive disorder, depressive symptoms, or psychological distress, as defined by scores above a cut-point for abnormality on a standard mood scale; and (2) major depression or minor
depression (or dysthymia) according to DSM-IIIR,8 DSM-IV,9 or
other standard diagnostic criteria.
Studies that reported mood outcomes only as a continuous
variable, without a categorical diagnosis, were excluded.

Search Strategy and Data Extraction


Data for this review were identified from the following computerized databases: MEDLINE, EMBASE, CINAHL, PsychINFO,
Applied Science and Technology Plus, Biological Abstracts,
General Science Plus, Arts and Humanities Index, Science Citation Index, Social Sciences Citation Index, Sociofile, and Digital
Dissertations using terms and strategy based on the Cochrane
Stroke Group methodology (full details available on request; last
searched June 2004). In some cases, similarities between study
reports indicated the possibility of multiple publications from the

Received November 15, 2004; final revision received January 13, 2005; accepted February 15, 2005.
From the George Institute for International Health (M.L.H., C.S.A.), Neurological Diseases and Ageing Division, Royal Prince Alfred Hospital and
the University of Sydney, Australia; and the Clinical Trials Research Unit (C.Y., V.P.), Faculty of Medical and Health Sciences, the University of
Auckland, New Zealand.
Correspondence to Maree Hackett, the George Institute for International Health, PO Box M201, Missenden Road, Sydney, NSW 2050, Australia.
E-mail mhackett@thegeorgeinstitute.org
2005 American Heart Association, Inc.
Stroke is available at http://www.strokeaha.org

DOI: 10.1161/01.STR.0000165928.19135.35

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Hackett et al
same cohort. In the absence of explicit cross-referencing, we
judged articles to be from the same cohort if they met the
following criteria: there was evidence of overlapping recruitment
sites, study dates, and grant funding numbers; and there were
similar or identical reported patient characteristics in the studies.11 If several articles reported outcomes from the same study

TABLE 1.
Study

population, data were taken from the first publication that referred
to each follow-up period. When a variety of methods of mood
assessment were undertaken, we reported results for each scale/
method. Because we were unable to obtain enough information on
publications from one group of papers (the Iowa Group), we
chose to present these studies separately.

Country

No. Assessed

Time Since Stroke

Depression Diagnosis/Criteria

UK

379

3 wk

WDI (score 1936, depressed)

22 (18 to 26)

WDI (score 1518, probably depressed)

11 (8 to 14)

All strokes
All strokes

377

All strokes

348

FINNSTROKE58

Finland

321

311

rebro Stroke Study

24

Sweden
UK

6 mo
12 mo
3 mo

12 mo

18 (14 to 22)
13 (10 to 17)

BDI (score 10)

47 (42 to 53)

BDI (score 3063 severe)

3 (1 to 5)

BDI (score 1929 moderate)

11 (8 to 14)

BDI (score 1018 mild)

28 (23 to 33)

BDI (score 10)

47 (42 to 53)

BDI (score 3063 severe)

2 (0 to 4)

BDI (score 1929 moderate)

15 (11 to 19)

BDI (score 1018 mild)

25 (20 to 30)
37 (31 to 43)

GDS (score 5)
DSM-IV depression

27 (22 to 33)

89

1 mo

DSM-III: major depression

11 (5 to 18)

DSM-III: dysthymic disorder

1 (0 to 3)

88

1 mo

6 mo

6 mo

12 mo

12 mo

Prevalence over 12 mo

UK

WDI (score 1936, depressed)


WDI (score 1518, probably depressed)

12 mo

112

SELSS63

20 (16 to 24)
12 (9 to 15)

12 mo

107

All strokes

WDI (score 1936, depressed)


WDI (score 1518, probably depressed)

231

119

Australia

Frequency (95% CI)

251

76

PCSS2

1331

Frequency of Depressed Mood After Stroke: A Summary of the Population-Based Evidence

Bristol Stroke Study25

OCSP6

Frequency of Depression After Stroke

PSE/index of definition

19 (11 to 27)

BDI (score 10)

32 (22 to 43)

BDI (score 13)

20 (11 to 29)

BDI (score 17)

8 (2 to 14)

DSM-III: major depression

9 (4 to 14)

DSM-III: dysthymic disorder

3 (0 to 6)

PSE/index of definition

19 (12 to 26)

BDI (score 10)

32 (23 to 41)

BDI (score 13)

15 (8 to 22)

BDI (score 17)

6 (2 to 11)

DSM-III: major depression

5 (1 to 9)

DSM-III: dysthymic disorder

4 (0 to 8)

PSE/index of definition

11 (5 to 17)

BDI (score 10)

16 (8 to 24)

BDI (score 13)

8 (2 to 14)

BDI (score 17)

1 (0 to 3)

BDI (score 10)

39 (30 to 48)

ICD-9 Psychiatric disorder

22 (15 to 29)

60

35 y

DSM-III-R major depression

18 (8 to 28)

191

4 mo

DSM-III major depression

17 (12 to 22)

DSM-III minor depression

11 (7 to 15)

294

4 mo

DSM-III major depression

15 (11 to 19)

96

5y

DSM-III minor depression

8 (5 to 11)

HADS (score10)

36 (26 to 46)

BDI indicates Beck Depression Inventory; CI, confidence interval; DSM, Diagnostic and Statistical Manual of Mental Disorders; HADS, Hospital Anxiety and
Depression Scale; OCSP, Oxford Community Stroke Study; PCSS, Perth Community Stroke Study; PSE, Present State Examination; SELSS, South East London Stroke
Study; UK, United Kingdom; WDI, Wakefield Depression Inventory.

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TABLE 2.

Frequency of Depressed Mood After Stroke: A Summary of the Hospital-Based Evidence

Author, Year

Country

Aben, 200233

Netherlands

No. Assessed

Time Since Stroke

Depression Diagnosis/Criteria

1 mo

DSM-IV depression

22 (15 to 28)

Prevalence over 1 y

DSM-IV major depression

23 (16 to 30)

DSM-IV minor depression

15 (9 to 21)

154

Frequency (95% CI)

Denmark

209

46 wk

HDRS (score 13)

21 (15 to 26)

Bayer, 200144

Jordan

168

3 mo

DSM-IV major depression

25 (19 to 32)

Berg, 200146

Finland

89

2 wk

DSM-III-R major depression

6 (1 to 11)

BDI (score 10)

27 (18 to 36)

USA

421

3 mo

HDRS (score 12)

11 (8 to 14)

Andersen, 199432

Desmond, 200327
Ebrahim, 198764

UK

Eriksson, 2004*17

Sweden

Hayee, 200134

Bangladesh

Herrmann, 199526
Herrmann, 1998

Germany
Canada

149

6 mo

GHQ (score 12)

23 (16 to 30)

13 999

3 mo

Single simple question

14 (14 to 15)

BDI (score 10)

161

3 mo

156

1y

47

Within 2 mo

150
133

3 mo
1y

41 (33 to 49)
42 (34 to 50)

DSM-III-R major depression

19 (8 to 30)

DSM-III-R minor depression

17 (6 to 28)

MADRS (score 7)

27 (20 to 34)

ZDS (score 50)

22 (15 to 29)

MADRS (score 7)

22 (15 to 29)

ZDS (score 50)

21 (14 to 28)
39 (28 to 50)

Hosking, 2000

New Zealand

79

3 mo

GDS (score 9)

Hwel, 199849

Germany

102

59 d

MADRS (cut-point not stated)

55 (45 to 65)

Jaracz, 200350

Poland

72

6 mo

ZDS (score 50)

46 (34 to 57)

Kotila, 198465

Finland

154

3 mo

BDI (cut-point not stated)

44 (36 to 52)

Pohjasvaara, 199866

Finland

277

3 mo

48

1y

Williams, 199955

USA

29 (22 to 36)
DSM-III-R major depression

26 (21 to 31)

DSM-III-R minor depression

14 (10 to 18)

BDI (score 10)

44 (38 to 50)

276

15 mo

BDI (score 10)

45 (39 to 51)

71

1 mo

BDI (cut point not stated)

39 (28 to 50)

*Mood assessed using a single standard question.


GDS indicates Geriatric Depression Scale; HDRS: Hamilton Depression Rating Scale; MADRS: Montgomery sberg Depression Rating Scale; USA: United States of
America; ZDS: Zung Depression Scale.

One reviewer (M.H.) extracted the data, and a second reviewer


(C.Y.) cross-checked a selection of data extractions. Studies were
grouped into 3 categories that represented degrees of case selection.
The first group, population-based studies, considered to be of the
highest (least biased) quality, consisted of studies that attempted to
recruit all stroke patients, including those who were not admitted to
hospital for acute care. Although not all of these studies fulfilled
certain ideal criteria for population-based stroke incidence studies,12 we considered that these studies included stroke patients with
the most representative characteristics.
The other 2 categories were hospital-based studies, which
included all inpatients from acute care medical wards in general
hospitals, and rehabilitation-based studies, which included patients
from rehabilitation wards, or hospitals (including stroke units), with
one study of patients recruited from an outpatient clinic13 and one
study of patients from primary care general practices.14

Statistical Analysis
Studies were stratified by case selection, and according to the timing
of mood assessment from stroke onset, defined as: acute phase
(within 1 month and including date of admission to rehabilitation
beds); medium-term phase (between 1 and 6 months and including
date of discharge from rehabilitation); and long-term phase (6
months or more) after stroke. Studies with follow-up assessments

that spanned 2 time points (eg, 2 to 6 weeks after stroke) were


included in the latter time category.
We used the depression category that included the most patients to
determine the point estimate, together with 95% confidence intervals
(CIs) for each study. Pooled estimates were calculated using both
fixed and random effects. When one study contributed more than one
endpoint to the pooled estimate, sensitivity analyses were undertaken
using either the earliest or the latest assessment in that study,
although data were presented herein only for the earliest assessment.
Statistical heterogeneity was assessed using the standard Q statistic,
with P0.05. When there was evidence of statistical heterogeneity,
the random effects approach of DerSimonian and Laird15 was used to
pool the frequencies.

Results
More than 12 000 references were identified, of which 418
were retrieved to assess for inclusion/exclusion criteria, and a
total of 96 reports (51 studies) were considered eligible for
inclusion.

Patient Characteristics
The 6 population-based studies included 2869 patients from a
base population of 1 338 981 between 1981 and 2000 (Table

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TABLE 3.

Frequency of Depression After Stroke

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Frequency of Depressed Mood After Stroke: A Summary of the Rehabilitation-Based Evidence

First Author, Year,


Source of Patients
strom, 1993
Stroke unit

37

Bacher, 199038
Rehabilitation hospital

Country

No. Assessed

Time of Assessment

Depression Criteria

Frequency (95% CI)

Sweden

76
73

Discharge from hospital


3 mo after stroke

DSM-III-R major depression

25 (15 to 35)
31 (20 to 42)

68

1 y after stroke

16 (7 to 25)

57

2 y after stroke

19 (9 to 29)

50

3 y after stroke

48

Admission to hospital

43

6 wk after admission

Canada

29 (16 to 42)
ZDS (score 60)
ZDS (score 5059)

4 (0 to 10)
25 (13 to 38)

ZDS (score 60)

9 (1 to 18)

ZDS (score 5059)

26 (13 to 39)

ZDS (score 60)

17 (5 to 28)

42

6 mo after admission

ZDS (score 5059)

24 (11 to 37)

39

1 y after admission

ZDS (score 60)

21 (8 to 33)

ZDS (score 5059)

31 (16 to 45)

Denmark

128

1.5 mo after stroke

DSM-III-R major depression

16 (10 to 22)

Carod-Artal, 200067
Stroke unit

Spain

90

1 y after stroke

HDRS (cut-point not stated)

38 (28 to 48)

Daily, 198368
Stroke unit

USA

32

Admission to unit
7 d after admission

HDRS & BDI (cut-point not stated)

16 (3 to 29)
25 (10 to 40)

Diamond, 199529
Geriatric rehabilitation unit

USA

14

Admission to unit
Discharge from unit

GDS (score 10)

36 (11 to 61)
29 (5 to 53)

Folstein, 197716
Rehabilitation hospital

USA

20

30 d after stroke

PSE ( 8 items on the 8th edition)

45 (23 to 67)

Gainotti, 199947
Neurology department &
rehabilitation center

Italy

153

2 mo after stroke
24 mo after stroke
4 mo after stroke

DSM-III-R major depression/


HDRS (score 17
DSM-III-R major depression/
HDRS (score 17)

27 (20 to 34)/
32 (25 to 39)
40 (32 to 48)/
60 (52 to 68)

Gillen, 200169
Inpatient rehabilitation

USA

243

15 d after stroke

GDS (score 15)

13 (9 to 17)

Gottlieb, 200270
Inpatient rehabilitation

Israel

65

3 mo after stroke
9 mo after stroke

GDS (50% items endorsed)

63 (51 to 75)
58 (46 to 70)

Germany

77

6 mo after discharge

DSM-IV major depression

20 (11 to 29)

Finland

101
92

3 mo after stroke
1 y after stroke

DSM-III-R major depression


DSM-III-R minor depression

9 (3 to 15)
44 (34 to 54)

DSM-III-R major depression

15 (8 to 22)

Bendsen, 199745
Rehabilitation hospital

Jrgensen, 199971
Geriatric rehabilitation center
Kauhanen, 199951
Stroke unit

Kellermann, 199972
Stroke unit
Kim, 200213
Outpatient clinic
King, 200239
Rehabilitation units and
general hospital

DSM-III-R minor depression

26 (17 to 35)

Hungary

82

1 wk after admission

BDI (score 10)

20 (11 to 28)

Korea

145

312 mo after stroke

DSM-IV depression (5 items), BDI (score 13)

15 (9 to 21)

USA

53

Discharge from unit


610 wk after discharge
1 y after discharge
2 y after discharge
Prevalence over 2 y

CES-D (score 16)

30 (8 to 42)
26 (14 to 38)
17 (7 to 27)
23 (12 to 34)
51 (38 to 65)

1).18 23 All these studies included patients with standard


clinical criteria for stroke, although one excluded patients
with subarachnoid hemorrhage in the assessment of mood
outcomes,24 and between 38%20 and 92%19 of all stroke
patients were managed in hospital. All studies excluded
patients with communication difficulties (eg, aphasia, confusion, dementia), so that the proportion who completed mood

assessments ranged from 61% (3-week assessment)25 to 99%


(12-month assessment).24
The hospital-based studies included 16 302 patients (see
Table 2), and the rehabilitation-based studies included 6036
patients (Table 3) at the initial assessment. One study17
accounted for the majority (86%) of patients in the hospitalbased studies, with the remaining studies ranging in size from

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TABLE 3.

Continued

June 2005

First Author, Year,


Source of Patients

Country

No. Assessed

Time of Assessment

Depression Criteria

Frequency (95% CI)

Scotland

311

Duration of hospitalization

Single simple question

16 (12 to 20)

UK

84

1 mo after stroke

HADS (score 10)

13 (6 to 20)

Sweden

47

3 y after stroke

DSM-IV ongoing depression

38 (24 to 52)

Malec, 199052
Rehabilitation unit

USA

20

830 d after stroke

HDRS (score 8)

35 (14 to 56)

Mast, 200473
Rehabilitation hospital

USA

195

1 wk after admission

GDS (score 10)

36 (30 to 43)

Morris 199040
Hospital, geriatric unit &
rehabilitation hospital

Australia

99

2 mo after stroke

56

15 mo after stroke

Ng, 199557
Rehabilitation center

Singapore

52
49

22 da after stroke
Discharge from unit

DSM-III-R depressive illness

55 (42 to 69)
29 (16 to 42)

Italy

470

50 d after stroke

HDRS (score 18)

28 (24 to 32)

Canada

64

59 d after stroke

ZDS (score 60)


ZDS (score 5059)

22 (12 to 32)
25 (14 to 36)

Spalletta, 200256
Neuropsychiatric rehabilitation

Italy

153

714 d after admission

DSM-IV major depression


DSM-IV minor depression

41 (33 to 49)
17 (11 to 23)

Tang, 200274
Stroke rehabilitation unit

China

157

1 mo after stroke

DSM-III-R depression

17 (11 to 24)

Van de Weg, 199954


Rehabilitation centres

Holland

85

36 wk after stroke

DSM-III-R depression

35 (25 to 45)

Verdelho, 200460
Acute stroke unit

France

110
96
71
73

6 mo after stroke
1 y after stroke
2 y after stroke
3 y after stroke

MADRS (score 7)

43 (34 to 52)
36 (26 to 46)
24 (14 to 34)
18 (9 to 27)

Weimar, 200228
Mixed

Germany

2853

1 y after stroke

CES- D (score 17)

33 (31 to 35)

Langhorne, 2000*
Stroke unit & hospital
31

Lincoln, 199814
54 GP practices
Lfgren, 199959
Geriatric stroke and
rehabilitation ward

Paolucci, 199930
Rehabilitation unit
Sinyor, 198653
Rehabilitation hospital

DSM-III
DSM-III
DSM-III
DSM-III

major
minor
major
minor

depression
depression
depression
depression

14 (7 to 21)
18 (10 to 26)
7 (2 to 12)
5 (1 to 10)

*Mood assessed using a single standard question.


CES-D indicates Centre for Epidemiologic Studies-Depression scale; DSM, Diagnostic and Statistical Manual of Mental Disorders; GP, General Practitioner.

4726 to 42127 patients. The largest rehabilitation-based study28


contributed 50% of patients, with the remaining studies
ranging in size from 1429 to 47030 patients. Only 2 separate
cohorts were clearly identified from the Iowa Group, which
included up to 463 patients (Table 4).

Diagnosis of Depression
A variety of methods were used to diagnose depressive illness
or assess the degree of depressive symptoms, covering 10
different mood scales and 4 different psychiatric interview
schedules. Mood scales were either self-completed by patients (in 4 studies) or interviewer administered and scored
(20 studies), and the psychiatric interviews were conducted
either alone (in 4 studies) or in combination with a selfadministered or interviewer-administered mood scale (10
studies). The remaining studies used either varying combinations of these methods, or the method was not explicitly
stated in the report. Two studies used a single simple question
to diagnose depression,17,31 but these data were not included
in the pooled estimates because of the nonstandard method of
assessment.

The criteria used to define depression (or depression symptom burden) also varied across studies. In the main, DSM
criteria were used to define depression (in 19 studies) using
information from completed mood scales, and occasionally
from structured interviews, although the criteria for dysthymia were modified by excluding the requirement for symptoms to be present for at least 2 years. There was also
variation in the cut-points used on the standardized mood
scales, whereas there was consistency for the Montgomery
sberg Depression Rating Scale (7) and the Zung Depression Scale (50), these scales were used in only a minority
(6) of studies, whereas multiple cut-points were used for the
Beck Depression Inventory (10, 10, 13, and 17), the
Geriatric Depression Scale (5, 10, 15, 50% items
positively endorsed), and the Hamilton Depression Rating
Scale (8, 12, 13, 17, 18).

Frequency of Depression
Although there was considerable variation in the reported
frequency of depression after stroke across individual studies,

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Hackett et al
TABLE 4.

Frequency of Depression After Stroke

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Selection of Publications by the Iowa Group on the Frequency of Depression After Stroke

First Author, Year

Assessed/Alive

Time Since Stroke

Topic

103/154

Acute assessment

Prevalence and severity of depression

Depression Criteria

Frequency

Cohort 1*
Robinson, 198275

Robinson, 198376
Robinson, 198477

Robinson, 198778

Parikh, 199079

103

2 wk

40/154

3 mo

50/154

6 mo

37/154

12 mo

48/154

2y

63

2y

Predictors of depression
Prevalence and duration of depression

Prevalence of depression

Recovery over 2 y

GHQ-28 5

29

GHQ-28 6

23

GHQ-28 8

17

DSM-III Major D

27

DSM-III Minor D

20

DSM-III Major D

22

DSM-III Minor D

27

DSM-III Major D

34

DSM-III Minor D

26

DSM-III Major D

14

DSM-III Minor D

19

DSM-III Major D

21

DSM-III Minor D

21

DSM-III Major D

24

DSM-III Minor D

Cohort 2
Castillo, 199380

288/309

2 wk

Generalized anxiety disorder and depression

HDRS (no cutpoint), PSE (no cutpoint)

38

Downhill, 199481

140/309

Baseline

Depression and cognitive impairment

DSM-IV Major D

40

DSM-IV Minor D

35

Castillo, 199582

142/215

Baseline

Correlates of early and late onset GAD

78

3 mo

80

6 mo

Depression

51

DSM-III-R GAD

27
27

70

12 mo

36

66

2y

17

Kishi, 199683

301

Baseline

Validity of observed depression

DSM-IV Major D

17

DSM-IV Minor D

18

Paradiso, 199784

142

Baseline

Psychological symptoms associated with depression

HDRS (no cut-point), PSE (no cut-point)

76

3 mo

38

79

6 mo

39

69

12 mo

29

66

2y

142

Baseline

77

3 mo

22

79

6 mo

25

70

12 mo

11

66

2y

Shimoda, 199886

142

Baseline

GAD and depression on recovery

DSM-IV Major D

19

DSM-IV GAD

23

Shimoda, 199887

142

Baseline

Social functioning and depression on recovery

DSM-IV Major D

19

DSM-IV Minor D

25

DSM-IV Major D

17

DSM-IV Minor D

18

27

Schultz, 199785

Paradiso, 199888

301

2 wk

42

38
GAD and depression and recovery

DSM-IV GAD

19

18

Gender differences in depression

GAD indicates generalized anxiety disorder; GHQ, General Health Questionnaire.


*Funding numbers: MH00163, NS15178, NS16332, NS18622, NS9 2032; recruitment period 1.5 years, or between January 1980 and July/August 1981;
populations had similar demographic characteristics.
Did not report funding number NS9-2032.
Funding numbers: MH00163, MH40355; populations had similar demographic characteristics.

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Observational studies of the proportional


frequency of depression after stroke.

the pooled estimate indicates that depressive symptoms are


present in 33% (95% CI, 29% to 36%) of all stroke survivors
at any time during follow-up (Figure). The pooled estimate
from the population-based studies was 33% in the acute and
medium-term phases, with a slight increase to 34% in the
long-term phase of recovery after stroke. There was modest
variation in the pooled frequencies in the hospital-based
(acute 36%, medium-term 32%, and long-term 34%) and
rehabilitation-based studies (acute 30%, medium 36%, and
long-term 34%) over time, but the 95% CIs around all pooled
frequencies overlapped.
There was, however, more variation in the pooled frequencies when studies were grouped by method of mood assessment (data not presented). The 2 studies that used a single
simple question to determine depression status17,31 had a
pooled frequency of 14% (95% CI, 14% to 15%). The
smallest pooled frequency with standardized questionnaires
was from studies that used the Hamilton Depression Rating
Scale (26%; 95% CI, 11% to 42%), whereas the highest
frequency was in studies that used the Montgomery sberg
Depression Rating Scale (41%; 95% CI, 23% to 60%) or the
Zung Depression Scale (41%; 95% CI, 34% to 48%). The

estimates again varied when studies were grouped by type of


mood scale and timing of assessment.
The Oxfordshire Community Stroke Project,6 conducted
nearly 20 years ago, is the only population-based study to
date that recruited controls to allow estimates of the relative
risks of depression after stroke. Using Beck Depression
Inventory (scores 10) and the Present State Examination
psychiatric interview schedule (scores 5) to determine
caseness, the study showed that the frequency of depression
in stroke survivors (20% Beck Depression Inventory; 11%
Present State Examination) was twice that in controls, although this difference only reached statistical significance at
the 6-month follow-up assessment. In addition, 4 hospitalbased studies have compared mood data in cases with
controls, although only 1 study had controls selected from the
community.32 However, this latter study only assessed patients with new episodes of depression within the 6 months
after stroke, yet still included patients with depression that
had been present for 1 year. Despite this anomaly, the 5%
proportional frequency of new depression was similar in
stroke patients and controls. Another study showed no difference in the cumulative 1-year incidence of depression after

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Hackett et al
stroke compared with a randomly selected control group of
patients with first-ever myocardial infarction (in contrast to
consecutive recruitment of stroke patients).33 Different results
were found in 2 other studies: one study in which controls
were randomly selected from the neighboring hospital community and including spouses of stroke patients27 showed
more depression in stroke survivors (11%) than controls (5%)
at 3 months after stroke (odds ratio [OR], 2.52; 95% CI, 1.35
to 4.80); and the other study that did not provide any details
on the selection of controls, reported that depression was also
more common in stroke patients than controls (OR, 3.16;
95% CI, 1.48 to 4.12).34
Another robust examination of the relative frequency of
depression in stroke survivors was undertaken in The Framingham Study, a prospective, observational, communitybased study that enrolled middle-aged subjects who have
been followed-up biennially since the middle of the past
century.35 When data from 74 of the 251 subjects who
experienced a stroke between 1982 and 1994 were isolated
and compared with data from 74 control subjects matched for
age and sex, significantly more stroke survivors (38%) were
depressed at 6 months after stroke than controls (10%). In a
separate analysis of 20-year outcomes from 148 subjects
with a stroke between 1972 and 1974,36 only 1 (11%) of 9
stroke survivors met the criteria for depression compared
with 3 (15%) of 20 nonstroke controls.

History of Depression, Antidepressants,


and Psychotherapy
Only 2 population-based studies have assessed the natural
history of depression within individual stroke patients.6,25
Both found that only a small proportion of patients had
depressive symptoms that persisted for most of the first year
after stroke, despite the relatively constant overall frequency
of depression among the total study population during this
time. Although some patients recovered spontaneously from
depression within a few months, others had depressive
symptoms for the first time later after stroke. Similar results
were found in 1 hospital-based,5 and 4 rehabilitation-based
studies,37 40 and are further confirmed by this review.
It is well-recognized that personal or family history of
depression may place an individual at increased risk of
depression.41 43 Although no population-based studies excluded patients with a history of depression from analyses, 17
hospital-based and rehabilitation-based studies excluded patients with recent or severe depression,13,26,30,32,38,44 55 including 6 studies in which patients using antidepressants at entry
were also excluded.30,46,48,5254
Use of antidepressants at entry or during follow-up was
assessed in less than half of the included studies, and ranged
from 0% in the first few weeks56 to 31% at 2 years after
stroke.39 The highest proportion of adequately treated
patients (ie, those using antidepressants who did not fulfil
criteria for depression) at the time of assessment in any one
study was 84%.27 The highest proportion of participants
receiving antidepressants who were inadequately treated
(ie, those on antidepressants who still fulfilled criteria for
depression) was 71%,57 but this frequency ranged between
17% and 36% in most studies.5,24,34,51,54,58 60 No data were

Frequency of Depression After Stroke

1337

available on the proportion of stroke patients who had


received psychotherapy.

Discussion
We report that one third of all people experience significant
depressive symptoms at some time after the onset of stroke.
We recognize, however, that this is likely to be a conservative
estimate because of potential under-reporting (or underrecognition) of abnormal mood, and the difficulties inherent
to the assessment of mood in patients with neurological
disability, particularly when there are communication problems caused by dysphasia and/or dementia. Given the importance of mood, which along with cognition, motivation, and
social support is a key factor influencing recovery from
stroke, it is surprising that there is much misconception over
the epidemiology of stroke-associated depression, although
the generally poor quality of studies has obviously contributed to this situation.
Whereas previous reports have acknowledged wide variation in the frequency of depression after stroke across studies
largely because of differences in patient characteristics and
study designs, they have also suggested that the lowest and
highest frequency of depression is found among patients in
population-based and rehabilitation-based studies, respectively, potentially reflecting selection bias toward the inclusion of more disabled stroke survivors in the latter studies.2,5,6
Moreover, the time period of greatest risk of depression has
traditionally been considered to be the first few months of
stroke onset. Our review, conversely, showed consistency in
the overall frequency of depression across the 3 different
types of studies and in relation to the time periods from stroke
onset, thus raising doubts about specific biological theories
related to an acute stroke lesion as the major cause of
depression in this condition. In addition, we found that few
stroke patients receive effective management (antidepressants
or psychotherapy) for their depression, although the limited
data would suggest that these symptoms are self-limited in
most after several months.
Because the design of observational studies, by their very
nature, may differ in a number of important ways,61 it is
useful to explore and quantify the reasons for such heterogeneity. We identified variation in the cut-points used to
determine caseness in the standardized mood scales as one
key source of variability in the data. It would appear that
many studies failed to consider that older people, and those
with physical illnesses, might require higher cut-points on
these scales. Two other problems were that multiple methods
were often used to diagnose depression, with few investigators clearly identifying an a priori primary endpoint in their
study, so that the endpoints reported varied between any
depression, first-ever depression, and severity of depression. Without greater uniformity or standardization of
such methodological issues, it will remain difficult to determine whether heterogeneity in study findings represent true
differences in characteristics of populations or simply artifact
caused by measurement bias and other error.
Of course, heterogeneity across studies can also be attributed to differences in case mix, including variation in stroke
features, clinical characteristics, source of patient recruit-

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ment, and the timing of assessment. In this review, we have


attempted to minimize heterogeneity by grouping studies by
source of case selection. It is particularly noteworthy that a
number of studies excluded patients at the greatest risk for
depression, that is those with a history of depression. Although a systematic review with meta-analysis can overcome
some of the shortcomings of unstructured examination of
individual studies, the gold standard review would include an
individual patient data analysis with adjustment for potential
confounding factors to calculate frequency estimates, but this
is complex and challenging to undertake.
There are other problems of study design that limit the
reliability of the comparisons of frequency estimates between
stroke patients and controls. It is important to note that stroke
patients are generally older, female, and more likely to have
concomitant illnesses and to have experienced some bereavement or other major life event than that of the general
population.62 In this respect, controls need to be matched by
age and sex, because these factors are associated with
depression at any age. Yet the selection of controls in 3 of the
5 case-control studies did not account for such factors.
Although it may appear likely that stroke-associated depression is no more common than other types of depression in the
general population, there have been no direct comparisons
between stroke patients and people with other disabling and
potentially life-threatening illnesses.
Although we attempted to adhere to the guidelines for
reporting meta-analyses of observational studies,61 this review does have several limitations. First, we did not handsearch journals and made no attempt to identify unpublished
studies, raising the possibility that some studies have been
missed. Second, only one person extracted most of the data.
Ideally, 2 people should complete data extraction to reduce
the possibility of errors when transcribing study results. Even
so, all the data were checked for accuracy on multiple
occasions and all analyses were conducted twice. Finally, it is
possible that some multiple publications have been miscoded or missed altogether. We have paid particular attention
to addressing this source of publication bias, because the lack
of cross-referencing of data from some cohorts has only
served to mislead the research community, specifically in
reference to the amount of information available on the
development of depression after stroke.

Acknowledgments
Maree Hackett holds a Senior Health Research Scholarship, and
Chaturangi Yapa was in receipt of a Faculty of Medical and Health
Sciences Summer Studentship, of The University of Auckland. The
funding body had no role in the conduct or reporting of the review.

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