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Maree L. Hackett, Chaturangi Yapa, Varsha Parag and Craig S. Anderson
Stroke 2005, 36:1330-1340: originally published online May 5, 2005
doi: 10.1161/01.STR.0000165928.19135.35
Stroke is published by the American Heart Association. 7272 Greenville Avenue, Dallas, TX 72514
Copyright 2005 American Heart Association. All rights reserved. Print ISSN: 0039-2499. Online
ISSN: 1524-4628
The online version of this article, along with updated information and services, is
located on the World Wide Web at:
http://stroke.ahajournals.org/content/36/6/1330
Progress Review
Frequency of Depression After Stroke
A Systematic Review of Observational Studies
Maree L. Hackett, MA (Hons); Chaturangi Yapa, BSc; Varsha Parag, MSc (Hons);
Craig S. Anderson, PhD, FRACP, FAFPHM
Background and PurposeAlthough depression is an important sequelae of stroke, there is uncertainty regarding its
frequency and outcome.
MethodsWe undertook a systematic review of all published nonexperimental studies (to June 2004) with prospective
consecutive patient recruitment and quantification of depressive symptoms/illness after stroke.
ResultsData were available from 51 studies (reported in 96 publications) conducted between 1977 and 2002. Although
frequencies varied considerably across studies, the pooled estimate was 33% (95% confidence interval, 29% to 36%)
of all stroke survivors experiencing depression. Differences in case mix and method of mood assessment could explain
some of the variation in estimates across studies. The data also suggest that depression resolves spontaneously within
several months of onset in the majority of stroke survivors, with few receiving any specific antidepressant therapy or
active management.
ConclusionsDepression is common among stroke patients, with the risks of occurrence being similar for the early,
medium, and late stages of stroke recovery. There is a pressing need for further research to improve clinical practice in
this area of stroke care. (Stroke. 2005;36:1330-1340.)
Key Words: depression epidemiology meta-analysis stroke
Received November 15, 2004; final revision received January 13, 2005; accepted February 15, 2005.
From the George Institute for International Health (M.L.H., C.S.A.), Neurological Diseases and Ageing Division, Royal Prince Alfred Hospital and
the University of Sydney, Australia; and the Clinical Trials Research Unit (C.Y., V.P.), Faculty of Medical and Health Sciences, the University of
Auckland, New Zealand.
Correspondence to Maree Hackett, the George Institute for International Health, PO Box M201, Missenden Road, Sydney, NSW 2050, Australia.
E-mail mhackett@thegeorgeinstitute.org
2005 American Heart Association, Inc.
Stroke is available at http://www.strokeaha.org
DOI: 10.1161/01.STR.0000165928.19135.35
1330
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by guest on October 29, 2011
Hackett et al
same cohort. In the absence of explicit cross-referencing, we
judged articles to be from the same cohort if they met the
following criteria: there was evidence of overlapping recruitment
sites, study dates, and grant funding numbers; and there were
similar or identical reported patient characteristics in the studies.11 If several articles reported outcomes from the same study
TABLE 1.
Study
population, data were taken from the first publication that referred
to each follow-up period. When a variety of methods of mood
assessment were undertaken, we reported results for each scale/
method. Because we were unable to obtain enough information on
publications from one group of papers (the Iowa Group), we
chose to present these studies separately.
Country
No. Assessed
Depression Diagnosis/Criteria
UK
379
3 wk
22 (18 to 26)
11 (8 to 14)
All strokes
All strokes
377
All strokes
348
FINNSTROKE58
Finland
321
311
24
Sweden
UK
6 mo
12 mo
3 mo
12 mo
18 (14 to 22)
13 (10 to 17)
47 (42 to 53)
3 (1 to 5)
11 (8 to 14)
28 (23 to 33)
47 (42 to 53)
2 (0 to 4)
15 (11 to 19)
25 (20 to 30)
37 (31 to 43)
GDS (score 5)
DSM-IV depression
27 (22 to 33)
89
1 mo
11 (5 to 18)
1 (0 to 3)
88
1 mo
6 mo
6 mo
12 mo
12 mo
Prevalence over 12 mo
UK
12 mo
112
SELSS63
20 (16 to 24)
12 (9 to 15)
12 mo
107
All strokes
231
119
Australia
251
76
PCSS2
1331
OCSP6
PSE/index of definition
19 (11 to 27)
32 (22 to 43)
20 (11 to 29)
8 (2 to 14)
9 (4 to 14)
3 (0 to 6)
PSE/index of definition
19 (12 to 26)
32 (23 to 41)
15 (8 to 22)
6 (2 to 11)
5 (1 to 9)
4 (0 to 8)
PSE/index of definition
11 (5 to 17)
16 (8 to 24)
8 (2 to 14)
1 (0 to 3)
39 (30 to 48)
22 (15 to 29)
60
35 y
18 (8 to 28)
191
4 mo
17 (12 to 22)
11 (7 to 15)
294
4 mo
15 (11 to 19)
96
5y
8 (5 to 11)
HADS (score10)
36 (26 to 46)
BDI indicates Beck Depression Inventory; CI, confidence interval; DSM, Diagnostic and Statistical Manual of Mental Disorders; HADS, Hospital Anxiety and
Depression Scale; OCSP, Oxford Community Stroke Study; PCSS, Perth Community Stroke Study; PSE, Present State Examination; SELSS, South East London Stroke
Study; UK, United Kingdom; WDI, Wakefield Depression Inventory.
1332
Stroke
June 2005
TABLE 2.
Author, Year
Country
Aben, 200233
Netherlands
No. Assessed
Depression Diagnosis/Criteria
1 mo
DSM-IV depression
22 (15 to 28)
Prevalence over 1 y
23 (16 to 30)
15 (9 to 21)
154
Denmark
209
46 wk
21 (15 to 26)
Bayer, 200144
Jordan
168
3 mo
25 (19 to 32)
Berg, 200146
Finland
89
2 wk
6 (1 to 11)
27 (18 to 36)
USA
421
3 mo
11 (8 to 14)
Andersen, 199432
Desmond, 200327
Ebrahim, 198764
UK
Eriksson, 2004*17
Sweden
Hayee, 200134
Bangladesh
Herrmann, 199526
Herrmann, 1998
Germany
Canada
149
6 mo
23 (16 to 30)
13 999
3 mo
14 (14 to 15)
161
3 mo
156
1y
47
Within 2 mo
150
133
3 mo
1y
41 (33 to 49)
42 (34 to 50)
19 (8 to 30)
17 (6 to 28)
MADRS (score 7)
27 (20 to 34)
22 (15 to 29)
MADRS (score 7)
22 (15 to 29)
21 (14 to 28)
39 (28 to 50)
Hosking, 2000
New Zealand
79
3 mo
GDS (score 9)
Hwel, 199849
Germany
102
59 d
55 (45 to 65)
Jaracz, 200350
Poland
72
6 mo
46 (34 to 57)
Kotila, 198465
Finland
154
3 mo
44 (36 to 52)
Pohjasvaara, 199866
Finland
277
3 mo
48
1y
Williams, 199955
USA
29 (22 to 36)
DSM-III-R major depression
26 (21 to 31)
14 (10 to 18)
44 (38 to 50)
276
15 mo
45 (39 to 51)
71
1 mo
39 (28 to 50)
Statistical Analysis
Studies were stratified by case selection, and according to the timing
of mood assessment from stroke onset, defined as: acute phase
(within 1 month and including date of admission to rehabilitation
beds); medium-term phase (between 1 and 6 months and including
date of discharge from rehabilitation); and long-term phase (6
months or more) after stroke. Studies with follow-up assessments
Results
More than 12 000 references were identified, of which 418
were retrieved to assess for inclusion/exclusion criteria, and a
total of 96 reports (51 studies) were considered eligible for
inclusion.
Patient Characteristics
The 6 population-based studies included 2869 patients from a
base population of 1 338 981 between 1981 and 2000 (Table
Hackett et al
TABLE 3.
1333
37
Bacher, 199038
Rehabilitation hospital
Country
No. Assessed
Time of Assessment
Depression Criteria
Sweden
76
73
25 (15 to 35)
31 (20 to 42)
68
1 y after stroke
16 (7 to 25)
57
2 y after stroke
19 (9 to 29)
50
3 y after stroke
48
Admission to hospital
43
6 wk after admission
Canada
29 (16 to 42)
ZDS (score 60)
ZDS (score 5059)
4 (0 to 10)
25 (13 to 38)
9 (1 to 18)
26 (13 to 39)
17 (5 to 28)
42
6 mo after admission
24 (11 to 37)
39
1 y after admission
21 (8 to 33)
31 (16 to 45)
Denmark
128
16 (10 to 22)
Carod-Artal, 200067
Stroke unit
Spain
90
1 y after stroke
38 (28 to 48)
Daily, 198368
Stroke unit
USA
32
Admission to unit
7 d after admission
16 (3 to 29)
25 (10 to 40)
Diamond, 199529
Geriatric rehabilitation unit
USA
14
Admission to unit
Discharge from unit
36 (11 to 61)
29 (5 to 53)
Folstein, 197716
Rehabilitation hospital
USA
20
30 d after stroke
45 (23 to 67)
Gainotti, 199947
Neurology department &
rehabilitation center
Italy
153
2 mo after stroke
24 mo after stroke
4 mo after stroke
27 (20 to 34)/
32 (25 to 39)
40 (32 to 48)/
60 (52 to 68)
Gillen, 200169
Inpatient rehabilitation
USA
243
15 d after stroke
13 (9 to 17)
Gottlieb, 200270
Inpatient rehabilitation
Israel
65
3 mo after stroke
9 mo after stroke
63 (51 to 75)
58 (46 to 70)
Germany
77
6 mo after discharge
20 (11 to 29)
Finland
101
92
3 mo after stroke
1 y after stroke
9 (3 to 15)
44 (34 to 54)
15 (8 to 22)
Bendsen, 199745
Rehabilitation hospital
Jrgensen, 199971
Geriatric rehabilitation center
Kauhanen, 199951
Stroke unit
Kellermann, 199972
Stroke unit
Kim, 200213
Outpatient clinic
King, 200239
Rehabilitation units and
general hospital
26 (17 to 35)
Hungary
82
1 wk after admission
20 (11 to 28)
Korea
145
15 (9 to 21)
USA
53
30 (8 to 42)
26 (14 to 38)
17 (7 to 27)
23 (12 to 34)
51 (38 to 65)
1334
Stroke
TABLE 3.
Continued
June 2005
Country
No. Assessed
Time of Assessment
Depression Criteria
Scotland
311
Duration of hospitalization
16 (12 to 20)
UK
84
1 mo after stroke
13 (6 to 20)
Sweden
47
3 y after stroke
38 (24 to 52)
Malec, 199052
Rehabilitation unit
USA
20
HDRS (score 8)
35 (14 to 56)
Mast, 200473
Rehabilitation hospital
USA
195
1 wk after admission
36 (30 to 43)
Morris 199040
Hospital, geriatric unit &
rehabilitation hospital
Australia
99
2 mo after stroke
56
15 mo after stroke
Ng, 199557
Rehabilitation center
Singapore
52
49
22 da after stroke
Discharge from unit
55 (42 to 69)
29 (16 to 42)
Italy
470
50 d after stroke
28 (24 to 32)
Canada
64
59 d after stroke
22 (12 to 32)
25 (14 to 36)
Spalletta, 200256
Neuropsychiatric rehabilitation
Italy
153
41 (33 to 49)
17 (11 to 23)
Tang, 200274
Stroke rehabilitation unit
China
157
1 mo after stroke
DSM-III-R depression
17 (11 to 24)
Holland
85
36 wk after stroke
DSM-III-R depression
35 (25 to 45)
Verdelho, 200460
Acute stroke unit
France
110
96
71
73
6 mo after stroke
1 y after stroke
2 y after stroke
3 y after stroke
MADRS (score 7)
43 (34 to 52)
36 (26 to 46)
24 (14 to 34)
18 (9 to 27)
Weimar, 200228
Mixed
Germany
2853
1 y after stroke
33 (31 to 35)
Langhorne, 2000*
Stroke unit & hospital
31
Lincoln, 199814
54 GP practices
Lfgren, 199959
Geriatric stroke and
rehabilitation ward
Paolucci, 199930
Rehabilitation unit
Sinyor, 198653
Rehabilitation hospital
DSM-III
DSM-III
DSM-III
DSM-III
major
minor
major
minor
depression
depression
depression
depression
14 (7 to 21)
18 (10 to 26)
7 (2 to 12)
5 (1 to 10)
Diagnosis of Depression
A variety of methods were used to diagnose depressive illness
or assess the degree of depressive symptoms, covering 10
different mood scales and 4 different psychiatric interview
schedules. Mood scales were either self-completed by patients (in 4 studies) or interviewer administered and scored
(20 studies), and the psychiatric interviews were conducted
either alone (in 4 studies) or in combination with a selfadministered or interviewer-administered mood scale (10
studies). The remaining studies used either varying combinations of these methods, or the method was not explicitly
stated in the report. Two studies used a single simple question
to diagnose depression,17,31 but these data were not included
in the pooled estimates because of the nonstandard method of
assessment.
The criteria used to define depression (or depression symptom burden) also varied across studies. In the main, DSM
criteria were used to define depression (in 19 studies) using
information from completed mood scales, and occasionally
from structured interviews, although the criteria for dysthymia were modified by excluding the requirement for symptoms to be present for at least 2 years. There was also
variation in the cut-points used on the standardized mood
scales, whereas there was consistency for the Montgomery
sberg Depression Rating Scale (7) and the Zung Depression Scale (50), these scales were used in only a minority
(6) of studies, whereas multiple cut-points were used for the
Beck Depression Inventory (10, 10, 13, and 17), the
Geriatric Depression Scale (5, 10, 15, 50% items
positively endorsed), and the Hamilton Depression Rating
Scale (8, 12, 13, 17, 18).
Frequency of Depression
Although there was considerable variation in the reported
frequency of depression after stroke across individual studies,
Hackett et al
TABLE 4.
1335
Selection of Publications by the Iowa Group on the Frequency of Depression After Stroke
Assessed/Alive
Topic
103/154
Acute assessment
Depression Criteria
Frequency
Cohort 1*
Robinson, 198275
Robinson, 198376
Robinson, 198477
Robinson, 198778
Parikh, 199079
103
2 wk
40/154
3 mo
50/154
6 mo
37/154
12 mo
48/154
2y
63
2y
Predictors of depression
Prevalence and duration of depression
Prevalence of depression
Recovery over 2 y
GHQ-28 5
29
GHQ-28 6
23
GHQ-28 8
17
DSM-III Major D
27
DSM-III Minor D
20
DSM-III Major D
22
DSM-III Minor D
27
DSM-III Major D
34
DSM-III Minor D
26
DSM-III Major D
14
DSM-III Minor D
19
DSM-III Major D
21
DSM-III Minor D
21
DSM-III Major D
24
DSM-III Minor D
Cohort 2
Castillo, 199380
288/309
2 wk
38
Downhill, 199481
140/309
Baseline
DSM-IV Major D
40
DSM-IV Minor D
35
Castillo, 199582
142/215
Baseline
78
3 mo
80
6 mo
Depression
51
DSM-III-R GAD
27
27
70
12 mo
36
66
2y
17
Kishi, 199683
301
Baseline
DSM-IV Major D
17
DSM-IV Minor D
18
Paradiso, 199784
142
Baseline
76
3 mo
38
79
6 mo
39
69
12 mo
29
66
2y
142
Baseline
77
3 mo
22
79
6 mo
25
70
12 mo
11
66
2y
Shimoda, 199886
142
Baseline
DSM-IV Major D
19
DSM-IV GAD
23
Shimoda, 199887
142
Baseline
DSM-IV Major D
19
DSM-IV Minor D
25
DSM-IV Major D
17
DSM-IV Minor D
18
27
Schultz, 199785
Paradiso, 199888
301
2 wk
42
38
GAD and depression and recovery
DSM-IV GAD
19
18
1336
Stroke
June 2005
Hackett et al
stroke compared with a randomly selected control group of
patients with first-ever myocardial infarction (in contrast to
consecutive recruitment of stroke patients).33 Different results
were found in 2 other studies: one study in which controls
were randomly selected from the neighboring hospital community and including spouses of stroke patients27 showed
more depression in stroke survivors (11%) than controls (5%)
at 3 months after stroke (odds ratio [OR], 2.52; 95% CI, 1.35
to 4.80); and the other study that did not provide any details
on the selection of controls, reported that depression was also
more common in stroke patients than controls (OR, 3.16;
95% CI, 1.48 to 4.12).34
Another robust examination of the relative frequency of
depression in stroke survivors was undertaken in The Framingham Study, a prospective, observational, communitybased study that enrolled middle-aged subjects who have
been followed-up biennially since the middle of the past
century.35 When data from 74 of the 251 subjects who
experienced a stroke between 1982 and 1994 were isolated
and compared with data from 74 control subjects matched for
age and sex, significantly more stroke survivors (38%) were
depressed at 6 months after stroke than controls (10%). In a
separate analysis of 20-year outcomes from 148 subjects
with a stroke between 1972 and 1974,36 only 1 (11%) of 9
stroke survivors met the criteria for depression compared
with 3 (15%) of 20 nonstroke controls.
1337
Discussion
We report that one third of all people experience significant
depressive symptoms at some time after the onset of stroke.
We recognize, however, that this is likely to be a conservative
estimate because of potential under-reporting (or underrecognition) of abnormal mood, and the difficulties inherent
to the assessment of mood in patients with neurological
disability, particularly when there are communication problems caused by dysphasia and/or dementia. Given the importance of mood, which along with cognition, motivation, and
social support is a key factor influencing recovery from
stroke, it is surprising that there is much misconception over
the epidemiology of stroke-associated depression, although
the generally poor quality of studies has obviously contributed to this situation.
Whereas previous reports have acknowledged wide variation in the frequency of depression after stroke across studies
largely because of differences in patient characteristics and
study designs, they have also suggested that the lowest and
highest frequency of depression is found among patients in
population-based and rehabilitation-based studies, respectively, potentially reflecting selection bias toward the inclusion of more disabled stroke survivors in the latter studies.2,5,6
Moreover, the time period of greatest risk of depression has
traditionally been considered to be the first few months of
stroke onset. Our review, conversely, showed consistency in
the overall frequency of depression across the 3 different
types of studies and in relation to the time periods from stroke
onset, thus raising doubts about specific biological theories
related to an acute stroke lesion as the major cause of
depression in this condition. In addition, we found that few
stroke patients receive effective management (antidepressants
or psychotherapy) for their depression, although the limited
data would suggest that these symptoms are self-limited in
most after several months.
Because the design of observational studies, by their very
nature, may differ in a number of important ways,61 it is
useful to explore and quantify the reasons for such heterogeneity. We identified variation in the cut-points used to
determine caseness in the standardized mood scales as one
key source of variability in the data. It would appear that
many studies failed to consider that older people, and those
with physical illnesses, might require higher cut-points on
these scales. Two other problems were that multiple methods
were often used to diagnose depression, with few investigators clearly identifying an a priori primary endpoint in their
study, so that the endpoints reported varied between any
depression, first-ever depression, and severity of depression. Without greater uniformity or standardization of
such methodological issues, it will remain difficult to determine whether heterogeneity in study findings represent true
differences in characteristics of populations or simply artifact
caused by measurement bias and other error.
Of course, heterogeneity across studies can also be attributed to differences in case mix, including variation in stroke
features, clinical characteristics, source of patient recruit-
1338
Stroke
June 2005
Acknowledgments
Maree Hackett holds a Senior Health Research Scholarship, and
Chaturangi Yapa was in receipt of a Faculty of Medical and Health
Sciences Summer Studentship, of The University of Auckland. The
funding body had no role in the conduct or reporting of the review.
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