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PRESSURE EQUIPMENT DIRECTIVE

La Nuova Direttiva PED: quale impatto sulla


strumentazione?
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PRESSURE EQUIPMENT DIRECTIVE
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SUMMARY

New approach Directives


Pressure Equipment Directive (PED)
Scope of Pressure Equipment Directive
Notified Bodies
Fluids
Equipment Classification
Modules
Materials
Permantent Joints

Instrument & Automation Involvement


(Engineers and Manufacturers)

PRESSURE EQUIPMENT DIRECTIVE


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NEW APPROACH DIRECTIVES


Following Principles !!!!

Essential Safety Requirements (E.S.R.)


Free Movement

Standards are not mandatory


Harmonized
Standards

Are presumed to be
in conformity with E.S.R
Manufacturer is free to choose
any technical solution

Manufacturers may choose between


different Conformity Assessment Procedures

MODULES

PRESSURE EQUIPMENT DIRECTIVE


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NEW APPROACH DIRECTIVES


PRESUMPTION
OF CONFORMITY

FREE
MOVEMENT

CONFORMITY
ASSESSMENT

SURVEILLANCE
OF MARKET

SCOPE
E.S.R

12
9

NOTIFIED
BODIES

TRANSPOSITION

ADMINISTRATIVE
COOPERATION

PRESSURE EQUIPMENT DIRECTIVE


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1st Pressure Vessel


New Approach Directive
87/404/EEC - Simple Pressure Vessels
SCOPE

Vessels manufactured in batch series intended to contain air or nitrogen

Welded steel vessels (non alloy carbon and aluminium or aluminium alloy)

Pressure from 0.5 bar to 30 bar

Product Pressure* Volume between 50 up to 10000 barl

Simple shape

In force since 1st July 1992

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EC


The Products
- Boilers
- Vessels
- Piping

Mandatory
from
May 29th 2002

- Accessories
- Safety Devices

MWP(=PS) > 0.5 Barg

Whatever the capacity !!!


PRESSURE EQUIPMENT DIRECTIVE
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Pressure Equipment Directive 97/23/EC


Example of Pressure Equipment Submitted to PED

Lighters
Gauges
Bulk Containers
Fire Extinguishers

Globe Valves
Control Valves

Safety Valves

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EEC


Example of Pressure Equipment Submitted to PED

STEAM
EQUIPMENT

GAS
VESSELS

PIPING

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EEC


Items Excluded From PED
Pressure Equipment
covered by other
directives

Equipment
covered
by aerosol
dispensers
Directive

- 84/525/EEC,
- 84/526/EEC,
- 84/527/EEC

Vessels designed
for the transport and
distribution of
drinks having :

- PS*V < 500 Bar.L


- PS < 7 Bar

- 87/404/EEC

Bottles
and cans
for drinks

Tyres,
Balls
for play
ground

Steam Waterways,
Penstocks,
Nuclear Use,
Military Use,

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EEC


Items Excluded From PED
Turbines

Internal
combustion
engines

Steam
engines

Exhaust and inlet


silencers

Vessels designed to
contain liquids with
a gas pressure above
the liquid of not more
than 0.5 bar
Enclosures for high-voltage elect.Equip.
(control gear, transformers,
rotating machines)
Pressurized pipes for the containment of
transmission systems (elect. Tele.)

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EC


Why it s a BIG CHANGE ?
NOTIFIED BODIES
National Authorities

Technical Competence
Insurance
Third Party
Link with Nat/Eup Org.
Wide Representation
Professional Integrity

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Pressure Equipment Directive 97/23/EC


NOTIFICATIONS
European approval for materials

N.B. 1

Qualification of Operating Procedures

N.B./R.T.P.

Approval of Personnel for joining parts.

N.B./R.T.P.

Qualification of Personnel for N.D.T.

N.B./R.T.P.

Application of Modules

N.B. 2/U.I.

N.B. : Notified Body


R.T.P. : Recognized Third Party organisation
U.I. : User Inspectorate
PRESSURE EQUIPMENT DIRECTIVE
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Pressure Equipment Directive 97/23/EC


USER INSPECTORATES
u
u
u
u
u
u
u

Second Party inspection body


Property of Groups (Oil Companies, etc)
Applicable modules are A1, C1, F and G
Designation by Member States
No CE marking
Pressure Equipment used only in factories
operated by the same Group
No free movement of equipment

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Pressure Equipment Directive 97/23/EC


ESSENTIAL SAFETY REQUIREMENTS
GENERAL
REQUIREMENTS

Design (parameters)
Manufacturing
Materials

SPECIFIC
REQUIREMENTS

Fired or otherwise heated pressure


equipment with a risk of overheating
Piping
Specific quantitative requirements

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Pressure Equipment Directive 97/23/EC


FLUIDS
DIRECTIVE "67/548/EEC"

PED Classification

E
O
F+
F
R 10
T+
T

- Explosive
- Oxidizing
- Extremely flammable
- Highly flammable
- Flammable
- Very toxic
- Toxic

Xn
C
Xi
R 42 and/or R 43
Carc. Cat.
Mut. Cat.
Repr. Cat.
N and/or R 52,
R 53, R 59

- Harmful

- Corrosive
- Irritant
- Sensitizing
- Carcinogenic
- Mutagenic
- Toxic for reproduction
- Dangerous
for environment

GROUP 1

Dangerous Fluids

GROUP 2

Fluids not referred


in Group 1

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Pressure Equipment Directive 97/23/EC


CLASSIFICATION OF EQUIPMENTS
Based on
- Type of Equipment ------> Vessel, Piping, Accessories
- Nature of fluid ------>
Gas, Liquid,Steam
- Fluids Danger ------>
Dangerous and Other
- Maximum working pressure
Ps
- Volume or nominal dimension
V or DN

9 TABLES =
4 Hazard Categories

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Pressure Equipment Directive 97/23/EC


TECHNICAL REQUIREMENTS
Products
Gases, liquefied gases, gases dissolved under
pressure, vapours and also those liquids
whose vapour pressure at the maximum
allowable temperature is greater than 0,5 bar
above normal atmospheric pressure, (1013
mbar)

Liquids having a vapour pressure at the


maximum allowable temperature of not more
than 0,5 bar above normal atmospheric
pressure (1013 mbar)

The demarcation lines in the conformity


assessment tables indicate the upper limit
for each category

Vessels

Piping

Fluids

TABLE 1

TABLE 6

Group 1

TABLE 2 *

TABLE 7

Group 2

TABLE 3

TABLE 8

Group 1

TABLE 4

TABLE 9

Group 2

Fired or otherwise heated pressure


equipment with the risk of overheating
intended for the generation of steam or
super-heated water at temperatures
higher than 110C having a volum
greater than 2 l, and all pressure cookers

TABLE 5

* All portable extinguishers and bottles for breathing apparatus are in the scope of Table 2

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EC


Table 1
Vessels referred to in Article 3, Section 1.1 (a), first indent (Vessels, Gas, Group 1)
10000
PS
(bar)
PS = 1000

1000

PS = 200
V=1l

100

PS*V = 1000
PS*V = 50

10
PS*V = 200

PS*V = 25
Article 3, paragraph 3

II

III

IV
PS =0,5
0,5

0,1
0,1

10

100

1000

10000

Exceptionally, vessels intended to contain an unstable gas and


falling within categories I or II on the basis of table 1 must be classified in category III.

100000
V (l)

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Pressure Equipment Directive 97/23/EC


Table 6
Piping referred to in Article 3, Section 1,3 (a), first indent
DN = 25

PS
(bar)

DN = 100

10000

1000
II

III

Article 3, paragrah 3

100

PS*DN = 3500

DN = 350

PS*DN = 1000

DN = 100

10

PS = 0,5

0,1
0,1

10

100

1000

Exceptionally, piping intended for unstable gases and falling within categories I or II on the
basis of Table 6 must be classified in category III.

10000
DN

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Pressure Equipment Directive 97/23/EC


Table 7
Piping referred to in Article 3, Section 1.3 (a), second indent
10000
II

DN = 100

1000

DN = 250

PS
(bar)

III

100

Article 3, paragraph 3
10
PS*DN = 1000

PS*DN = 5000

PS*DN = 3500
1
PS = 0,5

0,1
0,1

10

100

1000

10000

Exceptionally, all piping containing fluids at a temperature greater than 350C and falling
within category II on the basis of Table 7 must be classified in category III

100000
DN

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Pressure Equipment Directive 97/23/EC


Table 8
Piping referred to in Article 3, Section 1.3 (b), first indent
10000
PS
(bar)

III

DN = 25

1000
PS = 500

100
II
Article 3, paragraph 3
PS = 10

10
PS*DN = 2000
I
1

PS = 0,5

0,1
0,1

10

100

1000

10000

100000
DN

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Pressure Equipment Directive 97/23/EC


Table 9
Piping referred to in Article 3, Section 1.3 (b), second indent
10000
PS
(bar)

II
DN = 200

1000

PS = 500

100
I
Article 3, paragraph 3

PS*DN = 5000

PS = 10

10

1
PS = 0,5

0,1
0,1

10

100

1000

10000

100000
DN

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Pressure Equipment Directive 97/23/EC


PARTICULAR CASE
Equipment Article 3 3

Must be designed and manufactured in accordance with


the sound engineering practice

Are not submitted to E.S.R.

Are not submitted to C.A.P. (Conformity Assessment Procedure)

Must not bear the CE marking

Has the benefit of free movement

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Pressure Equipment Directive 97/23/EEC


CONFORMITY ASSESSMENT PROCEDURE = MODULES
Define the activities necessary to preform
the Conformity Assessment
Define the responsibilities and the activities
for both Manufacturer and Notified Body.
Numbering A to H
Modules with or without QA
Modules with or without Notified Bodies
Modules for Design and Production

Choice depending on the Equipment Category


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Pressure Equipment Directive 97/23/EEC


MODULES - Examples
Module B1
(Design EC examination)

Application content (M)


Description of the Equipment
and Technical Documentation(M)
Review of Technical
Documentation by NB
Verify if the E.S.R. are fullifilled
(NB)
Assess the material selection if
not covered by Harmodized Std.
or European Approval. (NB)
Issue the EC Design
Examination Certificate (NB)

Module F
(Product Verification)

Compliance of Manufacturing
Processes with the Design
Examination Cert. (M)
CE Mark the Equipment. (M)
Verify that personnell performing the
Permanent Joint are qualified. (NB)
Verify that Material Certificates are in
compliance with PED (Annex I sect.
4.3) (NB)
Perform the final inspection and Proof
Test (Annex I sect. 3.2) (NB)
Affix the NB identificatiion Number
(NB)

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EC


Simplified Flowchart MODULES
Production Phase

Design Phase

Manufacturer

Module A (Internal Control of Production)


Module A1 (Int. Control of Prod. with monitoring of Final Assessment)
Module D1 (Production QA - ISO 9003)
Module E1 (Product QA - ISO 9002)
Module C1(conformity to type)

Module B
(Type Examination)

Module D
(Production QA - ISO 9002)

Module E

Module B1

(Product QA - ISO 9003)

(Design Examination)

Module F (Product Verification)

Module G (Unit verification)


Module H (Full Quality Assurance)
Module H1 ( Full Quality Assurance with
Design Examination and Special Survelliance of Final Assessment)
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Pressure Equipment Directive 97/23/EC


Basic MODULES
Number
Definition
A
Internal control of production

Design phase

Production phase

Notified Body

Q/A

YES

YES

NO

NA

A1

Internal control of production

YES

YES

NO

NA

Type-examination

YES

NO

YES

NA

B1

Type-examination

YES

NO

YES

Production quality assurance

NO

YES + Mod. B or B1

YES

D1

Production quality assurance

NO

YES

YES

Product quality assurance

NO

YES + Mod. B

YES

E1

Product quality assurance

NO

YES

YES

Product verification

NO

YES + Mod. B or B1

YES

Unit verification

YES

YES

YES

Full quality assurance

YES

YES

YES

H1

Full quality assurance (with


special Survelliance)

YES

YES

YES

NA
YES
(ISO 9002)
YES
(ISO 9002)
YES
(ISO 9003)
YES
(ISO 9003)
NA
NA
YES (ISO
9001)
YES
(ISO 9001)

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EC


Batch series
without Q/A

Category
I
II
III
IV

C1
G

Applicable Modules
Batch (series)
One-Off Produc.
A
A
A1 D1
A1 E1
B+E B+C1 H B1+D B1+F H
B+D B+F H1
G
H

One-off production
without Q/A

Batch series
with Q/A

A1

H1
A
E1

Category I
Category II
Category III

D1
One-off production
with Q/A

Category IV

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Pressure Equipment Directive 97/23/EC

Product

Type

Type

E1

Product Quality Assurance

B1

EC Design Examination

B1
F

III

Internal Manufacturing Check (1)

D
Product

Internal Controll of Production

D1 Production Quality Assurance

EC Design Examination

RTP

RTP

M/I

M/I

M/I

RTP

M/I

M/I

M/I

RTP

M/I

M/I

M/I

M
I

RTP

RTP
I

RTP

Product Verification

EC Type Examination
Product Quality Assurance

RTP
NB

EC Type Examination

NB

C1 Conformity to Type

RTP

RTP

RTP
RTP

RTP
M/I

M/I

Full Quality Assurance

NB

RTP

RTP

RTP

M/I

M/I

M/I

Product

Full Quality Assurance (3)

NB

RTP

RTP

RTP

M/I

M/I

EC Type Examination

NB

RTP

RTP

RTP

RTP

Type
Product
All

RTP

Production Quality Assurance

EC Type Examination

Product Verification

EC Unit Verification

RTP

RTP

NB

RTP

RTP

RTP

RTP
NB

H1 Full Quality Assurance (2)

NB

I
I

M/I

M/I

M/I

M/I

RTP

I
I

RTP

RTP

RTP

RTP

RTP

RTP

M/I

M/I

M/I

(1) with Monitoring of the Final Assessment


(2) with Design Examination and Special Surveillance of the Final Assessment
(3) for one-off production of vessels and equipemnt the NB shall perform the Final Assessment for each unit

M
NB
I
RTP

RTP

Type

Type

IV

RTP
RTP

Conformity Certificate

M/I

applicable)

M/I

M/I

Conformity Declaration

M/I

M/I

NB

Safety Accessories Installation Check (if

M/I

Check

Pressure Test

RTP

I
I

Final Inspection and Final Documentation

RTP

RTP

Fabrication and Tests

RTP

Personel Qualification Approval

EC Design Exam Certificate

EC Type Examination Certificate

Assessment

Production Quality System Assessment

NB

Production Quality Assurance

E
B

NDT Personnel Qualification Approval

A1

CE marking
/
Certification

Welding and NDT Procedure Approval

All

Final Assessment

EC Type Examination

All

Type

Permanent Joints

EC Design Examination

I
II

Product

Materials Acceptance

MODULES

Type and Design


Examination

Quality System
Design Quality System Assessment

CHOICES

CATEGORY

Materi
als

Final Inspection and Test Quality System

Conformity Assessment Modules Table

Manufacturer
Notified Body
Notified body in charge of conformity assessment
Recognized Third Party (art. 13) or NB

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Pressure Equipment Directive 97/23/EEC


MODULES - Examples
B+C1
(Cat. III - Bacth Series)

Module B (EC Type examination)

Application content (M)


Description of the Equipment and Technical Documentation(M)
Review of Technical Documentation by NB
Verify if the E.S.R. are fullifilled (NB)
Assess the material selection if not covered by Harmodized Std. or European
Approval. (NB)
Issue the EC Type Examination Certificate (NB)

Module C1(Conformity to Type)

Compliance of Manufacturing Processes with the Type Examination Cert. (M)


CE Mark the Equipment. (M)
Perform the Final Inspection and Proof Test (Annex I sect. 3.2) (M)
Perform the monitoring of the production with un-expected visits (NB)
Verify that the manufactuter actually performs the Final Assessment(NB)
Affix the NB identificatiion Number (NB)
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Pressure Equipment Directive 97/23/EEC


MODULES - Examples
B+E
(Cat. III - Bacth Series)

Module B (EC Type examination)

Application content (M)


Description of the Equipment and Technical Documentation(M)
Review of Technical Documentation by NB
Verify if the E.S.R. are fullifilled (NB)
Assess the material selection if not covered by Harmodized Std. or European
Approval. (NB)
Issue the EC Type Examination Certificate (NB)

Module E (Product Quality Assurance)

Application to a NB to assess the QA System Compliance to PED (M)


Description of the Equipment and Technical Documentation(M)
Assess the QA according to PED requirements and pay surveillance visits (NB)
Perform the Final Inspection and Proof Test (Annex I sect. 3.2) (M)
Pay un-expected visits to verify that the QA system is correctly applied and
functioning
Affix the NB identificatiion Number (NB)

PRESSURE EQUIPMENT DIRECTIVE


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Pressure Equipment Directive 97/23/EEC


MODULES - Examples
B+D
(Cat. IV - Bacth Series)

Module B (EC Type examination)

Application content (M)


Description of the Equipment and Technical Documentation(M)
Review of Technical Documentation by NB
Verify if the E.S.R. are fullifilled (NB)
Assess the material selection if not covered by Harmodized Std. or European
Approval. (NB)
Issue the EC Type Examination Certificate (NB)

Module D (Product Quality Assurance)

Application to a NB to assess the QA System Compliance to PED (M)


Description of the Equipment and Technical Documentation(M)
Assess the QA according to PED requirements and pay surveillance visits (NB)
Perform the final inspection and Proof Test (Annex I sect. 3.2) (M)
Pay un-expected visits to verify that the QA system is correctly applied and
functioning
Affix the NB identificatiion Number (NB)

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Pressure Equipment Directive 97/23/EEC


MODULES - Examples
B+F
(Cat. IV - Bacth Series)

Module B (EC Type examination)

Application content (M)


Description of the Equipment and Technical Documentation(M)
Review of Technical Documentation by NB
Verify if the E.S.R. are fullifilled (NB)
Assess the material selection if not covered by Harmodized Std. or European
Approval. (NB)
Issue the EC Type Examination Certificate (NB)

Module F (Product Verification)

Compliance of Manufacturing Processes with the Design Examination Cert. (M)


CE Mark the Equipment. (M)
Verify that personnell performing the Permanent Joint are qualified. (NB)
Verify that Material Certificates are in compliance with PED (Annex I sect. 4.3) (NB)
Perform the final inspection and Proof Test (Annex I sect. 3.2) (NB)
Affix the NB identificatiion Number (NB)
PRESSURE EQUIPMENT DIRECTIVE
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Pressure Equipment Directive 97/23/EEC


MODULES - Examples
Module H (Full Quality Assurance, Cat. III)

Application to a NB to assess the QA System Compliance to PED (M)


Description of the Equipment and Technical Documentation(M)
Assess the QA according to PED requirements and pay surveillance visits (NB)
Perform the final inspection and Proof Test (Annex I sect. 3.2) (M)
Pay un-expected visits to verify that the QA system is correctly applied and
functioning
Affix the NB identificatiion Number (NB)

Module H1 (Full Quality

Assurance, Cat. IV)

As for Module H with the following additional activities:


Examination of Design (NB)
Issue of an EC-Design Certificate (NB)
Increase of the survelliance with special care to the Final Inspection and
Proof Test (Annex I sect. 3.2) (NB)

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Pressure Equipment Directive 97/23/EC


MATERIALS
Harmonized Standard
CEN

European Approval

N.B. (a)

Particular Appraisal
N.B. (b)
(Cat III and IV)

Particular Appraisal

Manufacturer
(Cat I and II )

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Pressure Equipment Directive 97/23/EC


PERMANENT JOINING
Welding

Category of risk
Type of task

Category I

Category II Category III Category IV

Permanent Joint
Procedure

No approval

R.T.P. or N.B.

R.T.P. or N.B.

R.T.P. or N.B.

Permanent Joint
Personnel

No approval

R.T.P. or N.B.

R.T.P. or N.B.

R.T.P. or N.B.

NDE of Permanent
Joints Personnel

No approval

No approval

R.T.P. or N.B.

R.T.P. or N.B.

Brazing
Riveting
Expanding
Gluing

Joints which cannot be


disconnected except by
destructive methods
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Pressure Equipment Directive 97/23/EC

MARKING
- Name and address
(identification of the manufacturer)
- Year of manufacture
- Identification of pressure equipment
- Essential maxi/mini allowable limits

- Volume V in L- Nominal size DN


- Test pressure PT in Bar
- Date of pressure test
- Safety device set pressure in Bar
- Intended use
- Filling ratio in kg/l
- Maximum filling mass in kg
- Tare mass in kg
- Product group (1 or 2)
- Etc...

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Level Glass

INSTRUMENTATION & AUTOMATION


INVOLVEMENT
Safety Device

Assembly

Valve

Piping

Pump
(Out of PED)

Vessel

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INSTRUMENTATION & AUTOMATION


INVOLVEMENT
General

Define a Company General Policy for PED implementation in its


own Europen Plants
A set of documents issued by Company may need to be
modified to contain all the information required/needed for PED
implementation
If needed for QA modules the Quality System shall be adapted to
the PED
Pressure Equipment Classification
Prescription from Costumers
Information from Costumers

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INSTRUMENTATION & AUTOMATION


INVOLVEMENT
Pressure Accessories (cat. I, II and III)
Gauges

TP is not the Manufacturer but purchase them


from other.

Standard Production (Batch Series)


There are advantage in using Q/A Modules,
Suppliers are going to use H module to
cover all applicable categories

Valves

Non-Standard Production (One-Off


Prod. and Big Valves)
Both Q/A and not Q/A modules may be
applied without big difference. The choice
could be left to the Manufacturer.

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INSTRUMENTATION & AUTOMATION


INVOLVEMENT
Safety Accessories (cat. IV)
TP is not the Manufacturer but purchase them
from other.

Standard Production (Batch Series)


There are advantage in using Q/A Modules,
Suppliers are going to use H1 module to
cover all applicable categories

Safety Valves,
Rupture Disks,
and Instrument when
linked to Emergency
Systems

Non-Standard Production (One-Off


Prod. and Big Valves)
Both Q/A and not Q/A modules may be
applied without big difference. The choice
could be left to the Manufacturer. I

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INSTRUMENTATION & AUTOMATION


INVOLVEMENT
Prescription/Information from Costumers

The costumer shall give some additional information such as:


w Fluid
w Category
w The intended used to avoid any limitation of use in conflict
with the required use.

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INSTRUMENTATION & AUTOMATION


INVOLVEMENT
PROPOSAL WARNING

Notified Bodies

The PED leave the Manufacturer free to Choice


the Notified Body .
The Costumer may or may not leave its manufacturers
free to choice the NB
If the client defines a specific NB it shall be
carrefully considered in the Proposal stage
A specific statement shall be incicated in the Inquiries
and in the bids

Assessment Module
Selection

The PED leave the Manufacturer free to choice the


Assessment Module upon those applicable.
The Costumer may or may not leave its manufacturers
free to choice the Modules
If the client defines a specifics Modules it shall be
carrefully considered in the Proposal stage

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INSTRUMENTATION & AUTOMATION


INVOLVEMENT
Web sites

u Official Site:
u http://ped.eurodyn.com
u http://europa.eu.int/comm/enterprise/newapproach/

standardization/harmstds/reflist/equippre.html
u http://europa.eu.int/comm/enterprise/newapproach/
legislation/nb/en97-23-ec.pdf
u www.tukes.fi/englanti/pressure_equipment/directives/
pressure_directive.html

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