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1.
Introduction
2.
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therapeutic targets
3.
RNA interference
4.
Antisense oligonucleotides
5.
6.
Conclusions
7.
Expert opinion
Introduction: Amyotrophic lateral sclerosis (ALS) is one of the most devastating neurological disorders, affecting approximately half a million people
worldwide. Currently there is no cure or prevention for ALS. Although ALS
is a rare condition, it places a tremendous socioeconomic burden on patients,
family members, caregivers and health systems.
Areas covered: The review examines the mechanisms that may contribute to
motor neuron degeneration in ALS, among which oxidative damage, glutatamate excitoxicity, mitochondrial dysfunction, impaired axonal transport, apoptotic cell death, growth factor deficiency, glial cell pathology and abnormal
RNA metabolism are potential targets for ALS treatment. The article provides
an overview of clinical trials performed to date in attempts to treat ALS with
regard to molecular mechanisms and pathways they act on. It also discusses
new trials based on recently developed molecular biology techniques.
Expert opinion: Despite significant effectiveness of several potential therapeutics observed in preclinical trials, the results were not translatable to
patients with ALS. The development of effective treatments of ALS strictly
depends on understanding the primary cause of the disease. This goal will
only be achieved when we identify the trigger point for motor neuron death
in ALS.
Keywords: amyotrophic lateral sclerosis, antisense oligonucleotides, neurotrophic factors,
new drugs, RNA interference, stem cells
Expert Opin. Ther. Targets (2011) 15(2):127-143
1.
Introduction
Motor neuron diseases are characterized by the selective and progressive loss of
lower and/or upper motor neurons. The classification of these disorders is determined by the clinical characteristics and inheritance pattern. Although some neuropathological features are distinctive, they are neither used as a basis for classification
of motor neuron diseases nor in making the clinical diagnosis. Amyotrophic lateral
sclerosis (ALS) can be regarded as prototypic motor neuron disease (MND). It is a
progressive neurodegenerative disorder affecting motor neurons in the spinal cord,
brainstem, and motor cortex. The loss of lower motor neurons is accompanied by
fasciculations, amyotrophy and muscle weakness. In the absence of an established
biological marker, the diagnosis of ALS is primarily clinical, based on El Escorial
and Arlie House criteria [1]. The electrophysiological evidence for chronic neurogenic changes, originally used to reveal the lower motor neuron involvement in clinically unaffected muscles, has now been considered equivalent to clinical signs in the
recognition of involvement of individual limb muscles (Awaji diagnostic algorithm) [2]. At present, ALS is an incurable disease leading to death within 3 years.
Approximately 20% of patients can survive more than 5 years and only about
10%, more than 10 years. Most ALS cases are sporadic (SALS). Approximately
10% of cases are inherited and termed familial ALS (FALS). Approximately 20%
127
Article highlights.
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2.3
regulation of apoptotis. All of these mechanisms are potentially involved in the pathogenesis of ALS (Box 1). Morphologically abnormal mitochondria have been found in motor
neurons of ALS patients and in SOD1-transgenic animals [25,26]. The mice show mitochondrial DNA damage,
decreased electron transport chain activity, low mitochondrial
membrane potential, altered calcium homeostasis and antioxidant defense mechanisms [3]. Mitochondria--specific
antioxidant mechanisms include SOD1, SOD2, glutathione
perioxidases and peroxiredoxin 3 [27]. Although SOD1 is
mainly localized in cytosole, it is also present in the intermembrane space of mitochondria. Mitochondrial localization of
mutant SOD1, detected already in presymptimatic animals,
is associated with swelling and vacuolization of mitochondria,
increased oxidative damage and decreased activity of respiratory chain [28,29]. Several bioenergetic agents aim to prevent
or mitigate mitochondrial dysfunction. Oral administration
of the energy-buffering agent creatine resulted in a dosedependent increase in survival of transgenic SOD1 mice [30].
The beneficial effect of creatine in this model exceeded that
of riluzole. Nevertheless, two RCTs of creatine failed to
show efficacy in ALS patients [31,32]. Although the drug doses
used in humans were relatively high (5 -- 20 g daily), they
might still be too low to demonstrate effectiveness.
The tetracycline derivative, minocycline might be a multifunctional drug that affects different molecular pathways
involved in ALS pathogenesis. Minocycline inhibits cytochrome c release from the mitochondria and it was
shown to delay the disease onset and extend survival in
SOD1-transgenic mice [33]. RCT with minocycline (up to
400 mg daily) was performed recently in 412 patients [34].
Unexpectedly, the treatment increased deterioration rate of
patients clinical state compared with placebo. Other therapies
targeted the mitochondrial function may still show some
promise. For example, olesoxime (TRO19622), a steroidal
oxime which binds to the mitochondrial permeability transition pore, has shown a potential efficacy in preclinical models
of ALS and spinal muscular atrophy [35]. It is now undergoing
Phase II/III clinical trials in Europe and North America
(Table 2). Olesoxime also shows antineoplastic activity similar
to that of tamoxifen [36]. The latter is a PKC inhibitor, which
also binds to the mitochondrial permeability transition pore.
Preliminary results of the Phase II clinical trial with tamoxifen
(20 -- 40 mg daily) conducted in 60 ALS patients suggested a
relevant survival benefit [37,38].
Dexpramipexole (KNS760704) is an optical enantiomer of
the known dopamine receptor agonist, pramipexole dihydrochloride. Both dexpramipexole and pramipexole show
neuroprotective properties by reducing ROS production.
Pramipexole has higher affinity to the dopamine receptor
and its use in ALS is limited by potential dopaminergic side
effects. In a Phase II study of 102 newly diagnosed ALS
patients, dexpramipexole achieved its primary endpoint
(safety and tolerability) and showed favorable trends in
clinical outcome [39]. It produced a dose-dependent slowing
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Conclusions
Ref.
Riluzole or placebo
[20]
CNTF or placebo
[58]
Creatine or placebo
[113]
[114]
[115]
[116]
ALS: Amyotrophic lateral sclerosis; CNTF: Ciliary neurotrophic factor; FALS: Familial ALS; QoL: Quality of life; RCT: Randomized clinical trial; SALS: Sporadic ALS.
Mechanism of action
Clinical phase
Study
Dexpramipexole (KNS760704)
Phase III
NCT00600873
NCT00931944
Ceftriaxone
Edavarone (MCI-186)
Phase III
Phase III
NCT00349622
NCT00424463
Creatine monohydrate
Phase III
NCT00069186
Ketogenic diet
Phase III
NCT01016522
Phase II/III
NCT00706147
Mecobalamin (EO302)
Phase II/III
NCT00444613
NCT00445172
Olesoxime (TRO19622)
Phase II/III
NCT00868166
Phase II/III
NCT00876772
Phase II
NCT00983983
Neuroprotective
Phase II
NCT00753571
Memantine
Antiglutamate
Phase II
NCT00409721
YAM 80
NA
Phase II
NCT00886977
CK-2017357
Phase II
NCT01089010
Lithium carbonate
Phase II
NCT00790582
NCT00925847
Phase II
NCT00877604
Phase II
NCT00748501
VEGF intracerecbroventricular
Neurotrophic
Phase I/II
NCT00800501
Phase I/II
NCT00919555
Pyrimethamine in FALS
Phase I/II
NCT01083667
GSK 1223249
Phase I/IIa
NCT00875446
NP001
NA
Phase I
NCT01091142
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2.4
2.5
Apoptosis is responsible for neuronal death in SOD1transgenic mice. It may also be involved in human ALS, but
it is still controversial [46]. Based on in vitro studies,
TCH346, a tricyclic selegiline analog, was considered a
potential antiapoptotic agent. However, it did not show significant effects on survival of SOD1 transgenic mice. Similarly, a large human trial conducted on over 500 ALS
patients failed to show its clinical efficacy [47].
Also minocycline has antiapoptotic properties, but as mentioned above, the multicenter RCT turned out negative [34].
Sodium phenylbutyrate is a histone deacetylase inhibitor,
which promotes transcriptional activation of antiapoptotic
131
132
[70]
AALSRS: Appel ALS rating scale; ALS: Amyotrophic lateral sclerosis; ALS-FRS: ALS functional rating scale; BDNF: Bone-derived neurotrophic factor; CNTF: Ciliary neurotrophic factor; FVC: Forced vital capacity; N/A: Data
not available; N/An: Not analyzed; PATA: Syllable repetition test; PIF: Peak inspiratory flow; rh: Recombinant human; SIP: Sickness impact profile scale.
N/An
N/An
Randomized, double-blinded,
sequential, dose-escalation
study followed by an
open-label study for
up to 60 weeks
Intrathecal delivery
of r-methuBDNF at
25, 60, 150, 400 or
1000 mg/day) versus
placebo for 12 weeks.
Catheter placed at
T12--L1 level
BDNF
[69]
Change in FVC% at
6 months after beginning
of treatment, survival
at 9 months
Randomized, double-blind,
placebo controlled,
parallel group Phase III study
r-methuBDNF at
25 g/kg/day or
100 g/kg/day s.c.
for 9 months
BDNF
[67]
A double-blind,
non-placebo controlled
randomized study
Intrathecal injection:
3 mg/kg (high dose)
or 0.5 mg/kg
(low dose) every
two weeks for
40 weeks
IGF-I
[65]
No difference between
treatment groups
Tracheostomy-free
survival, rate of change
in the revised ALS-FRS
Double-blind,
placebo-controlled,
randomized study
0.05 mg/kg
subcutaneously twice
daily for 24 months
IGF-I
[62]
[64]
[57]
[56]
Ref.
Adverse effects
No clinical effects
No clinical effect
Effect
No significant difference
among treatment groups
Change in quality
of (SIP)
0.10 mg/kg/day
subcutaneously
for 9 months
IGF-I
Change in quality
of life (SIP)
Double-blind,
placebo-controlled,
randomized study
0.05 mg/kg/day
(low dose) or
0.10 mg/kg/day
(high dose) for
9 months
IGF-I
Double-blind,
placebo-controlled,
randomized study
Rate of loss of
respiratory function
(FVC), PATA, ALSFRS
15 g/kg or 30 g/kg
rhCNTF or placebo
subcutaneously three
times a week for
9 months
CNTF
Number of patients
Prospective, double-blind,
placebo-controlled
clinical trial
Type of study
0.5, 2, or 5 g/kg/day
rhCNTF, or placebo
for 6 months
administration
Dose, route of
CNTF
Factor
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RNA interference
133
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Antisense oligonucleotides
effective uptake and deep penetration into the brain parenchyma [84]. In future this strategy may help patients with
FALS or SALS with determined gene mutations.
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5.
135
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the next months [100]. One third of the patients who underwent transplantations died within the follow-up period,
which ranged from 1 to 4 years [99,100]. The earlier death of
patients who underwent transplantation at the cervical level
might result from their more severe neurological condition
at inclusion [99]. Autopsy was not performed due to the
lack of authorization of the patients relatives [100]. Although
the number of transplanted cells varied between studies and
within them, the data is too scarce to predict the influence of
the number of transplanted cells on the clinical outcome.
The group of Dr Mazzini found no correlation between
the cell number and the effect of transplantation, but the
low number of participants, together with high heterogeneity of natural course of ALS, do not allow onclusions to be
drawn [100]. The clinical effects could depend on the site of
transplantation, but comparable clinical and histopathologic
data are not yet available [99,100].
The best candidates for SC transplantations to the spinal
cord are patients with focal deficits or preferentially lower
motor neuron (LMN) involvement [100]. However, in the
majority of ALS patients the paresis is at least in part an effect
of the upper motor neuron (UMN) damage. The possibility
of using SCs to restore or to modify the function of the pyramidal tract motor neurons was recently studied in humans
(Table 4) [101]. Autologous C133+ cells, able to differentiate
into neural-progenitor cells, were isolated from PBMCs of
ALS patients and transplanted into their motor cortex. The
patients were pre-treated with human granulocyte colonystimulating factor (G-CSF) to assure high proliferation rate
of PBMCs. G-CSF alone had been previously proved to be
safe but inefficient in treating ALS patients [102]. The trial
proved the treatment to be safe and efficient in stabilization
of ALS progression rate and increasing survival. The results
need to be treated cautiously due to a relatively small number
of evaluated cases and the important differences in the disease
progression rate occurring naturally between patients with
ALS [101]. The study showed a correlation of a better clinical
outcome with a higher number of transplanted cells. This is
an interesting observation especially in the view of recent
reports considering the differences in the cells properties
according to their management prior to transplantation or
the age of the donors [103].
Dose-dependent effects of human bone marrow
MSCs obtained from the ALS patient were studied in
SOD1-transgenic mice. Various numbers of human cells
were transplanted into cisterna magna. Increased life span,
delayed decline of motor performance and increased the number of motor neurons followed the administration of a higher
cell dose compared toa lower dose. The authors reported
mainly ventricular and subarachnoid space distribution of
transplanted cells with modest migration into the brain and
spinal cord.
No data on the clinical effect of transplanting different cell
number into the spinal cord in humans is available. Due to a
small sample size of patients participating in transplantation
136
Conclusions
Autologous MSC,
bone marrow obtained
from the iliac crest
Autologous
bone-marrow-derived
hematopoetic progenitor
stem cells (BMSC)
13
patients
Number of
El Escorial; phenotype
Clinical effect
No immediate adverse-effects
of the neurosurgical
procedure; three patients
died: 1.5, 2 and 9 months
after the operation, two
due to lung infections
and one due to myocardial
infarction
No immediate adverse
effects of the neurosurgical
procedure; transient
intercostal pain (four of
nine), leg sensory dysestesia
(five of nine); four patients
died in the 4-year follow up
due to disease progression
Adverse effects
AALSRS: Appel ALS rating scale; ALS: Amyotrophic lateral sclerosis; ALS-FRS: ALS functional rating scale; CSF: Cerebrospinal fluid; FVC: Forced vital capacity; GVHD: Graft-versus-host disease; LMN: Lower motor
neuron; MSC: Mesenchymal stem cell; N/A: Data not available; QoL: Quality of life; SEIQoL-DW: Schedule for evaluation of individual quality of life-direct weighting; UMN: Upper motor neuron.
Autologous MSC,
bone marrow
aspirated from the
posterior iliac crest
Injection site
Cell number
Cell type
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[100]
[99]
[98]
Ref.
137
138
Frontal motor
cortex
Peripheral blood
following a total
body irradiation
(450 cGy) and
GVHD prophylaxis
N/A; donormobilized
CD34- peripheral
blood cells
CD133+ cells
isolated from PBMCs)
following the treatment
of patients with human
granulocyte
colony-stimulating
factor (G-CSF)
Peripheral blood
allogeneic hematopoietic
stem cells (HSCT)
El Escorial; phenotype
10 (Hispanic origin)
and 10 controls
(age- matched
untreated ALS
patients)
patients
Number of
Significant improvement of
ALSFRS at 1, 3 and 6 months
compared with baseline,
followed by the mean score
decline reaching the baseline
level after a year from the
transplantation; tendency
towards stabilization of
the ALSFRS within a
1 year follow-up; increased
survival in the treated group
compared to controls
100% engraftmen in only
two patients: 16 -- 38%
donor-derived DNA at sites
with motor neuron pathology;
no effect on the disease
progression nor survival
compared with historical
controls
Clinical effect
Adverse effects
AALSRS: Appel ALS rating scale; ALS: Amyotrophic lateral sclerosis; ALS-FRS: ALS functional rating scale; CSF: Cerebrospinal fluid; FVC: Forced vital capacity; GVHD: Graft-versus-host disease; LMN: Lower motor
neuron; MSC: Mesenchymal stem cell; N/A: Data not available; QoL: Quality of life; SEIQoL-DW: Schedule for evaluation of individual quality of life-direct weighting; UMN: Upper motor neuron.
Injection site
Cell number
Cell type
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[104]
[101]
Ref.
ALS
Cardiovascular
Preclinical
Phase I
Phase II
Phase III
Pre-registration
Total
16
7
7
4
0
34
303
104
163
73
17
660
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need new more effective drugs to treat ALS, but until the primary cause of sporadic ALS is known it is unlikely we will be
able to cure this devastating disease.
7.
Expert opinion
environment of the spinal cord. Since antisense oligonucleotides do not cross the blood--brain barrier, nor enter skeletal
muscle, their use requires a direct administration to the CSF
or brain parenchyma. The wide use of osmotic pumps in clinical practice should limit however the adverse effects of
this procedure.
The discovery of TDP-43-positive-inclusions in ALS has
prompted rethinking of ALS pathogenesis. Not only did it
indicate the pathological differences between SOD1-FALS
and SALS but also between FALS with and without
SOD1 mutation [107]. The absence of pathological TDP-43
in SOD1-FALS cases implies that cases with SOD1 mutations
may not be the familial counterpart of SALS [108]. All the
same, the results of preclinical studies carried out on SOD1mutated rodent models may be even less translatable to
humans than previously assumed. Mutations of TARDBP
gene encoding for TDP-43 account for 5 -- 6% of nonSOD1 FALS and for rare cases of SALS [109]. The frequency
is similar to that of mutations in the FUS/TLS gene detected
in FALS [110]. The products of TARDBP and FUS/TLS share
the nuclear localization and roles in regulation of transcription, RNA splicing and transport. In both cases, proteins
mutated in ALS are translocated to the cytoplasm possibly disrupting the regulation of RNA metabolism. Despite the obviously similar mechanism of TDP-43 and FUS pathology in
ALS, the absence of TDP-43 inclusions in mutant FUS ALS
cases implies independence of the two pathways. Therefore,
the use of various transgenic models of ALS, including a
newly developed transgenic model harboring a TARDBP
mutation, may help to predict human response to new
therapeutic strategies [111].
A hope for patients with sporadic ALS may be treatment
with autologous SCs. Small clinical trials showed safety of
both spinal and intraparenchymal SC delivery, as well as a
modest clinical effect. Different cell management prior to
transplantation, lack of control groups and histopathological
data substantially limit the value of these observations, yet
they encourage further studies. Post-transplantation examinations should focus on newly formed cellular networks to
assure accurate restoration of motor neuron circuits and
disclose formation of aberrant connections [112]. Better understanding of SC metabolism, physiology and the characterization of SCs behavior in neurodegeneration will presumably
allow optimization of transplantation protocols. Together
with understanding the role of the microenvironment in
survival of motor neurons, this will hopefully result in development of combined transplantation strategies including
NSC and glial cells. The therapeutic use of iPS cells in
humans remains so far limited by the properties of
retroviruses and oncogenes used in the reprogramming technique. Nevertheless, iPS cells seem very useful in studying
the disease pathogenesis and predicting individual response
to treatment.
Despite encouraging data obtained from animal models, the
effects of supplementation of neurotrophic factors on SALS
139
progression and patients survival are disappointing. Considering the limitations in the growth factors delivery to the target
areas, a combination of supply therapy with the use of viral
vectors, genetically engineered cells releasing human growth
factors and/or stem cells might bring more success.
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Both authors have received grants from the Medical University of Warsaw (1WC/N/2010 and EOG 03). They declare
no conflict of interest.
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Affiliation
Magdalena Kuzma-Kozakiewicz1 MD PhD &
Hubert Kwiecinski2 MD PhD
143