Beruflich Dokumente
Kultur Dokumente
No. 07-15
ROGER M. BLAKENEY,
Petitioner Appellant,
v.
GERALD J. BRANKER, Warden, Central Prison, Raleigh, North
Carolina,
Respondent Appellee.
Appeal from the United States District Court for the Western
District of North Carolina, at Charlotte. Richard L. Voorhees,
District Judge. (3:05-cv-00010-RLV)
Argued:
Decided:
March 5, 2009
ARGUED:
Burton Craige, PATTERSON HARKAVY, L.L.P., Raleigh,
North Carolina, for Appellant.
Edwin William Welch, NORTH
CAROLINA DEPARTMENT OF JUSTICE, Raleigh, North Carolina, for
Appellee. ON BRIEF: Jeffrey P. Bloom, Columbia, South Carolina,
for Appellant.
Roy Cooper, North Carolina Attorney General,
Raleigh, North Carolina, for Appellee.
sentence
Blakeney
contends
respects:
counsel
vacated
that
for
alleged
the
constitutional
district
court
erred
violations.
in
three
ineffective
assistance
during
sentencing
constrained to affirm.
I.
A.
The pertinent details of Blakeneys state trial and the
factual
predicate
for
his
prosecution
were
outlined
by
the
deposit
book
in
the
glove
compartment.
The
authorities later recovered the .22-caliber revolver
that defendant had taken from the victim.
Defendant
had exchanged the gun for a loan.
The investigation
also revealed that bloodstains found on defendants
clothing were consistent with the victims blood.
Defendant did not present
guilt-innocence phase of trial.
evidence
during
the
trials
sentencing
phase,
the
state
the
Specific
supreme
court
observed that
the
state
presented
evidence
of,
and
defendant
stipulated to, one conviction for robbery with a
dangerous weapon. The states evidence tended to show
that, in 1989, defendant robbed a grocery store and
struck the store owner in the back of the head with a
1
gun.
Evidence at trial also indicated that defendant
had a history of drug abuse.
* * *
[In considering the death penalty on the firstdegree murder conviction,] [t]he jury found four
aggravating circumstances:
(1) defendant had been
previously convicted of a felony involving the use of
violence to the person, N.C.G.S. 15A-2000(e)(3); (2)
the murder was committed while defendant was engaged
in the commission of first-degree arson, N.C.G.S.
15A-2000(e)(5); (3) the murder was committed for
pecuniary gain, N.C.G.S. 15A-2000(e)(6); and (4) the
murder was especially heinous, atrocious, or cruel,
N.C.G.S. 15A-2000(e)(9).
Of the eight mitigating circumstances submitted,
one or more jurors found the following: (1) defendant
grew
up
in
very
unfortunate
and
difficult
circumstances in that he grew up in a physical and
psychological environment which significantly retarded
the proper development of his character and functional
abilities; (2) defendants father was absent from the
home since defendant was two or three years old; and
(3) defendants mother was in and out of the home and
involved in an alcoholic and verbally and sometimes
physically abusive relationship with Mr. Huntley, the
victim here, which the defendant witnessed.
Id. at 821, 824-25.
ineffective
prosecution
had
assistance/sentencing
withheld
various
claim)
exculpatory
and
that
evidence
the
(the
No. 96 CRS 4774-4777 (N.C. Super. Ct. June 5, 2003) (the First
MAR Order). 2
procedurally barred the claim that Blakeney, who is AfricanAmerican, had been unconstitutionally tried by an all-white jury
(the substantive jury composition claim).
In the meantime, on May 9, 2003, Blakeney had amended his
MAR for a second time, raising the claim that his trial counsel
had rendered ineffective assistance by failing to object to the
racial composition of the jury (the ineffective assistance/jury
composition claim).
See
(the
MAR
hearing)
on
Blakeneys
ineffective
claim.
At
that
time,
Blakeney
filed
motion
to
Blakeney amended his MAR for the last time to conform with the
MAR
hearing
evidence,
asserting
that
the
prosecution
had
court
rejected,
inter
alia,
Blakeneys
ineffective
See
State v. Blakeney, No. 96 CRS 4774-4777 (N.C. Super. Ct. May 21,
2004) (the Third MAR Order). 5
The
state
supreme
court,
by
Order
of
December
2,
2004,
corpus
relief,
pursuant
to
28
twenty-one
issues,
assistance/sentencing,
U.S.C.
in
the
including
exculpatory
2254,
evidence,
his
ineffective
substantive
jury
the
motions
parties
for
submitted
summary
further
judgment,
the
memoranda
district
on
court
the
cross-
issued
its
judgment
motion,
and
motions
for
discovery
and
an
motion.
for
relief
from
judgment
under
Federal
Rules
of
Civil
59(e)
motion
Blakeneys
seeking
ineffective
to
relitigate
its
assistance/sentencing
rejection
and
of
exculpatory
on
his
substantive
jury
composition
the
court
ineffective
claims,
his
with
assistance/sentencing
and
59(e)
motion
ineffective
that,
Rule
concluded
and
respect
to
Blakeneys
exculpatory
constituted
an
evidence
unauthorized
2244(b).
See
Blakeney
v.
Lee,
No.
3:05-cv-00010
In its
First Rule 59(e) Order, however, the court further observed that
Blakeney
had
properly
made
in
his
Rule
59(e)
motion
the
his
substantive
jury
composition
and
ineffective
10
Courts
precedent,
the
court
gave
Blakeney
the
options
of
Order 5-6 (citing United States v. Winestock, 340 F.3d 200 (4th
Cir. 2003)).
In
accordance
with
the
district
courts
instructions,
By
its
Order
of
July
9,
2007,
the
court
granted
denied
composition
claims.
an
evidentiary
hearing
on
his
substantive
and
ineffective
assistance/jury
composition
On
(the
COA)
assistance/sentencing claim.
on
Blakeneys
ineffective
11
the contention that the district court should have granted him
an
evidentiary
composition
hearing
claim. 9
on
We
his
possess
ineffective
jurisdiction
assistance/jury
over
Blakeneys
II.
We
review
de
novo
district
courts
denial
of
habeas
See Tucker
Insofar as the
to
assess
whether
entitled to relief.
habeas
corpus
petitioner
is
may award relief only if (1) the state court adjudication of the
issue on its merits resulted in a decision that was contrary
to,
or
involved
an
unreasonable
application
of,
clearly
United
States;
or
(2)
the
adjudication
resulted
in
12
Id.
corpus relief can only be granted, under the second step of the
AEDPA analysis, if the error had a substantial and injurious
effect or influence in determining the jurys verdict.
Brecht
700,
714
omitted).
(4th
state
Cir.
rule
2008)
is
adequate
if
quotation
it
is
marks
firmly
Finally,
we
review
district
courts
13
denial
of
an
See Robinson v.
III.
On appeal, Blakeneys COA authorizes him to contend that
the district court erred in three respects in denying him
relief
on
his
ineffective
assistance/sentencing
claim,
in
his
request
for
an
evidentiary
hearing
on
his
We assess these
contentions in turn.
A.
The ineffective assistance/sentencing claim essentially has
two aspects:
to
Blakeneys
expert
psychologist
for
the
sentencing
was
ineffective
in
failing
to
conduct
pretrial
aspect).
Blakeney
contends
that
the
MAR
courts
to,
Court
or
claim
involved
precedent.
resulted
an
28
in
unreasonable
U.S.C.
that
application
2254(d).
14
decision
The
was
of,
Supreme
identified
including
the
the
Courts
Washington,
466
ineffective
assistance
counsels
deficient
U.S.
performance
performance
Corpus Order 8.
controlling
seminal
668,
was
decision
687
claim
Supreme
deficient,
prejudiced
in
(1984)
requires
the
Court
precedent,
Strickland
(recognizing
showing
and
(2)
defense).
that
(1)
that
that
See
v.
the
Habeas
case
that
is,
whether
the
state
courts
unreasonable.
beginning
character
with
the
witness
expert
witness
aspect,
assistance/sentencing claim.
1.
a.
15
aspect,
of
followed
the
by
the
ineffective
ineffective
assistance/sentencing
claim
failed
on
that the evidence before [it] shows that all of this claim is
without merit.
Id.
Id. at
at
least
minimally
consistent
with
the
facts
and
lead
counsel
Robert
Huffman
and
co-counsel
Harry
psychology,
to
evaluate
Blakeney
for
the
sentencing
Worthen
The purpose of
Mr.
of
Blakeneys
the
psychological
psychological
alleged
offenses;
history;
to
to
list
functioning
during
the
provide
social
and
any
relevant
psychiatric
Worthen
relied
Expert Report 1.
on
psychological
of
and
Expert Report 2.
Trial
counsel
obtained
school
and
prison
records
on
Department
imprisonment
from
of
1990
Correction,
to
1995
on
related
the
prior
to
Blakeneys
robbery
with
Lawyer Huffman
10
17
know.
Worthen
not
follow
up
with
any
requests
for
When
further
See id.
Union
County
Mental
Health
Center
upon
learning
from
that Blakeney had sought treatment for substance abuse from the
Union County Mental Health Center in September 1995, after being
released from prison.
reflect
that,
depressed,
and
at
he
that
was
time,
Blakeney
diagnosed
with
anxious
dependence
on
and
and
Id. at 6-7.
Department
of
participation
in
Correction
a
drug
relating
and
alcohol
to
Blakeneys
rehabilitation
DART records.
See id.
11
18
Blakeney
indicated
that
he
participated
in
the
DART
program
that
Worthen
was
not
sure
if
this
indicates
that
Mr.
later
recognized,
Expert Report 6.
there
were
Department
As the MAR
of
Correction
(Department
reflecting
that
of
Correction
Blakeney
letter
completed
of
March
four-week
DART
28,
1994,
program
at
family
members:
wife
Tiney
19
Blakeney,
mother
Gracie
in
embarrassing
and
terrible
conditions
in
houses
cared for by his older siblings and by his mother Gracie, who
was in and out of the home, being absent more often after she
began dating Huntley when Blakeney was nine or ten years old.
See id.
frequently
fought,
neglecting
the
Blakeneys
school
withdrew
from
and
children
Gracie
and
in
alternate
indulging
performance
school
would
the
between
[defendant].
was
below
ninth
grade.
average,
Id.
at
Id.
and
5.
he
He
for
him
Id.
including
to
stay
in
school
despite
his
several
children
with
Tiney
Blakeney,
whom
he
Dr. Worthen that her husband has had problems with alcohol and
other drugs, but she characterized him as a good father who is
able to relate to and discipline the children better than she.
20
Id. at 6.
Blakeney had arguments about finances and the fact that he was
spending some of their money on alcohol and other drugs rather
than the family, but she had not contemplated a separation or
divorce.
The
Id.
Expert
Report
contains
narrative
of
Blakeneys
offense
and
of
having
consumed
alcohol
and
smoked
Expert
Id.
description
of
events
to
Dr.
Worthen
varie[d]
Similarly,
true
to
some
test
items
indicative
of
more
severe
Expert
Report
includes
diagnosis
Id. at 11.
of
Personality
Expert
Report 14.
symptoms
dependent,
of
avoidant,
and
anti-social
personality
signs
of
anti-social,
personality
disorder.
22
narcissistic,
Id.
at
avoidant,
13-14.
The
and
Expert
Report
concludes
that
[t]he
substance
abuse
diagnoses
are
judgment
was
impaired,
at
least
slightly,
by
the
chronic use of alcohol and other drugs and the fact that he had
reportedly been awake for most of the previous three days and
nights.
Id. at 16.
Id.
The
[Blakeneys]
ability
23
to
adequately
consider
the
attitudes.
Id.
at
16-17.
Finally,
the
Expert
past
history
of
violence
in
the
[prison]
setting
or
for
violence
than
the
average
prisoner
and
does
not
Id. at 17.
. . .
presented
records
not
obtained
by
trial
counsel
nor
DART
Department
of
and
other
Correction;
records
state
from
Division
the
North
Carolina
of
Social
Services
12
24
conviction
(DUI).
during
for
driving
under
MAR
hearing
that
the
influence
of
alcohol
all
of
these
records,
except
Dr.
Worthen
collected them.
Id.
prior
to
defendants
trial
if
he
had
witnesses
acknowledged
letter
or
there
regarding
to
are
records
actively
some
on
collect
instances
the
theory
when
that
records,
but
he
send
an
might
agency
in
general,
would
he
See
counsel
would
locate
witnesses
and
obtain
testified:
assigned
at
the
time
and
would
not
diagnose
an
him
with
Id. (quoting
[t]hat
[defendant]
was
under
the
crime.
original).
Id.
(quoting
J.A.
1245-46)
(alterations
in
Worthen
attributed
the
change
in
diagnosis
to
the
His
post-trial
review
of
community
member
affidavits and interviews with family members
(including
a
re-interview
of
sister
Peggy
Blakeney and interviews of four other siblings),
which indicated that defendant experienc[ed]
symptoms of depression prior to the crime,
Third MAR Order 93 (quoting J.A. 1248), and
exhibited positive character traits which . . .
would argue against the personality disorder
diagnosis, id. at 96 (quoting J.A. 1267);
13
26
Additional
Department
of
Correction
records,
which constituted more substantive evidence . .
. that [Blakeney] did not exhibit behavior
problems [while incarcerated], including signs of
anti-social personality disorder, id. at 94
(quoting J.A. 1253);
North
Carolina
Division
of
Social
Services
records concerning problems in Tiney Blakeneys
home (including Tineys own alcohol abuse), which
records:
provide[d] information regarding the
level of [depression-inducing] stress that the
defendant was under at the time leading up to the
crime;
corroborate[d]
information
from
[Blakeneys] family . . . that they were having
trouble in the home; and provided Worthen a
better
understanding
of
[Blakeneys]
psychological condition at the time, and helped
[him] to put together how [Blakeneys] substance
abuse and the depression were interacting to
cause a deterioration in his functioning, id.
at 94 (quoting J.A. 1254-55); and
Blakeneys
employment
records,
providing
further evidence that although his employment
history was certainly not perfect, he had sought
and
obtained
employment
after
his
previous
14
27
testified
that,
if
he
had
been
provided
the
post-
theres
information
that
would
argue
against
the
under,
disorder.
as
opposed
to
being
symptomatic
of
personality
Dr.
Worthen
admitted
15
that
when
he
interviewed
28
depressive
symptoms
at
the
time
of
the
MAR
Order
93
And
indeed,
original).
(quoting
J.A.
Worthen
had
1249)
(alterations
testified
at
trial
in
that
explain
meaning
of
he
denied
any
When asked
symptoms
of
on
retreated
cross-examination
from
his
at
the
MAR
characterization
of
hearing,
a
Dr.
previous
that
Blakeney
because
of
had
been
admitted
referred
feelings
of
to
staff
depression
Id.
at
101
(quoting
J.A.
1285).
Worthen
also
referred
to.
Id.
at
102
(quoting
J.A.
1285-86).
County
diagnosing
Mental
Health
Blakeney
with
Center
report
dependence
on
of
and
September
1995,
withdrawal
from
that
time.
at
Id.
103
(quoting
J.A.
1291)
(some
alterations in original).
To corroborate Dr. Worthens new diagnosis, Dr. James E.
Bellard, an expert in the field of forensic psychiatry, also
testified at the MAR hearing.
performed
post-conviction
evaluation
that
involved
meeting
with
of
Bellard
Blakeney,
Blakeney
on
an
three
many
documents
counsel.
provided
Id. 16
Dr.
16
by
defendants
Bellards
post-
diagnosis
of
30
major
depression
of
moderate
[to]
severe
severity[,]
Bellard
opined that, at the time of the crime, defendant was under the
influence of severe mental or emotional disturbances.
112.
More
specifically,
Bellard
described
his
Id. at
belief
that
suffering
suffering
from
for
at
least
the
effects
two
of
months,
the
and
dependencies
on
he
at
was
least
that
Blakeneys
capacity
to
Bellard further
appreciate
the
the
depression,
believe
[Blakeneys]
ability
to
make
And so
17
factors
in
Blakeneys
life
history
significant
to
his
to
the
Huntley
murder,
including
during
his
1990-1995
various documents, including those included in the postconviction information, his MAR hearing testimony reflects that
the major depression diagnosis was largely based on his
interviews with Blakeney and his sister Peggy.
Specifically,
Dr. Bellard testified that Blakeney and Peggy were able to
describe [seven symptoms of depression] for a period of at least
two months before [the Huntley murder]. J.A. 1431. According
to Bellard, [i]ts possible but speculative that [Blakeney] had
When asked how he
clinical signs for long before that.
Id.
would . . . rate Roger Blakeneys depression at the time of the
incident, Bellard responded that, based on [Blakeneys] report
and his sisters report, I would rate him as moderate to
severe.
Id. at 1433.
Bellard also noted that there is a
minor distinction between his diagnosis of major depression and
Dr. Worthens diagnosis of depressive disorder, but that both of
the diagnoses were of active disorders about depression. Id.
at 1448.
32
satisfy
disorders,
some
but
individuals
criteria,
he
also
and
of
the
clarified
satisfy
that
criteria
he
that
some
did
of
not
the
the
for
personality
vast
majority
personality
think
of
disorder
[Blakeney]
has
personality disorder.
See
and
provide
them
to
any
client.
psychologist
evaluating
ii.
In ruling against Blakeney on the expert witness aspect of
his
ineffective
assistance/sentencing
claim,
the
MAR
court
invoked our decision in Byram v. Ozmint, 339 F.3d 203 (4th Cir.
2003), among various other authorities applying Strickland and
its
Supreme
Court
progeny.
See
Third
MAR
Order
34
performance
prong,
performance
was
the
defendant
deficient
by
33
must
show
produc[ing]
that
counsels
evidence
that
We
counsels
errors
were
so
serious
as
to
deprive
the
have
been
different.
Id.
(quoting,
inter
alia,
light
counsel
[at
of
the
wealth
sentencing],
of
information
additional
presented
information
by
trial
[contained
in
probability
that
the
34
outcome
would
have
been
Id. at 211.
these
claim
performance
that
at
psychological
principles
his
trial
sentencing
evidence,
in
on
by
the
Byram,
we
counsel
rendered
deciding
ground
first
not
that
rejected
deficient
to
counsel
present
made
Notably, we
for
favorable
expert
opinion
after
Id.
an
evaluation
Furthermore, we
were
they
made
to
would
obtain
have
those
added
records
little
to
and
that,
the
in
wealth
any
of
Id. at 210-11.
b.
the
expert
witness
aspect
of
his
ineffective
court
unreasonably
applied
Supreme
Court
precedent
in
prongs of Strickland.
failure
information.
diagnosis
was
to
Blakeney
harmful
obtain
and
asserts
to
provide
the
post-conviction
that
the
personality
Blakeney,
and
did
not
support
disorder
the
Br. of
the
Blakeney
Third
had
MAR
Order,
originally
including
Worthens
endorsed
symptoms
testimony
of
that
personality
reject
the
proposition
that
Worthens
change
in
diagnosis
As the district
This is evident
Specifically,
[l]ike
Dr.
Worthens
[initial
diagnosis],
Dr.
Bellards
diagnosis
was
based
upon
his
interview/evaluations with Blakeney and his interview
with [Blakeneys sister] Peggy.
According to Dr.
Bellard,
Blakeney
reported
experiencing
seven
identifiable symptoms of the illness of depression at
the time of the [Huntley] murder.
Significantly,
Blakeney and Peggy were able to describe those
symptoms as having existed for at least two months
prior to the murder.
Id. at 11; see also supra note 17.
Blakeneys
the
life
history
noted
by
MAR
court
as
being
37
discussed
in
his
Worthens
MAR
Expert
hearing
Report.
In
testimony
that
these
it
circumstances,
was
the
[post-
we
agree
with
the
district
court
that,
arising
attributable
to
from
the
trial
counsel
ineffectiveness
of
counsel
(citing
v.
Polk,
McHone
(concluding
that
any
original
and
claim.
392
F.3d
diagnosis
cannot
Habeas
691,
ineffectiveness
As such, any
706
not
support
Corpus
(4th
arising
is
Order
Cir.
from
an
14
2004)
experts
rather
than
to
counsel
and,
thus,
cannot
support
added
little). 18
We
thus
18
affirm
the
district
courts
of
Blakeneys
ineffective
assistance/sentencing
claim
39
Strickland test.
court,
well
[t]rial
within
professional
the
pretrial
acceptable
assistance
investigative
wide
required
by
range
the
efforts
of
first
were
reasonable
prong
of
the
pretrial
investigative
efforts
involved
[lawyer]
alia,
family,
information
information
conviction
and
his
about
about
sentence,
mothers
defendants
and
presence
in
murder.
defendants
information
house
on
the
background
prior
about
day
of
and
criminal
defendants
the
Huntley
asked defendant about people who were not his family members to
whom
trial
witnesses.
counsel
might
Id. at 59.
talk
about
testifying
as
character
people working at the jail who could testify about how he had
40
Id. at 59.
Id.
for
Blakeneys
family
sister,
members,
Peggy
Crow
was
Blakeney,
well
whom
acquainted
Crow
had
with
previously
defendant.
pretrial
Third
interviews
MAR
with
Order
60.
Blakeneys
See id.
Counsel
mother,
also
Gracie
Id. at 63.
being
Peggy
witness
can
be
difficult,
composure to be a witness.
but
that
had
the
By contrast,
Crow ruled out calling Gracie and did not feel that Tiney
. . . would be a good witness.
Tiney,
41
Id.
the
defenses
expert
psychologist,
Dr.
Worthen.
Id. at
four
witnesses:
personnel
Phillips
Dr.
and
Worthen,
Peggy
Simmerson.
See
Blakeney,
Third
MAR
and
jail
Order
60.
counsel
for
the
spoke
with
trial
knowledge of defendant.
and
several
could
Id. at 61.
Id. at 60-61.
family
have
During the
members
testified
who
about
were
their
42
family and friends other than those witnesses who were called to
testify.
Id.
Crow believed
Crow
the
that
MAR
hearing,
trial
counsel
[w]hen
asked
provided
to
reply
professional
to
the
services
defendants
family
members
and
other
character
them.
Its their family.
I felt that they were the
ones who could involve the other family members better
than anybody else. Thats all I know to answer.
Third
MAR
original). 19
Order
63
(quoting
J.A.
1158-59)
(alterations
in
19
44
Post-conviction
counsel
presented
fourteen
character
Gracie,
(including
that,
and
[i]n
former
Tiney
Blakeney)
supervisor
general,
they
Leak).
each
and
The
testified
six
MAR
that
non-relatives
court
observed
they
believed
their opinions and the nature of their responses during crossexamination were such that their opinions would have no more
than
de
evaluating
minimis
the
[e]ffect
evidence
on
and
the
reasonably
aggravating
objective
and
juror
mitigating
denying
Blakeneys
court
relief
ineffective
concluded,
with
on
the
character
witness
assistance/sentencing
respect
to
the
claim,
performance
aspect
of
the
MAR
prong
of
and
his
circumstances
in
life
was
objectively
The
fewer
potential
witnesses
than
postconviction
counsel
[not]
below
the
Strickland test.
requirements
Id. at 86.
of
the
first
prong
of
the
narrow
set
of
sources).
See
Third
MAR
Order
85
Id. at 86.
b.
47
resulted
in
failure
to
discover
readily
Br. of
According to
Id.
at 24.
Of the eight family members and six non-relatives, Blakeney
specifically discusses in this appeal the MAR hearing testimony
of five of them:
Blakeneys
brother,
Jimmy
Blakeney,
corroborated that Blakeney completed the
program during his prior incarceration;
48
who
DART
Id.
at
Blakeney
generally
describes
the
other
non-
Union
County,
gainfully
employed,
and
without
criminal
criminal
nonviolent.
history,
[and]
that
he
was
usually
none
memories
has
about
criminal
record.
Blakeney
All
and
articulated
described
his
positive
positive
to
Blakeney,
the
MAR
Id. at 11.
courts
ruling
on
the
testify
for
defendant
because
of
bias,
and
committed
asserts
that
a
the
bad
MAR
act.
court
Br.
of
ruling
Appellant
cannot
33.
stand.
Blakeney
Otherwise,
would
always
traits.
preclude
any
testimony
about
good
character
Although
we
may
assume
that
Blakeney
has
satisfied
prejudice
ruling,
the
additional
character
evidence
said
to
reasonably
have
no
objective
more
juror
than
de
evaluating
minimis
the
[e]ffect
evidence
and
on
the
Dr.
Worthen
the
and
additional
Peggy.
mitigating
Habeas
Corpus
evidence,
Order
when
19.
combined
with what the jury learned at sentencing, would [not] have been
enough to outweigh the aggravating evidence in this case.
Id.
at 24.
21
50
Accordingly,
ineffective
the
character
witness
assistance/sentencing
claim
aspect
fails
of
for
Blakeneys
lack
of
testimony
was
cumulative
and,
[c]onsidering
the
to
present
additional
information
about
Byrams
childhood, where the evidence presented before the [state postconviction relief] court was largely cumulative).
We therefore
also
withheld,
we
has
in
turn
two
to
Blakeneys
aspects:
contravention
exculpatory
first,
of
his
whether
due
evidence
the
process
claim,
prosecution
rights
as
records
aspect);
and
second,
whether
the
prosecution
him it was time for him to stop hurting his family and hurting
himself and tell the truth (the confession aspect).
As the
We assess
whether the MAR court unreasonably applied Brady and its Supreme
Court progeny to the facts of Blakeneys case, beginning with
the DART records aspect, followed by the confession aspect, of
the exculpatory evidence claim.
1.
The MAR court concluded that the DART records aspect of
Blakeneys
because,
exculpatory
inter
Department
of
alia,
evidence
claim
[d]efendant
Correction
was
has
acting
on
failed
on
not
shown
behalf
the
of
merits
that
the
either
the
of
Callie
disclosures.
Huntley
at
the
time
of
the
alleged
non-
Whitley, 514 U.S. 419, 437 (1995), for proposition that duty to
disclose
encompasses
material
in
possession
of
prosecutor
as
in
the
case,
including
the
52
police).
The
MAR
court
that
the
result
of
the
trial
would
have
been
was
acting
on
behalf
of
the
prosecution
when
it
district
relief
courts
denial
of
habeas
corpus
on
the
DART
MAR
exculpatory
court
evidence
rejected
claim
the
as
confession
both
aspect
procedurally
of
the
barred
and
appeal,
thus
triggering
the
North
Carolina
General
See Eaton v.
Angelone, 139 F.3d 990, 994 n.1 (4th Cir. 1998) (Because we
agree
with
the
district
courts
denial
of
Eatons
contends
that
Detective
Honeycutt
revealed
for
only
after
humanity . . . .
the
detective
made
an
appeal
to
Blakeneys
to
the
picture
the
prosecution
sought
to
paint
of
for
Unfortunately
anyone
for
but
himself.
Blakeney,
Br.
however,
of
no
Appellant
Brady
40-41.
violation
See United
States v. Roane, 378 F.3d 382, 402 (4th Cir. 2004) (We have
explained that information actually known by the defendant falls
outside the ambit of the Brady rule. (citing Fullwood v. Lee,
290 F.3d 663, 686 (4th Cir. 2002))).
54
In these circumstances, we
we
to
assess
an
assistance/jury
Blakeneys
evidentiary
composition
contention
hearing
claim.
on
that
his
The
he
is
ineffective
premise
of
the
counsel
object
to
was
the
constitutionally
prosecutions
ineffective
jury
selection
in
failing
to
Swain
v.
under
discrimination
in
case
would
after
be
case,
raised
on
whatever
the
evidence
that
circumstances,
whatever the crime and whoever the defendant or the victim may
be, removes qualified African-American prospective jurors who
have survived challenges for cause, so that no African-Americans
ever serve on petit juries).
Batson
v.
replaced
Kentucky,
Swains
476
U.S.
threshold
79
(1986),
requirement
the
to
Supreme
prove
Court
systemic
that
discrimination
defendants
jury
by
sufficed
the
to
violation.
Miller-El
v.
Nevertheless,
Blakeney
maintains
relying on Miller-El.
prosecutor
establish
Dretke,
545
that
in
the
U.S.
Swain
selecting
the
constitutional
231,
236
(2005).
survives
Batson,
his
Swain,
ineffective
we
related
first
claims
assistance/jury
review
pursued
the
by
composition
procedural
Blakeney,
claim
history
and
of
then
under
this
and
to
our
turn
analysis.
1.
Blakeney first challenged the composition of his jury at
trial, having unsuccessfully made written and oral motions to
dismiss the jury venire based on an alleged under-representation
of African-American citizens.
the
jury
statistically
venire
and
the
significant,
and
general
population
observing
that
was
not
Blakeney
had
Blakeney
counsel
for
asserted
failure
prosecutions
to
peremptory
ineffective
make
challenge
court
concluded
that
to
Also on direct
assistance
Batson
objection
one
has
of
trial
to
the
African-American
defendant
See State
not
The state
demonstrated
racial discrimination.
omitted).
Thereafter, in his MAR, Blakeney asserted his substantive
jury composition claim, alleging that [t]he prosecution used
its
peremptory
American
challenges
jurors
from
his
to
excuse
trial
as
all
eligible
part
of
African-
pattern
of
composition
as
claim
procedurally
barred
for
having
been
81-84.
Blakeney
then
amended
his
MAR
to
raise
the
ineffective
J.A.
the
ineffective
assistance/jury
composition
observed
peremptory
that,
challenges
contrary
being
to
used
Blakeneys
to
exclude
claim
as
First, the
allegation
of
African-American
3.
Additionally,
the
court
observed
that
Blakeneys
See
affirmatively
misconduct
during
showing
jury
an
absence
selection.
Id.
of
at
prosecutorial
11.
The
court
appeal,
by
assistance claim.
way
of
his
Batson-related
ineffective
establish
ineffective
assistance
58
for
failure
to
make
an
old
Swain
violation
or
new
Batson
in
racially
discriminating
challenges.
Id. at 20.
In
habeas
these
considered
and
corpus
rejected
proceedings,
the
use
the
ineffective
of
peremptory
district
court
assistance/jury
(citing Goins v. Angelone, 226 F.3d 312, 320 (4th Cir. 2000)).
The district court then observed that,
[o]rdinarily,
the
Court
would
review
the
North
Carolina Supreme Courts decision to determine whether
it was contrary to or an unreasonable application of
established Federal law. However, [Blakeney] does not
challenge that courts adjudication of this issue in
any way.
In fact, he does not directly acknowledge
[ineffective
that
he
raised
a
Batson-related
assistance] claim on direct appeal.
He does not
assign error to the state Supreme Courts factual or
legal
conclusions
rejecting
his
Batson-related
[ineffective assistance] claim.
Most importantly, he
has
not
directed
this
Court
to
any
relevant
circumstances from his trial or the record on appeal
that would constitute evidence of discriminatory
intent on the part of the prosecutors when they used a
peremptory challenge to strike Robert Crawford (e.g.
racially suspect comments by the prosecutors during
voir dire, similarities between voir dire answers by
white jurors who were not excused by the prosecutor
59
Corpus
Order
33-35
(internal
citations
and
quotation
marks omitted).
The district court concluded that, even [a]ssuming that
Swains
prima
[Blakeneys]
facie
evidence
evidentiary
of
standard
historical
survived
systemic
Batson,
exclusion
is
ruled
that
Blakeneys
ineffective
assistance/jury
composition
Additionally,
could
prejudice.
See
not
make
id.
at
Stricklands
37-38.
requisite
Finally,
the
showing
court
of
denied
Thereafter, in
its Second Rule 59(e) Order, the court stood by its denial of
Blakeneys evidentiary hearing request.
2.
On appeal, Blakeney challenges the district courts grounds
for rejecting his ineffective assistance/jury composition claim
pursuant to Strickland, but he does not specifically address the
courts ruling that he failed to demonstrate entitlement to an
evidentiary hearing under Townsend.
unless
certain
statutory
61
requirements
are
satisfied.
omitted).
must
establish
also
one
of
the
six
factors
set
forth
in
22
62
IV.
Pursuant to the foregoing, we affirm the district court.
AFFIRMED
63
to
interview
and
present
mitigating
evidence
from
counsel
sentencing
rendered
phase
of
the
ineffective
trial.
assistance
concur
in
during
the
the
majoritys
lack
counsels
of
ineffectiveness
investigation
was
deprived
prejudicial
Blakeney
of
because
witness
They did
his
community
as
witnesses.
Although
trial
counsels
Blakeney
also
claimed
that
his
counsel
rendered
ineffective assistance because they failed to provide his
expert, Dr. Worthen, with sufficient information to make an
appropriate diagnosis.
Although it seems clear that trial
counsel inadequately prepared Dr. Worthen, and that Dr.
Worthens testimony probably had a prejudicial effect on the
jury, I agree with the majority that Blakeneys claim was
undermined when his own witness, Dr. Bellard, testified at the
MAR hearing that Dr. Worthen could have reached a proper
diagnosis with the limited information supplied by counsel.
Thus, Blakeney could not demonstrate that counsels ineffective
assistance caused the prejudice that resulted from Dr. Worthens
diagnosis.
64
strategy.
This
is
especially
so
in
capital
sentencing
proceedings.
During the sentencing phase of the trial, Blakeneys trial
counsel presented three lay witnesses and one expert, Dr. Mark
Worthen.
the
county
infractions
witness,
siblings,
extremely
jail,
testified
while
Peggy
(J.A.
poor
in
jail.
that
Blakeney
(J.A.
56-60.)
Blakeney
Ratcliff,
one
143-51)
testified
that
and
that
Mr.
Huntley,
the
of
did
The
commit
third
Blakeneys
their
victim,
not
family
and
lay
six
was
Gracie
(J.A. 146-
65
strategically
chose
to
call
(J.A. 56-60,
counsel
only
Ms.
Ratcliff
as
did
want
witness
(J.A. 2217.)
stated
that
they
not
to
put
Blakeneys wife on the stand for the strategic reason that she
would highlight his drug use.
drug
use
was
emphasized
specifically
in
Dr.
Worthens
wife
could
have
presented
evidence
of
their
This was
not
in
the
first
time
that
things
became
physical
that
66
juxtaposition
governments
to
Blakeneys
attempt
to
prior
portray
criminal
Blakeney
record
as
man
and
the
prone
to
violence.
The majoritys characterization of the other five siblings
testimony
presented
at
the
MAR
hearing
as
cumulative
is
Claree Blakeney
(J.A. 1402.)
Griffins
testimony
Catherine Taylor.
was
corroborated
by
another
sister,
was
having
personal
problems,
Blakeney
offered
to
When
drive
Taylor from North Carolina to Cleveland and then take the bus
back.
(J.A. 1602-03.)
(Id.)
67
disregarded
Taylors
the
entire
testimony
family,
seemed
to
when
be
the
MAR
especially
transcript
of
coherent
and
believable.
Like
his
sisters
testimony,
Jimmy
Blakeneys
(Jimmy)
majority
did
not
(J.A. 1630.)
explain
how
it
was
reasonable
for
handle
testifying,
after
meeting
only
one
sibling,
who
family could have provided was vital because his family offered,
among other things, an alternative portrayal to contrast the
governments image of a man who had thoughtless disregard for
the elderly and personal suffering.
The
MAR
court
stated
that
trial
counsel
talked
to
and mother and decided they did not have enough composure to
testify.
68
their decision on the way that these women spoke and their level
of education, calling it composure. In fact, it seems that
after trial counsel met these women, they prejudged the rest of
Blakeneys large family, deciding that if these women lacked
composure then no one in his family was worth interviewing.
The majority appears to approve of Crows stated reason for
not
calling
these
family
members:
really
had
no
prior
be
reasonable
to
conclude
that
person
lacks
How can
composure
are unjustifiable.
In finding that trial counsel were reasonable in failing to
interview
and
offer
Blakeneys
family
as
witnesses,
the
court stated:
Crow thought that defendants family members were all
good people, but he also knew that none of them were
what
you
might
call
leading
citizens
of
the
69
MAR
community.
None of defendants family members held
public office; none were members of any profession
(e.g., ministers, lawyers, doctors, bankers.)
Thus
Crow did not call as witnesses at trial all of
defendants brothers and sisters.
(J.A. 2221.)
with
the
exception
of
one,
none
had
criminal
records.
strategy,
Strickland.
Even
and
concluded
that
it
satisfied
that
Blakeneys
I disagree.
if
trial
counsel
did
not
believe
trial
witnesses
counsel
such
interviewed
as
Union
them
County
they
Deputy
would
Sheriff
have
led
George
to
Curtis
Parker.
Blakeney
all
of
his
life,
that
the
incident
was
out
of
proceeding.
officer
with
at
the
(J.A.
the
1375-88.)
Sheriffs
Parker
Office
was
for
law
seventeen
sentencing
proceeding,
70
because
unlike
the
he
was
boy.
Given
the
nature
of
Parkers
close
information
Blakeneys
that
would
have
aided
in
mitigation
majority
and
the
courts
before
it
found
Blakeneys
that
came
and
urged
themand
would
have
(J.A. 2220.)
despite
the
fact
that
such
investigation
could
This
71
529 F.3d at
225-26, 230 (finding that trial counsel was not allowed to rely
on defendants instruction not to spend another fing penny on
this trial because he didnt need a psychiatrist and [t]here
was nothing wrong with him.).
his trial counsel that his background was unexceptional, yet the
Supreme
Court
did
not
investigation there.
allow
trial
counsel
to
end
their
Investigation is as
It
is
ironic
that
Blakeneys
counsel
shifted
counsels
performance
reveals
that
it
fell
well
below
majority
stated
that
the
MAR
court
drew
favorable
...
gave
the
jury
full
picture
of
[the
72
In this case,
This information
is
unclear
Unlike
in
how
Byram
is
.
Wiggins,
analogous,
.
since
counsel
this
here
Court
spent
courts
first
stated
reason
for
concluding
that
trial
(Maj. Op. 47.) The MAR court seems to suggest that courts
discredit
defendant.
the
testimony
of
family
members
who
love
the
74
If
this Court were to adopt the logic of the MAR court, then we
would have to disregard the testimony of all family members even
when, as here, they possess valuable mitigation evidence.
The court went on to state that several of the witnesses
based their opinion that defendant was a man of good character
on
factors
not
character.
normally
(Id.)
Yet
considered
as
shown
to
above,
be
indicia
of
his
siblings
good
offered
Additionally,
defendant
is
not
man
of
good
character
(e.g.,
the
(Id.)
the
courts
standard,
there
would
be
no
need
to
have
surprisingly,
the
court
said,
[D]efendant
did
not
of
good
character.
(Id.)
75
However,
Blakeney
presented
things
about
specific evidence.
him
and
supported
their
testimony
with
[E]vidence
of
record
shows
that
after
defendant
argues
that
doubting
he
that
was
he
prejudiced
had
completed
(Id.)
Blakeney,
Dr.
Worthens
by
the
DART
program
drug-free;
to
he
merely
attempted
demonstrate
that
he
had
mitigation
defense,
he
was
impugned
at
the
sentencing
76
Blakeneys
indefensible
Worthens
evidence
trial
and
led
counsels
to
poorly
informed
against
Blakeney,
failure
meager
diagnosis
his
to
investigate
mitigation
could
sisters
not
defense:
Dr.
mitigate
testimony
was
is
the
but
small piece of the full story his family could have provided,
and the two correctional officers testimony paled in comparison
to that of the Deputy Sheriff.
evidence
on
guilt
was
stacked
against
Blakeney,
which
only
readily
available
if
they
had
properly
investigated
the
In this matter of
Thus, I dissent.
77