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I. INTRODUCTION
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IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 60, NO. 12, DECEMBER 2012
(2a)
(2b)
where
is the free space wave number. The dispersion relations are useful for determining the wave vector inside the
metamaterial, since the tangential component of the wave vector
will be conserved at the interface.
In order to evaluate the collimating performance, the transmission and reflection characteristics of the meta-lens under
plane wave illumination are studied. Based on the wave propagation vectors derived above, we can compute the fundamental
transmission and reflection coefficients at the interface between
the metamaterial and surrounding medium. For TE polarized
waves obliquely incident upon the slab, the transmission and
reflection coefficients ( and ) can be found by using (3)
(3a)
(3b)
In (3),
is the normal component of the wave vector in
free space, which is related to the incident angle
by
. Similarly, we can calculate the coefficients ( and
) at the back surface of the meta-lens as
(4a)
(4b)
(1a)
(1b)
The material parameters for the fields along the optical axis (
and ) are different from those for fields along the transverse
axes (
and
). The meta-lens
is constructed so that its interfaces are normal to the optical
(5)
Since the transfer function relates the electric fields at the front
and back surfaces of the metamaterial slab, it will be used to
characterize the EM properties of such a meta-lens.
As LIMs are needed for the construction of collimating
lenses, the transfer functions of several low-index uniaxial
metamaterial slabs are investigated in Fig. 2(a). In all the cases,
the transverse components of the permittivity and permeability
tensors ( and
) are unity and the thickness of the slab is
. The transfer functions for different material parameters
are shown by the red, blue and black curves in Fig. 2. We
observe that the low-index meta-lens behaves as a low-pass
TURPIN et al.: LOW COST AND BROADBAND DUAL-POLARIZATION METAMATERIAL LENS FOR DIRECTIVITY ENHANCEMENT
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will cause reflections for normally incident waves and is undesired for a lens application. The second example shown by
the blue curve is an isotropic metamaterial with low refractive
index and matched permittivity and permeability. Due to the
matched impedance, it exhibits high transmission for waves at
near-normal incidence. However, it has poorer stopband roll-off
performance compared to the anisotropic meta-lens shown by
the black curve. Furthermore, it is more difficult to implement
an isotropic metamaterial with matched permittivity and permeability than an anisotropic metamaterial where only one component of the material tensor must be controlled.
From the analysis of the behavior of the various low-index
meta-lenses, it is apparent that the one with the uniaxial lowindex properties in Fig. 2(f) exhibits superior collimation performance compared to other candidates. As shown in the following
sections, electric and magnetic metamaterials with anisotropic
properties can indeed be realized using various subwavelength
resonators.
The uniaxial low-index lens with matched permittivity and
permeability also satisfies the requirements for dual-polarization operation. The normal components of the permittivity and
permeability tensors are both approximately zero and have
nearly equivalent dispersion curves near the operational frequency to ensure that the effective refractive index is the same
for off-normal TE and TM. A magnetic-only or dielectric-only
design functions properly only for a single polarization and
does not produce a circularly symmetric pattern. Note that the
material must be isotropic but not necessarily matched in the
tangential direction to ensure dual-polarization capability.
B. Metamaterial Design
spatial filter for plane wave components with different transverse wave vectors. The angular passband region becomes
narrower as
approaches zero. As a result, waves propagating
through such a meta-lens will be concentrated into a narrow
cone with collimated propagation normal to the surface of the
meta-lens. This effect can be used to enhance the directivity of
an antenna that is placed underneath the meta-lens.
Besides the anisotropic low-index meta-lens, transfer functions of other types of LIMs are compared in Fig. 2(b). The
first example is an isotropic magnetic metamaterial with permeability less than one but permittivity equal to one. The transfer
function of this lens is shown by the red curve and it exhibits
a dip for
close to zero due the impedance mismatch. This
The design of a matched uniaxial magneto-electric metamaterial can be broken into two separate problems; one for a metamaterial with near-zero -directed permeability and the other for
a near-zero -directed permittivity. Combining the two components will then produce a metamaterial that can be tuned to have
matched and uniaxial effective parameters as required for construction of the collimating meta-lens. In the microwave regime,
printed-circuit board (PCB) fabrication is the best solution for
metamaterial construction, where metallic structures are implemented as planar PCB traces on one or both sides of a dielectric
substrate.
Negative index or left-handed metamaterials (NIMs) from the
literature are a source of potential structures that may also possess LIM properties. While NIMs operate in the resonance region where the permittivity and permeability are simultaneously
negative, a ZIM/LIM implementation will function in the highfrequency tail near the zero-crossing of the resonance, where
the absorption losses are low with greater achievable bandwidth.
This approach was used to design the meta-liner presented in [6]
to achieve octave bandwidth and negligible loss, as well as for
the design of a broadband TO multi-beam focusing lens [21].
1) Split-Ring Resonator: Split Ring Resonators (SRRs)
have been employed extensively in the literature to manipulate
the magnetic properties of metamaterial devices [24], with
several variants in common use ([4], [24][27]) displayed in
Fig. 3(a)(c). A modified split-ring resonator was chosen for
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IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 60, NO. 12, DECEMBER 2012
TURPIN et al.: LOW COST AND BROADBAND DUAL-POLARIZATION METAMATERIAL LENS FOR DIRECTIVITY ENHANCEMENT
Fig. 6. For a metamaterial designed to operate at 8 GHz (a) Split ring resonator,
(b)
with
End-loaded dipole structure, with
6 arms (c) Volumetric ELD (VELD) structure (d) Combined magneto-electric
SRR-VELD unit cell geometry (e) Photo of fabricated metamaterial unit cells.
4) Combined Metamaterial: The combined cubic metamaterial unit cell, consisting of two DSRR elements and four ELD
structures arranged as a VELD, is illustrated in Fig. 6(d). The
unit cells were tuned to achieve roughly simultaneous zerocrossings in both permittivity and permeability near 8 GHz for
a low-index operational band from approximately 8 to 9 GHz.
Adjacent unit cells are separated by a thin dielectric substrate.
The effective material parameters of the unit cells were computed using the same effective material extraction algorithms
[28], [30] to yield the curves in Fig. 7. The resulting material
is uniaxial for both permittivity and permeability in the desired
range from 89 GHz, although the desired tangential permittivity goal of
was not met. This is due to the
interaction of the tangential E-field with the metal strips in the
DSRR and ELD elements which increases the overall electric
polarizability of the structure with resonant Lorenz-Drude behavior. Simulations of the lens composed of a homogeneous
slab with the dispersive material parameters shown in Fig. 7
demonstrated that the desired collimating effect was achieved
even with nonunity tangential permittivity components.
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Fig. 7. Anisotropic permittivity and permeability of the combined magnetoelectric SRR-VELD metamaterial, with (a) normal permittivity, (b), normal permeability, (c) tangential permittivity, and (d) tangential permeability.
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IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 60, NO. 12, DECEMBER 2012
both and
in order to produce collimated beams in both the
and planes. A balanced response to both dipoles is obtained
by using matched material parameters
to produce the desired circularly-polarized radiation.
The meta-lens is placed above the crossed dipoles with a ground
plane underneath. In order to prevent energy leakage from the
sides of the lens, metal strips were placed around its outer edges.
These metal strips mimic the graded material parameters present
in some TO lens designs [16] and help to guide the waves to
propagate forward and radiate in the desired direction.
The full metamaterial and dielectric structure of the lens was
modeled in HFSS. Excessive memory requirements prevented
simulations of the complete lens, but the use of symmetry
boundary conditions allowed the simulation domain to be
reduced to one quadrant of the lens. This lens quadrant was fed
by a single dipole due to the symmetry conditions, which could
be rotated to show equivalent behavior for both polarizations.
The simulations of the full metamaterial structure matched
homogeneous slab results with material parameters derived
from the extracted permittivity and permeability of the periodic
unit cell simulations.
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Fig. 10. Peak gain relative to an isotropic source of the meta-lens antenna
system for both polarizations. The antenna shows significant gain improvements over the dipole alone. (b) The peak relative cross pol of the system is low,
with reasonable agreement between simulations and measurements. (c) Effective aperture efficiency of the meta-lens system for both polarizations, assuming
the energy is radiated from the 60 mm square lens aperture and ignoring return
and feed losses.
The frequency shift between the extracted material parameters and the band of good radiation patterns of the lens can be
explained by several factors. It is not unexpected to see some
frequency shift of the effective material parameters due to the
use of a finite slab of the metamaterial compared to an infinitely
periodic structure. Also, simulations have showed that lenses
with near-zero negative permittivity and permittivity demonstrate the same collimating effect as the small positive values.
The combination of the shift in effective parameters for a finite
lens and the centering of the antenna band at the zerofrequency give rise to the modified operation band. Note that the
radiation pattern of the lens remains good at higher frequencies
when the cavity size underneath the lens is adjusted.
The measured antenna performance agrees well with the simulated predictions. The results in Figs. 11 and 12 show measured and simulated linearly-polarized E- and H-plane radiation
patterns of a fixed linear dipole antenna for two orientations of
the lens (0 and 90 ) to demonstrate polarization independence.
The radiation patterns from the two lens orientations show minimal differences, indicating that the lens performs equally well
for both incident linear polarizations and is thus suitable for use
Fig. 11. (a) Simulated E-plane, (b) measured E-plane, (c) simulated H-plane,
and measured H-plane radiation pattern cuts for both 0 and 90 lens rotation at
6.875 GHz. The measured and simulated patterns show good agreement with a
small decrease in measured directivity compared to simulations, and the patterns
are identical in the main beam for both rotations of the lens, showing good dualpolarization performance.
as designed for circularly-polarized systems. Measured and simulated radiation patterns are provided for both polarizations at
two frequencies, 6.875 GHz in Fig. 11 and 7.5 GHz in Fig. 12;
these patterns are representative of performance and simulation/measurement agreement over the entire band. The antenna
has a pattern and impedance bandwidth of over 0.7 GHz (i.e.,
over 10% bandwidth). The minor disagreements between the
measured and simulated patterns are due to small discrepancies
in the manufacturing process.
V. CONCLUSION
We have presented a design for a dual-polarization collimating meta-lens and successfully demonstrated operation of
a prototype that confirms the simulated performance over a
% pattern bandwidth. An improved balun design will be
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IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 60, NO. 12, DECEMBER 2012
REFERENCES
Fig. 12. (a) Simulated E-plane, (b) measured E-plane, (c) simulated H-plane,
and measured H-plane radiation pattern cuts for both 0 and 90 lens rotation
at 7.5 GHz. The patterns are very similar in the main beam for both rotations of
the lens, showing good dual-polarization performance. The measured patterns
exhibit some gain drop-off compared to the simulations.
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Bonnie Martin received the B.S. degree in mechanical engineering from the College of New Jersey,
Trenton, in 1988 and the M.S. degree in mechanical
engineering from Cornell University, Ithaca, NY, in
1996.
In 1988, she joined the engineering staff of General
Electric Aerospace Company, Astro Space Division,
East Windsor, NJ. From 1988 to 1991 she worked
as a Design Engineer, designing high reliability electronics for space missions. Since 1996 she has been
with Lockheed Martin Space Systems Company (formerly RCA and GE Aerospace) as a Senior Staff Engineer. She has experience
designing and qualifying high reliability electronic hardware for space environments, with a particular focus on R&D, Technology Readiness Level (TRL)
advancement, and affordable product transition from research and development
to space flight. Recent research topics of interest include Active Phased Array
systems for space and implementation of metamaterials for Cost, Size, Weight,
and Power (C-SWAP) reduction. Ms. Martin has authored and coauthored several conference papers, technology proposals, and technical reports. She is the
primary inventor of several Lockheed Martin Trade Secrets and currently has
four patent applications in process.
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IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 60, NO. 12, DECEMBER 2012