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Review
A comparison of the light/dark and
novel tank tests in zebrafish
Caio Maximino a,b, , Rancs Benzecry c , Karen Renata Matos Oliveira a ,
Evander de Jesus Oliveira Batista a , Anderson Manoel Herculano a,b ,
Denis Broock Rosemberg b,d,e , Diogo Losch de Oliveira b,d,e and Rachel Blaser f
a
Abstract
The recent introduction of tasks to assess the behavior of zebrafish in novel and/or aversive environments has spurred great interest, prompting attempts to determine which constructs are modeled
by these tasks (e.g., fear, anxiety, or some other construct). A review of the pharmacological and
behavioral experiments indicates that not all behavioral testing models are equivalent. A more precise understanding of the parameters that influence task performance affords a wider selection of
experimental procedures for investigating a particular construct, and also provides tools for differentiating the various constructs that may ultimately be of interest. In this review we will more
closely examine two behavioral assays commonly used to measure the construct of anxiety in
adult zebrafish, with the conclusion that they do not both appear to be measuring a single underlying state.
Keywords
zebrafish, anxiety, fear, scototaxis, geotaxis.
DOI:10.1163/1568539X-00003029
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1. Fear/anxiety
In the USA alone, anxiety disorders affect approximately 40 million adults
and cost more than $42 billion per year (Horwarth et al., 2011). Animal
models may be useful to understand how genetic and environmental factors
contribute to both normal and pathological anxiety, as well as which behavioral or pharmacological interventions may be effective treatments (Crawley,
1989; Green & Hodges, 1991; Rodgers et al., 1997; Gmez et al., 2002;
Kalueff & Tuohimaa, 2004; Kalueff et al., 2007). Moreover, research examining anxiety-related traits in humans may be a valuable resource for
understanding the evolution of defensive behavior in all animals (Rodgers et
al., 1997; Maximino et al., 2010a). In this context, the zebrafish (Danio rerio
Hamilton, 1822) is emerging as a potentially useful animal model of anxiety
and defensive behavior (Cachat et al., 2010; Gerlai, 2010, 2011; Maximino
et al., 2010b; Stewart et al., 2011b).
In humans, a distinction is typically made between state anxiety, which
is a measure of acute or immediate anxiety, and trait anxiety, which reflects
the long-term tendency of an individual to express anxiety in response to environmental events (Cattell, 1966). Anxiety disorders, including specific or
social phobias, generalized anxiety disorder, panic disorder, post-traumatic
stress disorder and obsessive-compulsive disorder, occur when normal fear
or anxiety responses become exacerbated and maladaptive. Because of the
commonalities between normal defensive behavior and pathological anxiety,
a comprehensive understanding of the genetic and developmental trajectories
of fear and anxiety especially trait anxiety may help to guide prevention and treatment of the disorders (Gould & Gottesman, 2006; Kalueff et al.,
2007). Animal models have proven to be extremely useful for understanding
the biological underpinnings of fear and anxiety, due in part to the practical and ethical difficulties of experimentation with human subjects, and in
part to the reduced complexity of animal models (Green & Hodges, 1991).
Conversely, because both normal and pathological anxiety are well-studied
in humans, information from clinical research may also be useful for a more
general understanding of the evolution of defensive behavior in animals.
In mammalian models, anxiety is typically differentiated from fear on the
basis of stimulus proximity and certainty. That is, fear is the response to immediate, tangible threat, while anxiety is a response to potential or distant
threat. In determining the construct(s) being measured in a novel test, therefore, it is necessary to understand which stimuli are controlling the defensive
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et al., 2009; Mourabit et al., 2010; Wong et al., 2010; Gaikwad et al., 2011).
Social isolation induces a stressful response in zebrafish, which reflects in
fear/anxiety-related behavior in novel environments (Parker et al., 2012), and
research on shoaling behavior in this social species may also be useful for
understanding the role of social cues on fear and anxiety-related parameters
(Barba-Escobedo & Gould, 2012). Grays 5 categories of fear-inducing stimuli may all be effective for modeling fear or anxiety in zebrafish, but none
have yet been rigorously studied.
As with humans, differentiating between states and traits in animal models may improve the validity of the models. Boissy (1995) distinguished
between fear and fearfulness in animals, in analogy to the distinction between state and trait anxiety in humans. Boissy argued that fearfulness could
be considered a temperamental trait, based on correlations in behavior of
individuals across situations, and comparison of genetic lines selected for
behavioral traits. Evidence suggests that different zebrafish strains may respond differently to novel environments (Wright et al., 2003; Moretz et al.,
2007; Egan et al., 2009; Wisenden et al., 2011; Barba-Escobedo & Gould,
2012), raising the possibility that zebrafish exhibit genetically-linked trait
differences in fearfulness. Nonetheless, before such strain differences can be
attributed with any confidence to trait fear or anxiety, parallel results on additional tests of fear (such as fear conditioning or startle) are required in order
to rule out alternative interpretations.
2. The neural basis of anxiety and fear
In addition to the differentiation of fear and anxiety in terms of stimulus
control, there is evidence showing that these constructs are dissociated pharmacologically (Blanchard et al., 1993; Gray & McNaughton, 2000) and
neuroanatomically (Maximino, 2012) in mammals. While the response to
immediate threat is moderated by a network of structures which include the
central extended amygdala, the medial hypothalamic defense system, the
mesopontine rostromedial tegmental nucleus, and the periaqueductal gray
area (i.e., the fight-flight-freeze system), responses to potential threat are
mediated by a behavioral inhibition system composed of the medial prefrontal cortex, frontotemporal amygdala, ventral hippocampus and lateral
habenula (Gray & McNaughton, 2000; Maximino, 2012).
In contrast to the literature described for mammalian systems, there are
few reports on fear and anxiety-like responses in zebrafish, in part because
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the homologies between mammalian and teleostean neural structures are not
thoroughly determined (Maximino et al., in press). Lau et al. (2011) demonstrated that fish that consistently avoid the bright side of a light/dark tank
present significant c-fos mRNA upregulation in the medial zone of the dorsal telencephalon (Dm) and in the dorsal nucleus of the ventral telencephalon
(Vd), which are homologs to the mammalian basolateral amygdala and striatum, respectively. Okamoto et al. (2012) described that the habenula may
act as the multimodal switching board for controlling emotional behaviors
and/or memory inexperience dependent manners. The use of transgenic zebrafish, in which the neural signal transmission from the lateral subnucleus
of the dorsal habenula to the dorsal IPN was selectively impaired, revealed
that animals displayed enhanced levels of freezing response to presentation
of the conditioned aversive stimulus. Currently, a major goal in using the zebrafish should be to increase our knowledge of how the brain generates and
also terminates emotion (Guo et al., 2012; Jesuthasan, 2012). This understanding could occur at several levels. At the circuit level, the identification
of all cells involved (neural and glia, from the sensory system to the motor output neurons and stress circuitry), as well as characterization of how
information is transmitted and stored in the network is imperative (Guo et
al., 2012). Despite the differences on brain anatomy between teleosts and
mammals, future molecular approaches and the search for brain structures
that may be analog to mammalian ones (perhaps using image-based studies
and electroneurophysiological data) could improve the knowledge of riskassessment behaviors and fear/anxiety circuitry in zebrafish.
3. Anxiety as temperament
Behaviors are complex traits in the sense that any behavior is composed
of many subordinate traits at lower levels of biological organization (e.g.,
hormone levels, receptor distribution, neurotransmitter release, gene expression) (Sih et al., 2004a, b; Rale et al., 2007). The evolutionary response
to selection on behavior, then, requires associated changes in morphology,
physiology, and biochemistry (Koolhaas et al., 1999; Korte et al., 2005), and
is constrained by complex patterns of trade-offs (Wagner, 1996; Wagner &
Altenberg, 1996; Sinervo & Calsbeek, 2003; Korte et al., 2005). In general,
however, natural and sexual selection tends to act more strongly at higher
levels of biological organization (Wagner, 1996; Wagner & Altenberg, 1996;
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dimension, which involves response to familiar risky or dangerous stimuli (e.g., a predator) (Conrad et al., 2011). The second is the exploration/avoidance dimension, which involves response to unfamiliar situations
or stimuli (e.g., a novel tank) (Conrad et al., 2011). This dimension corresponds quite well with the behavioral inhibition temperament in humans,
which is also measured in response to novel but not dangerous or aversive
stimuli (Barr, 2012). Although there is some evidence that the two dimensions are separable (individuals with high scores on one are not necessarily
high on the other), the distinction is primarily conceptual and may not truly
represent separate underlying constructs. Therefore, it is not clear whether
anxiety refers to the exploration-avoidance or to the shyness-boldness dimensions, or to something different altogether (Maximino et al., 2010a).
A possible relation between these dimensions and other theoretical models
of temperament/personality, as well as with anxiety disorders, is found on
Figure 1.
Figure 1. Theoretical model of the relationships between Eysencks PEN (psychoticismextroversion-neuroticism) model (Eysenck, 1991), reinforcement sensitivity theory (Corr,
2004), Cloningers biosocial model (Cloninger, 1987), the exploration-avoidance and
shyness-boldness dimensions of animal temperament (Rale et al., 2007), Hawk-Dove game
theoretical models (Korte et al., 2005), and anxiety disorders (Toth & Zupan, 2007). Abbreviations: BAS, behavioral activation system; BIS, behavioral inhibition system; FFFS,
fight-flight-freeze system; GAD, generalized anxiety disorder; OCD, obsessive-compulsive
disorder; PD, panic disorder.
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It is also possible that an anxiety syndrome lies at a hierarchically superior level of organization and is affected by both dimensions to some
degree. In rodents, it has long been noted that novelty can induce both exploratory behavior (curiosity (Berlyne, 1960)) and behavioral inhibition
(Montgomery, 1955; Russell, 1973). This motivational conflict became the
basis for the creation of a number of behavioral tests for anxiety, which involve exploration of novel environments (e.g., rodent open-field, elevated
plus-maze, light/dark box) (Rodgers et al., 1997; Maximino et al., 2010a).
Nonetheless, the apparatuses used in these tests usually set less aversive
(e.g., closed arms of the plus-maze, dark portion of the light/dark box)
against more aversive (e.g., open arms of the plus-maze, light portion of
the light/dark box) portions and, therefore, novelty is not the sole dimension
controlling behavior in these tasks (Toth & Zupan, 2007; Maximino et al.,
2010a). It could be argued that some setups currently applied to assess anxiety in zebrafish produce measures which fall along the exploration-avoidance
axis (e.g., open tank/novel tank test), while others produce measures which
fall along the shyness-boldness axis (e.g., light/dark test). On the other hand,
it can also be argued that, if behavior in both tasks is multidimensional, it
would be more correct to assign different behavioral endpoints within a given
task to different temperament dimensions (see Section 5 below for a more
extensive discussion of both tasks). This is still a matter for empirical research.
4. Stimulus control and validity
In devising any new measure or model, its validity must be established before useful results can be acquired. In particular, the meaning of a behavior is
often taken for granted at first, with difficulties then emerging when pharmacological studies demonstrate conflicting results. The construct validity, or
evidence that the measured behaviors are actually produced by (in this case)
anxiety, is the most difficult to establish. One difficulty is that anxiety as a
trait must be distinguished from specific reactivity to stimuli, such as greater
or less sensitivity to light, alarm pheromone, social isolation, and also from
individual variation in general locomotor output or specific motor responses.
One way to support the construct validity of a model is to establish convergent validity, or evidence that multiple test of anxiety all produce converging
results; that is, an anxious phenotype produces similarly high measures of
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about the mechanisms related to changes on defensive strategies during zebrafish lifespan.
Further emphasizing the role of the color and illumination on both sides
of the tank in establishing light/dark preference, Stephenson et al. (2011)
varied the light levels above the tank and showed that, at lower illumination
levels, animals spend more time in the black compartment, being indifferent
at intermediary light levels, and regaining preference for the black compartment at higher illumination levels. When increased light was concentrated
on the white compartment, dark preference increased (Arajo et al., 2012).
Similarly, animals preferred the dark portion of the apparatus when the other
portion is white, but not when the other portion is transparent with overhead
illumination (Blaser & Penalosa, 2011). Additionally, the expression of darkavoidance behaviors in juvenile zebrafish were reduced in a manner similar
to what is achieved with anxiolytic drugs, simply by decreasing the contrast
between the white and dark zones, which made the dark zone less dark. These
results suggest that manipulating the aversiveness of the light compartment
by changing light levels or compartment color leads to predictable changes
in the behavioral repertoire observed in this test.
In a similar vein, animals which show a high avoidance of the white compartment freeze more when confined in that portion than animals that present
low avoidance (Blaser et al., 2010). The confinement into a white compartment thrice before allowing the fish to freely explore the light/dark apparatus
does not change dark preference, but decreases erratic swimming, thigmotaxis and freezing behavior (Maximino et al., 2010c). Confinement into a
white tank (relative to confinement to black or transparent) prior to the novel
tank test decreases bottom-dwelling, the latency to enter the top of a novel
tank, and the time spent in a homebase (Rosemberg et al., 2011). In contrast, the diving response is reduced when tested during confinement to black,
relative to white or transparent (Rosemberg et al., 2011). Taken in combination, these results underline the aversiveness of the white compartment as an
important factor in controlling behavior in the light/dark test. Nonetheless,
they also suggest that escape from this compartment is not the sole motivation for this. Supporting this latter conclusion, it has been observed that white
avoidance does not habituate within or between sessions, while thigmotaxis
and freezing in the white compartment show a biphasic pattern (Maximino
et al., 2010c; Stewart et al., 2011a).
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Table 1.
The effects of a variety of experimental treatments on behavior in the novel tank test and the
light/dark test.
Novel tank
test (time
in top)
Light/dark
test (time
in light)
References
Pharmacological experiments
Buspirone
SSRIs
Fluoxetine (chronic)
ND
Citalopram
Morphine
Benzodiazepines
Clonazepam
Bromazepam
Diazepam
Chlordiazepoxide
Alcohol
0.25%
0.5%
1.0%
1.5%
MK-801
Caffeine
LSD
Nicotine
Other experiments
Predator and partial predator stimuli
Animated color photo (side)
Alarm Pheromone
H3 NO (synthetic)
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Table 1.
(Continued.)
Novel tank
test (time
in top)
Stressors
Unpredictable chronic stress
Confinement to
White/Transparent
Confinement to Shallow
Strain
AB
LD
LFWT
SFWT
Albino
Leopard
WIK
Light/dark
test (time
in light)
References
For simplicity, only the effects on duration (or proportion) in the upper portion of the novel
tank, and duration (or proportion) in the light side of the light/dark tank, are reported. In both,
a symbol indicates that the treatment increased duration in the top, or increased duration in
the light side, both indicative of anxiolytic effects. A symbol indicates that the treatment
decreased duration in the top or in the light side, indicative of an anxiogenic effect. A dash
indicates failure to find an effect, while blanks have not yet been tested. Multiple symbols
signify replicate studies. Also for simplicity, interactions (such as those between strain and
drug treatment) are not presented.
or genetic strains of zebrafish, evidence may be found for or against the existence of an anxiety trait or temperament in fish. Basic correlational data
of this nature may help to unravel the contributions of diverse genetic and
physiological factors at play in fear and anxiety. The evaluation of the effect
of several drugs, considering both time of exposure and concentration, associated to the increase of knowledge about their potential actions in teleost
CNS can be an exciting strategy for future approaches on the mechanistic
and neural basis of zebrafish behavior. Furthermore, the use of a behavioral
test battery is a potentially interesting direction for research, but developing
a single tank containing multiple types of stimuli may increase the reliability, efficiency (both in speed of experimentation and a reduced number
of animals), and comprehensiveness of the test for large-scale screening.
Therefore, the evaluation of neurochemical mechanisms involved in each be-
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havioral task could provide additional evidence for construct and predictive
validities, the most important types of validity for making generalizations to
human behavior.
Acknowledgements
Part of the work reported in this paper was financed by CNPq/Brazil (grants
483336/2009-2 and 400039/2009-5). C.M. and D.B.R. are recipients of
CAPES studentships. A.M.H. is the recipient of a CNPq productivity grant.
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