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Student: ___________________________________________________________________________
1.
2.
3.
Land
Buildings
Consumer durables
Common stock
4.
over 60%
over 90%
under 10%
about 30%
about
about
about
about
51%
91%
11%
31%
5.
6.
7.
A share of common
stock
A call option
A futures contract
None of these options
(All of the answers
are derivative
securities.)
8.
mortgages
consumer credit
bank loans
gambling debts
I only
I and II only
II and III only
I, II, and III
9.
10.
11.
12.
investment bankers;
financial assets
investment bankers;
real assets
productive capacity;
financial assets
productive capacity;
real assets
Financial, financial
Financial, real
Real, financial
Real, real
I only
I and II only
II and III only
I, II, and III
13.
14.
B.
C.
D.
15.
16.
Commercial banks
Insurance companies
Investment
companies
All of these options
$300 million
$1 billion
$30 billion
$1 trillion
17.
B.
C.
D.
18.
D.
19.
allocation of the
investment portfolio
across broad asset
classes
analysis of the value
of securities
choice of specific
securities within each
asset class
top-down method of
investing
Managers engage in
empire building.
Managers protect
their jobs by avoiding
risky projects.
Managers over
consume luxuries
such as corporate
jets.
All of these options
are examples of
agency problems.
Tying income of
managers to success
of the firm
Directors defending
top management
Antitakeover
strategies
The straight voting
method of electing
the board of directors
20.
21.
22.
governments
the SEC
financial markets
investment bankers
24.
Bottom-up
Top-down
Upside-down
Side-to-side
23.
Bonds
Production equipment
Stocks
Commercial paper
A call option
Common stock
A fixed-income
security
Preferred stock
25.
C.
D.
26.
27.
management styles
focus from their main
line of business to
their investment
portfolios
ways of doing
business so that
they'll always have
positive returns
exposure to various
business risks
Active
Momentum
Passive
Market-timing
B.
C.
D.
Shift consumption
through time from
higher-income periods
to lower
Price securities
according to their
riskiness
Channel funds from
lenders of funds to
borrowers of funds
Allow most
participants to
routinely earn high
returns with low risk
28.
29.
diversify their
portfolios
gather information
monitor their
portfolios
all of these options
30.
31.
I only
I and II only
II and III only
I, II, and III
pension funds
investment banks
savings banks
REITs
higher
lower
the same
The answer cannot be
determined from the
information given.
32.
33.
D.
34.
choosing specific
securities within each
asset class
deciding how much to
invest in each asset
class
deciding how much to
invest in the market
portfolio versus the
riskless asset
deciding how much to
hedge
35.
rise; fewer
fall; fewer
rise; more
fall; more
a common share of
General Motors
a call option on Intel
stock
a Ford bond
a U.S. Treasury bond
Bottom-up
Top-down
Upside-down
Side-to-side
36.
37.
WorldCom
Enron
Parmalat
Global Crossing
38.
I only
I or II only
I and III only
II or III only
B.
C.
D.
Required that
corporations have
more independent
directors
Required that the CFO
personally vouch for
the corporation's
financial statements
Required that firms
could no longer
employ investment
bankers to sell
securities to the
public
Required the creation
of a new board to
oversee the auditing
of public companies
39.
40.
41.
5%
8%
12%
20%
42.
derivative securities
fixed-income
securities
the firm and its real
assets
government methods
of allocating capital
less
less
less
less
than
than
than
than
1%
3%
4%
7%
I only
II only
I and III only
I, II, and III
43.
44.
45.
a mutual fund
an insurance
company
a real estate
brokerage firm
a savings and loan
company
46.
11%
19%
25%
33%
32%
42%
48%
55%
47.
48.
49.
Goldman Sachs
Allstate Insurance
First Interstate Bank
IBM
51.
10%
25%
48%
75%
50.
12%
14%
28%
42%
1%
15%
25%
40%
I only
I and II only
I and III only
I, II, and III
52.
53.
54.
asset allocation
security analysis
top-down portfolio
management
passive management
asset allocation
security analysis
top-down portfolio
management
passive management
55.
B.
C.
D.
56.
57.
active portfolio
management
strategies are the
most appropriate
investment strategies
passive portfolio
management
strategies are the
most appropriate
investment strategies
either active or
passive strategies
may be appropriate,
depending on the
expected direction of
the market
a bottom-up approach
is the most
appropriate
investment strategy
an active strategy.
a passive strategy.
asset allocation.
market timing.
58.
59.
I and II only
I and III only
II and III only
I, II, and III
B.
C.
D.
frequently used to
expand the
businesses of wellestablished
companies
supplied by venture
capital funds and
individuals to start-up
companies
illegal under current
U.S. laws
most frequently
issued with the help
of investment bankers
60.
61.
62.
I only
I and II only
II and III only
I, II, and III
real; real
financial; financial
real; financial
financial; real
63.
64.
65.
agency problem
risk-return trade-off
allocation of risk
securitization
66.
General Electric
Parmalat
Enron
WorldCom
an investment
company
a savings and loan
an investment banker
a commercial bank
mutual funds
investment bankers
pension funds
globalization
specialists
67.
D.
68.
69.
Goldman Sachs
Lehman Brothers
Morgan Stanley
Merrill Lynch
Auditing
Public finance
Corporate governance
Public reporting
70.
71.
72.
private equity
investments
securitization
negative analyst
recommendations
online trading
73.
assets used to
produce goods and
services
always the same as
financial assets
always equal to
liabilities
claims on a
company's income
Home mortgages
Credit card debt
Automobile loans
Equipment leasing
74.
75.
collateralized debt
obligations
subprime mortgages
credit default swaps
all of the options
Asset allocation
Investment analysis
Portfolio analysis
Security selection
Chapter 1 Key
1.
over 60%
over 90%
under 10%
about 30%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #1
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
2.
Land
Buildings
Consumer durables
Common stock
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #2
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
3.
about
about
about
about
51%
91%
11%
31%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #3
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Intermediaries
4.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #4
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
5.
mortgages
consumer credit
bank loans
gambling debts
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #5
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
6.
A share of common
stock
A call option
A futures contract
None of these options
(All of the answers
are derivative
securities.)
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #6
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Assets
7.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #7
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
8.
I only
I and II only
II and III only
I, II, and III
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #8
Difficulty: 3 Hard
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
9.
investment bankers;
financial assets
investment bankers;
real assets
productive capacity;
financial assets
productive capacity;
real assets
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #9
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
10.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #10
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Assets
11.
Financial, financial
Financial, real
Real, financial
Real, real
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #11
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
12.
I only
I and II only
II and III only
I, II, and III
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #12
Difficulty: 3 Hard
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
13.
Commercial banks
Insurance companies
Investment
companies
All of these options
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #13
Difficulty: 1 Easy
Learning Objective: 01-05 Identify different types of financial markets and the major participants in each of those markets.
Topic: Financial Intermediaries
14.
B.
C.
D.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #14
Difficulty: 1 Easy
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
15.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #15
Difficulty: 2 Medium
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
16.
$300 million
$1 billion
$30 billion
$1 trillion
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #16
Difficulty: 2 Medium
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
17.
B.
C.
D.
allocation of the
investment portfolio
across broad asset
classes
analysis of the value
of securities
choice of specific
securities within each
asset class
top-down method of
investing
AACSB: Analytic
Blooms: Remember
18.
D.
Managers engage in
empire building.
Managers protect
their jobs by avoiding
risky projects.
Managers over
consume luxuries
such as corporate
jets.
All of these options
are examples of
agency problems.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #18
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
19.
Tying income of
managers to success
of the firm
Directors defending
top management
Antitakeover
strategies
The straight voting
method of electing
the board of directors
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #19
Difficulty: 3 Hard
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
20.
Bonds
Production equipment
Stocks
Commercial paper
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #20
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
21.
Bottom-up
Top-down
Upside-down
Side-to-side
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #21
Difficulty: 1 Easy
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
22.
governments
the SEC
financial markets
investment bankers
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #22
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
23.
A call option
Common stock
A fixed-income
security
Preferred stock
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #23
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Assets
24.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #24
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Assets
25.
C.
D.
management styles
focus from their main
line of business to
their investment
portfolios
ways of doing
business so that
they'll always have
positive returns
exposure to various
business risks
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #25
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
26.
Active
Momentum
Passive
Market-timing
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #26
Difficulty: 1 Easy
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: Efficient Markets
27.
B.
C.
D.
Shift consumption
through time from
higher-income periods
to lower
Price securities
according to their
riskiness
Channel funds from
lenders of funds to
borrowers of funds
Allow most
participants to
routinely earn high
returns with low risk
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #27
Difficulty: 2 Medium
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
28.
diversify their
portfolios
gather information
monitor their
portfolios
all of these options
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #28
Difficulty: 1 Easy
Learning Objective: 01-05 Identify different types of financial markets and the major participants in each of those markets.
Topic: Financial Intermediaries
29.
I only
I and II only
II and III only
I, II, and III
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #29
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
30.
pension funds
investment banks
savings banks
REITs
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #30
Difficulty: 1 Easy
Learning Objective: 01-05 Identify different types of financial markets and the major participants in each of those markets.
Topic: Financial Intermediaries
31.
higher
lower
the same
The answer cannot be
determined from the
information given.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #31
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
32.
rise; fewer
fall; fewer
rise; more
fall; more
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #32
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
33.
D.
choosing specific
securities within each
asset class
deciding how much to
invest in each asset
class
deciding how much to
invest in the market
portfolio versus the
riskless asset
deciding how much to
hedge
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #33
Difficulty: 1 Easy
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
34.
a common share of
General Motors
a call option on Intel
stock
a Ford bond
a U.S. Treasury bond
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #34
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Assets
35.
Bottom-up
Top-down
Upside-down
Side-to-side
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #35
Difficulty: 1 Easy
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
36.
WorldCom
Enron
Parmalat
Global Crossing
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #36
Difficulty: 2 Medium
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
37.
I only
I or II only
I and III only
II or III only
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #37
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Assets
38.
B.
C.
D.
Required that
corporations have
more independent
directors
Required that the CFO
personally vouch for
the corporation's
financial statements
Required that firms
could no longer
employ investment
bankers to sell
securities to the
public
Required the creation
of a new board to
oversee the auditing
of public companies
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #38
Difficulty: 2 Medium
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
39.
derivative securities
fixed-income
securities
the firm and its real
assets
government methods
of allocating capital
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #39
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Assets
40.
5%
8%
12%
20%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #40
Difficulty: 2 Medium
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
41.
less
less
less
less
than
than
than
than
1%
3%
4%
7%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #41
Difficulty: 2 Medium
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
42.
I only
II only
I and III only
I, II, and III
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #42
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
43.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #43
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
44.
a mutual fund
an insurance
company
a real estate
brokerage firm
a savings and loan
company
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #44
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Intermediaries
45.
11%
19%
25%
33%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #45
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
46.
32%
42%
48%
55%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #46
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
47.
12%
14%
28%
42%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #47
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
48.
10%
25%
48%
75%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #48
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
49.
Goldman Sachs
Allstate Insurance
First Interstate Bank
IBM
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #49
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Intermediaries
50.
1%
15%
25%
40%
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #50
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Intermediaries
51.
I only
I and II only
I and III only
I, II, and III
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #51
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Assets
52.
asset allocation
security analysis
top-down portfolio
management
passive management
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #52
Difficulty: 2 Medium
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
53.
asset allocation
security analysis
top-down portfolio
management
passive management
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #53
Difficulty: 2 Medium
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
54.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #54
Difficulty: 3 Hard
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
55.
B.
C.
D.
active portfolio
management
strategies are the
most appropriate
investment strategies
passive portfolio
management
strategies are the
most appropriate
investment strategies
either active or
passive strategies
may be appropriate,
depending on the
expected direction of
the market
a bottom-up approach
is the most
appropriate
investment strategy
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #55
Difficulty: 1 Easy
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
56.
an active strategy.
a passive strategy.
asset allocation.
market timing.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #56
Difficulty: 1 Easy
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
57.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #57
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
58.
I and II only
I and III only
II and III only
I, II, and III
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #58
Difficulty: 2 Medium
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
59.
B.
C.
D.
frequently used to
expand the
businesses of wellestablished
companies
supplied by venture
capital funds and
individuals to start-up
companies
illegal under current
U.S. laws
most frequently
issued with the help
of investment bankers
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #59
Difficulty: 2 Medium
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
60.
I only
I and II only
II and III only
I, II, and III
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #60
Difficulty: 3 Hard
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Intermediaries
61.
real; real
financial; financial
real; financial
financial; real
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #61
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
62.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #62
Difficulty: 2 Medium
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
63.
General Electric
Parmalat
Enron
WorldCom
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #63
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
64.
agency problem
risk-return trade-off
allocation of risk
securitization
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #64
Difficulty: 1 Easy
Learning Objective: 01-03 Explain the economic functions of financial markets and how various securities are related to the
governance of the corporation.
Topic: Financial Markets and the Economy
65.
an investment
company
a savings and loan
an investment banker
a commercial bank
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #65
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Intermediaries
66.
mutual funds
investment bankers
pension funds
globalization
specialists
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #66
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Financial Intermediaries
67.
D.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #67
Difficulty: 2 Medium
Learning Objective: 01-06 Explain the causes and consequences of the financial crisis of 2008.
Topic: The Financial Crisis of 2008
68.
Goldman Sachs
Lehman Brothers
Morgan Stanley
Merrill Lynch
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #68
Difficulty: 2 Medium
Learning Objective: 01-06 Explain the causes and consequences of the financial crisis of 2008.
Topic: The Financial Crisis of 2008
69.
Auditing
Public finance
Corporate governance
Public reporting
AACSB: Analytic
Blooms: Remember
70.
assets used to
produce goods and
services
always the same as
financial assets
always equal to
liabilities
claims on a
company's income
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #70
Difficulty: 1 Easy
Learning Objective: 01-02 Distinguish between real assets and financial assets.
Topic: Real Assets versus Financial Assets
71.
private equity
investments
securitization
negative analyst
recommendations
online trading
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #71
Difficulty: 2 Medium
Learning Objective: 01-06 Explain the causes and consequences of the financial crisis of 2008.
Topic: The Financial Crisis of 2008
72.
Home mortgages
Credit card debt
Automobile loans
Equipment leasing
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #72
Difficulty: 2 Medium
Learning Objective: 01-06 Explain the causes and consequences of the financial crisis of 2008.
Topic: The Financial Crisis of 2008
73.
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #73
Difficulty: 2 Medium
Learning Objective: 01-06 Explain the causes and consequences of the financial crisis of 2008.
Topic: The Financial Crisis of 2008
74.
collateralized debt
obligations
subprime mortgages
credit default swaps
all of the options
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #74
Difficulty: 2 Medium
Learning Objective: 01-06 Explain the causes and consequences of the financial crisis of 2008.
Topic: The Financial Crisis of 2008
75.
Asset allocation
Investment analysis
Portfolio analysis
Security selection
AACSB: Analytic
Blooms: Remember
Bodie - Chapter 01 #75
Difficulty: 2 Medium
Learning Objective: 01-04 Describe the major steps in the construction of an investment portfolio.
Topic: The Investment Process
Chapter 1 Summary