Beruflich Dokumente
Kultur Dokumente
By
MELCON S. LAPINA, MSCrim
Polygraph: Meaning
Etymology: Greek polugraphos writing
copiously
(SOURCE: Collins English Dictionary Complete and Unabridged HarperCollins Publishers 1991,
Deception Detection
Deception: involves acting in such a way which
leads another person to believe something, that
you, yourself, do not believe to be true.
Definition
of
Deception?
(2012).
Retrieved
September
18,
2012,
from
http://www.truthaboutdeception.com/lying-and-deception/ways-people-lie/what-is-deception.html )
Detection:
fact SOURCE:
(
Truth
about
Deception:
Houghton Mifflin Company. Updated in 2009. Published by Houghton Mifflin Company. All rights reserved.)
Melcon S. Lapina
18,
2012,
from
TheFreeDictionary:
Early Methods
1. Red Hot Iron Ordeal
9. Drinking Ordeal
2. Ordeal by Balance
8. Trial by Torture
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Sweating
Color change
Dryness of mouth
Excessive activity of Adams apple
Fidgeting
Peculiar feeling inside
Swearing to truth of his assertion
Spotless past record; religious man
Inability to look at investigator straight in the eye
Not that I remember expression
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Kinds of Lie
White/Benign Lie for harmony of
relationship
Pathological Lie cant tell right from wrong
Red Lie communist propaganda
Black Lie intriguing to dishonor/discredit
Malicious
Lie/Judicial
Lie
misleading/obstructing justice
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Kinds of Lie
Fabrication misrepresentation of truth
Bold-Face Lie obviously lying
Lying by Omission omission of important
fact
Lie-to-Children to gain acceptance to
children
Noble Lie to maintain law, order & safety
Emergency Lie to prevent harm to 3rd party
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Kinds of Lie
Perjury false testimony under oath
Bluffing pretense of capability/intention one
does not possess
Jocose Lies meant to be jest; teasing &
sarcasm
Contextual Lies stating part of truth out of
context
Promotion Lies incredible advertisements
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Types of Liars
Panic Liars
Occupational Liars
Tournament Liars
Psychopathic Liars
Ethological Liars
Pathological Liars
Black Liars
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Theory of Lying
Bodily functions influenced by mental state
Physiological
changes
by
deception:
recordable, measurable & interpretable w/
reasonable certainty
Lying produces emotion of fear/anxiety:
fluctuations in pulse rate, blood pressure,
breathing & perspiration
Physiological fluctuations: automatic, selfregulating & beyond conscious control
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Theory of Lying
Lying person fears detection: physiological
changes
Fear of detection: experienced by subject
Tuning in & out tunes in: trouble/danger, tunes
out: lesser threat
Polygraph Test tunes in: most intense relevant
questions; tunes out: control question & other
weak relevant questions
Truthful tunes in: control questions; tunes out:
relevant ones
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ANS responsible:
monitoring conditions in internal environment
bringing about appropriate changes in them
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Parasympathetic NS
Like brakes in car
Slows body down to
keep its rhythm
Enables body to conserve
& store energy
SOURCE: Ibid.
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VIPs of Polygraph
Daniel Defoe
Jacques d Arsonval
Christian Hans Stoelting
Angelo Mosso
Charles Samson Fere
Sir James Mackenzie
Cesare Lombroso
George Sticker
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VIPs of Polygraph
Otto Veraguth
Hugo Munsterburg
Vittorio Benussi
William M. Marston
Harold Burtt
John A. Larson
Leonarde Keeler
Capt. Clarence D. Lee
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VIPs of Polygraph
Chester W. Darrow
Max Wastl
John E. Reid
Paul Wilhelm & Donald Burns
Cleve Backster
Joseph F. Kubis
John Kircher & David Raskin
Dale Olsen & Johns Harris
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TECHNIQUES IN CONDUCTING
POLYGRAPH EXAMINATIONS
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Value of Polygraph
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Tripod Foundations of
Polygraph Technique
Mechanical Basic Premise: capable of
recording physiological changes
Physiological Basic Premise: physiological
changes that automatically occur
Psychological Basic Premise: individual
consciously
attempts
concealment
of
deception
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Accuracy of Polygraph
95-98%: qualified, trained, & experienced
polygraph examiner
Most accurate tool available for determining
truth & deception
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Limitations of Polygraph
Not substitute for investigation
Not lie detector but scientific diagnostic
instrument
Not determine facts but records responses
Accurate as examiner as competent
Enough facts established 1st before test
No test w/o voluntary consent of subject
Refusal to test not indicator of guilt
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Limitations of Polygraph
No test given w/o accusations being explained
1st to subject
Polygraph not a mental/physical evaluation of
person
No test on unfit subject
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Pathological liar
Mental case
Persons under influence of intoxicating liquor
Narcotics related cases
Various heart & other organic troubles
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Polygraph Instrument
Simultaneously
records
physiological
phenomena by kymograph
Polygram: tracing of components
Polygraph attachments:
Respiratory Rate
Blood Pressure/Heart Rate
Galvanic Skin Resistance
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Major Components of
Polygraph Instrument
Pneumograph Component
Cardiograph Component
Galvanograph Component
Kymograph Component
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Control Mechanism of
Polygraph Instrument
Resonance Control clear up/make better
pattern of too much pulse pressure of subject
Hand Electrode make electrical contact w/
subject
Panel Control control/adjust operation of
galvanograph
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Examiner
Intelligent person
Good educational background
Intense interest in work
Good practical understanding of human
nature
Suitable personality traits
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Subject
General types
Specific types
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Disqualified Subjects
Extreme nervousness
Physiological
abnormalities:
high
blood
pressure/hypertension, heart disease, respiratory
disorder, toothaches, severe headaches & any
painful ailments
Mental abnormalities
Unresponsive: mental fatigue/under influence of
drugs/alcohol
Pregnant women
Under 18 yrs of age
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Examination Room
Quiet/private room
No distraction w/in subjects view
No windows
No ornaments, pictures/objects of distraction
No officers/spectators other than examiner
Adequate
ventilation
w/
comfortable
temperature
Lightings not excessive
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Examination Room
W/ observation room
W/ one-way mirror
W/ hidden microphone
Female secretary observing in observation
room
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Phases of Examination
Pre-Test Interview
Actual Interrogation &
Instrument
Post-Test Interrogation
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Recording
thru
Supplementary Tests
Peak-of-Tension Test
Guilt Complex Test
Silent Answer Test
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EVALUATION
TESTING
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OF
POLYGRAPH
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Types of Questions
Not more than 12 questions
At least 3 test charts:
lasting not more than 4 minutes
Rest interval: 5-10 minutes between charts
2 General Types of Questions
General Question Test (GQT) most common
Peak-of-Tension Test (PTT) supplementary
test
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Types of Questions
5 sets of tests:
GQT
Number Test (Psychological Test)
Spot Responder Test
Mixed Question Test
Silent Answer Test (SAT)
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Other Questions
Check Question
Last question asked
Direct question
Relates to fact that subject has told truth to all
questions asked in lie test
Supplementary Tests
Peak-of-Tension Test
Guilt Complex Test
Silent Answer Test
Symptomatic Question
S.K.Y. Questions
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+ = Yes answer
- = No answer
A = Adjustment
T = Talked
R = Request
C = Cough
N = Noise
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S = Sighed (moan)
PJ = Paper Jam
SN = Sniffed
BI = Breathing Instruction
OS = Outside Stimulus (caused changes of
tracing)
M = Moved/movements
MI = Movement Instruction
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L = Laughed
B = Belched
C+ = Increase in galvo sensitivity
C- = Decrease in galvo sensitivity
Y = Yawned
IS = Ink Stopped
CT = Cleared Throat
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Chart Interpretation
Rules to follow:
There must be a specific response.
To be specific, it must form a deviation from
norm.
It must appear in at least 2 test charts.
The best indication of deception is the
simultaneous specific responses in the 3
tracings of the chart.
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POLYGRAPHY
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POLYGRAPHY
STAIRCASE SUPPRESSION
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POLYGRAPHY
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POLYGRAPHY
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POLYGRAPHY
DEHYDRATED CORNEUM
HYDRATED CORNEUM
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POLYGRAPHY
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POLYGRAPHY
ONGOING RESPONSE
RESPONSE
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POLYGRAPHY
MULTIPLE RESPONSE
SINGLE RESPONSE
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POLYGRAPHY
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POLYGRAPHY
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POLYGRAPHY
Consistently Irregular
(described as Ectopic)
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POLYGRAPHY
Relatively Small
(Obese subject)
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POLYGRAPHY
Slow Pulse
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POLYGRAPHY
Hypnosis
Alteration of consciousness & concentration
Subject manifests heightened suggestibility
Not admissible in court
SOURCE: Solis, P. P. (1987). Legal Medicine. Quezon: R.P. Garcia Publishing Co.
Narcoanalysis/Narcosynthesis
Akin to Truth Serum Method
Drug used: depresses inhibitory mechanism of
brain; subject talks freely
Sodium amytal/sodium penthotal
Intoxication w/ Alcohol
Inhibits inhibitor
Commencement of question: excitatory state
Termination of question: depressive state
Confession Conditional admissibility:
Admissible: capable to recollect facts
Not admissible: refuses to admit/incapable of
recollection
SOURCE: Ibid.
Detects, measures,
modulations
&
microtremor
displays
voice
Panic Liars
To avoid consequences of confession
Afraid of embarrassment
Confession worsens matter most
Occupational Liars
Practical liars
Motive of lying: higher pay off than telling
truth
Tournament Liars
Love to lie
Motive of lying: challenge of not being
detected
Psychopathic Liars
Most difficult type
No conscience, regret & manifestation of guilt
Ethnological Liars
Taught not to squeal
Squeal: slang term to reveal secrets of
organization
Pathological Liars
Unable to tell right from wrong
Insane persons
Black Liars
Always pretend what they are & what they
think
Daniel Defoe
British novelist
Recommended taking pulse as method of
distinguishing truthfulness from lying
Jacques dArsonval
French scientist
External Friction: electricity generated by
body
Sweat glands store & discharge electricity
Foundation
of
development
of
galvanometer
Angelo Mosso
Used plethysmograph in research: emotion &
fear in subjects under questioning
Studied effects of these variables on
cardiovascular & respiratory activity
Studied blood circulation & breathing patterns
& their changes under certain stimuli
1st scientist to report experiments on
breathing, blood pressure & pulse rate
Cesare Lombroso
1st scientific instrument to detect deception
Modified hydrosphygmograph:
Experiments:
measure
physiological
changes in uspects blood pressure & pulse
rate
1st person to use instrument (successfully) to
determine truthfulness from deception in
suspects
George Sticker
1st to suggest use of galvanograph for
detecting deception
Theory: galvanic skin phenomenon influenced
by exciting mental impressions
Otto Veraguth
1st to use Psychogalvanic Reflex
Electrical phenomenon due to activity of
sweat glands
Hugo Mnsterberg
Proposal & advocacy:
Lie test based on lie detector should be
admissible in court
Vittorio Benussi
Successful in detecting deception w/
pneumograph:
Instrument for recoding inhalation &
exhalation
Harold Burtt
Respiratory changes indicative of deception
Changes in systolic blood pressure greater
value than changes in respiration in
determining deception
Leonarde Keeler
Devised polygraph using inked pens for
recording changes in blood pressure, pulse
rate & respiratory patterns
Added psychogalvanometer:
Measured changes in galvanic skin
resistance
Patented prototype of modern polygraph:
Keeler Polygraph
Father of modern polygraph
Chester W. Darrow
Made 3rd modification to Larson CardioPneumo Psychograph by adding galvanometer
Psychogalvanometric record
Electrodes on palm & back of hand
Max Wastl
Founded Lafayette Instrument Company
Leading polygraph machine distributor
John E. Reid
Developed control question technique
Control questions: designed to be emotionally
arousing for non-deceptive subjects & less
emotionally arousing for deceptive subjects
than relevant questions
Replaced
Relevant/Irrelevant
Question
Technique
Major breakthrough in polygraph methodology
Found 1st polygraph school Keeler Polygraph
Institute in Chicago, Illinois
Cleve Backster
Developed Backster Zone Comparison
Technique:
Alteration of Reid question sequencing
Quantification system of chart analysis
More objective & scientific
Adopted as standard procedure in
polygraph today
Joseph F. Kubis
1st researcher to computer applications to
polygraph chart analysis
Plethysmograph
For measuring changes in
volume w/n organ or whole
body (usually resulting from
fluctuations in the amount of
blood or air it contains)
SOURCE: Plethysmograph. (2012, September 6). Retrieved October 2, 2012,
from
Wikipedia:
The
Free
Encyclopedia:
http://en.wikipedia.org/wiki/Plethysmograph
Hydrosphygmograph
Cylinder containing water & connected w/
registering tube, used to record amount of
blood forced w/ each pulsation into limb
incased in apparatus.
Clinical Polygraph
Modified into clinical ink polygraph w/
clockwork mechanism:
Paper-rolling
Time-marker movements
Ink recordings of physiological functions
Modern
polygraph:
modification
of
Mackenzies clinical ink polygraph
Breathing as Means of
Detecting Deception
2 steps:
Inspiration contraction of diaphragm &
expansion of chest cavity; air rushing into
lungs
Expiration relaxation of diaphragm &
contraction of chest cavity; air rushing out
of lungs
Electrodermal Response
Most popular name for human body
phenomenon
Skin: changes resistance electrically upon
application of certain external stimuli
Normal response
Abnormal response
Instrument
Condition of subject
Condition of examination room
Qualification and skills of examiner
Respiratory Rate
2 rubber tubes filled w/ air: Pneumographs
Placed around subjects chest & abdomen
Air in tubes displaced by expansion of
abdominal muscles
Transducers convert air displacement into
electronic signals
PNEUMOGRAPHIC TRACINGS
HAND-PUMP BULB
The CARDIOGRAPHIC Component
HAND-PUMP BULB
The CARDIOGRAPHIC Component
Uses of Vent
Specific Types
Pre-Test Interview
Informal interview lasting for 20-30 minutes
Purpose of Interview:
Determine whether subject has: (1) medical
condition, (2) psychiatric condition, (3) used drugs
Explain purpose of examination
Develop test questions
Relieve truthful subject; satisfy deceptive subject
Know any anti-social activity/criminal record of
subject
Peak-of-Tension Test
Given if subject not yet informed of details of
offense under investigation
About 7 questions
1 specific bearing: details of incident not
have been known to subject
Truthful subject: no tension
Guilty subject: peak-of-tension
Peak-of-Tension Test
1. Do you know whether the stolen watch from
Rommel is a Rolex? (This is an introductory
phrase plus padding question)
2. Is it an Omega? (Padding)
3. Is it a Seiko? (Padding)
4. Is it a Timex? (Padding)
5. Is it Alba quartz? (Padding)
6. Is it Bolivia? (Padding)
Sample GQT
1. Have you ever been called by the name of
Pedro? (Irrelevant)
2. Is today Monday? (Irrelevant)
3. Do you have anything to do with the robbery
at SM last night? (Weak Relevant)
4. Are you over 20 years of age? (Irrelevant)
5. Were you one of those who robbed the SM
last night? (Strong Relevant)
Sample GQT
6. Have you been involved in a robbery case this
year? (Control)
7. Do you drink water? (Irrelevant)
8. Was the pair of gloves found at SM yours?
(Weak Relevant)
9. Do you know of anyone involved in the robbery
at SM last night? (Weak Relevant)
10.Have you ever been involved in any robbery in
your life? (Secondary Control)
Irrelevant Questions
No bearing to case investigated
Purpose: to ascertain subjects normal pattern of
response by eliminating feeling of apprehension
Examples:
Did you eat today?
Do you smoke?
Are you wearing brown leather jacket now?
Do you live in Davao City?
Relevant Questions
Relevant Questions
Strong Relevant/Primary Relevant Question:
intense relationship to crime/problem; to
produce strong emotional response in guilty
subjects; ex: Did you steal Juans cell phone?
Secondary/Weak Relevant Question: concern
w/ elements of crime &deals mostly on guilty
knowledge & partial involvement; ex:
Between 8 to 10 a.m., August 29, 2012, did
you open the table drawer of Mr. Capistrano?
Relevant Questions
Weak Relevant:
Sacrifice Relevant or DYAT Questions (Do
you intend to Answer Truthfully): clue to
subjects attitude of willingness or
voluntariness
Ex: Regarding the stolen cell phone, do you
intend to answer truthfully to each
question?
Relevant Questions
Weak Relevant:
Knowledge
Questions:
to
detect
information about crime only guilty subject
knows
Ex: Do you know for sure who stole the cell
phone of Juan?
Relevant Questions
Weak Relevant:
Evidence Connecting Question: inviting
subjects attention on incriminating proof
tending to establish his guilt
Ex: Were the footprints outside the house
of Juan yours?
Control Questions
Unrelated to case investigated
Similar nature but less serious compared to
relevant questions
Purpose: to get response of innocent subject
Ex: Case of killing by shooting Have you
ever used or fired a gun?
Control Questions
Primary Control Question: recalls offense
from childhood up to 3/5 years before
occurrence of present offense
Ex: Before reaching the age of 28, have you
ever stolen anything?
Control Questions
Secondary Control Question: more specific in
nature; based on another sort of wrongdoing
enhancing
subjects
opportunity
for
responsiveness; scope: up to present period of
examination
Ex: Have you ever stolen anything from this
locality?
Symptomatic Question
Function: detect & evaluate presence of
outside issues w/c may suppress response to
relevant questions
Subject: afraid being asked about another
case not subject matter under investigation
S.K.Y. Questions
S Suspect; K Knowledge; Y You
Based on Backster Technique
Ex:
Do you SUSPECT anyone in particular of stealing
Nicks Ipod?
Do you KNOW for sure who stole Nicks Ipod?
Did YOU steal Nicks Ipod?