Beruflich Dokumente
Kultur Dokumente
Regulation Reference
Period Covered
Last date of
Mode
Mode
filing
of
of filing
filing
at BSE
o.
at
NSE
1.
Reg. 27(2)(a):Corporate
Governance Report
i) April to JuneQ1
Quarterly Compliance
Report on Corporate
Governance in
NEAP
BSE
LISTING
CENTRE
prescribed format
(applicable on the listed
i) 15th July
Q3
iv) Jan to MarchQ4
(Within 15 days of
close of the quarter)
2.
Reg. 13(3):Statement
i) April to June-
Grievance Redressal
Q1
Mechanism A
statement giving
number of investor
i) Complaints pending at
the
beginning of the
quarter
ii) Complaints received
i) 21st July
Q3
iv) Jan to MarchQ4
NEAP
BSE
LISTING
CENTRE
3.
Reg. 31(1)
(b):Shareholding
i) April to JuneQ1
Pattern Shareholding
Pattern
(Within 21 days of
close of the quarter)
i) 21st July
NEAP
BSE
LISTING
CENTRE
Q3
iv) Jan to MarchQ4
4.
Reg. 32(1):Statement
of deviation and
i) April to JuneQ1
variation Statement of
deviation and variation
on quarterly basis for
indicating deviation as
per regulation 32(1)
NEAP
BSE
LISTING
CENTRE
iv) 30thApril
i) 31st July
Q3
iv) Jan to MarchQ4
5.
i) April to June-
At list five
days in
NEAP
BSE
LISTING
intimation of Board
Q1
Reg. 33(3)(a):Financial
Results Quarterly
date of
Q2
intimation to
stock
i) April to June-
Reg. 33(3)(d):Annual
consolidated financial
results for the financial
year along with audit
report and either form
A (unmodified report) or
date of Board
Meeting.
(5 Clear days)
i) 14th Aug.
NEAP
BSE
LISTING
CENTRE
Financial Results
Audited standalone and
exchange and
Q1
CENTRE
(excluding the
advance
Q3
iv) Jan to MarchQ4
Form B (modified
report)
(Within 45 days of
close of the 1st, 2nd and
3rd quarter and Within
60 days of close of the
4th quarter)
7.
Reg. 7(3):Compliance
i) April to Sep.-
Certificate related to
H1
share transfer
Compliance certificate
duly signed by both the
i) 31st Oct
ii) 30th April
NEAP
BSE
LISTING
CENTRE
H2
Authorised
Representative of
Transfer Agent
8.
i) April to Sep.H1
Certificate related to
transfer or
transmission or
i) 31st Oct
NEAP
BSE
LISTING
CENTRE
transposition of
securities Share
Transfer Agent produce
a certificate from
Practicing CS certifying
that all the certificate
within one month of the
end of each of half
financial year have been
issued within 30 days of
that lodgement for
transfer, sub-division,
consolidation, renewal,
exchange, or
endorsement of calls/
allotments monies
(Within one Month of
end of each half year)
9.
Reg. 14:Payment of
listing fees payment
of listing fee or charges
as applicable to the
i) April to March
30th April
NEAP
BSE
LISTING
CENTRE
Reg. 34(1):Annual
i) April to March
Within 21
working days
to stock exchange
NEAP
BSE
LISTING
CENTRE
Reg. 44(3):Voting
Voting at
Within 48
General Meeting
conclusion of
exchange, within 48
general
hours of conclusion of
meeting
NEAP
BSE
LISTING
CENTRE
12
Reg. 7(5):Appointment
of Share Transfer
Agent
13
Reg. 28(1):Obtaining of
in-principle approval
Within 7 days
NEAP
BSE
of agreement
LISTING
with RTA
Prior to
CENTRE
NEAP
BSE
LISTING
issuance of
before issue of
securities
securities
14
Reg. 29:Prior
intimation of Board
At least 2
clear working
Meeting Prior
days in
intimations of Board
advance
excluding the
CENTRE
date of
intimation and
date of
meeting
15
At least 11
clear working
days in
advance
NEAP
BSE
LISTING
CENTRE
16
NEAP
BSE
24 hours from
LISTING
the
occurrence of
the event or
information as
per Part A
Schedule III
CENTRE
17
Directors
Within 30 minutes of closure of meeting
Within 30
minutes of the
closure of
meeting
The intimation
of outcome of
the meeting
shall also
contain the
time of
commenceme
nt and
NEAP
BSE
LISTING
CENTRE
conclusion of
the meeting
18
The intimation
NEAP
BSE
shall be given
LISTING
books-
in advance of
at least 7
working days
excluding the
a. declaration of dividend
date of
intimation and
record dare to
the stock
exchange of
record dare
specifying the
purpose of
the record
CENTRE
date.
19
AT least 5
clear working
days in
advance
NEAP
BSE
LISTING
CENTRE
purpose)
20
Prior Approval
BSE
LISTING
CENTRE
21
NEAP
2 working
days from the
date of such
change