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D 13.W72
Four lectures on the handling of
histori
The
original of this
book
is in
restrictions in
text.
http://archive.org/details/cu31924027800626
Modern Indian
History,
Allahabad University.
No.
i.
No.
i.
FOUR LECTURES ON
THE HANDLING OF
HISTORICAL MATERIAL
BY
L.
F.
RUSHBROOK WILLIAMS
30th
STREET,
NEW YORK
1917
(All rights reserved)
EL',-
'I.,
k/'
A^TIM
TO
T'YN
Y COED
1915
FOREWORD
The
condition
of
the tenure
of
the
for
The
first
historical investigation.
is
an attempt
my
CONTENTS
PASE
INTRODUCTION
LECTUBE
OFFICIAL DOCUMENTS
1.
Classification of Evidence
(i)
NON-DOCUMENTARY
(a) Epigraphy
(6)
9
10
10
11
12
13
13
13
13
Numismatics
Archeology
Documentary
(a) Formal Official
(c)
(ii)
1.
Treaties
Charters
Grants
4. Bolls
5. Writs
Informal Official
1. Correspondence
2. Beports
3. Announcements
2.
3.
(6)
(c)
Formal Non-offioial
1. Legal Becords
2. Financial Becords
.13
14
...
Informal Non-official
1. Chronicles
2. Memoirs
3. Letters
Official Documents
...
(d)
2.
(a)
Formal General
1. The Treaty
2. The Charter
3. The Grant
4.
5.
(6)
Characteristics
The Boll
The Writ
....
Informal
1. Correspondence
2. Beports
3. Announcements
ix
...
....
.
...
14
14
14
14
14
14
14
14
14
15
15
16
16
18
18
19
20
21
21
22
23
26
CONTENTS
LECTURE
PAGE
31
II
NON-OFFICIAL DOCUMENTS
1.
(c) Accounts
Infobmal Non-official Documents
(a) The Ohbonicle
2.
(b)
(i)
(iii)
LECTURE
35
35
45
45
47
48
The Memoie
(ii)
31
31
31
38
83
Teavellees' Nabeatives
AUTOBIOGRAPHIES
Reminiscences
53
III
(c)
2.
....
56
58
60
63
Evidence
3.
Elements
(6)
LECTURE
54
63
64
66
66
67
Style
IV
71
PERSONALITY IN HISTOEY
1.
2.
3.
4.
INDEX
...
\
!
_'
.....'.'....'.
.!'.'.
72
73
75
75
76
77
79
79
80
83
THE HANDLING OF
HISTORICAL MATERIAL
INTRODUCTION
If a competent person should compile an account of all the
which have been produced since the days when man
first set down in writing the events of time past, perhaps the
histories
most
of historical writing.
specialist
may
progress.
1
G. P. Goooh.
1913.
century, the
ficance.
It
word " history " had possessed no technical signiwas used in a loose fashion to embrace all species
At one end
the great " Scientific Age " of the nineteenth century. Like
them, it sprang in no small degree from the attitude of mind
which was eminently characteristic of the period. In consequence of a remarkable series of discoveries in the realm
of the natural sciences, there arose
an
intellectual stimulus
INTRODUCTION
putable,
competent.
many
ing
much
that
Mahmud
veneration of the
multitude.
new
Fortified
by such successes
critical spirit in
To the
genuine,
if
undiscriminating,
a factor for which no correction could be made with reasonable prospect of accuracy.
the
new
spirit
As may
most
interesting of
own
study.
mind
It never
no mere museum
must
in justice
behind
all
be said of it
it
of contamina-
As a
found himself confronted
with a vastly extended field. He has now to deal with material
of many different kinds, but few of which were employed by
historians of the older schools.
There has thus arisen a great
distinction between the ancient and the modern methods of
historical investigation.
Nowadays, if research in any branch
of study is to be successful it cannot be undertaken in haphazard
1
It is perhaps hardly necessary to say that such theories are no
longer accepted unreservedly by any historian of repute, despite the
ingenious attempt to revive them under a now form whioh distinguishes
the late Sir John Seeley's tenure of the Cambridge Chair.
INTRODUCTION
extempore fashion
and the historian, like any other
undergo careful and systematic training in
the handling of his material. For the keynote of the new school
or
investigator, has to
of history
is
precisely this
LECTURE
Official Documents
OFFICIAL DOCUMENTS
1. Classification of
(i)
(6)
Epigraphy.
Numismatics,
(c)
Archaeology,
(a)
(ii)
Evidence,
Non-Documentary,
Documentary.
(o) Formal
3.
(6)
Official
Grants.
Informal
Official
ports.
(c)
Formal
Treaties.
1.
4. Rolls.
3.
1.
5.
2. Charters.
Writs.
Correspondence.
2.
Re-
Announcements.
Non-official
1.
Legal Records.
2. Fi-
nancial Records.
(d)
Informal Non-official:
moirs.
2.
3.
Documents.
Formal General Characteristics.
1. The Treaty.
2. The Charter.
3. The Grant.
4. The Roll.
5. The Writ.
Official
(a)
(&)
1.
Letters.
-.fn
110 rmal.
1.
Correspondence.
2.
Reports.
3.
Announcements.
Chronicles.
2.
Me-
LECTUEE
Historical material
may
Classified-
j^
c
In these
like
lectures,
myself,
is
Non-docu-
^j^
TO
1. Epigraphy.
t}ie
n i ator i an
all
almost
other kinds of
have crumbled to decay. But the informawhile unattainable from any other source,
is generally fragmentary, imperfect, and therefore difficult to
handle. None the less, the historian of the distant past must
historical evidence
tion which
it affords,
when
half the
services to chronology,
history,
we must not
we owe
to coinage.
among whom
This latter use of the science is one which requires some caro.
I's coins with the inscription " struck at London " do not
constitute the only example of an intending conqueror's involuntary
falsification of numismatical evidence.
2
Cf., for example, the extensive uso made of numismatical evidence
both by McCrindle {Ancient India) and Mr. Vincent Smith.
Napoleon
OFFICIAL DOCUMENTS
it
circulated.
11
tion.
On
caring
little for
culture or refinement.
will
Occasionally, though
his son. 1
times
coin is struck will someabundant gold coinage testifies to prosperity, commercial expansion, and enterprise on the part of
the administration. At the other extreme a copper coinage,
unrelieved by gold or silver, is a sign of poverty and backwardness.
Very interesting are the reflections of a sudden national
catastrophe such as Timur's invasion of Hindustan in 1398.
So complete and so terrible was his sack of Delhi that the unfortunate city was swept clean of the precious metals. For
tell
An
tale.
coinage.
becomes
employed even
as the foregoing it
profitably be
may
it,
is
S.
Lane Poole.
(1892).
E. B. Whitehead.
Lahore, Vol. II.
Museum
Museum,
3.
Archse-
olo y-
12
by
of
is
much
It assists
him
the dry bones of history with flesh, so that the Past rises from
its grave and appears as a scene of many-sided human activities.
The long-dead heroes and sages with whom the historian
deals spring into
moment
life
remembered.
and
lists of
exploits half
to be
Archaeology
is,
tion,
scrupulous.
By
a caprice of chance
it
well
may happen
that
him through
is
ever,
is
in a
more advantageous
minutim of history are kept in their proper position of subordination to the main thread of the narrative, history itself
becomes a mere catalogue of the entertaining habits of our
ancestors, joined to an occasional excursion into what an
unsympathetic Elizabethan has called " Y e beastlie devices of
y heathen."
Documentary
1 Cf.,
OFFICIAL DOCUMENTS
13
It should
it
Starting
mmtary
falls
'
is
some
official
for
on the one hand, and some comparatively insignificant individual on the other. Fourth are the official accounts of proceedings in courts of justice, such as were kept by the English
4.
The
14
The
5.
Writ.
Courts of Record from the early middle ages down to the present
Lastly we have the Writ, a short formal communication
employed to notify the orders or intentions of the Government
day.
to
Informal
Official
Documents :
Corre-
1.
spondence.
2.
Re-
ports.
Con-
(a)
fidential.
Non-
(6)
confidential.
3.
An-
nouncements.
two
kinds, confidential
and
non-confidential,
Documents :
1.
legal
reoords.
2.
in other words,
records.
Informal
Unofficial
Documents :
Chroni-
cles.
it
may
cial
1.
Lastly
OFFICIAL DOCUMENTS
15
Me-
2.
moire
>
'
.)
younger generation
amusement
thirdly, the
memoirs
themselves of
little
Next in importance may be reckoned the correspondence of private individuals, mainly, of course, concerned
with private affairs ; but not infrequently adverting to events
notabilities.
of public interest.
historian, I think
for the
their consideration.
is
so
had to express
fact
of events.
supply.
With
this
foreword,
3.
Letters.
"
16
have
Cliarac-
classified,
tmshcs of documents,
drawn up.
Their
is the terms in which they
r
J are
.'
Formal
.
,
,
,
,
language is stereotyped, and the successive clauses are arranged
Official
.
Docu-
in such a
Their
is
built
up
in a
Such a
which
illustrate this.
many documents
OFFICIAL DOCUMENTS
17
illustrated
Liability
Official
causes
them
corporations. 2
3
forger particularly hard to detect.
moment
forging, their
of
the skilful
sometimes a matter
of great difficulty to decide upon the authenticity of an imporand of late a special science, technically
tant document
has grown up, of which the principal The
Diplomatics,
known as
It is
function
of
Now
book
land-grants embodied by Matthew Paris in his commonplace
Chronica Majora, vol. VI (Rolls Series), ed. Luard.
18
Employ-
dubious
documerits.
it
clause
is
by clause to a
of
view of the
Despite
its
is
English history
And
it
the historian to
Two
reserva-
The value
2r
and the
Charter.
As, for example, in the case of the history of England before the
Conquest. Without the help of the documents which Kemble
(with reason) marked as " suspected," our materials would be scanty
indeed.
Cf. Codex Diplomaticus, olxii., etc.
Norman
OFFICIAL DOCUMENTS
sometimes attached to the document
these
lists
lists
you
]9
of witnesses,
will
soon
and
realise.
document.
can be absolutely certain that A was present at the
time
and in the place mentioned in the document, and that he
lent
his hand to a transaction of the particular kind
in question.
Further, the other witnesses will often be persons of whom
we
have information of one kind or another from some independent
source, so that we are able to form some idea of the
kind of
persons with whom, on this occasion at any rate, our individual
was thrown into contact.! Moreover, these lists of witnesses
have other uses. Not only will they serve to establish beyond
We
dispute the fact that a man was living, was active in political
or was enjoying some particular office, at a given time
but they will also serve as a check upon the authenticity of
other documents of a similar character. For example, if in
life,
able character
confers
1
this
land,
revenues,
or
commercial
20
He
privileges.
The
Roll.
As may
Formal Official documents. For while they are not infrequently drawn up in the most rigid and inelastic form which
of
official
with high
interests,
would otherwise be
entirely
we can sometimes
obtain
life
there frequently leaks out information which the parties concerned would give much to conceal from prying eyes
and of
;
by
Professor Vinogradoff
Apart from evidence of this kind, we should know far less even than
of the lives of men of such eminence as Chaucer and Shakespeare.
It is greatly to be hoped that evidence of a conclusive kind will result
from the labours of certain American scholars, who are working through
thousands of legal documents of Shakespeare's time in the hope of
throwing fresh light upon the enigma of his life.
we do
OFFICIAL DOCUMENTS
21
aPthis the historian may take advantage. Lastly, we have The Writ,
the Writ, often a document of the briefest and most summary
character, conveying an order or an authorisation from the
Government to some individual. Generally speaking, these
Informal
ffi cta l
merits.
and
in
common beyond
may seem
their
official
at
first
origin
have
but closer
sight to
;
day point
of view,
22
of knowledge,
detail,
which
Conespondence.
First
of
Informal
Official
documents comes
by members of the governing class among themselves, or between members of the governing class and private individuals. 1 Of this correspondence
correspondence, whether carried on
much
of it
is,
still
it
is
a government, and
how
from a
single
ill-
Of.,
Calendar of
OFFICIAL DOCUMENTS
23
mediaeval Europe
(speculation,
persons.
is
of
of
of
this
other
officials
disingenuous
or of private individuals,
"
are frequently
reading
Thus
official
it
official
a
in last decades of the eighteenth centurywe carry away
of
machinery
the
of
idea
over-simplified,
misleading, because
administration and of the personalities by whom that machinery
was directed.
The second type of Informal Official documents consists of
authority. Reports.
Keports presented by local agents to the central
well defined
two
into
said,
have
as
we
fall,
reports
These
and are often the
classes, confidential and non-confidential,
the later Mughal
In
work of entirely distinct kinds of officials.
assigned to
i Eg the responsibility for some of the crimes formerly
shifted by the new materials brought
Cesare Borgia, hek been definitely
in his History of the Papacy.
to light and utilised by Dr. Pastor
24
(a) Confl-
as
is
The two
The former were high
and the
Reports
ep r
'
Court
officials,
who were
police agents,
ment
itself acted.
may
but, as
reports
of
The
Ayeen Akberi,
OFFICIAL DOCUMENTS
25
is of
and
first
it
goes, adequate.
But it is
fathom
apt to concentrate
all his
attention
upon a
single aspect of
student
will
No government
in
Ages.
is
Non'
denti ai
of value. Reports.
Calendar
1
Cf the importance in Tudor History of Horatio Brown's
in the Venetian Archives.
of State Papers preserved
.
(&)
26
details of court
life.
They
Hence
it
not to be accepted on
Announce
menta.
all
them
are
Cf. Storid
Its principal
OFFICIAL DOCUMENTS
27
object
is
which
is
familiar to
all
An
example
first
care
may
is
we
Broadly
are consider-
of it is that it contains
They
however, useful, as
showing what was the official view of recent happenings,
and as affording an index of the strength or weakness of the
times
deliberately
falsified.
are,
Stubbs.
seq.
LECTURE
II
Non-official Documents
NON-OFFICIAL DOCUMENTS
1.
Formal
Non-official
Documents.
General Characteristics.
(6)
The Will.
The Bond,
(c)
Accounts.
(a)
2.
The Chronicle.
The Memoir.
(i)
(ii)
(iii)
Travellers' Narratives,
Autobiographies,
Reminiscences.
LEOTUEE
In the course
II
mainly
differ, first
affairs
On
if
dividual concerning
Formal
Non-official
we happen
whom
there
documents,
the
importance of that
be contemporary,
It will
its significance.
On the
31
Will.
32
is
employed to
This
generally,
is
settle questions of
chronology
that
is
to say,
still
In
An
imaginary example
individual A, in
will
whom we
make
of
this clear.
Suppose that an
and in a
movement
particular place.
restricted
by the
is
testi-
knavery at another
we
is
shall
false.
left
by Shakespeare.
NON-OFFICIAL DOCUMENTS
33
The remarks made about the Will or Testament may also be Other
applied, with slight modification, to the deeds of bequest and of le al
which are generally shorter and less comprehensive. Of
bonds there is scarcely more to be said. They do indeed throw
gift,
light
time,
ments.
action at
is
existence, of
34
of the
Their
uses.
economy was
organised.
district to affluence
of the
by the labour-
some
of the topics
of a family or of
formation.
you
them
almost impossible to
write the history of the economic and social progress of any
country. Much material of this kind must exist in India
to-day in the archive rooms of the older families
and a most
for
will see
that without
it is
thus
lies
XV
NON-OFFICIAL DOCUMENTS
of India
is
done,
it
will
35
be impossible to
in-
centuries.
There
when accounts
ticularly
itemised,
of this
may
To some
now come
to the
much
larger,
and
infinitely
more
varied,
^?
ra
."
more obvious,
as distinguished
that
is
first
to deal
from
is
the The
romo
Ayeen Akberi,
ed.
III.
e*
3G
to handle chronicles,
bias of the author,
student
for his
his
learned how
for the
proved
who has
in a fair
way
his
to have
of historical
evidence.
Chronicled
5F.
d
.
The authors
of these
productions by the
reasons,
ancient and
first
first.
Instead
test
event
Let
happened and even this he will sometimes get wrong
us take a purely imaginary example to point the difference
between the chronicle and the history, and to give those who
have never had occasion to deal with chronicles some idea of
what such a piece of writing is like. The first entry on the
page of a chronicle may deal with the accession of a king.
!
we
NON-OFFICIAL DOCUMENTS
37
put in a paragraph
dealing with something quite irrelevant, perhaps a description
of a miracle worked by some local saint about the time
when
by the
modern
events,
historian,
series of
and
his reign
All
would be
the chronicle and the history there are two main differences,
one connected with method and the other with matter. First,
the chronicle confines itself to relating what happened, while
the history explains the causes of the happening and the eSects
of
it.
history
is
is selective.
From the foregoing, you will easily realise that the principal
disadvantage of the chronicle, when considered as a source
Every one
of historical evidence, is its lack of proportion.
who has read much modern historical writing will know how
extremely difficult most men find it to distinguish between
information which
is
essential, information
which
is
supple-
amount
many
is
irrelevant.
things which
38
examples which
me
my own
recent
reads
the
Humayun Nama
Begam devotes
of
a chronicle
want
its chief
value
that
which
may
be termed, for
For the importance
120
p.
Humayun Nama,
ed.
p.
seq.
>
Ibid., p. 140.
The Diary
of
323
4
Ibid., p. 39.
Ananda Ranga
Pillai,
Dubash
to Dupleix,
vol. Ill,
1
NON-OFFICIAL DOCUMENTS
39
beyond
all
hope
of recovery.
makes
it
The mere
fact
statements
may
rest
upon personal
Therefore,
it
can be taken for granted but each separate piece of information must be treated as something to be scrutinised by itself,
to be accepted or rejected on its own merits. This is one of
the most important cautions to be borne in mind when
chronicles are being employed as sources of historical evidence.
Among other things, it serves to explain the statement, which
at first sight seems paradoxical, that a stupid chronicler is
often more valuable than a clever one. Writers both clever
and stupid, being but human, have private likes and dislikes,
so that the possibility of personal bias can never be overlooked.
;
But
moment,
it
remains
40
would
We may
by the use
of a
while
interference,
chronicler
is like
the philosophical
or
partisan
light
of varied
through
The value
ot the
oler's
infor-
ma
ion.
it ?
reliability of
necessary to bear in
Generally, we
Now, when we
it
said as
NON-OFFICIAL DOCUMENTS
Not even the best chronicle is equally good in
About some events the writer may have been
well informed
41
all ita parts.
exceptionally
he
in them, or he
he
degree unreliable.
it.
gossip,
if
it
little
discredited
but
by the accuracy
An
the chronicle.
is
is
a source which
example which
supplied by Manucci's
may
Storia do Mogor.
Because Manucci
upon this
topic
is
strikingly misleading,
I,
who
pursues his
pp. 110-1C4.
the;
42
upon hearsay,
relying
or whether he
is
in possession of informaIf
the account
is full,
On the
other hand,
if
party. 1
" After their departure, the Amir said to Abdu-r Razzak
Ocular
What
testimony sa you, shall we drink a little wine ?
He replied
When can we
y
and bald t, e tter drink than on such a day as this, when my lord is happy, and
:
'
'
'
narrative.
my
j or(j> s
officers
said,
'
son
jj a3
The Amir
a dinner as this ?
Let us commence without ceremony, for we have come into the
;
'
the eighth,
carried
him
off.
dropped his head at the fifth cup, and he also was carried off. Khalil
Daud drank ten Siyabiruz nine ; and both were borne away to the
Hill of Dailaman.
Bu Na'im drank twelve, and ran off. DaudMaimandi
fell down drunk, and the singers and buffoons all rolled off tipsy, when
the Sultan and Khawaj' Abdu-r Razzak alone remained. When the
Khwaja had drunk eighteen cups, he made his obeisance and prepared
to go, saying to the Amir, If you give your slave any more, he will
lose his respect for your majesty, as well as his own wits.'
The Amir
laughed and gave him leave to go
when he got up and departed in a
;
'
Elliot
and Dowson.
p. 245.
NON-OFFICIAL DOCUMENTS
43
most respectful manner. After this, the Amir kept on drinking and
enjoying himself. He drank twenty-seven full goblets of half a man
each.
He then arose, called for a basin of water and his praying carpet,
washed his face, and read the midday prayers as well as the afternoon
ones, and so acquitted himself, that you would have said he had not
drunk a single cup."
is
made immediately
afterwards,
we should
achievement
Perhaps next in importance among the considerations which The imdetermine the value of a chronicle as a source of historical
evidence,
is
From
Bumayun Nama,
p. 94.
^^
44
to
or,
worse
still,
that a resounding
from Lactantius,
will
The
Accuracy
in chroni-
js
final
accuraCy,
instead of
first
may
require
applied to chronicles,
is
some explanation.
a relative term
Every
chronicler of
better
Accuracy, as
perhaps, indeed,
express
my
meaning.
NON-OFFICIAL DOCUMENTS
writer
45
who comes
You
chronicler,
narrative.
I now pass on to the second of the principal types of Memoirs.
Informal Non-official documents, namely, Memoirs. These
may be divided for convenience into three kinds, each of which
The
first
kind consists of
itineraries
value as evidence
lies in
it
Some
of the
46
them at every
turn,
and
Among
may
be mentioned those
which have been left by Sir Thomas Roe, William Hawkins,
Francois Bernier, and Nicolo Manucci. 1 But it is perhaps
almost superfluous to say that travellers' narratives, like
every other kind of material with which the historian has to
the most important of these accounts
proper employment.
sees, so
is
liable to
information, he
is
it is
substantially accurate,
much upon
gossip,
Similarly,
many
of the
accounts
and
much
8
NON-OFFICIAL DOCUMENTS
47
by-word
therefore
itineraries
assist
him
and log-books
valuable
that,
It is
as
these
is
to
with facts. They will give him a clearer idea of what the
country looked like at a particular time
of what its rulers
were like to see and to speak with
of what its inhabitants
were like in their ordinary life. So long as we remember that
:
the traveller
is
we shall not go
The second class
facts,
far
of
was to be concerned
in them. 1
otherwise
designed.
or the
AutobioS^P1" 68
48
many years
Reminiscenoea.
Memoir
who were
brought
received
who were
by them
as equals.
Bismarck, there
is
actually throws
new
a prominent personage.
Generally speaking, however,
memoirs of this type are valuable principally for their illustrations of the manners and customs of contemporary society,
of
d
cnoe.
NON-OFFICIAL DOCUMENTS
49
much
particular
official.
It therefore happens that among the
private papers of prominent historical personages, there will
generally be found many documents dealing with public affairs
A mass of private letters will frequently throw a vivid light upon the character of existence in a
particular locality
letters
rarely
contain
true proportion. 1
by modern
tion,
From
many
morality,
gathered
classes of society, of a
spondence suffers from two principal defects. First, the informais almost necessarily imperfect
Among
may
be
50
is
this
By
whom he
and more
is
is
made
of other persons
This
is
examine
and although the system of classiwhich I have adopted cannot claim to be exhaustive,
I think it will be found that all the more important species of
historical material fall into place under one or other of these
summary headings. It is to be hoped that my audience now
possesses a clearer idea of some of the lines along which the
modern historian must work, and a more definite impression
that the writing of history, like most other technical employments, is not quite the simple affair which at first sight it
set ourselves to
fication
appears to be.
LECTURE
III
The Historian
(a)
himself.
of
(b) Difficulty of
(c)
Theory and
Fact.
2.
The Marshalling
of his Evidence.
(a) Difficulty of
(6)
3.
Difficulty of weighing
The presentation
of his Conclusions.
(a)
Discrimination of EssentialandNon-essentialElements.
(6)
Style.
LECTUEE
III
is in search, whatever
be the species of material upon which he is working, his
He must walk
critical faculties must ever be on the alert.
delicately, he must employ the utmost caution, he must
Step by step the firm
refrain from jumping to conclusions.
road which he is building for the benefit of others must be
tested and retested, until there remains no room for doubt that
may
can escape
The
53
54
than many
The
'
11
difficuL
ties.
is no escape.
The whole value of his work therefore depends
upon the elimination of error during the process by which he
arrives at his results
for when that result has once been
;
his path,
The
pitfalls
is
called
upon
to
The
historian
we may perhaps
which now exists no
definite,
longer.
lie
55
He was
is
it is
the Second
Book
of the Chronicle
of the author.
had been
His English
and he
spent,
was living at the court of a noble who sided with the French.
The Second and Third Books, accordingly, were French in
sympathy, and Froissart, with a fine sense of consistency,
revised the First Book in order to bring it into harmony with
the other two. Incidents which had once redounded to the
were now depicted from the opposite
English defeats were converted into French
victories, and Gallic knighthood was extolled as the flower
Finally, towards the very end of his
of Christian chivalry.
life, Froissart revisited England, and being so fortunate as to
credit of the English
point of view
discover,
among many
;;
:
56
him
was the first version of all, for an attempt is made to give the
French point of view from time to time. But the change
from the second, the French version, is extremely marked
the English are once more heroes of the narrative. It would
be interesting to know whether Froissart would have made
any more alterations if suitable occasion had offered but
as he died quite soon after completing his third version, he
had no opportunity of carrying matters further. Perhaps
the most remarkable feature of the whole incident is this
no one thought any the worse of Froissart, either as a man or
as an historian, for thus trimming his sails to suit the wind.
Think for a moment what would be said of a Sorel, a Delbriick,
;
The
function
in modem
hintorical
writing.
by the
"
more than a
far
'
57
it would mean an
most important thing in his work, the
theory which gives unity and coherence to the whole, which
represents
the
historian's
individual
contribution
to
the
interpretation of history.
I have spent so much space in thus contrasting the ancient
and modern types of historical writing because I wish to
emphasise the important and characteristic part played by
theory in the work of the modern historian. It is not sufficient,
let
me
that
Therefore at every
moment
the
must remember
that,
58
by themselves so meaningless,
into an intelligible
and ordered
the historian,
between the
facts, as
their
differ.
It is a
average
man
of the
prejudices,
is
well
known
that
for,
all
And
it is
pernicious.
As an
is
illustration of this, it
is
only
and Muhammedan
the Tarikh-i-Alfi
59
'
'
'
'
is
But unfortunately,
the preservation of the properly judicial attitude requires far
partisan attitude in debatable matters.
more than the preliminary determination to approach hotlydiscussed problems with an open mind. Even when the
historian has convinced himself of the success of his deliberate
truth.
one
of
two contending
is
really justified
by the
facts, or,
which
is
much more
is
likely to
60
Two
further
At
first sight,
found
it is
is
rarely to be
easier than
among
his
many
juris-
The
truth
of course, that
61
insidious.
in the light of
notice.
he
If
is
new
to his
old theory
facts,
by
that he
fails
question.
He
is
now
so pos-
The
of
two
alternative forms.
First,
may
when the
made
and
for
chapters
See particularly Book V, chapters 1-3 and 6-9: Book VI,
2.
62
themselves. 1
An example
good
faith.
less
by
is
its significance
cannot
an open mind
is
the
only real safeguard, joined to a strong sense of the responsibility which attends those who seek after historic truth.
It
is a painful thing to revise a carefully constructed theory in
the light of a single, apparently insignificant fact
to destroy
the labour of weeks, or, it may be, of months, on account of
:
1
That the whole investigation is carried on with fine assumption
of impartiality only increases, as Sir John Strachey has remarked, the
seriousness of Mill's offence against historic truth.
G3
temptation
historian, like
any one
else
who
previously
marked
out,
ignoring
From
this it
or
explaining
away the
will
The,
Mar-
s a UinV
fi
64
evidence
it is
an
is
utilising
of the evidence
The
evaluevidence,
when
it
somewhat as follows.
Having got his evidence
The
process
is
Now
upon the
a
conflict of evidence
65
date supplied by an
is
to be tested separately.
Each
In the case
it is
an
of
official
genuine, whether
it is
document,
an original
in.
In the
a similar series of
the very words of the writer, or have
Have we
is
information, was
it
good or bad
concealing facts of one particular type, or for wilfully misrepresenting those of another
was
writing,
By
putting to himself
simpler to
make up
one's
mind
first of all
to rely entirely
upon
66
simple faith to rely upon one source only, his work loses all
its value, and the consequence is that the process of evidenceweighing, upon which the discovery of the truth depends, is
postponed until the appearance of somebody more capable or
more energetic. In other words, the historian who is not prepared to go through these tiresome and confusing investigations whenever necessity demands had better lay down his
pen a fact which is hardly realised in some quarters, even at
The
presen-
tahon of
my
three divi-
when he comes
conchi-
sions.
many
of
all,
first difficulty is
what
is
is essential,
difficult
Inese
and in them
Perhaps the
and
rejecting
mi
process
is
Upon
carried
many
They
fail
but he
As a
is
unable to imagine
result, his
text
is
conclusions are, or
how he
arrives at them.
by the
judicious
difficulty,
employment
is
67
much
The
precisely that
excluded.
And in this
war,
German savants
as well as
German
is
the most
of
companiment to a sympathetic
investigation of
a modest one.
but there
is little
is
the past.
They may
Style,
68
if it is
some
And
if
of the precautions
strictly
historical,
the con-
would be very
far
this matter, as in
it
to-day.
But in
The real
difficulty
into practice.
to be,
is
theorise.
theory, at
all
events,
is
irreproachable
LECTURE IV
Personality in History
PERSONALITY IN HISTORY
1
2.
Conflicting Theories.
3.
Method
of Procedure.
(a) Classical
4.
Times.
(b)
(c)
Dawn
of
New
Conditions.
Results.
(a)
Two
(b)
Inferences.
LECTUBE
IV
In the first place, he can never prove to demonstration that the evidence upon which he relies contains all
the premises necessary for the deduction of a correct conclusion
and in the second place, the very phenomena which
reasons.
to
is
The
to particular
truth of which has been demonstrated in relation
no universal
having
circumstance,
conditions of time, place, and
71
72
of time, place,
have thought
it desirable,
Now
by the
title.
of which I propose
be called the problem of
the personal equation in history. Please do not think that in
the brief space at my disposal I shall attempt to resolve an
abstruse question of metaphysic or to improvise a philosophy
of history.
My aim is far more modest. I shall merely put
attention to-day,
may
before you in a
a few
manner which,
upon a
critical reflections
I fear,
is
somewhat desultory,
must always be of
topic which
and
ality
What
and the
is
PERSONALITY IN HISTORY
73
Biography
a factor of the
in the twinkling of
upon the
2
3
74
from the
is rice.
It-is
is
it
follows of necessity, " as the night the day," that caste prevails,
that rents are high, that custom and law are stereotyped.
example
The
is
by an imaginary
of Europe,
Germany
or in Spain.
theory as
it is
but
There is
Carlyle
it.
has, I believe,
first
two
considerations to
commend
periods of time, the individual does seem to sink into the mass
of mankind, so that -when we seek to determine the causes of
great national movements, the " non-personal " factors of
Now,
as
you
that
it is
India,
its
p. 324.
PERSONALITY IN HISTORY
75
ce
obtained during the times of classical antiquity. The characteristic feature of Mediterranean civilisation during that
period was the city-state, with
concentrated
life.
its
small,
intense,
highly
and
so
many
good opinion.
One
we
'
Classical
times
'
76
writing
of
antiquity,
differences
upon the destiny of a state by the forces of heredity and environment, than because their political system was calculated to
place a premium upon individuality, and to suspend the
weightiest national issues upon the frail thread of personal
The
Middle
AgeB.
Roman
new
turn.
The individual
effective
vanishes
from
sight,
of
the
relations
of
corporation
with
corporation.
is
all
The
individual
much
else in
PERSONALITY IN HISTORY
77
demands
of existing conditions.
Influenced principally by
imitation of the writers of classical antiquity, the historians
But with
historical writing
of the
to an end
by Dawn
and the
-ii
classical learning,
i
religious reformation.
the renaissance,
Gradually was the individual
limitless in extent
revenge
for
centuries
of
annihilation
in
riot,
finding their
the
exaggerated
and constitutional
liberty,
of
^7 Con
ditions.
"
78
long process
of
national
development,
is
probably to be
handling of the
of
ment
when vast
Now it is probable,
I think, that
PERSONALITY IN HISTORY
79
its
Historians writing at a time which favoured the free development of individuality are inclined to consider the personal
factor as predominant. On the other hand, if conditions are
such that the individual experiences difficulty in asserting himself
there
is
is
From these
results
problems
by
of
particular circumstances.
80
a
tion
tc>
Indian
History.
by way of general
caution, be it observed
assume that principles of politics
or of government which are true with reference to Western
Europe will have any validity when applied to Oriental conBecause the history of England, France, and Germany
ditions.
* na *
we must be
careful not to
India.
West
Indian history.
particular
in
caution
is
This
handful of
men who
But
before
PERSONALITY IN HISTORY
long
it is
81
The second
is
the typically
any
visible effect.
So great
is
classes inter-
political changes,
without
we know, it
energy and wrong-
largely consisting as
it
does of
official
correspondence, memoirs,
we
ourselves,
by lengthy examination
of materials presenting
the AyeenAJcberi,
the remarks of Abu'l Fazl in his Introduction to
82
most
or which
is
that
much more
elusive thing,
sciously so far as he
is
all
uncon-
NOMINAL INDEX
[Square brackets enclose the Author's name.]
Bu'l Ala, 42
Bu'l Hasan, 42
Bu Nairn, 42
Abbot, E. (author), 43
Abdu-r-Kazzak, 42
Aboard, Pierre, 76
Abu'1-Fazl Al-Baihaki (author), 42,
43,48
C.
25
Cambridge, 4
Carlyle (author), 72, 73, 74, 78
Charles I., King of England, 21
Chaucer
Architecture, 11
Aristotle (author), 68, 75
B.
D.
Museum,
Brown, Horatio
11, 17
(author),
(author), 20, 33
25
4, 72, 73,
Dowson, John
74,79
83
(author),
42
G 2
NOMINAL INDEX
84
E.
Earle,
John
(author), 16
48
Be-
gam], 38, 43
F.
Faulad
Birlas, Mirza, 59
Perroro (author), 56
Firishta, Muhammad bin
(author),
I.
Kasim
40
35
G.
Gardiner, S. R. (author), 21
Gedanhen
u. Erinnerungen [Bismarck], 47
H.
Geoffrey de Mandeville [J.
Round], 19
German savants, 67
German soldiers, 67
Glencoe, Massacre of, 22
Goldsmith, Oliver (author), 2
Gooch, G. P. (author), 1
" Great Mogul," 46
Greeks, 59
Gulbadan Begam, 38, 43
H.
IC.
21
18
Khalifs, 59
Khalil Daud, 42
Khorassan, 73
Khufia nawis, 24
Hastings, Warren, 3, 01
Hawkins, W. (traveller), 46
Heine (author), 68
Henry I., King of England, 27
Herodotus (author), 46
Heroes and Hero Worship [Carlyle],
73
L.
La Bourdonnais, 38
Laotantius (author), 44
Lahore, 59
Lane Poole, S. (author), 11
London, 10, 33
Luard
(editor), 17
NOMINAL INDEX
M.
Q.
Mahmud
Batshikan, Sultan
Ghazni, 3, 58
Maine, Sir H. S. (author), 60
Mafauz Khan, 38
Manucci (author), 41, 46
Maroo Polo (traveller), 45
MoCrindle (author), 10
Memoirs of Babur [Babur], 73
85
Memphis, 46
Mill, James (author), 61, 62
Minoan Civilisation, 12
Montesquieu, 78
Mughal Emperors, 26, 35, 41
Muhammad bin Tughlak, Sultan
of Delhi, 81
Mulla Ahmad, 58, 59
P.
(author), 68,
78
Recollections of
Bismarck [Busch],
48
Report of Royal Commission on
Historical MSS. in private hands,
26
Report of Royal Commission on
Public Records, 26
Retz, Cardinal de, 47
Roe, Sir Thomas (traveller), 46
Rohilla War, 61
Roman Empire, 76
Rome, 3
Round, J. H. (author), 19
N.
8.
Napoleon
Norman
I., 10
Conquest, 18
Numismatics, 10
Sa'adi (author), 81
Alban in Legend and History
[Rushbrook Williams], 38
St. Alban's Abbey, 17
St. Bartholomew's day, 22
St.
0.
Thomas of Canterbury, 45
Sarkar, Prof. Jadunath, 26
" Scientific Age," 2
Seeley, Sir John (author), 4
Select Charters [Stubbs], 17, 27
Shakespeare, William (author), 20,
St.
Oaten, E. F. (author), 46
Oriental Translation Fund, 38
Oudh Begams,
61
P.
32,33
Sharafu-d-din 'AH Yazdi (author),
Paris,
Matthew
(author), 17
24
Paston Family, 49
Patna, 21
Patria potestas, 60
38
Sikandar Lodi, Sultan of Delhi,
43
Siya biruz, 42
Smith, Mr. Vincent (author), 10
Spencer, Herbert (author), 4
Stevenson, R. L. (author), 55, 62
Ludwig (author), 23
Pepys, Samuel (author), 48
Petis de la Croix (author), 24
Polybius (author), 76
Pondioherry, 38
Powis, Earl of, 21
Prasmunientes clause, Its
Publio Record Office, 49
Pastor,
Punjab Museum,
11
Storia do
Mogor [Manucci],
26, 35,
41,46
Strachey, Sir J. (author), 62, 74
Stubbs, Bishop (author), 17, 27
NOMINAL INDEX
86
W.
T.
Tarikh-i-Alfi [Mulla
Tawnay, R. H.
Ahmad], 58
{author),
Tell, William, 3
Thucydides (author),
34
76
11, 24, 73
Trojans, 59
Tudor History, 25
Waqi'a Nawis, 24
White, J. (autlior), 24, 73
Whitehead, Mr. R. B. (author), II
William II. of England, 27
William the Chamberlain [Rushbrook Williams], 19
Tuzuhat-i-Timwi, 24, 73
Year Books, 20
Vatican Library, 23, 56
Venetian Agents, 24
Venetian Archives, 24
Vinogradoff, Prof. Paul (author), 20
Z.
Zafar
Nama
[Sharafu-d-Din 'Ali
Yazdi], 24
THE END