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Referee: Dr. Mohammad Pessarakli, Department of Plant Sciences, The University of Arizona, Forbes Bldg.,
Room 303, Tucson, AZ, 85721
* Note: An earlier version of this manuscript was published as a book chapter in Handbook of Plant and Crop
Physiology, 2nd edition, 2002, pp. 363384, M. Pessarakli, ed., Marcel Dekker, Inc., New York.
** Author to whom correspondence should be addressed: G.V. Subbarao, Crop Production and Environment
Division, Japan International Research Center for Agricultural Sciences, Ibaraki, 305-8686, Japan.
ABSTRACT: Plant scientists usually classify plant mineral nutrients based on the concept of
essentiality defined by Arnon and Stout as those elements necessary to complete the life cycle
of a plant. Certain other elements such as Na have a ubiquitous presence in soils and waters
and are widely taken up and utilized by plants, but are not considered as plant nutrients because
they do not meet the strict definition of essentiality. Sodium has a very specific function in
the concentration of carbon dioxide in a limited number of C4 plants and thus is essential to these
plants, but this in itself is insufficient to generalize that Na is essential for higher plants. The unique
set of roles that Na can play in plant metabolism suggests that the basic concept of what comprises
a plant nutrient should be reexamined. We contend that the class of plant mineral nutrients should
be comprised not only of those elements necessary for completing the life cycle, but also those
elements which promote maximal biomass yield and/or which reduce the requirement (critical
level) of an essential element. We suggest that nutrients functioning in this latter manner should
be termed functional nutrients. Thus plant mineral nutrients would be comprised of two major
groups, essential nutrients and functional nutrients. We present an array of evidence and
arguments to support the classification of Na as a functional nutrient, including its requirement
for maximal biomass growth for many plants and its demonstrated ability to replace K in a number
of ways, such as being an osmoticium for cell enlargement and as an accompanying cation for
long-distance transport. Although in this paper we have only attempted to make the case for Na
being a functional nutrient, other elements such as Si and Se may also confirm to the proposed
category of functional nutrients.
KEYWORDS: Advanced life support, Bio-physical, Chloroplast function, Critical potassium,
Enzyme activation, Essentiality, Essential nutrient, Functional nutrient, Genetic variation, Glycophytes, Halophytes, Inorganic osmoticum, Long-distance transport, Mechanisms, Natrophobes,
Natrophiles, Nutrition, Osmtoic potential, Osmotic adjustment, Partitioning, Photosynthesis,
Potassium, Salinity, Selectivity, Sodium, Stomatal function, Translocation
TABLE OF CONTENTS
I.
Introduction ......................................................................................................................392
II.
391
III.
IV.
V.
VI.
VII.
VIII.
IX.
I. INTRODUCTION
Sodium nutrition of plants remains a fascinating and elusive topic, despite several decades of
intensive research efforts, particularly during the
1960s and 1970s. Using Arnon and Stouts (Arnon
and Stout, 1939) definition of essential nutrient
modified by Epstein (Epstein, 1965) as the standard
to evaluate essentiality, Na has still not been shown
to be essential for most higher plants (certain types
of C4 plants are an exception). This is despite the
fact that in many plants internal Na tissue levels can
become extremely high, often exceeding K and N
in tissue concentrations (Subbarao et al., 1999a,b,
2000a,b). Sodium and K are chemically and structurally similar monovalent cations. The hydrated Na
ion has a radius of 0.358 nm, while K ion has a radius
of 0.331 nm; thus, it does not appear that size would
be the basis for any major discrimination in uptake
between Na and K through ion channels (Marschner,
1995). Sodium concentrations in the earths crust are
similar to that of K (2.8% vs. 2.6%) (Goldschmidt,
1954; Flowers and Lauchli, 1983). Correspondingly
Na levels are very high in many irrigation waters,
especially in arid lands, often higher than that of
K and in some cases approach 10 times that of K
392
TABLE 1
Chemical Characteristics and Comparison of Sodium and Potassium Concentrations in Soils, Natural Waters, and Plants (Flowers and Lauchli, 1983)
Atomic number
Atomic weight
Concentration in lithosphere (ppm)
Mineral Soils: (% as the oxides)
Tropical
Temperate
Soil solution (mM)
Soil solution in field soils (mM)
Sea water (mM)
Rivers of N. America (mM)
Rivers of Australasia (mM)
Plant Foliage
-Glycophytes1
-Halophytes2
1
2
Sodium
Potassium
11
23.0
28.3
19
39.5
25.9
0.010.5
0.011.0
0.4150
480
0.4
0.13
0.12
0.14
0.210
0.081.6
10
0.04
0.04
0.22.0
25154
1550
1033
amounts of Na. This same high degree of discrimination in favor of K at the soil/root interface is also
often found in the stem transport of cations from the
roots to the shoots (Subbarao and Johansen, 2002).
Thus seeds, fruits and storage tissues of most plants
are relatively low in Na (Subbarao et al., 1999b,
2000a; Subbarao and Johansen, 2002). This apparently is a trait evolved in plants to conserve K, very
often the limiting environmental resource for plant
growth. However, by limiting the transfer of Na from
the soil to plants, it also limits the transfer of Na up
the food chain to animals.
Sodium is an essential element for animals (including humans) and must be present in relatively
large amounts in the diet. Sodium is the principal
electrolyte in animal systems and plays an important
role in maintaining the ionic balance of body tissues
and fluids; its osmotic characteristics are utilized
in the blood stream for regulating osmotic pressure
within the cells and body fluids, where it protects
against excessive loss of water (Harrison, 1991). In
contrast, the principal electrolyte for plants is K,
and even in ecosystems where there is a predominance of Na, plants still exhibit a strong preference
for K (Walker et al., 1996b). Because of the contrast
between plants and animals in their electrolyte requirements, there is insufficient Na available in the
edible portions of most plants for large herbivores.
Therefore the dietary requirements of herbivores for
Na must be met from external supplements, such as
salt licks.
393
r its effect on the organism must be direct, not indirectly on the environment.
This set of criteria was expanded by Epstein (1965)
to include
B. Regulation, Translocation
and Partitioning
Plant species vary widely in their ability to
absorb Na and translocate it to the shoot (Shone
et al., 1969). Generally, species that absorb Na and
translocate it freely to the shoot are termed natrophiles (Smith et al., 1980). Most plant species
are not able to readily absorb Na, but readily absorb
K and are termed natrophobes (Shone et al., 1969;
Whitehead and Jones, 1972; Smith et al., 1980).
What Na natrophobes do take up is usually retained
in the root with relatively little translocation to the
shoot (Shone et al., 1969). In Natrophobes Na is
only translocated to the tops, when they are subjected to very high concentrations (100 mM) in the
root zone. When this happens, it generally results in
396
V. SODIUM FUNCTION
IN METABOLISM
A. C4 Metabolism
In the Calvin cycle of C4 plants, CO2 is concentrated in the bundle sheath cells. An extensive flow of
metabolites between mesophyll and bundle sheath
cells is required to operate this CO2 concentration
mechanism (Marschner, 1995). Sodium appears to
play a critical role in the regeneration of phosphoenolpyruvate (PEP) in mesophyll chloroplasts of
Amaranthus tricolor (Murata et al., 1992). Also, for
many C4 plants, Na has been reported to take part
in chlorophyll synthesis (Ando and Oguchi, 1990).
Sodium deficiency has been reported to impair this
conversion of pyruvate to PEP, which takes place
in the mesophyll chloroplasts (Marschner, 1995). In
certain C4 species, e.g., A. tricolor, the C3 metabolites alanine and pyruvate accumulate, whereas C4
metabolites PEP, malate, and aspartate decrease under Na deficiency (Johnston et al., 1988). Sodium
deficiency led to a reduction in PSII activity and
ultrastructure changes in mesophyll chloroplasts,
but not in bundle sheath chloroplasts of A. tricolor
and Kochia childsii (Johnston et al., 1989; Grof
et al., 1989). Re-supplying Na restored PSII activity (Ohnishi et al., 1990). Photosynthesis in Panicum coloratum was stimulated by Na (Murata and
Sekiya, 1992). In C4 species, nitrate assimilation
397
1. Internal Osmoticum
The large central vacuole of the plant cell
(which occupies nearly 90% of the cells volume)
provides a large buffer volume, primarily of inorganic ions for satisfying the osmotic requirements
of terrestrial plants without maintaining a large volume of cytosol filled with energy-expensive organic
solutes (Wagner, 1982). The peripheral cytosol layer
TABLE 2
Leaf Sap K Levels, Osmotic Potential (s) and Contribution of K to the Leaf
Sap s for Red Beet, Spinach, and Lettuce Grown Under 5.0 mM K Using
Nutrient Film Technique (Subbarao et al., Unpublished Data)
Plant species
Contribution of K to the
Leaf sap K (mM) Leaf sap s (bars) lamina sap (%)
Red beet
435
(Beta vulgaris)
Spinach
242
(Spinacea oleracea)
Lettuce
244
(Lactuca sativa)
398
9.70
96
9.14
57
9.78
53
TABLE 3
Effect of Replacing K with Na in Hydroponic Solution on Leaf Na Levels of
Red Beet (Source: Subbarao and Wheeler, Unpublished Data)
% Na substituted for K
in nutrient solution (from
a total of 5 mM)
K in sap (mM)
Na + K in sap (mM)
% Na in total
Na + K in sap
0
75
95
98
414
83
25
13
415
222
237
294
0.2
63
89
96
399
2. Stomatal Function
In many plant species, K+ can be the dominant
cation responsible for turgor changes in guard cells
during ion induced stomatal movement (Marschner,
1995). An increase in the K concentration of guard
cells increases s and results in the uptake of water
from the adjacent cells. The corresponding increase
in turgor of the guard cells results in stomatal opening. Closure of stomata is correlated with K efflux
and a corresponding decrease in the s of the guard
cells. Selectivity of the plants ion transport systems
for K over Na provides a fundamental limitation on
the degree to which Na may be available to substitute for K in this stomatal function (Flowers and
Lauchli, 1983). Thus, although Na can often substitute for K in vacuolar osmotic adjustment, a parallel substitution of Na in the osmotic adjustment of
stomatal cells has yet to be clearly shown even in
halophytes (Humble and Hsiao, 1969; Hsiao, 1976;
Perera et al., 1997; Very et al., 1998). However, for
Commelina communis, Na was able to replace K and
was even more effective than K in stomatal function
(Raghavendra et al., 1976). Thus, Na may have a
functional role in the stomatal physiology of some
plants, even if it does not have an obligate metabolic
function (Evans and Sorger, 1966).
Based on the differences between plant species
with respect to membrane permeability for K and
Na, one might suppose that in plant species with high
permeability to Na (e.g. Beta vulgaris), K is at least
partially replaceable with Na in stomatal function
(Marschner, 1971). Thus, Na may function as the
osmoticum during stomatal opening even as it functions in the vacuole (Fujino, 1967; Fischer, 1968;
Humble and Hsiao, 1970; Thomas, 1970, Terry and
Ulrich, 1973a,b). This would be consistent with our
results on red beet, which showed that stomatal conductance is nearly normal even when nearly 95% of
the plants K was replaced by Na, and Na levels in
the leaf sap approached 200 mM (Subbarao et al.,
unpublished).
3. Photosynthesis
Potassium is the dominant counter-ion for the
light-induced H+ influx across the thylakoid membranes (Tester and Blatt, 1989) and for the estab-
400
lishment of the trans-membrane pH gradient necessary for the synthesis of ATP similar to ATP synthesis in mitochondria (Dilley and Vernon, 1965;
Rumberg et al., 1968; Wu et al., 1991). Also, the
formation of chloroplast structure, and the translocation of assimilates (sucrose) and storage in the
sink tissue seems to depend on adequate K concentrations in the tissue (Flowers and Lauchli,
1983).
In sugar beet, chloroplasts often contain high
concentrations of Na (Marschner, 1971), and Na is
incorporated into the chloroplasts to a similar extent as K (Mix and Marschner, 1974). Since Na in
sugar beet is concentrated in the chloroplasts, it is
hypothesized that Na may be involved in photosynthesis (Moscolov and Aleksandrovskaya, 1962). In
chloroplasts of Limonium vulgare, the Na content is
even higher than K. Considering the beneficial effect
of Na in Beta vulgaris, it is possible that Na participates in photophosphorylation (Marschner, 1971).
A prerequisite for this type of function is high membrane permeability for Na. The high mobility of Na
in crops such as sugar beet suggests that this prerequisite may be fulfilled. However, Na is unable to
replace K in chlorophyll synthesis in spinach, lettuce and sugar beet (Knypl and Chylinska, 1972;
Marschner and Possingham, 1975). For sugar beet,
Na was able to replace K for chloroplast multiplication (Marschner, 1971). Nevertheless, photosynthetic rates of sugar beet declined substantially during K deficiency, even when Na was present (Terry
and Ulrich, 1973a,b). In contrast, leaf photosynthetic rates were nearly normal despite very high levels of Na and low levels of K in the leaf lamina of red
beet (up to 100 g kg1 dwt) (Subbarao et al., 1999a).
Chlorophyll fluorescence and leaf Na levels are presented for red beet, spinach and lettuce (Table 4). For
red beet, leaf chlorophyll levels and chlorophyll fluorescence (Fv /Fm ) are not affected at tissue Na concentrations of 76 g kg1 dwt (Table 4). In contrast,
in lettuce chlorophyll fluorescence is decreased significantly when leaf Na levels reach 39.8 g kg1 dwt
(Table 4).
4. Counter-Ion in Long-Distance
Transport
Potassium is often the dominant counter-ion
in long-distance transport, as well as being the
dominant counter-ion in vacuoles with high NO
3
(Marschner, 1995). As a consequence of NO3
metabolism in leaves, the remaining counter-ion
K requires the stoichiometric synthesis of organic
TABLE 4
Leaf Na Levels and Chlorophyll Fluorescence in Red Beet, Spinach and Lettuce.
Red Beets were Grown for 42 Days, and Spinach and Lettuce were Grown for
30 Days Using Nutrient-Film Technique where K and Na Levels at 0.25 and 4.75
mM Respectively. (Source: Subbarao and Wheeler, Unpublished)
Plant species
Red beet
(Beta vulgaris)
Spinach
(Spinacea oleracea)
Lettuce
(Lactuca sativa)
Leaf Na concentration
(g kg1 dwt)
Chlorophyll fluorescence
(Fv /Fm ) ratio
76.0
0.74
28.9
0.75
39.8
0.69
Note: Fv /Fm ratio under control conditions (i.e. plants grown at 5.0 mM K and no Na) are: 0.76 for red
beet, 0.81 for spinach, 0.79 for lettuce.
5. Enzyme Activation
Potassium has a number of direct metabolic
roles within the cytoplasm (Clarkson and Hanson,
1980; Marschner, 1995). Many of the enzymes activated by K are frequently maximized at 100 mM,
which is about the same concentration range of K
that is normally found in cytoplasm (Evans and
Sorger, 1966). Potassium ions have an important
role in protein and starch synthesis (Wyn Jones et al.,
1979), as well as in respiratory and photosynthetic
metabolism (Lauchli and Pfluger, 1979). Sodium is
also functional, but generally less effective in activating these enzymes (Wyn Jones et al., 1979). Regardless of the large fluctuations of K levels in the
vacuole compartment, it seems that plant cells are
able to maintain cytoplasmic K levels in the range
of 100 to 200 mM (Hsiao and Lauchli, 1986). Cytoplasmic K levels are thought to change only under
severe K deficiency after the vacuolar K pools have
been exhausted. Thus the cytoplasm K concentration is well buffered against change by the large
vacuolar pool of K. Because of the high degree of
K homeostasis found in the cytoplasm, it is likely
that many metabolic processes and enzymatic reactions found there might have a specific requirement
for K.
Protein synthesis (Hall and Flowers, 1973; Wyn
Jones, et al., 1979) and oxidative phosphorylation
(Flowers, 1974) are both equally inhibited by high
Na in vitro, regardless of whether the organelles are
isolated from glycophytes or halophytes (Greenway
and Osmond, 1972). Starch synthetase has a requirement of about 50 mM K for normal activity (Nitsos
401
402
403
TABLE 5
Effect of Sodium Applied as a Nutrient on Several Crops (Source: Harmer and
Benne, 1945; a Devi and Padmaja, 1996; b Sharma and Singh, 1990)
Degree of benefit in deficiency of K
None to slight
group I
Slight to medium
group II
Slight to medium
group III
Large
group IV
Buckwheat
Corn
Lettuce
Onion
Parsley
Parsnip
Peppermint
Potato
Rye
Soybean
Spinach
Squash
Strawberry
Sunflowers
White bean
Asparagus
Barley
Broccoli
Brussels sprouts
Caraway
Carrot
Cauliflowerb
Chicory
Cotton
Flax
Millet
Oat
Pea
Rutabaga
Tomato
Vetch
Wheat
Cabbage
Celeriac
Cassavaa
Horseradish
Kale
Kohlrabi
Mustard
Radish
Rape
Celery
Mangel
Sugarbeet
Swiss chard
Red beet
Turnip
A. Sodium Replacement
of Potassium
In general, crop plants can be classified into
four Na response groups (Table 5) (Richards, 1954).
Plants that discriminate less against Na during uptake are likely to have a greater ability to utilize
Na to fill their monovalent cation requirements.
Group-1 plants that do not respond favorably
to Na even under K deficiency have little potential for utilizing Na (Table 5). For group-2
plants, there is a slight potential (about 10%) for
replacing some K with Na in certain functions, and
404
TABLE 6
Concentrations of K in the Edible Portions of Some Crops and Estimates of Na
Replacement (Source: Subbarao et al., 2000a)
Crop
K (%) in edible
plant part
Red beet
Chard
Celery
Lettuce
Spinach
Radish
Tomato
Potato
Sweet potato
Wheat
Soybean
Rice
Peanut
10
10
10
10
9
9
5
2.5
2.5
0.5
1.7
0.2
0.7
90
90
75
25
50
25
25
40
40
1
1
1
1
% of K replaced
with Na (estimate)
Estimations based on our experience with some of the above crops and other published sources.
405
406
FIGURE 5. Sodium levels of tomato fruits derived from the crosses between L. esculentum X L .
cheesmani (Source: M. Shannon, unpublished data from USDA Salinity Laboratory, Riverside).
et al., 1993; Chiy and Philips, 1999; Boberfeld et al.,
1999). Sodium fertilization has improved the fodder quality in ryegrass as expressed through improved digestibility and water-soluble carbohydrate
concentration (Chiy and Phillips, 1998; Chiy et al.,
1998). The Na requirements for lactating dairy cows
is approximately 2 g kg1 dwt in forage (Smith
and Middleton, 1978), which is higher than the average Na content of natrophobic pasture species
(Smith et al., 1980). In contrast, the K content (20
to 25 g kg1 dwt) in natrophobic species is usually
adequate or in excess of animal needs. A higher than
average Na content can increase the acceptability of
forage to animals and can enhance their daily nutrient intake (Ziegler, 1975).
supply for sustained plant production. For example, non-edible plant biomass could be processed in
bioreactors with the effluent nutrients recycled to the
food production systems (Mackowiak et al., 1997;
Garland et al., 1993; Mackowiak et al., 1996a,b).
Human wastes (both solid and liquid) could also be
processed as a source of nutrient and water inputs. If
the nutrient requirements of both plants and humans
were in the same proportion, then nutrient cycling
from one component to another would not be a problem. However, some elements such as Na are needed
in relatively high levels for human metabolism, but
are only absorbed and utilized by plants in limited
amounts. This discrepancy in Na utilization between
humans and plants could pose a threat to the systems long-term equilibrium because of incomplete
cycling or the addition of external (imported) Na to
meet the metabolic requirements of humans (Fig. 6).
In a functional bio-regenerative system, human
urine would be one of the waste products recycled
back to the plant production system as a source of
water and nutrients, especially N. Nearly 900 mmol
of N person1 day1 are excreted in urine by humans who eat a typical Western diet (Putnam, 1972).
But this same volume of urine would also contain
nearly 180 mmol of Na (Putnam, 1972). Thus, Na inputs from human liquid wastes (which include urine,
gray water, etc.) could amount to nearly 200 mmol
per person day1 . Assuming a nutrient solution volume of 17 L per m2 for a hydroponic crop production system providing the estimated required 40 m2
growing area person1 (Wheeler et al., 1999), Na
407
408
ACKNOWLEDGMENTS
We would like to thank Dr. William Knott,
Biomedical Office, Kennedy Space Center for the
support and encouragement for this project. This
research was in part supported through National Research Council and NASAs Life Support Contract
(NAS 10-20701).
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