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Eajazi et al.
Rotator Cuff Tear Arthropathy
Musculoskeletal Imaging
Review
OBJECTIVE. The purpose of this article is to review the biomechanical properties of the
rotator cuff and glenohumeral joint and the pathophysiology, imaging characteristics, and
treatment options of rotator cuff tear arthropathy (RCTA).
CONCLUSION. Although multiple pathways have been proposed as causes of RCTA, the
exact cause remains unclear. Increasing knowledge about the clinical diagnosis, imaging features, and indicators of severity improves recognition and treatment of this pathologic condition.
he shoulder has the most mobility but the least intrinsic stability
of all joints in the human body
[1]. A complex association of
static and dynamic stabilizers balances the
joints mobility with its functional stability.
The rotator cuff tendons play a crucial role in
maintaining this dynamic stability in the naturally unstable glenohumeral joint [2, 3]. The
loss of this important stabilizer can lead to a
complex pattern of joint degeneration referred to as rotator cuff tear arthropathy
(RCTA). Understanding the role of the rotator cuff in maintaining the balance between
mobility and stability leads to an appreciation
of the progressive findings seen in RCTA and
the treatment options that are available if arthropathy progresses to joint failure.
In 1977, Charles Neer and his colleagues
invented the term cuff tear arthropathy
and eventually provided the first detailed description of RCTA in 1983 [4]. RCTA has
three major characteristics: first, massive rotator cuff tear (Fig. 1A); second, degenerative changes (i.e., glenoid erosion, loss of articular cartilage, osteoporosis of the humeral
head, and eventually humeral head collapse)
(Figs. 1B and 1C); and third, superior migration of the humerus resulting in femoralization of the humeral head (Fig. 2A) and acetabularization of the coracoacromial arch
[5] (Fig. 2B).
Understanding the imaging findings and
stages of RCTA is important in the preoperative evaluation of the patient with a symptomatic massive rotator cuff tear because
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riorly provide antagonistic forces that compress the humeral head onto the glenoid bone
[3, 12]. This stability also depends on the effective glenoid arc and the area of the glenoids articular surface available for humeral head compression [13]. Also important is
the interplay between the deltoid muscle and
the rotator cuff. The rotator cuff provides a
net inferiorly directed and compressive force,
whereas the strong deltoid muscle provides a
superiorly directed force; these forces result
in a net force balance or force coupling of the
glenohumeral joint [14] (Fig. 4A).
dons. Other investigators have proposed classification systems based on the area of the defect or on indexes of tear dimensions [20].
Despite the different criteria used to define a massive rotator cuff tear, the result of
a massive rotator cuff tear is the destabilization of the glenohumeral joint and the attritional destruction of the primary static stabilizers, leading to chondral wear and
subsequent osteoarthritis [21]. It is noteworthy that massive rotator cuff tears, although
technically challenging to repair, are not
necessarily irreparable [22]. Signs of irreparability include static superior migration of
the humeral head, a narrowed or absent acromiohumeral interval (AHI), and fatty infiltration affecting 50% or more of the rotator
cuff muscles [16, 17, 23, 24].
Pathogenesis of Rotator Cuff Tear
Arthropathy
The exact cause of RCTA is unknown, although numerous pathomechanical concepts
have been hypothesized for its development.
Crystal-Mediated Theory
An association between RCTA and the
presence of calcium phosphate crystals in synovial fluid and tissue was proposed by Halverson et al. [25]. They postulated that the
calcium phosphatecontaining crystals in
synovial tissue induce an immunologic cascade that leads to the release of proteolytic
enzymes and that these proteolytic enzymes
Eajazi et al.
the glenoid bone is often eccentric, involving the anterior-superior margin. This wear
leads to an accelerated process of further
cuff destruction and arthropathy (Fig. 4B).
Nutritional factorsThe nutritional factors associated with massive full-thickness
tears are related to the loss of motion and
periarticular damage due to disruption of the
normal joint milieu. The loss of fluid pressure and the accompanying reduction in the
quality of the chemical content of the synovial fluid lead to cartilage and bone atrophy.
Recurrent bloody effusions and the loss of
glycosaminoglycan content of the cartilage
further accelerate the destruction of both
bone and soft tissue [27].
Fig. 3Drawing shows concavity-compression mechanism (triple-headed arrow) of rotator cuff: Rotator cuff
muscles (single-headed arrows) provide joint stability and center humeral head on glenoid cavity. (Drawing by
Murakami AM)
Mechanical factorsThe mechanical factors associated with massive rotator cuff tears
lead to unbalanced muscle forces. These factors are anteroposterior instability of the humeral head, resulting from massive cuff tears
and rupture or dislocation of the long head
of the biceps tendon, which leads to superior
migration of the humeral head and acromial
impingement. Shoulder joint wear occurs as
a result of repetitive trauma from the altered
biomechanics associated with the loss of primary and secondary stabilizers. The wear on
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the rotator cuff tear, the integrity of the coracoacromial arch, and the degree and direction of glenoid bone erosion [27] (Fig. 5).
The Hamada classification system describes structural changes within the coracoacromial arch and changes in the acromiohumeral interval (AHI) on anteroposterior
radiographs as the bases for classification
[43]. This system divides massive rotator
cuff tears into five radiographic stages, with
consecutive stages indicating disease progression [42]. Table 1 shows the characteristics of each of the stages in this system.
MRI
The multiplanar imaging capabilities of
MRI combined with its excellent soft-tissue
contrast make it ideally suited for imaging
the rotator cuff. Although a massive rotator
cuff tear can often be diagnosed on the basis of physical examination and advanced radiographic findings as detailed earlier, MRI
can be used to evaluate the integrity of the
cuff overall or to determine whether an existing tear is repairable when other findings
are ambiguous. Additionally, MRI can assist
in the characterization of chondral loss that
can be typical of RCTA.
CT
The primary use of CT in patients with
advanced osteoarthritis of the glenohumeral
joint has been in the assessment of the glenoid bone. In particular, advanced osteoarthritis can be associated with posterior glenoid bone loss, which can inevitably lead to
posterior subluxation of the humeral head.
These findings are associated with a poor
clinical outcome after total shoulder arthroplasty (TSA) [44]. Accurate assessment of
the glenoid bone stock is also important in
surgical planning because a small volume of
bone may require bone grafting to accommodate the glenoid prosthesis [45]. CT has been
shown to be more effective than radiography
in this assessment and in the measurement of
glenoid version [46]. Glenoid version is defined by Friedman et al. [47] as the angle between a line drawn from the medial border of
the scapula to the center of the glenoid bone
and the line perpendicular to the face of the
glenoid bone on the axial 2D CT slice at or
just below the tip of the coracoid process.
Both CT and MRI can be used to assess
the degree of fatty infiltration according to
the classification system proposed by Goutallier et al. [33]. They first described a classification system based on the presence of fatty streaks within the muscle belly on CT, but
the grading criteria have since been applied to
MRI [37, 48]. The classification system that
Goutallier et al. [33] described in their original article in 1994 is composed of five stages
of fatty infiltration (Fig. 6 and Table 2).
Sonography
Sonography is an alternative modality for
evaluating the rotator cuff that is capable of
providing images with high image contrast
but without the use of ionizing radiation. The
diagnostic accuracy of shoulder sonography
for rotator cuff tears can reach as high as
91% and 100% for partial- and full-thickness
tears, respectively [4951]. Although the accuracy of sonography hinges on the skill and
experience of the operator performing the
examination [52], sonography is a suitable
alternative modality in patients who are not
able to undergo MRI because it is contraindicated or cannot be tolerated.
Management
Patients presenting with RCTA present with
pain, disability, or both. Numerous treatment
Characteristics
AHI is6 mm
AHI is5 mm
Without acetabularization
4b
With acetabularization
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TABLE 2: Classification System for Assessing Fatty Infiltration of
Rotator Cuff Muscles on Imaginga According to Goutallier et al. [33]
Surgical Options
Total shoulder arthroplastyTSA is most
commonly performed for the treatment of
advanced degenerative osteoarthritis in patients older than 60 years [54]. Other indications include inflammatory arthritis, humeral head avascular necrosis with secondary
glenohumeral arthritis, postinfectious arthritis, and Charcot arthropathy [54, 55].
Unconstrained TSA prostheses were used
by Neer et al. [4, 21] to treat 26 shoulders
with RCTA and yielded poor functional outcomes. The poor outcomes were thought to
be related to the superior migration of the
humeral head seen with a defective rotator
cuff, which resulted in eccentric loading of
the superior aspect of the glenoid component. Over time, this eccentric loading resulted in loosening of the glenoid component, a complication that Franklin et al. [56]
termed the rocking horse glenoid.
Constrained and semiconstrained TSA
prostheses were used with the hope of preventing superior humeral head migration
and thus the eccentric loading of the superior aspect of the glenoid component. Nevertheless, these prostheses still caused stresses
at the superior interface of the glenoid component and therefore were also associated
with high rates of glenoid component loosening [57, 58].
Characteristics
aCT or MRI.
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Fig. 5Radiographs show examples of types of rotator cuff tear arthropathy (RCTA) according to Seebauer
classification system [27].
A, 58-year-old man with type IA RCTA. Type IA is characterized as centered and stable. Imaging findings are intact
anterior restraints, minimal superior migration, femoralization, and acetabularization.
B, 74-year-old woman with type IB RCTA. Type IB is characterized as centered and medialized. Imaging findings are
intact anterior restraints, minimal superior migration, and medial erosion of glenoid bone.
C, 87-year-old man with type IIA RCTA. Type IIA is characterized as decentered, limited, and stable. Imaging findings
are compromised anterior restraints, superior translation, minimal stabilization by coracoacromial arch, and superior
and medial erosions of glenoid bone.
D, 68-year-old man with type IIB RCTA. Type IIB is characterized as decentered and unstable. Imaging findings are
incompetent anterior structures, anterior-superior escape, and no stabilization by coracoacromial arch.
Humeral
hemiarthroplastyHumeral
hemiarthroplasty is now a current treatment
option for patients with symptomatic RCTA
and modest functional goals [53, 5962].
The benefits of humeral hemiarthroplasty
are a shorter and technically easier surgery:
Repair of the rotator cuff is easier because
of less humeral lateralization [58], and the
lack of a glenoid component eliminates the
potential complication of component loosening. Humeral hemiarthroplasty also avoids
the problem of the rocking horse glenoid.
The results from several studies have shown
no pain or mild pain in 4786% of shoulders
with glenohumeral arthritis and a deficient
rotator cuff treated with humeral hemiarthroplasty [53, 5961]. Active forward elevation of the glenohumeral joint was also found
to increase by an average of 1750 after humeral hemiarthroplasty [53, 5961]. Based
on the limited-goals criterion proposed by
Neer et al. [4, 21], between 63% and 86% of
humeral hemiarthroplasties were considered
to have successful outcomes [53, 59, 61].
However, studies have shown that a significant number of patients are left with painful
and unsatisfactory shoulders after humeral
Eajazi et al.
the reverse TSA is comparable with humeral hemiarthroplasty and TSA [78, 81,
8590].
Fig. 8Complications of reverse total shoulder arthroplasty (TSA): dislocation and stress fracture.
A, Frontal radiograph of left shoulder of 69-year-old woman shows dislocation of components of reverse TSA
prosthesis.
B, Frontal radiograph of left shoulder of 73-year-old man shows acromial stress fracture (arrowhead) due to
reverse TSA prosthesis.
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Complications
Despite favorable short- and medium-term
clinical results, the overall complication rate
of reverse TSA is high, ranging between 19%
and 68% depending on what is considered to be
a complication [94]. Wall et al. [79] reviewed
the results of reverse TSA according to cause
and reported a 19% complication rate in 186
patients, with the most common complications
being dislocation (7.5%) (Fig. 8A) and infection (4%). Glenoid fractures, humeral fractures,
pain, radial nerve palsy, and loosening of the
glenosphere or baseplate were among the least
commonly reported complications. It is impor-
ing and a lower Constant-Murley score, decreased range of motion, pain, or glenoid
component loosening [98]. The incidence of
scapular notching has been shown to depend
on several factors, including the position or
offset of the glenosphere. For example, the
use of laterally offset glenospheres in different styles of prostheses has reduced the incidence of scapular notching to between 0%
and 13% [81, 94].
Conclusion
RCTA is an uncommon and challenging to treat condition. Increased knowledge
about the clinical diagnosis, imaging features, and imaging and clinical indicators of
severity improves recognition of this pathologic condition. Multiple pathways have been
proposed as the cause of RCTA, but the exact
cause remains unclear. The initial management of RCTA should begin with conservative measures, but surgical intervention is often required. The current surgical treatments
of RCTA are TSA, humeral hemiarthroplasty, and reverse TSA, with reverse TSA being the most recent advancement. In patients
with advanced RCTA, painful pseudoparalysis, or both, reverse TSA can provide predictable pain relief and return of function but is
associated with a relatively high risk of complications. The significant complication rate
underscores the importance of strict patient
selection and careful operative technique
and the need for design modifications to the
existing arthroplasty prostheses.
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