Beruflich Dokumente
Kultur Dokumente
Critical Theory
Author(s): Neil McLaughlin
Source: The Canadian Journal of Sociology / Cahiers canadiens de sociologie, Vol. 24, No. 1
(Winter, 1999), pp. 109-139
Published by: Canadian Journal of Sociology
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1. Thanks to Robert Alford, Scott Davies, Stephen Steinberg, John Rodden, Alan Wolfe,
Catherine Silver, Jennifer Platt, Cynthia Fuchs Epstein, Rolf Meyersohn, Sonia Gojman
Millan, SalvadorMillan, DeborahCook, PetraRethmann,CarrieAshton, Anita Hanbali,and
Mauricio Cortinafor feedback on earlier drafts of this paper. A version was presentedat a
sociology of knowledge session of the annual meetings of the American Sociological
Association in Toronto, August 1997 organized by Alan Wolfe where Jeff Weintrauband
MarkShields served as insightfuldiscussants.An Arts ResearchBoardgrantfrom McMaster
Universitymade possible a researchtripto Germanythatallowed me to respondto the useful
review and editorial comments from The Canadian Journal of Sociology. Rainer Funk's
hospitality at the Erich Fromm Archives in Tiibingen Germany was an enormous help in
helping me reconstructthe early history of critical theory.
CanadianJournalof Sociology/Cahierscanadicnsdc sociologic 24(1) 1999
109
3. Careful scholars such as Buck-Morssdo not deny that Benjaminwas relatively marginalto
the Institute,but instead are engaged in a project of re-discoveringBenjaminand inserting
7. Trent Schroyer's The Critique of Domination: The Origins and Development of Critical
Theory(1973) has only one shortmentionof Fromm,as partof a list of criticaltheoristswho
have documented reification, including Horkheimer, Benjamin, Adorno and Neumann
(Schroyer, 1973: 203). Zoltan Tar's The FrankfurtSchool: The Critical Theories of Max
Horkheimer and Theodor W. Adorno (1985) mentions Fromm four times, but seriously
downplays Fromm's centralityto early critical theory (Tar, 1985: 17, 103, 112, 127). These
are just two examples of a widespreadtendency in the literature.
8. Psychoanalytic institutes are, of course, relatively cohesive compared to sociology
departments.While the historyof psychoanalysishas been distortedby the sect-like behavoir
of Freudian partisans, the influence that psychoanalysis has had within psychiatry
departments,academicpsychology andthe broaderintellectualculturehas helped createmore
diversity in Freudian historiographythan is the case within critical theory. The major
historiansof the FrankfurtSchool have tendedto be directlyconnectedto critical theorists
or scholars who knew them personally.There is no revisionist historianof the Frankfurt
School with the statureand academiccredentialsof Paul Roazen, for example, a political
scientistwho has played an importantrole in upholdingscholarlystandardsin the writingof
the history of psychoanalysisfrom outsidethe camp of Freudianorthodoxy.
9. As MartinJay points out, when the institutewas foundedin 1923 it was "to have a single
directorwith 'dictatorial'control"(Jay, 1973: 11). Max Horkheimertook overthe directorship
from Carl Griinbergin 1930. As Jay points out, "in subsequentyearsthe dominanceof Max
Horkheimerin the affairs of the Institutewas unquestioned.Although in large measure
attributableto the force of his personalityand the range of his intellect, his power was also
rooted in the structureof the Instituteas it was originallyconceived"(Jay, 1973: 11).
10. GerhardKnappsuggests, however,thatHorkheimercame up with the problemof readinghis
speeches simply to be able to providesome rationalefor briefly enteringpsychoanalysisin
orderto betterunderstandit (Knapp, 1989).
from the beginning.Frommleft the Institutein 1939 and the revised plan for
a publicationof the Weimar workersproject was dropped.The study disappeared,as WolfgangBonss puts it, "intoFromm'sdesk drawer"and "was
later also partlydeleted from the annalsof the Institute"(Bonss, 1984: 2).
There is dispute among scholars as to why this study was so unpopular
among the inner circle of the FrankfurtSchool. Fromm himself stressed
Horkheimer'sconcernthatcontroversialMarxismof the studywould hurtthe
institutein anti-communistAmerica(Bonss, 1984).12MartinJay repeatedthe
institute's official justificationthat the researchdesign was flawed and that
manyquestionnaireshad been lost (somethingFrommdeniedto the end of his
life) (Jay, 1973).13 HerbertMarcusewas concernedthat the study might be
used to show that Germanworkerswere really fascists at heart (Jay, 1973;
Bonss, 1984).14While there is debate among scholars whetherthe Fromm
studyis primarilyof historicalimportanceor has contemporarytheoreticaland
methodologicalrelevance, there is no doubt that it was central to the early
work of the FrankfurtSchool.'5Horkheimer'srefusal to publish the Fromm
118 Canadian
Journalof Sociology
wanted to tie Adorno to the Institutewithoutcommittingto him financially
(Wiggershaus,1994). The Institutehad substantialbut finite resources and
Horkheimer'sprioritywas maintaininghis own materialsecurityas well as
controlover the contentof the workproduced.Horkheimersaw Frommas an
intellectualequal and collaboratorin the early 1930s, but graduallyAdorno
replaced him as a core member of the FrankfurtSchool and Horkheimer's
trustedally.18This competitionand struggleplayeditself out most dramatically over the use of psychoanalysiswithin criticaltheory.
Freud and the Frankfurt School
When Frommfirst developedhis psychologicalthoughtwithin the Frankfurt
School, he subscribedto an orthodoxFreudianlibido theorythatemphasized
the centralityof instincts.By the middle of the 1930s, however,Frommhad
brokenfrom orthodoxyto stress the importanceof cultureand interpersonal
relations (Burston, 1991) and an existential analysis of human psychic
isolation that gave rise to what he would later call a "fear of freedom"
(McLaughlin,1996b).
Adorno arguedthat Fromm's emerging break with Freud was a serious
threatto the political and intellectual"line"of the FrankfurtSchool. Adorno
had been suspicious of the collaborationbetween Horkheimerand Fromm
while the Institutewas based in Frankfurt.The beginningof open conflict,
however, can be dated to Fromm'sessay "TheSocial Determinationof Psychoanalytic Therapy,"an early version of his later criticisms of orthodox
Freudiantheoryand therapypublishedin the criticaltheory'sjournalin 1935
(Wiggershaus,1994).'9In March1936Adornowroteto Horkheimerdefending
FreudagainstFromm'srevisionism.For Adorno,Fromm'sarticle:
is sentimentaland wrongto begin with, being a mixtureof social democracyand anarchism,and
above all shows a severe lack of the concept of dialectics. He takes the easy way out with the
conceptof authority,withoutwhich, afterall, neitherLenin's avant-gardenor dictatorshipcan be
conceived of. I would stronglyadvise him to read Lenin. And what do the anti-popesopposed
to Freudsay? No, preciselywhen Freudis criticizedfrom the left, as he is by us, things like the
silly argumentabouta "lackof kindness"cannotbe permitted.This is exactly the trick used by
20. The original letter from Adorno in London to Horkheimerin New York can be found in
Germanin (Horkheimer,1995a: 496-501).
21. This is how Frommframes the issue in his letter to MartinJay writtenin 1971," In the first
years of the Institute,while it was in Frankfurtand Geneva, Horkheimerhas no objection to
my critiqueof Freud, which began very slowly before I left the Institute.It was only in the
years after the Institutehad been for some time in New York, and maybe since I began to
write Escape from Freedom, that Horkheimerchanged his opinion, became a defender of
orthodoxFreudianism,and consideredFreud's attitudeas a true revolutionarybecause of his
materialisticattitudetowardssex. A strangething for Horkheimerto do incidentally,because
it is prettyobvious thatFreud'sattitudetowardsex correspondedto the bourgeoismaterialism
of the 19th centurywhich was so sharplycriticized by Marx. I rememberthat Horkheimer
was also on very friendly terms with Homey in the first years of his stay in New York, and
did not then defend orthodoxFreudianism.It was only later that he made this change and it
is too personala problemto speculate why he did so. I assume partlythis had to do with the
influence of Adomo, whom from the very beginning of his appearancein New York I
criticizedvery sharply.Consideringthe whole situationof the Instituteit is not surprisingthat
when Horkheimermadethis change,Lowenthaland Pollackdid the same. Adornowas in this
respect probablynot influencedby Horkheimer,but ratherthe other way around"(Frommto
Jay, Kessler and Funk, 1991: 254).
22. One need not be in therapyto engage in debates aboutpsychoanalytictheory, of course, but
it is interestingthatAdomo, Marcuseand Pollock had not been in any kind of psychoanalysis
nor did they have formal trainingwhile Lowenthal, as well as Fromm and Horkheimerhad
been analysed.
23. Jay and especially Wiggershaus provide us with the basic informationto understandthe
resource aspect of this conflict, but Jay does not systematicallyconnect the differences over
ideas to struggles over money and Wiggershaus describes but does not theorize resource
issues. The issue of tenure and money in the history of the FrankfurtSchool almost totally
disappearsfrom accounts writtenby contemporaryscholars who use critical theory.
120 Canadian
Journalof Sociology
from therapy,an arrangementhe declined (Jay, 1973; Bonss, 1984). Horkheimer and Frommengaged in discussions at the end of 1939, but as Wiggershausputs it "the breachhad alreadytaken place, and only the arrangements for the separationremainedto be dealt with" (Wiggershaus, 1994:
271).24Frommreceived $20,000 for giving up his tenure(a lot of money at
the time in depressionera America)and he turnedhis energiesto therapyand
writingwhat would become Escapefrom Freedom(1941).
Adornoenteredthe core of the Institutein the late 1930s, and Horkheimer
and especially Adorno became bitter enemies of Fromm and attemptedto
exclude him as best they could from the history of the Institute.Fromm's
fame as the authorof Escape from Freedommade the split permanentand
even more bitter(McLaughlin,1996b).25HorkheimerandAdomo becamethe
public face of the Institutefor Social Researchin America.Both Horkheimer
and Adorno now had an interestin downplayingFromm'srole in the early
authoritarianpersonalityresearch.Horkheimerand Adoro's neglect in fully
creditingFrommfor his part in developing the F-scale could be seen somewhat generouslyas whatthe literarycritic HaroldBloom once called the "anxiety of influence."
Adoro continuedto be harshlycriticalof Fromm'srevisionof Freud,and
he gave a paper entitled "Social Science and Sociological Tendencies in
Psychoanalysis"in Los Angeles in April of 1946 (Jay, 1973). In additionto
the early critiqueof Fromm'sdissentfromlibido theory,Adornolaterargued
that the neo-Freudian(withoutmentioningFromm'sname now, except with
referenceto his earlyorthodoxwritings)attemptto combinepsychologicaland
sociological levels of analysiswas misguided(Adorno,1967; Adorno, 1968).
For Adorno,the revisionists"give an oversimplifiedaccountof the interaction
of the mutuallyalienatedinstitutionsid and ego ... posit a directconnection
between the institutionalsphere and social experience"(Adorno, 1968: 79)
and are guilty of "superficialhistoricism"(Adomo, 1968: 89).
24. For correspondencebetween Fromm and Horkheimeras the rift was happening, see
(Horkheimer,1995b: 400-401; 401-404; 408-410; 689; 690).
25. Frommmade only one citationto Horkheimerin Escapefrom Freedom,and did not mention
Adomo or Fromm's relationshipto the Institutealthoughhe did cite his own essay in the
Horkheimercollectionon authorityandthe family.Adornoresentedthis althoughHorkheimer
was more philosophical about it. In a letter to Leo Lowenethaldated October 31, 1942
Horkheimerwrites, "Frommand Homey get back to a commonsensepsychology, and even
psychologizecultureandsociety. (If you speakof thatplease don't let yourselfbe drawninto
any vituperationsagainstour friend.They will be reportedto him and I have no intentionto
reactivatethe war at this moment.He shouldhave the impressionthatwe are at least as loyal
as he is. Up to now he does not seem to have violatedour silent agreement,on the contrary,
I know that he mentionedour names and writings- in public at least - with due respect)"
(Horkheimer1995c:367).
122 Canadian
Journalof Sociology
For Marcuse,the "style alone betraysthe attitude"(Marcuse,1955b:232)
- the revisionistsaremoralisticnot political,conformistnot critical.Marcuse
claims that Freud's writings are full of irony, insight and a willingness to
squarelyface the inevitableconflict betweeninstinctualnecessityand society.
In contrast, the neo-Freudian"mutilation"of the instinct theory simply
accentuates the positive, preaches about "inner strength and integrity
(Marcuse,1955b:233)," turnssocial issues into spiritualconcernsanddefines
neurosis as a moral problem. The writing style of the neo-Freudians,
accordingto Marcuse,"comesfrequentlyclose to thatof the sermon,or of the
social worker"(Marcuse, 1955b: 232), suggesting "the Power of Positive
Thinking(Marcuse,1955b:233)."Marcuserejectsboththerapyandtraditional
radical politics as solutions to the modem dilemma, instead arguing for a
"fundamentalchangein the instinctualas well as culturalstructure"(Marcuse,
1955b: 238). The first step towardsthis radicalprojectmust be an internal
battle within the left, a defence of orthodoxFreudianideas againstrevision.
Fromm's rebuttalappearedin the next two issues of Dissent (Fromm,
1955a; Fromm, 1956b). Fromm takes Marcuseto task for indiscriminately
lumpingHomey, Sullivanand Frommtogetheras well as makingelementary
FrommdismissesMarcuse'sassermisreadingsof both Sullivanand Freud.27
tion thatthe rejectionof drivetheoryleads to naive pre-Freudiansocial theory
and conservative conformist politics. And Fromm argues that Marcuse's
politics are deeply flawed by his unwillingnessto outlinea programthatlinks
his critique to practical movements to move beyond the present. Fromm
agreedwith much of Marcuse'sanalysisof capitalismbut dissentedfrom his
almost total rejectionof modernmarketsociety. Marcuse'sperspectivewas
a politics of nihilism since it left people only with the options of being a
martyror going insane.
27. For example, while Marcuseclaims that neo-Freudiansignore the early years of life, even a
quick readingof Sullivan'sworkmakesit clearthathe was centrallyconcernedwith the early
childhoodroots of schizophrenia,for example.It was obviousthatMarcuseknew little about
Sullivan's work, and did not respondseriously to Fromm'spoint. The issue of Marcuse's
readingof Freud is more complex, but most competentexperts on Freudwould agree that
Marcuse's account of Freud is, to be generous, creative. Fromm outlines a series of
misreadingsMarcusewas guilty of in his Dissent essay, in his laterbooks TheHeart of Man
(1964), The Crisis of Psychoanalysis(1970) and in his posthumouslypublishedbook The
Revision of Psychoanalysis (1992). The most simple and amusing error is that Marcuse
reproducesa chartin Eros and Civilizationthatrefersto regressioncompulsion.The proper
Freudianterm, of course, is repetitioncompulsion,somethingFrommwrites in the margins
of his personalcopy of Marcuse'sbook (ErichFrommArchives,Tubingen).Frommfelt that
Marcusehad regressionon the mind, blurringan accuratereadingof Freud'sthought.
28. It is also clear that Fromm did not fully understandat the time how harmfulthis polemic
would be to the reception of his work in America. There is no question that the fact that
Fromm's TheArt of Loving (1956) was publishedthe next year reinforced,however unfairly,
Marcuse's argumentthat Frommwas not a radical.In addition,Fromm hesitatedto respond
to Marcuse too strongly, since he worried about reinforcing the conservative attacks on
Marcusethat had emerged duringthe 1960s. Over the years Fromm would returnto clarify
his disagreementswith Marcuse(Fromm,1964; Fromm, 1970). Fromm'sessay "TheAlleged
Radicalismof HerbertMarcuse,"publishedin English 12 years after his death provides the
fullest development of his critique of Marcuse's understandingof Freud and his politics(
Fromm, 1992).
124 Canadian
Journalof Sociology
readFromm'sThe Sane Society and its influencewas widespreadamong the
youngergenerationof the late 1950s and early 1960s (Jamisonand Eyerman,
1994). Looking back at The Sane Society today, it is hard to avoid the
conclusion that it is, if anything,overly harshabout the realities of modern
society not excessively conformist.Marcusewas rightthatFromm'spractical
suggestionsfor social change were not well workedout, butFromm'scritique
of moderncapitalistsociety was perceptiveand powerfuleven if his strength
was not as a political strategistor organizer.
The polemics of Adorno and Marcuseisolated Frommnot only from the
FrankfurtSchool, but also withinMarxism,radicalsociology and the general
left intellectualculturethat he had such an influenceon in the 1940s, 1950s
and early 1960s.29The FrankfurtSchool soon gave rise to a growingbody of
scholarshipunderthe trademarkof critical theorythroughoutthe 1970s and
1980s (for a discussion of theoreticaltrademarkssee Lamont,1987). By the
1990s, critical theory has expandedin meaning from the original Frankfurt
School work to representa broaderbody of scholarshipin post-modern,postcolonial and cultural studies (Calhoun, 1995). Since Fromm had been excluded from the originalFrankfurtSchool canon,his workwas also generally
ignored in the broadercritical theory scholarship.The FrankfurtSchool had
been transformedfrom a relativelyobscurenetworkof scholarsto become an
influentialschool of thoughton the marginsof the academy.Frommhad become a forgottenintellectualwhose books continuedto sell but who was no
longertakenseriouslyas an intellectual,radicalor social scientist(McLaughlin,
1998b).
Beyond Marxism and Psychoanalysis
Fromm's exclusion from the FrankfurtSchool canon was intimatelytied to
conflicts within both psychoanalysis and Marxism over orthodoxies and
revisionisms.Adorno's critiqueof Frommconsisted of a curiousmixtureof
Leninist and Freudianorthodoxy, two perspectivesthat hardly seem compatible. Adorno's marshallingof Lenin's prestige within Marxism against
29. Despite the fact (or perhapsbecause of the fact) that Adorno and Marcuse articulateda
similarcritiqueof Fromm,therewas no love lost betweenAdornoand Marcuseon this issue.
Marcusehad triedto enlist Horkheimer'shelp in getting what would laterbecome Eros and
Civilizationpublishedin Germanybut when AdornoreadMarcuse'sDissent essay he wrote
Horkheimer:"In Dissent there is a long article by Herbertagainst the psychoanalytic
revisionists,which basically containsthe ideas we hold on the matter,althoughwe are not
mentionedin so much as a single word, which I find very strange"(cited in Wiggershaus,
1994:497). Adoro advised against helping Marcuse publish his work in Germany
(Wiggershaus,1994).
cially since Fromm's view (sic) are influentialand his books reach what appearsto be an
ever-increasing audience" (Schoefeld, 1965: 580). There are numerous other examples
(Burston, 1991).
38. In response to readinga draftof The Dialectical Imagination,Frommmade a point that was
not emphasized in Jay's book. Fromm pointed out that it was remarkablethat Lowenthal
would seek Horkheimer'sapprovalbefore communicatingwith Dr. Kris. From Fromm, this
"gives a real clue to the spirit in which the Institute has developed more and more: Its
secretiveness and lack of frankness"(Frommto Jay, in Kessler and Funk, 1991: 234).
132 Canadian
Journalof Sociology
Whither the Frankfurt School?
Contemporarysocial scientists can usefully draw upon the FrankfurtSchool
for insights but we must rememberthat the traditionhas been selectively
constructedover the last 50 years or so. Frommdid not fit into the history
thatHorkheimerand Adornoneededto accomplishtheirgoals. The Frankfurt
School needed a radical image without getting too involved in practical
politics, especiallyin Americawherethey were vulnerableas JewishMarxists.
Horkheimerwouldlaterbecomesuspiciousof Habermaspreciselybecausehe,
like Fromm,was getting involved in the movementsof the 1960s,jeopardizing critical theory's mandarinstature(Wiggershaus,1994). The Frankfurt
School also needed a complex and obscure language and an elite cultural
sensibility; Fromm's popularizing style tended to undercut the cultural
boundariesessentialfor the FrankfurtSchool's success (McLaughlin,1996a).
Fromm'sbooks were clearly writtenandextremelysuccessfulon the marketplace for ideas, exposing generationsof Americansto Germanthought,Marx,
Freud,Weberandthe existentialisttradition.ForHorkheimerandAdorno,this
was a dilutionof criticalinsights and Fromm'ssuccess was practicallyproof
of the shallownessof his ideas.
Depth psychology and the ideas of Freudare isolated today in the social
sciences, even while psychoanalyticcriticaltheoryhas foundstrongdefenders
in Englishdepartmentsandculturalstudiesprograms,particularlythroughthe
influence of Lacan and various post-modernisttheorists (Turkle, 1992).
Fromm's exclusion from the historyof the FrankfurtSchool closed him off
from the recent interest in bringing psychology back into cultural and
sociological theory, since many scholars who came to intellectualmaturity
duringthe 1960s and 1970s were influencedby the one side-sidedcriticisms
made of Frommby FrankfurtSchool thinkersand the youngerscholarsand
historianswho accepted the origin myths developed by the originalcritical
theorists (Robinson, 1969; Benjamin, 1988; Agger, 1992; Alford, 1988;
Jacoby, 1975; Jacoby, 1983).Thisis a shame,however,since the strengthof
Fromm's approachto psychoanalysiswas that he viewed the traditionas an
empiricallybased social theory, an importantcounterweightto a sometimes
excessively abstractand speculativeFreudpreferredby post-moder theorists
in the humanities.Psychoanalysiscan contributeto social science only if the
insights of the traditionare articulatedclearly and concisely in ways that
engage debates outside Freudianinstitutesand conferencesof psychoanalytically influencedacademics.Fromm'swork, more so than eitherAdornoor
Lacan, can help in encouraginga dialogue betweenpsychoanalyticperspectives and mainstreamsocial scientists unwilling to enter the hermetically
sealed world of critical theory.In addition,Fromm'sfocus on emotions and
the irrationalcan providea useful correctiveto what some argueis the overly
rationalistversion of critical theorydevelopedand promotedby Habermas.
39. It is interestingthat Marcusetried to get Frommto review One DimensionalMan (1964) for
The New YorkTimes Book Review, feeling that Fromm would understandthe work in ways
that few others would. Marcuseobviously also was thinkingof the marketvalue of a review
by as famous an intellectualas Fromm.Marcusedid not realize how negativelyFrommwould
have reviewed the work if he had agreedto do so. Nonetheless, Fromm and Marcuseshared
similar intellectual training and world views and the intensity of their disagreementwas
related to how much they had in common.
40. Fromm and Maccoby's recently republishedSocial Character in a Mexican Village is an
importantexample of how Fromm was committedto empiricallytesting critical theory, in
engagementwith social science literatureand methods.See Michael Maccoby's Introduction
to the TransactionPress version of Social Characterfor informationabout how this book is
essentially a revised and more developed version of the Weimarworkersstudy (Frommand
Maccoby, [1970] 1996).
41. Clearly my account here is overly polemical, but I am raising an issue that has been largely
ignored by a generation of scholars otherwise quite interested in the "power/knowledge"
connection. A sharp framing of the issue will stimulatefurtherresearchand debate. If it is
the case that only the exaggerationsare true in psychoanalysis,then perhapsthe same is true
of the sociology of knowledge. While the literaturewe have now is dominatedby Frankfurt
School loyalists and hostile detractorsof critical theory as well as partisans of Fromm,
intellectual historians could provide us a useful service by re-writing the history of the
FrankfurtSchool in a balanced manner.
attentionto the sociologicaldynamicsemphasizedhere.42This importantempirical and theoreticalwork will not be produced,however, withoutfirst chalof the historyof the
lenging the originmyththathas shapedourunderstanding
FrankfurtSchool and distortedthe furtherdevelopmentof criticaltheory.
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