Beruflich Dokumente
Kultur Dokumente
SUPREME COURT
Manila
G.R. No. L-63915 December 29, 1986
LORENZO M. TAADA, ABRAHAM F. SARMIENTO, and MOVEMENT OF ATTORNEYS
FOR BROTHERHOOD, INTEGRITY AND NATIONALISM, INC. (MABINI), petitioners,
vs.
HON. JUAN C. TUVERA, in his capacity as Executive Assistant to the President, HON.
JOAQUIN VENUS, in his capacity as Deputy Executive Assistant to the President,
MELQUIADES P. DE LA CRUZ, ETC., ET AL., respondents.
RESOLUTION
CRUZ, J.:
Due process was invoked by the petitioners in demanding the disclosure of a number of
presidential decrees which they claimed had not been published as required by law. The
government argued that while publication was necessary as a rule, it was not so when it was
"otherwise provided," as when the decrees themselves declared that they were to become
effective immediately upon their approval. In the decision of this case on April 24, 1985, the
Court affirmed the necessity for the publication of some of these decrees, declaring in the
dispositive portion as follows:
WHEREFORE, the Court hereby orders respondents to publish in the Official Gazette all
unpublished presidential issuances which are of general application, and unless so
published, they shall have no binding force and effect.
The petitioners are now before us again, this time to move for reconsideration/clarification of
that decision. 1 Specifically, they ask the following questions:
1. What is meant by "law of public nature" or "general applicability"?
2. Must a distinction be made between laws of general applicability and laws which are not?
3. What is meant by "publication"?
4. Where is the publication to be made?
5. When is the publication to be made?
Resolving their own doubts, the petitioners suggest that there should be no distinction between
laws of general applicability and those which are not; that publication means complete
publication; and that the publication must be made forthwith in the Official Gazette. 2
In the Comment 3 required of the then Solicitor General, he claimed first that the motion was a
request for an advisory opinion and should therefore be dismissed, and, on the merits, that the
clause "unless it is otherwise provided" in Article 2 of the Civil Code meant that the publication
required therein was not always imperative; that publication, when necessary, did not have to be
made in the Official Gazette; and that in any case the subject decision was concurred in only by
three justices and consequently not binding. This elicited a Reply 4 refuting these arguments.
Came next the February Revolution and the Court required the new Solicitor General to file a
Rejoinder in view of the supervening events, under Rule 3, Section 18, of the Rules of Court.
Responding, he submitted that issuances intended only for the internal administration of a
government agency or for particular persons did not have to be 'Published; that publication
when necessary must be in full and in the Official Gazette; and that, however, the decision
under reconsideration was not binding because it was not supported by eight members of this
Court. 5
Interpretative regulations and those merely internal in nature, that is, regulating only the
personnel of the administrative agency and not the public, need not be published. Neither is
publication required of the so-called letters of instructions issued by administrative superiors
concerning the rules or guidelines to be followed by their subordinates in the performance of
their duties.
Accordingly, even the charter of a city must be published notwithstanding that it applies to only a
portion of the national territory and directly affects only the inhabitants of that place. All
presidential decrees must be published, including even, say, those naming a public place after a
favored individual or exempting him from certain prohibitions or requirements. The circulars
issued by the Monetary Board must be published if they are meant not merely to interpret but to
"fill in the details" of the Central Bank Act which that body is supposed to enforce.
However, no publication is required of the instructions issued by, say, the Minister of Social
Welfare on the case studies to be made in petitions for adoption or the rules laid down by the
head of a government agency on the assignments or workload of his personnel or the wearing
of office uniforms. Parenthetically, municipal ordinances are not covered by this rule but by the
Local Government Code.
We agree that publication must be in full or it is no publication at all since its purpose is to inform
the public of the contents of the laws. As correctly pointed out by the petitioners, the mere
mention of the number of the presidential decree, the title of such decree, its whereabouts (e.g.,
"with Secretary Tuvera"), the supposed date of effectivity, and in a mere supplement of the
Official Gazette cannot satisfy the publication requirement. This is not even substantial
compliance. This was the manner, incidentally, in which the General Appropriations Act for FY
1975, a presidential decree undeniably of general applicability and interest, was "published" by
the Marcos administration. 7 The evident purpose was to withhold rather than disclose
information on this vital law.
Coming now to the original decision, it is true that only four justices were categorically for
publication in the Official Gazette 8 and that six others felt that publication could be made
elsewhere as long as the people were sufficiently informed. 9 One reserved his vote 10 and
another merely acknowledged the need for due publication without indicating where it should be
made. 11 It is therefore necessary for the present membership of this Court to arrive at a clear
consensus on this matter and to lay down a binding decision supported by the necessary vote.
There is much to be said of the view that the publication need not be made in the Official
Gazette, considering its erratic releases and limited readership. Undoubtedly, newspapers of
general circulation could better perform the function of communicating, the laws to the people as
such periodicals are more easily available, have a wider readership, and come out regularly.
The trouble, though, is that this kind of publication is not the one required or authorized by
existing law. As far as we know, no amendment has been made of Article 2 of the Civil Code.
The Solicitor General has not pointed to such a law, and we have no information that it exists. If
it does, it obviously has not yet been published.
At any rate, this Court is not called upon to rule upon the wisdom of a law or to repeal or modify
it if we find it impractical. That is not our function. That function belongs to the legislature. Our
task is merely to interpret and apply the law as conceived and approved by the political
departments of the government in accordance with the prescribed procedure. Consequently, we
have no choice but to pronounce that under Article 2 of the Civil Code, the publication of laws
must be made in the Official Gazett and not elsewhere, as a requirement for their effectivity after
fifteen days from such publication or after a different period provided by the legislature.
We also hold that the publication must be made forthwith or at least as soon as possible, to give
effect to the law pursuant to the said Article 2. There is that possibility, of course, although not
suggested by the parties that a law could be rendered unenforceable by a mere refusal of the
executive, for whatever reason, to cause its publication as required. This is a matter, however,
that we do not need to examine at this time.
Finally, the claim of the former Solicitor General that the instant motion is a request for an
advisory opinion is untenable, to say the least, and deserves no further comment.
The days of the secret laws and the unpublished decrees are over. This is once again an open
society, with all the acts of the government subject to public scrutiny and available always to
public cognizance. This has to be so if our country is to remain democratic, with sovereignty
residing in the people and all government authority emanating from them.
Although they have delegated the power of legislation, they retain the authority to review the
work of their delegates and to ratify or reject it according to their lights, through their freedom of
expression and their right of suffrage. This they cannot do if the acts of the legislature are
concealed.
Laws must come out in the open in the clear light of the sun instead of skulking in the shadows
with their dark, deep secrets. Mysterious pronouncements and rumored rules cannot be
recognized as binding unless their existence and contents are confirmed by a valid publication
intended to make full disclosure and give proper notice to the people. The furtive law is like a
scabbarded saber that cannot feint parry or cut unless the naked blade is drawn.
WHEREFORE, it is hereby declared that all laws as above defined shall immediately upon their
approval, or as soon thereafter as possible, be published in full in the Official Gazette, to
become effective only after fifteen days from their publication, or on another date specified by
the legislature, in accordance with Article 2 of the Civil Code.
SO ORDERED.
Teehankee, C.J., Feria, Yap, Narvasa, Melencio-Herrera, Alampay, Gutierrez, Jr., and Paras,
JJ., concur.
Separate Opinions
FERNAN, J., concurring:
While concurring in the Court's opinion penned by my distinguished colleague, Mr. Justice
Isagani A. Cruz, I would like to add a few observations. Even as a Member of the defunct
Batasang Pambansa, I took a strong stand against the insidious manner by which the previous
dispensation had promulgated and made effective thousands of decrees, executive orders,
letters of instructions, etc. Never has the law-making power which traditionally belongs to the
legislature been used and abused to satisfy the whims and caprices of a one-man legislative
mill as it happened in the past regime. Thus, in those days, it was not surprising to witness the
sad spectacle of two presidential decrees bearing the same number, although covering two
different subject matters. In point is the case of two presidential decrees bearing number 1686
issued on March 19, 1980, one granting Philippine citizenship to Michael M. Keon the then
President's nephew and the other imposing a tax on every motor vehicle equipped with
airconditioner. This was further exacerbated by the issuance of PD No. 1686-A also on March
19, 1980 granting Philippine citizenship to basketball players Jeffrey Moore and Dennis George
Still
The categorical statement by this Court on the need for publication before any law may be
made effective seeks prevent abuses on the part of the lawmakers and, at the same time,
ensures to the people their constitutional right to due process and to information on matters of
public concern.
FELICIANO, J., concurring:
I agree entirely with the opinion of the court so eloquently written by Mr. Justice Isagani A. Cruz.
At the same time, I wish to add a few statements to reflect my understanding of what the Court
is saying.
A statute which by its terms provides for its coming into effect immediately upon approval
thereof, is properly interpreted as coming into effect immediately upon publication thereof in the
Official Gazette as provided in Article 2 of the Civil Code. Such statute, in other words, should
not be regarded as purporting literally to come into effect immediately upon its approval or
enactment and without need of publication. For so to interpret such statute would be to collide
with the constitutional obstacle posed by the due process clause. The enforcement of
prescriptions which are both unknown to and unknowable by those subjected to the statute, has
been throughout history a common tool of tyrannical governments. Such application and
enforcement constitutes at bottom a negation of the fundamental principle of legality in the
relations between a government and its people.
At the same time, it is clear that the requirement of publication of a statute in the Official
Gazette, as distinguished from any other medium such as a newspaper of general circulation, is
embodied in a statutory norm and is not a constitutional command. The statutory norm is set out
in Article 2 of the Civil Code and is supported and reinforced by Section 1 of Commonwealth Act
No. 638 and Section 35 of the Revised Administrative Code. A specification of the Official
Gazette as the prescribed medium of publication may therefore be changed. Article 2 of the Civil
Code could, without creating a constitutional problem, be amended by a subsequent statute
providing, for instance, for publication either in the Official Gazette or in a newspaper of general
circulation in the country. Until such an amendatory statute is in fact enacted, Article 2 of the
Civil Code must be obeyed and publication effected in the Official Gazette and not in any other
medium.
Separate Opinions
FERNAN, J., concurring:
While concurring in the Court's opinion penned by my distinguished colleague, Mr. Justice
Isagani A. Cruz, I would like to add a few observations. Even as a Member of the defunct
Batasang Pambansa, I took a strong stand against the insidious manner by which the previous
dispensation had promulgated and made effective thousands of decrees, executive orders,
letters of instructions, etc. Never has the law-making power which traditionally belongs to the
legislature been used and abused to satisfy the whims and caprices of a one-man legislative
mill as it happened in the past regime. Thus, in those days, it was not surprising to witness the
sad spectacle of two presidential decrees bearing the same number, although covering two
different subject matters. In point is the case of two presidential decrees bearing number 1686
issued on March 19, 1980, one granting Philippine citizenship to Michael M. Keon the then
President's nephew and the other imposing a tax on every motor vehicle equipped with
airconditioner. This was further exacerbated by the issuance of PD No. 1686-A also on March
19, 1980 granting Philippine citizenship to basketball players Jeffrey Moore and Dennis George
Still
The categorical statement by this Court on the need for publication before any law may be
made effective seeks prevent abuses on the part of the lawmakers and, at the same time,
ensures to the people their constitutional right to due process and to information on matters of
public concern.
FELICIANO, J., concurring:
I agree entirely with the opinion of the court so eloquently written by Mr. Justice Isagani A. Cruz.
At the same time, I wish to add a few statements to reflect my understanding of what the Court
is saying.
A statute which by its terms provides for its coming into effect immediately upon approval
thereof, is properly interpreted as coming into effect immediately upon publication thereof in the
Official Gazette as provided in Article 2 of the Civil Code. Such statute, in other words, should
not be regarded as purporting literally to come into effect immediately upon its approval or
enactment and without need of publication. For so to interpret such statute would be to collide
with the constitutional obstacle posed by the due process clause. The enforcement of
prescriptions which are both unknown to and unknowable by those subjected to the statute, has
been throughout history a common tool of tyrannical governments. Such application and
CORTES, J.:
This special civil action for certiorari seeks to declare null and void two (2) resolutions of the
Special First Division of the Court of Appeals in the case of Luis Bernal, Sr., et al. v. Felisa
Perdosa De Roy, et al., CA-G.R. CV No. 07286. The first resolution promulgated on 30
September 1987 denied petitioners' motion for extension of time to file a motion for
reconsideration and directed entry of judgment since the decision in said case had become
final; and the second Resolution dated 27 October 1987 denied petitioners' motion for
reconsideration for having been filed out of time.
At the outset, this Court could have denied the petition outright for not being verified as required
by Rule 65 section 1 of the Rules of Court. However, even if the instant petition did not suffer
from this defect, this Court, on procedural and substantive grounds, would still resolve to deny it.
The facts of the case are undisputed. The firewall of a burned-out building owned by petitioners
collapsed and destroyed the tailoring shop occupied by the family of private respondents,
resulting in injuries to private respondents and the death of Marissa Bernal, a daughter. Private
respondents had been warned by petitioners to vacate their shop in view of its proximity to the
weakened wall but the former failed to do so. On the basis of the foregoing facts, the Regional
Trial Court. First Judicial Region, Branch XXXVIII, presided by the Hon. Antonio M. Belen,
rendered judgment finding petitioners guilty of gross negligence and awarding damages to
private respondents. On appeal, the decision of the trial court was affirmed in toto by the Court
of Appeals in a decision promulgated on August 17, 1987, a copy of which was received by
petitioners on August 25, 1987. On September 9, 1987, the last day of the fifteen-day period to
file an appeal, petitioners filed a motion for extension of time to file a motion for reconsideration,
which was eventually denied by the appellate court in the Resolution of September 30, 1987.
Petitioners filed their motion for reconsideration on September 24, 1987 but this was denied in
the Resolution of October 27, 1987.
This Court finds that the Court of Appeals did not commit a grave abuse of discretion when it
denied petitioners' motion for extension of time to file a motion for reconsideration, directed
entry of judgment and denied their motion for reconsideration. It correctly applied the rule laid
down in Habaluyas Enterprises, Inc. v. Japzon, [G.R. No. 70895, August 5, 1985,138 SCRA
461, that the fifteen-day period for appealing or for filing a motion for reconsideration cannot be
extended. In its Resolution denying the motion for reconsideration, promulgated on July 30,
1986 (142 SCRA 208), this Court en banc restated and clarified the rule, to wit:
Beginning one month after the promulgation of this Resolution, the rule shall be strictly enforced
that no motion for extension of time to file a motion for reconsideration may be filed with the
Metropolitan or Municipal Trial Courts, the Regional Trial Courts, and the Intermediate Appellate
Court. Such a motion may be filed only in cases pending with the Supreme Court as the court of
last resort, which may in its sound discretion either grant or deny the extension requested. (at p.
212)
Lacsamana v. Second Special Cases Division of the intermediate Appellate Court, [G.R. No.
73146-53, August 26, 1986, 143 SCRA 643], reiterated the rule and went further to restate and
clarify the modes and periods of appeal.
Bacaya v. Intermediate Appellate Court, [G.R. No. 74824, Sept. 15, 1986,144 SCRA
161],stressed the prospective application of said rule, and explained the operation of the grace
period, to wit:
In other words, there is a one-month grace period from the promulgation on May
30, 1986 of the Court's Resolution in the clarificatory Habaluyas case, or up to
June 30, 1986, within which the rule barring extensions of time to file motions for
new trial or reconsideration is, as yet, not strictly enforceable.
Since petitioners herein filed their motion for extension on February 27, 1986, it is
still within the grace period, which expired on June 30, 1986, and may still be
allowed.
This grace period was also applied in Mission v. Intermediate Appellate Court [G.R. No. 73669,
October 28, 1986, 145 SCRA 306].]
In the instant case, however, petitioners' motion for extension of time was filed on September 9,
1987, more than a year after the expiration of the grace period on June 30, 1986. Hence, it is no
longer within the coverage of the grace period. Considering the length of time from the
expiration of the grace period to the promulgation of the decision of the Court of Appeals on
August 25, 1987, petitioners cannot seek refuge in the ignorance of their counsel regarding said
rule for their failure to file a motion for reconsideration within the reglementary period.
Petitioners contend that the rule enunciated in the Habaluyas case should not be made to apply
to the case at bar owing to the non-publication of the Habaluyas decision in the Official Gazette
as of the time the subject decision of the Court of Appeals was promulgated. Contrary to
petitioners' view, there is no law requiring the publication of Supreme Court decisions in the
Official Gazette before they can be binding and as a condition to their becoming effective. It is
the bounden duty of counsel as lawyer in active law practice to keep abreast of decisions of the
Supreme Court particularly where issues have been clarified, consistently reiterated, and
published in the advance reports of Supreme Court decisions (G. R. s) and in such publications
as the Supreme Court Reports Annotated (SCRA) and law journals.
This Court likewise finds that the Court of Appeals committed no grave abuse of discretion in
affirming the trial court's decision holding petitioner liable under Article 2190 of the Civil Code,
which provides that "the proprietor of a building or structure is responsible for the damage
resulting from its total or partial collapse, if it should be due to the lack of necessary repairs.
Nor was there error in rejecting petitioners argument that private respondents had the "last clear
chance" to avoid the accident if only they heeded the. warning to vacate the tailoring shop and ,
therefore, petitioners prior negligence should be disregarded, since the doctrine of "last clear
chance," which has been applied to vehicular accidents, is inapplicable to this case.
WHEREFORE, in view of the foregoing, the Court Resolved to DENY the instant petition for lack
of merit.
Fernan (Chairman), Gutierrez, Jr., Feliciano and Bidin, JJ., concur.
EN BANC
G.R. No. L-6791
qualification form to NPC. Pinatubo, however, was informed in a letter dated April 29, 2003 that
its application for pre-qualification had been denied.8 Petitioner asked for reconsideration but
NPC denied it.9
Pinatubo then filed a petition in the RTC for the annulment of NPC Circular No. 99-75, with a
prayer for the issuance of a temporary restraining order and/or writ of preliminary
injunction.10 Pinatubo argued that the circular was unconstitutional as it violated the due process
and equal protection clauses of the Constitution, and ran counter to the government policy of
competitive public bidding.11
The RTC upheld Pinatubos position and declared items 3 and 3.1 of the circular
unconstitutional. The RTC ruled that it was violative of substantive due process because, while
it created rights in favor of third parties, the circular had not been published. It also pronounced
that the circular violated the equal protection clause since it favored manufacturers and
processors of aluminum scrap vis--vis dealers/traders in the purchase of aluminum ACSR
cables from NPC. Lastly, the RTC found that the circular denied traders the right to exercise
their business and restrained free competition inasmuch as it allowed only a certain sector to
participate in the bidding.12
In this petition, NPC insists that there was no need to publish the circular since it was not of
general application. It was addressed only to particular persons or class of persons, namely the
disposal committees, heads of offices, regional and all other officials involved in the disposition
of ACSRs. NPC also contends that there was a substantial distinction between manufacturers
and traders of aluminum scrap materials specially viewed in the light of RA 7832.13 According to
NPC, by limiting the prospective bidders to manufacturers, it could easily monitor the market of
its scrap ACSRs. There was rampant fencing of stolen NPC wires. NPC likewise maintains that
traders were not prohibited from participating in the pre-qualification as long as they had a tie-up
with a manufacturer.14
The questions that need to be resolved in this case are:
(1) whether NPC Circular No. 99-75 must be published; and
(2) whether items 3 and 3.1 of NPC Circular No. 99-75 (a) violated the equal protection clause of the Constitution and
(b) restrained free trade and competition.
Taada v. Tuvera15 stressed the need for publication in order for statutes and administrative
rules and regulations to have binding force and effect, viz.:
x x x all statutes, including those of local application and private laws, shall be published as a
condition for their effectivity, which shall begin fifteen days after publication unless a different
effectivity is fixed by the legislature.
Covered by this rule are presidential decrees and executive orders promulgated by the
President in the exercise of legislative power or, at present, directly conferred by the
Constitution. Administrative Rules and Regulations must also be published if their purpose is to
enforce or implement existing law pursuant also to a valid delegation.16
Taada, however, qualified that:
Interpretative regulations and those merely internal in nature, that is, regulating only the
personnel of the administrative agency and not the public, need not be published. Neither is
publication required of the so-called letters of instructions issued by administrative superiors
concerning the rules or guidelines to be followed by their subordinates in the performance of
their duties.17 (emphasis ours)
In this case, NPC Circular No. 99-75 did not have to be published since it was merely an
internal rule or regulation. It did not purport to enforce or implement an existing law but was
merely a directive issued by the NPC President to his subordinates to regulate the proper and
efficient disposal of scrap ACSRs to qualified bidders. Thus, NPC Circular No. 99-75 defined the
responsibilities of the different NPC personnel in the disposal, pre-qualification, bidding and
award of scrap ACSRS.18 It also provided for the deposit of a proposal bond to be submitted by
bidders, the approval of the award, mode of payment and release of awarded scrap
ACSRs.19 All these guidelines were addressed to the NPC personnel involved in the bidding and
award of scrap ACSRs. It did not, in any way, affect the rights of the public in general or of any
other person not involved in the bidding process. Assuming it affected individual rights, it did so
only remotely, indirectly and incidentally.
Pinatubos argument that items 3 and 3.1 of NPC Circular No. 99-75 deprived it of its "right to
bid" or that these conferred such right in favor of a third person is erroneous. Bidding, in its
comprehensive sense, means making an offer or an invitation to prospective contractors
whereby the government manifests its intention to invite proposals for the purchase of supplies,
materials and equipment for official business or public use, or for public works or
repair.20 Bidding rules may specify other conditions or require that the bidding process be
subjected to certain reservations or qualifications.21 Since a bid partakes of the nature of an
offer to contract with the government,22 the government agency involved may or may not accept
it. Moreover, being the owner of the property subject of the bid, the government has the power
to determine who shall be its recipient, as well as under what terms it may be awarded. In this
sense, participation in the bidding process is a privilege inasmuch as it can only be exercised
under existing criteria imposed by the government itself. As such, prospective bidders, including
Pinatubo, cannot claim any demandable right to take part in it if they fail to meet these criteria.
Thus, it has been stated that under the traditional form of property ownership, recipients of
privileges or largesse from the government cannot be said to have property rights because they
possess no traditionally recognized proprietary interest therein.23
Also, as the discretion to accept or reject bids and award contracts is of such wide latitude,
courts will not interfere, unless it is apparent that such discretion is exercised arbitrarily, or used
as a shield to a fraudulent award. The exercise of that discretion is a policy decision that
necessitates prior inquiry, investigation, comparison, evaluation, and deliberation. This task can
best be discharged by the concerned government agencies, not by the courts. Courts will not
interfere with executive or legislative discretion exercised within those boundaries. Otherwise,
they stray into the realm of policy decision-making.24
Limiting qualified bidders in this case to partnerships or corporations that directly use aluminum
as the raw material in producing finished products made purely or partly of aluminum was an
exercise of discretion by the NPC. Unless the discretion was exercised arbitrarily or used as a
subterfuge for fraud, the Court will not interfere with the exercise of such discretion.
This brings to the fore the next question: whether items 3 and 3.1 of NPC Circular No. 99-75
violated the equal protection clause of the Constitution.
The equal protection clause means that "no person or class of persons shall be deprived of the
same protection of laws which is enjoyed by other persons or other classes in the same place
and in like circumstances."25 The guaranty of the equal protection of the laws is not violated by a
legislation based on a reasonable classification.26The equal protection clause, therefore, does
not preclude classification of individuals who may be accorded different treatment under the law
as long as the classification is reasonable and not arbitrary.271avvphi1
Items 3 and 3.1 met the standards of a valid classification. Indeed, as juxtaposed by the RTC,
the purpose of NPC Circular No. 99-75 was to dispose of the ACSR wires.28 As stated by
Pinatubo, it was also meant to earn income for the government.29 Nevertheless, the disposal
and revenue-generating objective of the circular was not an end in itself and could not bar NPC
from imposing conditions for the proper disposition and ultimately, the legitimate use of the
scrap ACSR wires. In giving preference to direct manufacturers and producers, it was the intent
of NPC to support RA 7832, which penalizes the theft of ACSR in excess of 100 MCM.30 The
difference in treatment between direct manufacturers and producers, on one hand, and traders,
on the other, was rationalized by NPC as follows:
x x x NAPOCOR can now easily monitor the market of its scrap ACSR wires and verify whether
or not a persons possession of such materials is legal or not; and consequently, prosecute
under R.A. 7832, those whose possession, control or custody of such material is unexplained.
This is based upon the reasonable presumption that if the buyer were a manufacturer or
processor, the scrap ACSRs end with him as the latter uses it to make finished products; but if
the buyer were a trader, there is greater probability that the purchased materials may pass from
one trader to another. Should traders without tie-up to manufacturers or processors of aluminum
be allowed to participate in the bidding, the ACSRs bidded out to them will likely co-mingle with
those already proliferating in the illegal market. Thus, great difficulty shall be encountered by
NAPOCOR and/or those authorities tasked to implement R.A. 7832 in determining whether or
not the ACSRs found in the possession, control and custody of a person suspected of theft [of]
electric power transmission lines and materials are the fruit of the offense defined in Section 3 of
R.A. 7832.31
Items 3 and 3.1 clearly did not infringe on the equal protection clause as these were based on a
reasonable classification intended to protect, not the right of any business or trade but the
integrity of government property, as well as promote the objectives of RA 7832. Traders like
Pinatubo could not claim similar treatment as direct manufacturers/processors especially in the
light of their failure to negate the rationale behind the distinction.
Finally, items 3 and 3.1 of NPC Circular No. 99-75 did not restrain free trade or competition.
Pinatubo contends that the condition imposed by NPC under items 3 and 3.1 violated the
principle of competitiveness advanced by RA 9184 (Government Procurement Reform Act)
which states:
SEC. 3. Governing Principles on Government Procurement. All procurement of the national
government, its departments, bureaus, offices and agencies, including state universities and
colleges, government-owned and/or controlled corporations, government financial institutions
and local government units, shall, in all cases, be governed by these principles:
xxx
(b) Competitiveness by extending equal opportunity to enable private contracting parties who
are eligible andqualified to participate in public bidding. (emphasis ours)
The foregoing provision imposed the precondition that the contracting parties should
be eligible and qualified. It should be emphasized that the bidding process was not a "free-forall" where any and all interested parties, qualified or not, could take part. Section 5(e) of RA
9184 defines competitive bidding as a "method of procurement which is open to participation by
any interested party and which consists of the following processes: advertisement, pre-bid
conference, eligibility screening of prospective bidders, receipt and opening of bids,
evaluation of bids, post-qualification, and award of contract x x x." The law categorically
mandates that prospective bidders are subject to eligibility screening, and as earlier stated,
bidding rules may specify other conditions or order that the bidding process be subjected to
certain reservations or qualifications.32 Thus, in its pre-qualification guidelines issued for the
sale of scrap ACSRs, the NPC reserved the right to pre-disqualify any applicant who did not
meet the requirements for pre-qualification.33 Clearly, the competitiveness policy of a bidding
process presupposes the eligibility and qualification of a contestant; otherwise, it defeats the
principle that only "responsible" and "qualified" bidders can bid and be awarded government
contracts.34 Our free enterprise system is not based on a market of pure and unadulterated
competition where the State pursues a strict hands-off policy and follows the let-the-devildevour-the-hindmost rule.35
Moreover, the mere fact that incentives and privileges are granted to certain enterprises to the
exclusion of others does not render the issuance unconstitutional for espousing unfair
competition.36 While the Constitution enshrines free enterprise as a policy, it nonetheless
reserves to the government the power to intervene whenever necessary to promote the general
welfare.37 In the present case, the unregulated disposal and sale of scrap ACSR wires will
hamper the governments effort of curtailing the pernicious practice of trafficking stolen
government property. This is an evil sought to be prevented by RA 7832 and certainly, it was
well within the authority of the NPC to prescribe conditions in order to prevent it.
WHEREFORE, the petition is hereby GRANTED. The decision of the Regional Trial Court of
Mandaluyong City, Branch 213 dated June 30, 2006 and resolution dated November 20, 2006
are REVERSED and SET ASIDE. Civil Case No. MC-03-2179 for the annulment of NPC
Circular No. 99-75 is hereby DISMISSED.
SO ORDERED.
RENATO C. CORONA
Associate Justice
Chairperson
WE CONCUR:
PRESBITERO J. VELASCO, JR.
Associate Justice
DIOSDADO M. PERALTA
Associate Justice
LUCAS P. BERSAMIN*
Associate Justice
ATTESTATION
I attest that the conclusions in the above Decision had been reached in consultation before the
case was assigned to the writer of the opinion of the Courts Division.
RENATO C. CORONA
Associate Justice
Chairperson
CERTIFICATION
Pursuant to Section 13, Article VIII of the Constitution, I certify that the conclusions in the above
Decision had been reached in consultation before the case was assigned to the writer of the
opinion of the Courts Division.
ANTONIO T. CARPIO
Acting Chief Justice
September 4, 2008
2008, the parties were required to observe the status quo prevailing prior to the Order dated
January 30, 2008.
On March 25, 2008, the Court granted his petition for certiorari on two grounds: first, the
communications elicited by the three (3) questions were covered by executive privilege;
and second, respondent Committees committed grave abuse of discretion in issuing the
contempt order. Anent the first ground, we considered the subject communications as falling
under the presidential communications privilege because (a) they related to a quintessential
and non-delegable power of the President, (b) they were received by a close advisor of the
President, and (c) respondent Committees failed to adequately show a compelling need that
would justify the limitation of the privilege and the unavailability of the information elsewhere by
an appropriate investigating authority. As to the second ground, we found that respondent
Committees committed grave abuse of discretion in issuing the contempt order because (a)
there was a valid claim of executive privilege, (b) their invitations to petitioner did not contain the
questions relevant to the inquiry, (c) there was a cloud of doubt as to the regularity of the
proceeding that led to their issuance of the contempt order, (d) they violated Section 21, Article
VI of the Constitution because their inquiry was not in accordance with the "duly published rules
of procedure," and (e) they issued the contempt order arbitrarily and precipitately.
On April 8, 2008, respondent Committees filed the present motion for reconsideration, anchored
on the following grounds:
I
CONTRARY TO THIS HONORABLE COURTS DECISION, THERE IS NO DOUBT
THAT THE ASSAILED ORDERS WERE ISSUED BY RESPONDENT COMMITTEES
PURSUANT TO THE EXERCISE OF THEIR LEGISLATIVE POWER, AND NOT
MERELY THEIR OVERSIGHT FUNCTIONS.
II
CONTRARY TO THIS HONORABLE COURTS DECISION, THERE CAN BE NO
PRESUMPTION THAT THE INFORMATION WITHHELD IN THE INSTANT CASE IS
PRIVILEGED.
III
CONTRARY TO THIS HONORABLE COURTS DECISION, THERE IS NO FACTUAL
OR LEGAL BASIS TO HOLD THAT THE COMMUNICATIONS ELICITED BY THE
SUBJECT THREE (3) QUESTIONS ARE COVERED BY EXECUTIVE PRIVILEGE,
CONSIDERING THAT:
A. THERE IS NO SHOWING THAT THE MATTERS FOR WHICH EXECUTIVE
PRIVILEGE IS CLAIMED CONSTITUTE STATE SECRETS.
B. EVEN IF THE TESTS ADOPTED BY THIS HONORABLE COURT IN THE
DECISION IS APPLIED, THERE IS NO SHOWING THAT THE ELEMENTS OF
PRESIDENTIAL COMMUNICATIONS PRIVILEGE ARE PRESENT.
C. ON THE CONTRARY, THERE IS ADEQUATE SHOWING OF A COMPELLING
NEED TO JUSTIFY THE DISCLOSURE OF THE INFORMATION SOUGHT.
D. TO UPHOLD THE CLAIM OF EXECUTIVE PRIVILEGE IN THE INSTANT CASE
WOULD SERIOUSLY IMPAIR THE RESPONDENTS PERFORMANCE OF THEIR
PRIMARY FUNCTION TO ENACT LAWS.
E. FINALLY, THE CONSTITUTIONAL RIGHT OF THE PEOPLE TO INFORMATION,
AND THE CONSTITUTIONAL POLICIES ON PUBLIC ACCOUNTABILITY AND
TRANSPARENCY OUTWEIGH THE CLAIM OF EXECUTIVE PRIVILEGE.
IV
Obviously, the last sentence of the above-quoted paragraph in Senate v. Ermita refers to the
"exemption" being claimed by the executive officials mentioned in Section 2(b) of E.O. No. 464,
solely by virtue of their positions in the Executive Branch. This means that when an executive
official, who is one of those mentioned in the said Sec. 2(b) of E.O. No. 464, claims to be
exempt from disclosure, there can be no presumption of authorization to invoke executive
privilege given by the President to said executive official, such that the presumption in this
situation inclines heavily against executive secrecy and in favor of disclosure.
Senate v. Ermita 20 expounds on the premise of the foregoing ruling in this wise:
Section 2(b) in relation to Section 3 virtually provides that, once the head of office
determines that a certain information is privileged, such determination is presumed to
bear the Presidents authority and has the effect of prohibiting the official from appearing
before Congress, subject only to the express pronouncement of the President that it is
allowing the appearance of such official. These provisions thus allow the President to
authorize claims of privilege by mere silence.
Such presumptive authorization, however, is contrary to the exceptional nature of the
privilege. Executive privilege, as already discussed, is recognized with respect to
information the confidential nature of which is crucial to the fulfillment of the unique role
and responsibilities of the executive branch, or in those instances where exemption from
disclosure is necessary to the discharge of highly important executive responsibilities.
The doctrine of executive privilege is thus premised on the fact that certain information
must, as a matter of necessity, be kept confidential in pursuit of the public interest. The
privilege being, by definition, an exemption from the obligation to disclose information, in
this case to Congress, the necessity must be of such high degree as to outweigh the
public interest in enforcing that obligation in a particular case.
In light of this highly exceptional nature of the privilege, the Court finds it essential to limit
to the President the power to invoke the privilege. She may of course authorize the
Executive Secretary to invoke the privilege on her behalf, in which case the Executive
Secretary must state that the authority is "By order of the President", which means that
he personally consulted with her. The privilege being an extraordinary power, it must be
wielded only by the highest official in the executive hierarchy. In other words, the
President may not authorize her subordinates to exercise such power. There is even
less reason to uphold such authorization in the instant case where the authorization is
not explicit but by mere silence. Section 3, in relation to Section 2(b), is further invalid on
this score.
The constitutional infirmity found in the blanket authorization to invoke executive privilege
granted by the President to executive officials in Sec. 2(b) of E.O. No. 464 does not obtain in
this case.
In this case, it was the President herself, through Executive Secretary Ermita, who invoked
executive privilege on a specific matter involving an executive agreement between the
Philippines and China, which was the subject of the three (3) questions propounded to petitioner
Neri in the course of the Senate Committees investigation. Thus, the factual setting of this case
markedly differs from that passed upon in Senate v. Ermita.
Moreover, contrary to the claim of respondents, the Decision in this present case hews closely
to the ruling in Senate v. Ermita,21 to wit:
Executive privilege
The phrase "executive privilege" is not new in this jurisdiction. It has been used
even prior to the promulgation of the 1986 Constitution. Being of American origin, it is
best understood in light of how it has been defined and used in the legal literature of the
United States.
Schwart defines executive privilege as "the power of the Government to withhold
information from the public, the courts, and the Congress. Similarly, Rozell defines
it as "the right of the President and high-level executive branch officers to withhold
information from Congress, the courts, and ultimately the public." x x x In this jurisdiction,
the doctrine of executive privilege was recognized by this Court in Almonte v. Vasquez.
Almonte used the term in reference to the same privilege subject of Nixon. It quoted the
following portion of the Nixon decision which explains the basis for the privilege:
"The expectation of a President to the confidentiality of his conversations and
correspondences, like the claim of confidentiality of judicial deliberations, for
example, he has all the values to which we accord deference for the privacy of all
citizens and, added to those values, is the necessity for protection of the public interest
in candid, objective, and even blunt or harsh opinions in Presidential decision-making. A
President and those who assist him must be free to explore alternatives in the process of
shaping policies and making decisions and to do so in a way many would be unwilling to
express except privately. These are the considerations justifying a presumptive
privilege for Presidential communications. The privilege is fundamental to the
operation of government and inextricably rooted in the separation of powers
under the Constitution x x x " (Emphasis and italics supplied)
Clearly, therefore, even Senate v. Ermita adverts to "a presumptive privilege for Presidential
communication," which was recognized early on in Almonte v. Vasquez. To construe the
passage inSenate v. Ermita adverted to in the Motion for Reconsideration of respondent
Committees, referring to the non-existence of a "presumptive authorization" of an executive
official, to mean that the "presumption" in favor of executive privilege "inclines heavily against
executive secrecy and in favor of disclosure" is to distort the ruling in the Senate v. Ermita and
make the same engage in self-contradiction.
Senate v. Ermita22 expounds on the constitutional underpinning of the relationship between the
Executive Department and the Legislative Department to explain why there should be no
implied authorization or presumptive authorization to invoke executive privilege by the
Presidents subordinate officials, as follows:
When Congress exercises its power of inquiry, the only way for department heads
to exempt themselves therefrom is by a valid claim of privilege. They are not
exempt by the mere fact that they are department heads. Only one
executive official may be exempted from this power - the President on whom executive
power is vested, hence, beyond the reach of Congress except through the power of
impeachment. It is based on he being the highest official of the executive branch, and
the due respect accorded to a co-equal branch of governments which is sanctioned by a
long-standing custom. (Underscoring supplied)
Thus, if what is involved is the presumptive privilege of presidential communications when
invoked by the President on a matter clearly within the domain of the Executive, the said
presumption dictates that the same be recognized and be given preference or priority, in the
absence of proof of a compelling or critical need for disclosure by the one assailing such
presumption. Any construction to the contrary will render meaningless the presumption
accorded by settled jurisprudence in favor of executive privilege. In fact, Senate v.
Ermita reiterates jurisprudence citing "the considerations justifying a presumptive privilege for
Presidential communications."23
II
There Are Factual and Legal Bases to
Hold that the Communications Elicited by the
Three (3) Questions Are Covered by Executive Privilege
Respondent Committees claim that the communications elicited by the three (3) questions are
not covered by executive privilege because the elements of the presidential communications
privilegeare not present.
A. The power to enter into an executive agreement is a "quintessential and non-delegable
presidential power."
First, respondent Committees contend that the power to secure a foreign loan does not relate to
a "quintessential and non-delegable presidential power," because the Constitution does not vest
it in the President alone, but also in the Monetary Board which is required to give its prior
concurrence and to report to Congress.
This argument is unpersuasive.
The fact that a power is subject to the concurrence of another entity does not make such power
less executive. "Quintessential" is defined as the most perfect embodiment of something, the
concentrated essence of substance.24 On the other hand, "non-delegable" means that a power
or duty cannot be delegated to another or, even if delegated, the responsibility remains with the
obligor.25 The power to enter into an executive agreement is in essence an executive power.
This authority of the President to enter into executive agreements without the concurrence of
the Legislature has traditionally been recognized in Philippine jurisprudence.26 Now, the fact that
the President has to secure the prior concurrence of the Monetary Board, which shall submit to
Congress a complete report of its decision before contracting or guaranteeing foreign loans,
does not diminish the executive nature of the power.
The inviolate doctrine of separation of powers among the legislative, executive and judicial
branches of government by no means prescribes absolute autonomy in the discharge by each
branch of that part of the governmental power assigned to it by the sovereign people. There is
the corollary doctrine of checks and balances, which has been carefully calibrated by the
Constitution to temper the official acts of each of these three branches. Thus, by analogy, the
fact that certain legislative acts require action from the President for their validity does not
render such acts less legislative in nature. A good example is the power to pass a law. Article
VI, Section 27 of the Constitution mandates that every bill passed by Congress shall, before it
becomes a law, be presented to the President who shall approve or veto the same. The fact that
the approval or vetoing of the bill is lodged with the President does not render the power to pass
law executive in nature. This is because the power to pass law is generally a quintessential and
non-delegable power of the Legislature. In the same vein, the executive power to enter or not to
enter into a contract to secure foreign loans does not become less executive in nature because
of conditions laid down in the Constitution. The final decision in the exercise of the said
executive power is still lodged in the Office of the President.
B. The "doctrine of operational proximity" was laid down precisely to limit the scope of
the presidential communications privilege but, in any case, it is not conclusive.
Second, respondent Committees also seek reconsideration of the application of the "doctrine of
operational proximity" for the reason that "it maybe misconstrued to expand the scope of the
presidential communications privilege to communications between those who are operationally
proximate to the President but who may have "no direct communications with her."
It must be stressed that the doctrine of "operational proximity" was laid down in In re: Sealed
Case27precisely to limit the scope of the presidential communications privilege. The U.S. court
was aware of the dangers that a limitless extension of the privilege risks and, therefore, carefully
cabined its reach by explicitly confining it to White House staff, and not to staffs of the agencies,
and then only to White House staff that has "operational proximity" to direct presidential
decision-making, thus:
We are aware that such an extension, unless carefully circumscribed to accomplish the
purposes of the privilege, could pose a significant risk of expanding to a large swath of
the executive branch a privilege that is bottomed on a recognition of the unique role of
the President. In order to limit this risk, the presidential communications privilege should
be construed as narrowly as is consistent with ensuring that the confidentiality of the
Presidents decision-making process is adequately protected. Not every person who
plays a role in the development of presidential advice, no matter how remote and
removed from the President, can qualify for the privilege. In particular, the
privilege should not extend to staff outside the White House in executive branch
agencies. Instead, the privilege should apply only to communications authored or
solicited and received by those members of an immediate White House advisors staff
who have broad and significant responsibility for investigation and formulating the advice
The nature of foreign negotiations requires caution, and their success must often depend
on secrecy, and even when brought to a conclusion, a full disclosure of all the measures,
demands, or eventual concessions which may have been proposed or contemplated
would be extremely impolitic, for this might have a pernicious influence on future
negotiations or produce immediate inconveniences, perhaps danger and mischief, in
relation to other powers. The necessity of such caution and secrecy was one cogent
reason for vesting the power of making treaties in the President, with the advice and
consent of the Senate, the principle on which the body was formed confining it to a small
number of members. To admit, then, a right in the House of Representatives to demand
and to have as a matter of course all the papers respecting a negotiation with a foreign
power would be to establish a dangerous precedent.
US jurisprudence clearly guards against the dangers of allowing Congress access to all papers
relating to a negotiation with a foreign power. In this jurisdiction, the recent case of Akbayan
Citizens Action Party, et al. v. Thomas G. Aquino, et al.39 upheld the privileged character of
diplomatic negotiations. In Akbayan, the Court stated:
Privileged character of diplomatic negotiations
The privileged character of diplomatic negotiations has been recognized in this
jurisdiction. In discussing valid limitations on the right to information, the Court in Chavez
v. PCGG held that "information on inter-government exchanges prior to the conclusion of
treaties and executive agreements may be subject to reasonable safeguards for the
sake of national interest." Even earlier, the same privilege was upheld in Peoples
Movement for Press Freedom (PMPF) v. Manglapus wherein the Court discussed the
reasons for the privilege in more precise terms.
In PMPF v. Manglapus, the therein petitioners were seeking information from the
Presidents representatives on the state of the then on-going negotiations of the RP-US
Military Bases Agreement. The Court denied the petition, stressing that "secrecy of
negotiations with foreign countries is not violative of the constitutional provisions of
freedom of speech or of the press nor of the freedom of access to information." The
Resolution went on to state, thus:
The nature of diplomacy requires centralization of authority and expedition
of decision which are inherent in executive action. Another essential
characteristic of diplomacy is its confidential nature. Although much has
been said about "open" and "secret" diplomacy, with disparagement of the latter,
Secretaries of State Hughes and Stimson have clearly analyzed and justified the
practice. In the words of Mr. Stimson:
"A complicated negotiation cannot be carried through without
many, many private talks and discussion, man to man; many
tentative suggestions and proposals. Delegates from other
countries come and tell you in confidence of their troubles at home
and of their differences with other countries and with other
delegates; they tell you of what they would do under certain
circumstances and would not do under other circumstances If
these reports should become public who would ever
trust American Delegations in another conference? (United States
Department of State, Press Releases, June 7, 1930, pp. 282-284)
xxxx
There is frequent criticism of the secrecy in which negotiation with foreign
powers on nearly all subjects is concerned. This, it is claimed, is
incompatible with the substance of democracy. As expressed by one writer,
"It can be said that there is no more rigid system of silence anywhere in the
world." (E.J. Young, Looking Behind the Censorship, J. B. Lipincott Co., 1938)
President Wilson in starting his efforts for the conclusion of the World War
declared that we must have "open covenants, openly arrived at." He quickly
abandoned his thought.
No one who has studied the question believes that such a method of publicity is
possible.In the moment that negotiations are started, pressure groups
attempt to "muscle in." An ill-timed speech by one of the parties or a frank
declaration of the concession which are exacted or offered on both sides
would quickly lead to a widespread propaganda to block the
negotiations. After a treaty has been drafted and its terms are fully
published, there is ample opportunity for discussion before it is
approved. (The New American Government and Its Works, James T. Young, 4th
Edition, p. 194) (Emphasis and underscoring supplied)
Still in PMPF v. Manglapus, the Court adopted the doctrine in U.S. v. Curtiss-Wright
Export Corp. that the President is the sole organ of the nation in its negotiations with
foreign countries,viz:
"x x x In this vast external realm, with its important, complicated, delicate and
manifold problems, the President alone has the power to speak or listen as a
representative of the nation. He makes treaties with the advice and consent of
the Senate; but he alone negotiates. Into the field of negotiation the Senate
cannot intrude; and Congress itself is powerless to invade it. As Marshall said in
his great arguments of March 7, 1800, in the House of Representatives, "The
President is the sole organ of the nation in its external relations, and its
sole representative with foreign nations." Annals, 6th Cong., col. 613
(Emphasis supplied; underscoring in the original)
Considering that the information sought through the three (3) questions subject of this Petition
involves the Presidents dealings with a foreign nation, with more reason, this Court is wary of
approving the view that Congress may peremptorily inquire into not only official, documented
acts of the President but even her confidential and informal discussions with her close advisors
on the pretext that said questions serve some vague legislative need. Regardless of who is in
office, this Court can easily foresee unwanted consequences of subjecting a Chief Executive to
unrestricted congressional inquiries done with increased frequency and great publicity. No
Executive can effectively discharge constitutional functions in the face of intense and unchecked
legislative incursion into the core of the Presidents decision-making process, which inevitably
would involve her conversations with a member of her Cabinet.
With respect to respondent Committees invocation of constitutional prescriptions regarding the
right of the people to information and public accountability and transparency, the Court finds
nothing in these arguments to support respondent Committees case.
There is no debate as to the importance of the constitutional right of the people to information
and the constitutional policies on public accountability and transparency. These are the twin
postulates vital to the effective functioning of a democratic government. The citizenry can
become prey to the whims and caprices of those to whom the power has been delegated if they
are denied access to information. And the policies on public accountability and democratic
government would certainly be mere empty words if access to such information of public
concern is denied.
In the case at bar, this Court, in upholding executive privilege with respect to three (3) specific
questions, did not in any way curb the publics right to information or diminish the importance of
public accountability and transparency.
This Court did not rule that the Senate has no power to investigate the NBN Project in aid of
legislation. There is nothing in the assailed Decision that prohibits respondent Committees from
inquiring into the NBN Project. They could continue the investigation and even call petitioner
Neri to testify again. He himself has repeatedly expressed his willingness to do so. Our Decision
merely excludes from the scope of respondents investigation the three (3) questions that elicit
answers covered by executive privilege and rules that petitioner cannot be compelled to appear
before respondents to answer the said questions. We have discussed the reasons why these
answers are covered by executive privilege. That there is a recognized public interest in the
confidentiality of such information is a recognized principle in other democratic States. To put it
simply, the right to information is not an absolute right.
Indeed, the constitutional provisions cited by respondent Committees do not espouse an
absolute right to information. By their wording, the intention of the Framers to subject such right
to the regulation of the law is unmistakable. The highlighted portions of the following provisions
show the obvious limitations on the right to information, thus:
Article III, Sec. 7. The right of the people to information on matters of public concern
shall be recognized. Access to official records, and to documents, and papers pertaining
to official records, and to documents, and papers pertaining to official acts, transactions,
or decisions, as well as to government research data used as basis for policy
development, shall be afforded the citizen, subject to such limitations as may be
provided by law.
Article II, Sec. 28. Subject to reasonable conditions prescribed by law, the State
adopts and implements a policy of full public disclosure of all its transactions involving
public interest.(Emphasis supplied)
In Chavez v. Presidential Commission on Good Government,40 it was stated that there are no
specific laws prescribing the exact limitations within which the right may be exercised or the
correlative state duty may be obliged. Nonetheless, it enumerated the recognized restrictions to
such rights, among them: (1) national security matters, (2) trade secrets and banking
transactions, (3) criminal matters, and (4) other confidential information. National security
matters include state secrets regarding military and diplomatic matters, as well as information
on inter-government exchanges prior to the conclusion of treaties and executive agreements. It
was further held that even where there is no need to protect such state secrets, they
must be "examined in strict confidence and given scrupulous protection."
Incidentally, the right primarily involved here is the right of respondent Committees to obtain
information allegedly in aid of legislation, not the peoples right to public information. This is the
reason why we stressed in the assailed Decision the distinction between these two rights. As
laid down in Senate v. Ermita, "the demand of a citizen for the production of documents
pursuant to his right to information does not have the same obligatory force as a subpoena
duces tecum issued by Congress" and "neither does the right to information grant a citizen the
power to exact testimony from government officials." As pointed out, these rights belong to
Congress, not to the individual citizen. It is worth mentioning at this juncture that the parties here
are respondent Committees and petitioner Neri and that there was no prior request for
information on the part of any individual citizen. This Court will not be swayed by attempts to
blur the distinctions between the Legislature's right to information in a legitimate legislative
inquiry and the public's right to information.
For clarity, it must be emphasized that the assailed Decision did not enjoin respondent
Committees from inquiring into the NBN Project. All that is expected from them is to
respect matters that are covered by executive privilege.
III.
Respondent Committees Failed to Show That
the Communications Elicited by the Three Questions
Are Critical to the Exercise of their Functions
In their Motion for Reconsideration, respondent Committees devote an unusually lengthy
discussion on the purported legislative nature of their entire inquiry, as opposed to an oversight
inquiry.
At the outset, it must be clarified that the Decision did not pass upon the nature of respondent
Committees inquiry into the NBN Project. To reiterate, this Court recognizes respondent
Committees power to investigate the NBN Project in aid of legislation. However, this Court
cannot uphold the view that when a constitutionally guaranteed privilege or right is validly
A hard look at Senate v. Ermita ought to yield the conclusion that it bestowed a qualified
presumption in favor of the Presidential communications privilege. As shown in the
previous discussion, U.S. v. Nixon, as well as the other related Nixon
cases Sirica and Senate Select Committee on Presidential Campaign Activities, et
al., v. Nixon in the D.C. Court of Appeals, as well as subsequent cases all
recognize that there is a presumptive privilege in favor of Presidential communications.
The Almonte case quoted U.S. v. Nixon and recognized a presumption in favor of
confidentiality of Presidential communications.
The presumption in favor of Presidential communications puts the burden on the respondent
Senate Committees to overturn the presumption by demonstrating their specific need for the
information to be elicited by the answers to the three (3) questions subject of this case, to
enable them to craft legislation. Here, there is simply a generalized assertion that the
information is pertinent to the exercise of the power to legislate and a broad and non-specific
reference to pending Senate bills. It is not clear what matters relating to these bills could not be
determined without the said information sought by the three (3) questions. As correctly pointed
out by the Honorable Justice Dante O. Tinga in his Separate Concurring Opinion:
If respondents are operating under the premise that the president and/or her
executive officials have committed wrongdoings that need to be corrected or
prevented from recurring by remedial legislation, the answer to those three
questions will not necessarily bolster or inhibit respondents from proceeding with
such legislation. They could easily presume the worst of the president in enacting
such legislation.
For sure, a factual basis for situations covered by bills is not critically needed before legislatives
bodies can come up with relevant legislation unlike in the adjudication of cases by courts of law.
Interestingly, during the Oral Argument before this Court, the counsel for respondent
Committees impliedly admitted that the Senate could still come up with legislations even without
petitioner answering the three (3) questions. In other words, the information being elicited is not
so critical after all. Thus:
CHIEF JUSTICE PUNO
So can you tell the Court how critical are these questions to the lawmaking
function of the Senate. For instance, question Number 1 whether the President
followed up the NBN project. According to the other counsel this question has
already been asked, is that correct?
ATTY. AGABIN
Well, the question has been asked but it was not answered, Your Honor.
CHIEF JUSTICE PUNO
Yes. But my question is how critical is this to the lawmaking function of the
Senate?
ATTY. AGABIN
I believe it is critical, Your Honor.
CHIEF JUSTICE PUNO
Why?
ATTY. AGABIN
For instance, with respect to the proposed Bill of Senator Miriam Santiago, she
would like to indorse a Bill to include Executive Agreements had been used as a
device to the circumventing the Procurement Law.
At this juncture, it is important to stress that complaints relating to the NBN Project have already
been filed against President Arroyo and other personalities before the Office of the
Ombudsman. Under our Constitution, it is the Ombudsman who has the duty "to investigate
any act or omission of any public official, employee, office or agency when such act or
omission appears to be illegal, unjust, improper, or inefficient."51 The Office of the
Ombudsman is the body properly equipped by the Constitution and our laws to preliminarily
determine whether or not the allegations of anomaly are true and who are liable therefor. The
same holds true for our courts upon which the Constitution reposes the duty to determine
criminal guilt with finality. Indeed, the rules of procedure in the Office of the Ombudsman and
the courts are well-defined and ensure that the constitutionally guaranteed rights of all
persons, parties and witnesses alike, are protected and safeguarded.
Should respondent Committees uncover information related to a possible crime in the course of
their investigation, they have the constitutional duty to refer the matter to the appropriate agency
or branch of government. Thus, the Legislatures need for information in an investigation of graft
and corruption cannot be deemed compelling enough to pierce the confidentiality of information
validly covered by executive privilege. As discussed above, the Legislature can still legislate on
graft and corruption even without the information covered by the three (3) questions subject of
the petition.
Corollarily, respondent Committees justify their rejection of petitioners claim of executive
privilege on the ground that there is no privilege when the information sought might involve a
crime or illegal activity, despite the absence of an administrative or judicial determination
to that effect. Significantly, however, in Nixon v. Sirica,52 the showing required to overcome the
presumption favoring confidentiality turned, not on the nature of the presidential conduct
that the subpoenaed material might reveal, but, instead, on the nature and
appropriateness of the function in the performance of which the material was sought,
and the degree to which the material was necessary to its fulfillment.
Respondent Committees assert that Senate Select Committee on Presidential Campaign
Activities v. Nixon does not apply to the case at bar because, unlike in the said case, no
impeachment proceeding has been initiated at present. The Court is not persuaded. While it is
true that no impeachment proceeding has been initiated, however, complaints relating to the
NBN Project have already been filed against President Arroyo and other personalities before the
Office of the Ombudsman. As the Court has said earlier, the prosecutorial and judicial arms of
government are the bodies equipped and mandated by the Constitution and our laws to
determine whether or not the allegations of anomaly in the NBN Project are true and, if so, who
should be prosecuted and penalized for criminal conduct.
Legislative inquiries, unlike court proceedings, are not subject to the exacting standards of
evidence essential to arrive at accurate factual findings to which to apply the law. Hence,
Section 10 of the Senate Rules of Procedure Governing Inquiries in Aid of Legislation provides
that "technical rules of evidence applicable to judicial proceedings which do not affect
substantive rights need not be observed by the Committee." Court rules which prohibit leading,
hypothetical, or repetitive questions or questions calling for a hearsay answer, to name a few,
do not apply to a legislative inquiry. Every person, from the highest public official to the most
ordinary citizen, has the right to be presumed innocent until proven guilty in proper proceedings
by a competent court or body.
IV
Respondent Committees Committed Grave
Abuse of Discretion in Issuing the Contempt Order
Respondent Committees insist that they did not commit grave abuse of discretion in issuing the
contempt order because (1) there is no legitimate claim of executive privilege; (2) they did not
violate the requirements laid down in Senate v. Ermita; (3) they issued the contempt order in
accordance with their internal Rules; (4) they did not violate the requirement under Article VI,
Section 21 of the Constitution requiring the publication of their Rules; and (5) their issuance of
the contempt order is not arbitrary or precipitate.
violations of the Constitution simply out of courtesy. In this regard, the pronouncement in Arroyo
v. De Venecia56 is enlightening, thus:
"Cases both here and abroad, in varying forms of expression, all deny to the courts the
power to inquire into allegations that, in enacting a law, a House of Congress failed to
comply with its own rules, in the absence of showing that there was a violation of a
constitutional provision or the rights of private individuals.
United States v. Ballin, Joseph & Co., the rule was stated thus: The Constitution
empowers each House to determine its rules of proceedings. It may not by its rules
ignore constitutional restraints or violate fundamental rights, and there should be
a reasonable relation between the mode or method of proceeding established by
the rule and the result which is sought to be attained."
In the present case, the Courts exercise of its power of judicial review is warranted because
there appears to be a clear abuse of the power of contempt on the part of respondent
Committees. Section 18 of the Rules provides that:
"The Committee, by a vote of majority of all its members, may punish for contempt any
witness before it who disobey any order of the Committee or refuses to be sworn or to
testify or to answer proper questions by the Committee or any of its
members." (Emphasis supplied)
In the assailed Decision, we said that there is a cloud of doubt as to the validity of the contempt
order because during the deliberation of the three (3) respondent Committees, only seven (7)
Senators were present. This number could hardly fulfill the majority requirement needed by
respondentCommittee on Accountability of Public Officers and Investigations which has a
membership of seventeen (17) Senators and respondent Committee on National Defense and
Security which has a membership of eighteen (18) Senators. With respect to
respondent Committee on Trade and Commerce which has a membership of nine (9) Senators,
only three (3) members were present.57These facts prompted us to quote in the Decision the
exchanges between Senators Alan Peter Cayetano and Aquilino Pimentel, Jr. whereby the
former raised the issue of lack of the required majority to deliberate and vote on the contempt
order.
When asked about such voting during the March 4, 2008 hearing before this Court, Senator
Francis Pangilinan stated that any defect in the committee voting had been cured because twothirds of the Senators effectively signed for the Senate in plenary session.58
Obviously the deliberation of the respondent Committees that led to the issuance of the
contempt order is flawed. Instead of being submitted to a full debate by all the members of the
respondent Committees, the contempt order was prepared and thereafter presented to the other
members for signing. As a result, the contempt order which was issued on January 30, 2008
was not a faithful representation of the proceedings that took place on said date. Records
clearly show that not all of those who signed the contempt order were present during the
January 30, 2008 deliberation when the matter was taken up.
Section 21, Article VI of the Constitution states that:
The Senate or the House of Representatives or any of its respective committees may
conduct inquiries in aid of legislation in accordance with its duly published rules of
procedure. The rights of person appearing in or affected by such inquiries shall be
respected. (Emphasis supplied)
All the limitations embodied in the foregoing provision form part of the witness settled
expectation. If the limitations are not observed, the witness settled expectation is shattered.
Here, how could there be a majority vote when the members in attendance are not enough to
arrive at such majority? Petitioner has the right to expect that he can be cited in contempt only
through a majority vote in a proceeding in which the matter has been fully deliberated upon.
There is a greater measure of protection for the witness when the concerns and objections of
the members are fully articulated in such proceeding. We do not believe that respondent
Committees have the discretion to set aside their rules anytime they wish. This is especially true
here where what is involved is the contempt power. It must be stressed that the Rules are not
promulgated for their benefit. More than anybody else, it is the witness who has the highest
stake in the proper observance of the Rules.
Having touched the subject of the Rules, we now proceed to respondent Committees fourth
argument. Respondent Committees argue that the Senate does not have to publish its Rules
because the same was published in 1995 and in 2006. Further, they claim that the Senate is a
continuing body; thus, it is not required to republish the Rules, unless the same is repealed or
amended.
On the nature of the Senate as a "continuing body," this Court sees fit to issue a clarification.
Certainly, there is no debate that the Senate as an institution is "continuing", as it is not
dissolved as an entity with each national election or change in the composition of its members.
However, in the conduct of its day-to-day business the Senate of each Congress acts
separately and independently of the Senate of the Congress before it. The Rules of the Senate
itself confirms this when it states:
RULE XLIV
UNFINISHED BUSINESS
SEC. 123. Unfinished business at the end of the session shall be taken up at the next
session in the same status.
All pending matters and proceedings shall terminate upon the expiration of one
(1) Congress, but may be taken by the succeeding Congress as if present for the first
time. (emphasis supplied)
Undeniably from the foregoing, all pending matters and proceedings, i.e. unpassed bills and
even legislative investigations, of the Senate of a particular Congress are
considered terminated upon the expiration of that Congress and it is merely optional on the
Senate of the succeeding Congress to take up such unfinished matters, not in the same
status, but as if presented for the first time. The logic and practicality of such a rule is readily
apparent considering that the Senate of the succeeding Congress (which will typically have a
different composition as that of the previous Congress) should not be bound by the acts and
deliberations of the Senate of which they had no part. If the Senate is a continuing body even
with respect to the conduct of its business, then pending matters will not be deemed terminated
with the expiration of one Congress but will, as a matter of course, continue into the next
Congress with the same status.
This dichotomy of the continuity of the Senate as an institution and of the opposite nature of the
conduct of its business is reflected in its Rules. The Rules of the Senate (i.e. the Senates main
rules of procedure) states:
RULE LI
AMENDMENTS TO, OR REVISIONS OF, THE RULES
SEC. 136. At the start of each session in which the Senators elected in the preceding
elections shall begin their term of office, the President may endorse the Rules to the
appropriate committee for amendment or revision.
The Rules may also be amended by means of a motion which should be presented at
least one day before its consideration, and the vote of the majority of the Senators
present in the session shall be required for its approval. (emphasis supplied)
RULE LII
DATE OF TAKING EFFECT
SEC. 137. These Rules shall take effect on the date of their adoption and shall remain in
force until they are amended or repealed. (emphasis supplied)
Section 136 of the Senate Rules quoted above takes into account the new composition of the
Senate after an election and the possibility of the amendment or revision of the Rules at the
start of eachsession in which the newly elected Senators shall begin their term.
However, it is evident that the Senate has determined that its main rules are intended to be valid
from the date of their adoption until they are amended or repealed. Such language is
conspicuously absent from the Rules. The Rules simply state "(t)hese Rules shall take effect
seven (7) days after publication in two (2) newspapers of general circulation."59 The latter does
not explicitly provide for the continued effectivity of such rules until they are amended or
repealed. In view of the difference in the language of the two sets of Senate rules, it cannot be
presumed that the Rules (on legislative inquiries) would continue into the next Congress. The
Senate of the next Congress may easily adopt different rules for its legislative inquiries which
come within the rule on unfinished business.
The language of Section 21, Article VI of the Constitution requiring that the inquiry be conducted
in accordance with the duly published rules of procedure is categorical. It is incumbent upon
the Senate to publish the rules for its legislative inquiries in each Congress or otherwise make
the published rules clearly state that the same shall be effective in subsequent Congresses or
until they are amended or repealed to sufficiently put public on notice.
If it was the intention of the Senate for its present rules on legislative inquiries to be effective
even in the next Congress, it could have easily adopted the same language it had used in its
main rules regarding effectivity.
Lest the Court be misconstrued, it should likewise be stressed that not all orders issued or
proceedings conducted pursuant to the subject Rules are null and void. Only those that result in
violation of the rights of witnesses should be considered null and void, considering that the
rationale for the publication is to protect the rights of witnesses as expressed in Section 21,
Article VI of the Constitution. Sans such violation, orders and proceedings are considered valid
and effective.
Respondent Committees last argument is that their issuance of the contempt order is not
precipitate or arbitrary. Taking into account the totality of circumstances, we find no merit in their
argument.
As we have stressed before, petitioner is not an unwilling witness, and contrary to the assertion
of respondent Committees, petitioner did not assume that they no longer had any other
questions for him. He repeatedly manifested his willingness to attend subsequent hearings and
respond to new matters. His only request was that he be furnished a copy of the new questions
in advance to enable him to adequately prepare as a resource person. He did not attend the
November 20, 2007 hearing because Executive Secretary Ermita requested respondent
Committees to dispense with his testimony on the ground of executive privilege. Note that
petitioner is an executive official under the direct control and supervision of the Chief
Executive. Why punish petitioner for contempt when he was merely directed by his superior?
Besides, save for the three (3) questions, he was very cooperative during the September 26,
2007 hearing.
On the part of respondent Committees, this Court observes their haste and impatience. Instead
of ruling on Executive Secretary Ermitas claim of executive privilege, they curtly dismissed it as
unsatisfactory and ordered the arrest of petitioner. They could have informed petitioner of their
ruling and given him time to decide whether to accede or file a motion for reconsideration. After
all, he is not just an ordinary witness; he is a high- ranking official in a co-equal branch of
government. He is an alter ego of the President. The same haste and impatience marked the
issuance of the contempt order, despite the absence of the majority of the members of the
respondent Committees, and their subsequent disregard of petitioners motion for
reconsideration alleging the pendency of his petition for certiorari before this Court.
On a concluding note, we are not unmindful of the fact that the Executive and the Legislature
are political branches of government. In a free and democratic society, the interests of these
branches inevitably clash, but each must treat the other with official courtesy and respect. This
Court wholeheartedly concurs with the proposition that it is imperative for the continued health
of our democratic institutions that we preserve the constitutionally mandated checks and
balances among the different branches of government.
In the present case, it is respondent Committees contention that their determination on the
validity of executive privilege should be binding on the Executive and the Courts. It is their
assertion that theirinternal procedures and deliberations cannot be inquired into by this Court
supposedly in accordance with the principle of respect between co-equal branches of
government. Interestingly, it is a courtesy that they appear to be unwilling to extend to the
Executive (on the matter of executive privilege) or this Court (on the matter of judicial review). It
moves this Court to wonder: In respondent Committees paradigm of checks and balances, what
are the checks to the Legislatures all-encompassing, awesome power of investigation? It is a
power, like any other, that is susceptible to grave abuse.
While this Court finds laudable the respondent Committees well-intentioned efforts to ferret out
corruption, even in the highest echelons of government, such lofty intentions do not validate or
accord to Congress powers denied to it by the Constitution and granted instead to the other
branches of government.
There is no question that any story of government malfeasance deserves an inquiry into its
veracity. As respondent Committees contend, this is founded on the constitutional command of
transparency and public accountability. The recent clamor for a "search for truth" by the general
public, the religious community and the academe is an indication of a concerned citizenry, a
nation that demands an accounting of an entrusted power. However, the best venue for this
noble undertaking is not in the political branches of government. The customary partisanship
and the absence of generally accepted rules on evidence are too great an obstacle in arriving at
the truth or achieving justice that meets the test of the constitutional guarantee of due process
of law. We believe the people deserve a more exacting "search for truth" than the process here
in question, if that is its objective.
WHEREFORE, respondent Committees Motion for Reconsideration dated April 8, 2008 is
herebyDENIED.
SO ORDERED.
Puno, C.J., Quisumbing, Ynares-Santiago, Carpio, Austria-Martinez, Corona, Carpio-Morales,
Azcuna, Tinga, Chico-Nazario, Velasco, Jr., Nachura, Reyes, Brion, JJ., concur.
Dissenting Opinion - C.J. Puno
Separate Opinion on the Motion for Reconsideration - J. Quisumbing
Separate Dissenting Opinion - J. Azcuna
Separate Opinion - J. Reyes
March 8, 2011
realignment of the C-5 Road Extension project to ensure that his properties in Barangay San
Dionisio, Paraaque City and Barangays Pulang Lupa and Mayuno Uno, Las Pias would be
financially benefited by the construction of the new road;
WHEREAS there is overwhelming evidence to show that the Senate President, through his
corporations, negotiated the sale of his properties as roads right of way to the government, the
same properties affected by the projects he proposed;
WHEREAS there is overwhelming evidence to show that the Senate President caused the sale
of his landholdings to government as a grossly overpriced cost prejudicial to other lot owners in
the area, the government, and the Filipino people;
WHEREAS there is overwhelming evidence to show that the Senate President, in the
overpriced sale of another property, used his power and influence to extort from the original
landowner the profit made from the overprice by the Villar owned corporations;
WHEREAS these acts of the Senate President are in direct violation of the Constitution, the
Anti-Graft and Corrupt Practices Act, the Code of Conduct and Ethical Standards of Public
Officers;
WHEREAS the Senate President has violated the public trust of the people in order to serve his
personal interests thereby sacrificing the peoples welfare;
WHEREAS the illegal and unethical conduct of the Senate President has betrayed the trust of
the people, and by doing so has shamed the Philippine Senate;
WHEREAS it is incumbent upon the members of the Senate now to reclaim the peoples trust
and confidence and show that the illegal conduct of any of its member, even of its leaders, shall
not go unpunished;
WHEREFORE, BE IT RESOLVED AS IT IS HEREBY RESOLVED, TO DIRECT THE
COMMITTEE ON ETHICS AND PRIVILEGES TO INVESTIGATE THE CONDUCT OF SENATE
PRESIDENT MANUEL B. VILLAR, JR. FOR USING HIS POSITION OF POWER TO
INFLUENCE PUBLIC OFFICIALS IN RELOCATING THE C-5 ROAD EXTENSION PROJECT
TO DELIBERATELY PASS THRU HIS PROPERTIES, AND TO NEGOTIATE THE
OVERPRICED PURCHASE OF ROAD RIGHTS OF WAY THRU SEVERAL PROPERTIES
ALSO OWNED BY HIS CORPORATIONS REDOUNDING IN HUGE PERSONAL FINANCIAL
BENEFITS FOR HIM TO THE DETRIMENT OF THE FILIPINO PEOPLE, THEREBY
RESULTING IN A BLATANT CONFLICT OF INTEREST.
Adopted,
(Sgd.)
M.A. MADRIGAL4
On even date, P.S. Resolution 706 was referred to the Committee on Ethics and Privileges
(Ethics Committee) which at that time was composed of the following members:
Sen. Pia S. Cayetano - Chairperson
Sen. Loren Legarda - Member in lieu of Sen. Madrigal
Sen. Joker Arroyo - Member
Sen. Alan Peter Cayetano- Member
Sen. Miriam Defensor-Santiago- Member
Sen. Gregorio Honasan - Member
already before the court which is effective, complete or equitable. Further, an indispensable
party is one who must be included in an action before it may properly go forward.
A person who is not an indispensable party, however, if his interest in the controversy or subject
matter is separable from the interest of the other parties, so that it will not necessarily be directly
or injuriously affected by a decree which does complete justice between them. Also, a person is
not an indispensable party if his presence would merely permit a complete relief between him
and those already parties to the action, or if he has no interest in the subject matter of the
action. It is not a sufficient reason to declare a person to be an indispensable party that his
presence will avoid multiple litigation.15
In this case, Senator Madrigal is not an indispensable party to the petition before the Court.
While it may be true that she has an interest in the outcome of this case as the author of P.S.
Resolution 706, the issues in this case are matters of jurisdiction and procedure on the part of
the Senate Committee of the Whole which can be resolved without affecting Senator Madrigals
interest. The nature of Senator Madrigals interest in this case is not of the nature that this case
could not be resolved without her participation.1awphi1
Doctrine of Primary Jurisdiction
Respondent asserts that the doctrine of primary jurisdiction "simply calls for the determination of
administrative questions, which are ordinarily questions of fact, by administrative agencies
rather than by courts of justice."16Citing Pimentel v. HRET,17 respondent avers that primary
recourse of petitioners should have been to the Senate and that this Court must uphold the
separation of powers between the legislative and judicial branches of the government.
The doctrine of primary jurisdiction does not apply to this case. The Court has ruled:
x x x It may occur that the Court has jurisdiction to take cognizance of a particular case, which
means that the matter involved is also judicial in character. However, if the case is such that its
determination requires the expertise, specialized skills and knowledge of the proper
administrative bodies because technical matters or intricate questions of fact are involved, then
relief must first be obtained in an administrative proceeding before a remedy will be supplied by
the courts even though the matter is within the proper jurisdiction of the court. x x x18
The issues presented here do not require the expertise, specialized skills and knowledge of
respondent for their resolution. On the contrary, the issues here are purely legal questions
which are within the competence and jurisdiction of the Court, and not an administrative agency
or the Senate to resolve.19
As regards respondents invocation of separation of powers, the Court reiterates that "the
inviolate doctrine of separation of powers among the legislative, executive or judicial branches
of government by no means prescribes for absolute autonomy in the discharge by each of that
part of the governmental power assigned to it by the sovereign people."20 Thus, it has been held
that "the power of judicial review is not so much power as it is [a] duty imposed on this Court by
the Constitution and that we would be remiss in the performance of that duty if we decline to
look behind the barriers set by the principle of separation of powers."21 The Court, therefore, is
not precluded from resolving the legal issues raised by the mere invocation by respondent of the
doctrine of separation of powers. On the contrary, the resolution of the legal issues falls within
the exclusive jurisdiction of this Court.
Transfer of the Complaint from the Ethics Committee
to the Senate Committee on the Whole
Petitioners allege that the transfer of the complaint against Senator Villar to the Senate
Committee of the Whole violates his constitutional right to equal protection. Petitioners allege
that the Senate Committee of the Whole was constituted solely for the purpose of assuming
jurisdiction over the complaint against Senator Villar. Petitioners further allege that the act was
discriminatory and removed Senator Villars recourse against any adverse report of the Ethics
Committee to the Senate as a body.
x x x. The issue partakes of the nature of a political question which, under the Constitution, is to
be decided by the people in their sovereign capacity, or in regard to which full discretionary
authority has been delegated to the legislative or executive branch of the government. Further,
pursuant to his constitutional grant of virtually unrestricted authority to determine its own rules,
the Senate is at liberty to alter or modify these rules at any time it may see fit, subject only to the
imperatives of quorum, voting and publication.23
The only limitation to the power of Congress to promulgate its own rules is the observance of
quorum, voting, and publication when required. As long as these requirements are complied
with, the Court will not interfere with the right of Congress to amend its own rules.
Prior Publication
Petitioners assail the non-publication of the Rules of the Senate Committee of the Whole.
Respondent counters that publication is not necessary because the Senate Committee of the
Whole merely adopted the Rules of the Ethics Committee which had been published in the
Official Gazette on 23 March 2009. Respondent alleges that there is only one set of Rules that
governs both the Ethics Committee and the Senate Committee of the Whole.
In Neri v. Senate Committee on Accountability of Public Officers and Investigations,24 the Court
declared void unpublished rules of procedure in Senate inquiries insofar as such rules affect the
rights of witnesses. The Court cited Section 21, Article VI of the Constitution which mandates:
Sec. 21. The Senate or the House of Representatives or any of its respective Committees may
conduct inquiries in aid of legislation in accordance with its duly published rules of procedure.
The rights of persons appearing in or affected by such inquiries shall be respected. (Emphasis
supplied)
The Court explained in the Resolution25 denying the motion for reconsideration:
The language of Section 21, Article VI of the Constitution requiring that the inquiry be conducted
in accordance with the duly published rules of procedure is categorical. It is incumbent upon
the Senate to publish the rules of its legislative inquiries in each Congress or otherwise make
the published rules clearly state that the same shall be effective in the subsequent Congresses
or until they are amended or repealed to sufficiently put public on notice.
If it was the intention of the Senate for its present rules on legislative inquiries to be effective
even in the next Congress, it could have easily adopted the same language it had used in its
main rules regarding effectivity.
Lest the Court be misconstrued, it should likewise be stressed that not all orders issued or
proceedings conducted pursuant to the subject Rules are null and void. Only those that result
in violation of the rights of witnesses should be considered null and void, considering
that the rationale for the publication is to protect the rights of the witnesses as
expressed in Section 21, Article VI of the Constitution. Sans such violation, orders and
proceedings are considered valid and effective.26 (Emphasis supplied)
In the recent case of Gutierrez v. The House of Representatives Committee on Justice, et
al.,27 the Court further clarified:
x x x inquiries in aid of legislation under Section 21, Article VI of the Constitution is
the sole instance in the Constitution where there is a categorical directive to duly publish a set
of rules of procedure. Significantly notable in Neri is that with respect to the issue of publication,
the Court anchored its ruling on the 1987Constitutions directive, without any reliance on or
reference to the 1986 case of Taada v. Tuvera. Taadanaturally could neither have interpreted
a forthcoming 1987 Constitution nor had kept a tight rein on the Constitutions intentions as
expressed through the allowance of either a categorical term or a general sense of making
known the issuances.28
The Constitution does not require publication of the internal rules of the House or Senate. Since
rules of the House or the Senate that affect only their members are internal to the House or
Senate, such rules need not be published, unless such rules expressly provide for their
publication before the rules can take effect.
In this case, the proceedings before the Senate Committee of the Whole affect only members of
the Senate since the proceedings involve the Senates exercise of its disciplinary power over
one of its members. Clearly, the Rules of the Senate Committee of the Whole are internal to the
Senate. However, Section 81, Rule 15 of the Rules of the Senate Committee of the Whole
provides:
Sec. 81. EFFECTIVITY. These Rules shall be effective after publication in the Official Gazette
or in a newspaper of general circulation.29
Hence, in this particular case, the Rules of the Senate Committee of the Whole itself provide
that the Rules must be published before the Rules can take effect. Thus, even if publication is
not required under the Constitution, publication of the Rules of the Senate Committee of the
Whole is required because the Rules expressly mandate their publication. The majority of the
members of the Senate approved the Rules of the Senate Committee of the Whole, and the
publication requirement which they adopted should be considered as the will of the majority.
Respondent cannot dispense with the publication requirement just because the Rules of the
Ethics Committee had already been published in the Official Gazette. To reiterate, the Rules of
the Senate Committee of the Whole expressly require publication before the Rules can take
effect. To comply with due process requirements, the Senate must follow its own internal rules if
the rights of its own members are affected.
Incidentally, we note that Section 4, Rule 1 of the Rules of the Senate Committee of the
Whole30 is an exact reproduction of Section 4, Rule 1 of the Rules of the Senate Committee on
Ethics and Privileges31 which states that the Ethics Committee shall be composed of seven
members, contrary to the fact that the Senate Committee of the Whole consists of all members
of the Senate. In addition, Section 5(B), Rule 1 of the Rules of the Senate Committee of the
Whole32 is an exact reproduction of Section 5(B), Rule 1 of the Rules of the Senate Committee
on Ethics and Privileges33 which states that only two members of the Ethics Committee shall
constitute a quorum, contrary to respondents allegation in its Comment that eight members of
the Senate Committee of the Whole shall constitute a quorum.34
However, if the Senate is constituted as a Committee of the Whole, a majority of the Senate is
required to constitute a quorum to do business pursuant to Section 16(2), Article VI of the
Constitution.35 Otherwise, there will be a circumvention of this express provision of the
Constitution on quorum requirement. Obviously, the Rules of the Senate Committee of the
Whole require modification to comply with requirements of quorum and voting which the Senate
must have overlooked in this case. In any event, in case of conflict between the Rules of the
Senate Committee of the Whole and the Constitution, the latter will of course prevail.
WHEREFORE, we GRANT the petition in part. The referral of the complaint by the Committee
on Ethics and Privileges to the Senate Committee of the Whole shall take effect only upon
publication of the Rules of the Senate Committee of the Whole.
SO ORDERED.
ANTONIO T. CARPIO
Associate Justice
WE CONCUR:
RENATO C. CORONA
Chief Justice
CONCHITA CARPIO MORALES
Associate Justice
Associate Justice
Associate Justice
ARTURO D. BRION
Associate Justice
DIOSDADO M. PERALTA
Associate Justice
LUCAS P. BERSAMIN
Associate Justice
ROBERTO A. ABAD
Associate Justice
JOSE C. MENDOZA
Associate Justice