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May 1983
Date
Masters Degree:
August 1993
Date
University of Chicago
Institution
Date
by the following Doctoral Committee members:
First Core
Adjunct
Adjunct
Dean
G r a d u a te C o l l e g e
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ABSTRACT
Keywords: quality management, knowledge management, organizational context
This research used a quantitative and qualitative methodology to study the relationship
between quality management and knowledge management practices in for-profit
companies. Three quality management practices were examined - leadership, training
and process control. Leadership practices related to top managements role in an
organizations quality management efforts. Training was defined as the extent to which
an organization emphasized training within its quality management efforts. Process
control related to the extent to which an organization directed its quality management
efforts towards controlling internal processes. Knowledge management was divided into
structural and behavioral approaches. Knowledge management structural approaches
were defined as practices where an organization used information systems and other tools
to capture and disseminate knowledge. Knowledge management behavioral approaches
were defined as practices where an organization emphasized social interaction to share
knowledge.
The theory behind this research was twofold. First, the use of organizational
approaches to knowledge management is influenced by an organizations context. In this
research quality management was studied as the organizational context for the use of
knowledge management approaches. Second, quality management and knowledge
management can be divided into control or structural approaches and behavioral
approaches. It was hypothesized that companies that employ quality management control
practices would use knowledge management structural approaches. Conversely it was
hypothesized that companies that use quality management behavioral practices would
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TABLE OF CONTENTS
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Descriptive Statistics
Correlations
Qualitative Results and Analysis
Quality Management Process Control and Knowledge Management
Structure
Quality Management Training and Knowledge Management Behavior
Quality Management Process Control and Knowledge Management Behavior
Quality Management Leadership and Knowledge Management Behavior
Summary
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References
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Appendices
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LIST OF FIGURES
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LIST OF TABLES
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LIST OF APPENDICES
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organizations were not included in the study. Since convenience sampling was used the
population for this study was also initially limited to individuals on the researchers
contact list and the contact list of the researchers employer, a local community college.
Although the contact lists contained a good mix of organization by type and size, the
geographic location tended to be in the area of greater Cincinnati, Ohio. Subsequent
contacts did broaden the list to a few other states although the exact location of each
participant is not known. Finally the survey was conducted on line and participants
needed an active e-mail address to participate.
Definitions o f Terms
For this study several terms must be defined. In the field of quality management
Reeves and Bednar (1994) defined quality in many ways. They noted that the most
widely accepted definition of quality is meeting and/or exceeding customer expectations.
In this study the terms quality management, Total Quality Management and Total Quality
were accepted as terms that defined the same construct and are used interchangeably.
This study used the term quality management unless the cited author or work used one of
the other terms. This studys definition of quality management was a set of practices
used by an organization to meet or exceed customer expectations and to continuously
improve its capability to do so.
This research divided quality management into control-oriented practices and
behavioral practices. Control-oriented quality management practices were defined as the
tools and techniques that use quantitative problem-solving and statistical tools to solve
problems. They have their roots in the belief that an objective analysis of the facts will
lead to the solution of the problem. Behavioral quality management practices emphasize
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the human element in problem solving. The behavioral side o f quality management
focuses on employee involvement, cross-functional communication and teamwork to
solve problems.
In the field of knowledge management an authorative definition of knowledge was
beyond the scope o f this study. This study focused on knowledge in organizations and
defined knowledge management as how an organization uses its intellectual assets to gain
competitive advantage. Intellectual assets are the explicit intellectual material within an
organization as well as the knowledge and learning that is shared between individuals,
groups and their actions. A knowledge management system was defined as the
interrelated processes and norms that shape how an organization employs structural and
behavioral approaches to build, maintain and use its intellectual assets to gain
competitive advantage.
Knowledge management was also separated into structural and behavioral approaches.
Structural approaches treat knowledge as an object and attempt to capture knowledge for
future use and to know where knowledge resides in the organization. Structural
approaches would include best practices databases, organizational directories of experts,
and management reports that are available to employees.
Knowledge management behavioral practices related to the degree that the
organization managed its knowledge through behavioral approaches such as laying out
the facility, communicating strategy, and enabling people to work together. Examples
included holding special events that enable people to come together to share ideas, having
the technology tools to connect people with each other, designing facilities with meeting
spaces, and recognizing employees knowledge as a source of competitive advantage.
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Here knowledge is treated as a process and human interaction is the source of new
knowledge. The goals are to allow knowledge to be freely shared so it can move to the
people that need it and to allow new knowledge to emerge through the serendipity of
people meeting each other and sharing their ideas.
Some terms needed to be defined outside of the fields of quality management and
knowledge management. Organizational context was defined as the total environment in
which an organization exists that influences organizational choices. It includes an
organizations competitive strategy, industry setting and corporate culture (Earl, 2001)
Shared practices are practices that are shared between current concepts and new concepts.
For this study shared practices were practices that are shared between quality
management and knowledge management.
Two theories need to be defined as they were critical in establishing knowledge's role
in a firm's strategy. Under the resource-based theory of the firm, firms possess very
specific resources, competencies and capabilities (Spender, 1996) that allow it to take
strategic action. Strategy is the organizations plan of action through which an
organization intends to achieve its goals (Daft, 2003). Strategic action therefore is the
specific actions that the organization takes when implementing its strategy. Thus the
resource-based theory of the firm sees an organizations ability to take strategic action to
accomplish its goals as based upon its unique set of resources, competencies and
capabilities. In academic research the resource-based theory of the firm was augmented
by a knowledge-based theory of the firm (Decarolis & Deeds, 1999). In the knowledgebased theory o f the firm, knowledge is the firms most strategically important resource.
Thomas, Sussman and Henderson (2001) describe the key to sustainable competitive
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advantage as the firms ability to bundle critical resources in such a way at to distinguish
its knowledge base in particular areas (p. 331).
Overview o f Chapters
After this introduction Chapter Two provides a review of the quality management and
knowledge management literature. Based upon the literature review a theoretical
framework for the study is presented and the hypotheses are discussed. Chapter Three
covers the research methodology including the research design and the quantitative and
qualitative methods used to collect the data. Chapter Four discusses the quantitative
analysis of the data and the analysis of the supporting interviews with survey participants.
Chapter Five chapter concludes with the contribution of the study to both academic
research and practitioners.
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Broadly
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analysis tools within management science was supported by the increasing sophistication
and power o f information technology (Daft, 2003).
Taylors scientific management, Shewharts statistical process control, management
science, operations research, operations management and information technology all
influenced the technical side of quality management. The technical side of quality
management emphasizes using quantitative analysis and statistical tools to solve
problems. It is a control-oriented approach that has its roots in the belief that an objective
analysis of the facts will lead to the solution of the problem. The technical side of quality
management employs statistical process control and other quality tools to analyze
processes.
Conceptually the technical side of quality management accepts the foundational
premise of these prior fields of study. The premise is that quantitative tools can be used
to analyze a problem or situation so that an appropriate solution or course of action can
be determined. What makes quality management different from these earlier fields of
study is that quality management also emphasizes the human component for solving
problems.
Quality management traces its behavioral roots to the human relations movement of
the 1920s. The most influential study of this time was Mayos work at the Hawthorne
factory of the Western Electric Company from 1927 - 1933 (Daft, 2003; Wagner &
Hollenbeck, 2005). Here Mayo discovered the positive impact that social factors, such as
managers concern for workers, can have on productivity (Daft, 2003; Wagner &
Hollenbeck, 2005). Although new analyses have questioned whether just taking care of
workers caused the increase in productivity, the studies began the human relations
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movement (Daft, 2003; Wagner & Hollenbeck, 2005). The human relations movements
basic premise was that employees will perform better when managers treat them in a
positive manner.
The human resource perspective built upon the human relations movement (Daft,
2003). The human resource perspective went beyond manager relations with employees
to job design and theories of motivation (Daft, 2003). McGregors Theory X and Theory
Y was a key theoretical development within this perspective that was adopted by quality
management thought leaders (Daft, 2003; Wagner & Hollenbeck, 2005). McGregors
theory suggested that managers need to change their basic assumptions about workers.
According to McGregor, Theory X managers control workers because they assume
workers dislike work and do not want to work. McGregor suggested that a better way to
increase performance would be to adopt Theory Y assumptions. A Theory Y manager
creates the conditions so workers can perform to the best of their ability. Theory Y
managers assume that workers want to work and will perform well if they are given the
opportunity to commit to the organizations goals, assume responsibility and engage their
creativity and imagination.
As the human resource perspective increased in sophistication a new field emerged.
The behavioral science field applied scientific methods to develop theories about human
behavior to better understand employee behavior and interaction in organizations.
(Daft, 2003). The application of behavioral science theories in organizational settings
grew into the field of organizational development. In organizational development
specific interventions were conducted to improve the organizations health and
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effectiveness through its ability to cope with change, improve internal relationships, and
increase problem-solving capabilities (Daft, 2003).
Quality management has been influenced by the focus on human behavior in
organizations. The behavioral side of quality management emphasizes the importance of
people and their ideas in problem solving. It adopts the Theory Y perspective and
focuses on employee involvement, cross-functional communication and teamwork to
solve problems. It accepts the premise that the world is too complex to be explained
solely by quantitative models and that the solutions are implemented best when people
have been involved in their development. So in the end quality management integrates
its technical and behavioral heritage into a single approach for improving organizational
performance.
Although quality management can trace its technical and behavioral heritage to earlier
efforts it did not emerge on the American business landscape as a field of management
practice until the 1970s and 1980s. The writings of several quality management thought
leaders, most notably W.E. Deming (1986, 2000), Joseph Juran (1995a, 1999), Kaoru
Ishikawa (1985), and Philip Crosby (1979), established quality management as a
reputable, though non-scholarly, body of knowledge. Although each brought his
individual perspective on quality management, together they helped form, communicate,
and establish some basic principles that are generally accepted by businesspeople as
essential to adhering to quality management.
Even so, for many business managers quality management burst on to the American
business scene in 1980 with the airing of the NBC documentary, I f Japan Can, Why
C ant We? (Dobyns & Frank, 1980). This documentary thrust W. Edwards Deming into
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the spotlight as the man who led Japan through a quality and productivity revolution that
was overpowering American industry (Gabor, 2000; Grant, Shani, & Krishnan, 1994;
Ishikawa, 1985; Main, 1994) and fueled the interest of American business in quality
management. As American practitioners adopted various forms of quality management,
Deming (1986, 2000) and Juran (1995a, 1999) and to a lesser extent, Crosby (1979) and
Ishikawa (1985) grew to be generally recognized as the thought leaders for quality
management.
Deming.
Deming did not coin the words quality management and never saw his management
philosophy as equivalent to total quality management (Boardman, 1994; Senge, 1999).
He organized his philosophy into fourteen points, which he saw as the basis for
transformation o f American industry (Deming, 1986, p. 23). Demings fourteen points
were:
1. Create constancy of purpose toward improvement of product and service, with the
aim to become competitive and to stay in business, and to provide jobs (p. 23).
2. Adopt the new philosophy (p. 23).
3. Cease dependence on inspection to achieve quality (p. 23).
4. End the practice of awarding business on the basis of price tag (p. 23).
5. Improve constantly and forever the system of production and service, to improve
quality and productivity, and thus constantly decrease costs (p. 23).
6. Institute training on the job (p. 23).
7. Institute leadership (p. 23).
8. Drive out fear, so that everyone may work effectively for the company (p. 23).
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He
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In general Deming saw total quality management as limiting companies from truly
changing (Senge, 1999). Total quality management as it came to be practiced was too
tool focused and left the underlying structure of management unchanged. Therefore it is
not surprising that Deming does not define quality management.
Deming (2000) further articulated what he saw as the new philosophy of management
in his System o f Profound Knowledge. Demings System of Profound Knowledge
consisted of four parts:
1. Appreciation for a system
2. Knowledge about variation
3. Theory of knowledge
4. Psychology
Appreciation for a system (Deming, 2000) meant that managers must see their
organization as a system and direct their efforts towards managing the system. Deming
defined a system as a network of interdependent components that work together to try to
accomplish the aim of the system (p. 50) and emphasized that the entire system must be
managed.
Knowledge about variation (Deming, 2000) called for knowledge about stable and
unstable processes. Deming called for managers to understand their processes and the
data that they are gathering in order to improve their processes.
The theory of knowledge (Deming, 2000) called for managers to develop a theory of
how their organization functions because it is only through the modification of the theory
that learning could occur. With a theory, managers could then take new information and
experiences, compare them to what the theory postulated, and then modify the theory as
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required to reflect the new experience. In this way management could learn. Otherwise
management was reacting to new experiences and might be successful, but without
modifying the theory to capture the new knowledge, learning could not occur.
Finally, psychology required managers to pay attention to their people. Deming
(2000) exhorted managers to manage their people based upon an understanding and
respect for them as individuals. Deming argued against forced rankings and challenged
managers to understand the extrinsic and intrinsic rewards that motivate the people that
work for them.
Juran.
Juran (1995a, 1999) also did not spend much time defining quality management.
Juran (1995a) did define the three elements of quality management: quality planning,
quality control and quality improvement. Quality planning was the activity of
establishing quality goals and developing the products and processes required to meet
those goals (p. 402). Quality control was developing and maintaining operational
methods for assuring that processes work as they are designed to work and that target
levels of performance are met (p. 401). Quality improvement was the discipline that
concerns itself with improving the level of performance of a process (p. 402). This
trilogy is known as Jurans Trilogy and defines the three key activities within quality
management (Juran, 1999).
Crosby.
Crosby (1979) offered a direct prescription for attaining quality. His concept of zero
defects - doing things right the first time was based on the fact that mistakes are
caused by two things: lack of knowledge and lack of attention (p. 171). He offered that
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(Deming, 2000) which expanded his prescriptive fourteen points to a prescriptive model
of what organizations need to know and how they should learn.
Crosby (1979) was even more prescriptive than Deming. His fourteen steps for Zero
Defects was a step-by-step process for implementing a quality management program. It
included a specific order for each step, a detailed description of how to accomplish each
step, and identified specific events within the program such as kick-off events and
recognition ceremonies.
Juran (1995a, 1999) and Ishikawa (1985) were not as prescriptive. Jurans Trilogy
was focused on managements responsibility for planning, controlling and improving
performance in a never-ending cycle of continuous improvement. He offered many
ideas, tools and techniques for companies to follow to implement the steps within the
trilogy but did not prescribe a single list or step-by-step process that must be followed.
Similarly Ishikawas (1985) company-wide quality control was a model for quality
management to guide managers as opposed to a prescriptive list of things to do. Ishikawa
offered guidelines for implementing company-wide quality control and refrained from
offering a single list of things to do or a step-by-step process for implementation.
Table 1 summarizes the TQM thought leaders views on quality and quality management.
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Table 1
Definition of
Quality
Quality Management
Management
Quality
Management
Approach
Thought Leader
Crosby (1979)
Concept
Conformance to
Zero Defects
requirements
Deming (1986,
None
2000)
Fourteen points;
A prescriptive list of
System of
things to do; A
Profound
prescriptive model of
Knowledge
Ishikawa (1985)
Quality of product,
Company-wide
A conceptual model
work, service,
quality control
information, process
implementing quality
division, people
management that
(workers, engineers,
emphasizes company-
managers and
wide involvement
executives), system,
company, objectives
Juran (1995a, 1999)
Jurans Trilogy
Features of products
deficiencies
which includes
planning, control and
improvement
In total the quality management thought leaders are not in agreement as to what
quality is and what quality management is. Below the surface, however, several themes
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emerge. Scholars have analyzed the quality management construct to define its
components.
Saraph, Benson and Schroeder (1989), Hackman and Wageman (1995), Powell (1995)
and Anderson, Rungtusanatham and Schroeder (1994) defined the practices within
quality management.
Hackman and Wageman (1995) studied the existence of total quality management in
manufacturing and service organizations. They found a collection of five practices and
two enrichments that were most frequently employed in companies quality management
efforts. They distinguished between practices that were part of the quality management
thought leaders works and the two enrichments that were part of total quality
management efforts even though they were not explicitly in the works of the quality
management thought leaders. The five practices were: (1) the use of short-term
problem-solving teams, (2) employee training, (3) top-down implementation, (4)
developing relationships with suppliers and (5) obtaining data about customers. The two
enrichments were competitive benchmarking and employee involvement. In total they
concluded that total quality management exists as a distinct management approach. They
also warned that that total quality management suffers from so broad a definition that it
may disappear as a meaningful concept as more and more concepts are placed underneath
it.
Anderson et al. (1994) studied Demings fourteen points to ascertain an underlying
management philosophy. They found a management philosophy that focuses on seven
key areas: (1) visionary leadership, (2) internal and external cooperation / teamwork, (3)
learning / training, (4) process management, (5) continuous improvement, (6) employee
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fulfillment and (7) customer satisfaction. For them Deming does offer a coherent
management philosophy that challenges managers to significantly change their approach
to management.
Saraph et al. (1989) also studied Deming, Juran, Ishikawa and other leading quality
management scholars and practitioners. They integrated these authors works and
distilled them eight critical factors of quality management, which they used to develop a
survey instrument to evaluate quality management in organizations. The eight critical
factors were: (1) the role of management leadership, (2) role of the quality department,
(3) training, (4) product / service design, (5) supplier quality management, (6) process
management, (7) quality data and reporting, and (8) employee relations. Each factor
consisted of 6-13 survey items, which were deemed to be internally consistent and valid.
Powell (1995) used the writings of Deming, Juran, and Crosby and the criteria from the
1992 Malcolm Baldrige National Quality Award in his research. He developed a survey
instrument based upon his compilation of these quality management sources which
distilled them into twelve total quality management factors. The twelve factors were: (1)
committed leadership, (2) communication of TQM, (3) close customer relationships, (4)
close supplier relationships, (5) benchmarking, (6) training, (7) an open organization, (8)
employee empowerment, (9) zero defects mentality, (10) flexible manufacturing, (11)
process improvement and (12) measurement.
In total each researcher confirmed that quality management is a valid management
approach. Although the exact composition of concepts and practices within quality
management varied, some practices appeared in multiple research efforts.
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Table 2 identifies nine practices that are within the set of practices for quality
management as defined by each researcher. Three practices appeared in all of the
research studies. First, leadership was recognized as essential to quality management.
Anderson et. al (1994) clearly identified visionary leadership as a key piece of Demings
philosophy. Similarly Powell (1995) and Saraph et. al (1989) identified top management
leadership and commitment as a key factor. Hackman and Wageman (1995) also
identified leadership within their recognition of top down implementation in quality
management efforts. They noted that since quality is ultimately the responsibility of top
management, most TQM programs begin with the training of top managers in the quality
philosophy (p. 316).
The second practice found in all research studies was process control aimed at
continuous improvement. This concept appeared under many different terms. Anderson
et. al (1994) identified process management as a key concept of Demings management
philosophy. Powell (1995) used the term process improvement while Saraph et. al (1989)
used the term process management. Hackman and Wageman (1995) identified the use of
problem-solving teams to simplify and streamline work practices. All of the researchers
focused their definitions o f these terms on controlling the process by removing variation
and errors from the process through statistical process control and process analysis.
The third practice to appear in all studies was training. All researchers (Anderson et.
al, 1994; Hackman & Wageman, 1995; Powell, 1995; Saraph et. al, 1989) saw training
for employees and management in the quality management philosophy and quality tools
as essential to total quality management.
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Table 2
Anderson,
Hackman &
Rungtusanatham,
Wageman
Benson, &
and Schroeder
(1995)
Schroeder
Powell (1995)
(1994)
Saraph,
(1989)
X
Training
Customer focus
Leadership
Process Control
for Continuous
Improvement
Company-wide
employee
involvement
Supplier
partnerships
Teams
Benchmarking
x
X
Measurement
X
X
Note. A X in the column indicates that the researchers included this practice in their set o f practices for
quality management.
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For this study I have defined quality management as the set of practices used by an
organization to meet or exceed customer expectations and to continuously improve its
capability to do so. This definition incorporates Reeves and Bednars (1994) focus on the
customer. It is also in line with Hackman and Wagemans (1995) study that found varied
practices under the quality management umbrella. This definition recognizes that there is
not a single set of practices that is accepted as required for practicing quality
management. When defining quality Reeves and Bednar (1994) state, We believe that
such a global definition (of quality) does not exist and that different definitions of quality
are appropriate in different circumstances (p. 440). Similarly the establishment of a
single definition of the set of practices within quality management is not the focus of this
study and different definitions may be appropriate under different circumstances.
Still, to conduct this research a more exact definition of set of practices within
quality management is necessary. The literature review of quality management has led to
the identification of three practices that were used and consistently defined in four widely
recognized research studies. As identified in Table 2, these practices were leadership,
process control for continuous improvement, and training.
For this research the following definitions of each practice were used (Saraph et al.,
1989). Quality management leadership practices related to the extent of the role of the
organizations leaders in the organizations quality management efforts. Examples
included communications from top leadership about quality, the involvement of top
leadership in quality awards, and quality initiatives that are championed by top leaders.
Quality management training practices related to the degree to which the organization
emphasized training in its quality management efforts. Examples included having
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resources for quality management training, the commitment of top leadership to quality
training, and management attendance at quality training. Quality management process
control practices related to the extent to which the organizations efforts were directed at
controlling internal processes to achieve quality. Examples included automated
inspection systems, error-proofing, and clear procedures and work instructions.
These three practices were used as the set of practices for quality management in
this research, and therefore were studied as the quality management practices that formed
the organizational context for the use of organizational approaches to knowledge
management.
Knowledge Management
The purpose of this research was to determine the relationships between quality
management practices and organizational approaches to knowledge management. The
review of the quality management literature identified three quality management
practices that were used in this study. The literature on knowledge management must
now be reviewed to ascertain the organizational approaches to knowledge management.
Before reviewing the knowledge management literature it is reasonable to ask for a
definition of knowledge. As reasonable as this might seem the definition of knowledge is
the subject of much debate both past and present. As Davenport and Prusak (1998)
stated, Since epistemologists spend their lives trying to understand what it means to
know something, we will not pretend to provide a definitive account ourselves (p. xx). I
agree, as a definitive answer to what it means to know something is not within the scope
of this research. Nonaka and Takeuchi (1995) and Gill (2000) both provide excellent
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historical reviews of the debate between rationalism, empiricism and what it means to
know.
Knowledge management as a field of study is relatively new (De Long & Seemann,
2000), though organizations and groups have been managing knowledge for some time.
Davenport and Prusak (1998) noted, good managers (have always) valued the
experience and know-how of employees - that is, their knowledge (p. ix).
For this research I have defined knowledge management as how an organization
builds, maintains and uses its intellectual assets to gain competitive advantage.
Intellectual assets are the explicit intellectual material within an organization as well as
the knowledge and learning that is shared between individuals, groups and their actions.
I have defined a knowledge management system as the interrelated processes and norms
that shape how an organization employs structural and behavioral approaches to build,
maintain and use its intellectual assets to gain competitive advantage.
These definitions are based upon three foundational concepts that are found within the
current literature in the field. They are:
1. Knowledge is a, if not the primary, source of competitive advantage for firms
into the future.
2. Knowledge is multifaceted. It is composed of many dualisms such as a
possession and a process, a stock and a flow and being both explicit and tacit.
3. All organizations have knowledge management systems regardless of whether
the system is being actively managed or not. Every knowledge management
system has both structural and behavioral components, and an effective system
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(p. 331). In academic research the resource-based theory of the firm was augmented by
a knowledge-based theory of the firm (Decarolis & Deeds, 1999). In the knowledgebased theory o f the firm knowledge is the firms most strategically important resource.
In line with knowledge as the key source of competitive advantage Kogut and Zander
(1992) see combinative capability or the ability of a firm to replicate and combine
knowledge into new capabilities as the source of a firms competitive advantage.
Knowledge dualisms.
Knowledge has been identified as existing through multiple dualisms. One dualism
compares knowledge to both an object and a process. As an object knowledge is a thing
that can be stored and manipulated (Zack, 1999, p.46). It can be possessed (Cook &
Brown, 1999). Knowledge as a process can be viewed as a process of simultaneously
knowing and acting (Zack, 1999, p. 46). It exists through dynamic interaction with the
environment in which it is applied (Cook & Brown, 1999).
A second dualism sees knowledge as both a stock and a flow (Bontis, Crossan, &
Hulland, 2002). Bontis et al. described a system of knowledge in organizations where
knowledge is stored as a stock of knowledge. Here knowledge resides for people to
access as needed. However in the model knowledge is also a flow where knowledge is
being created as people interact and develop new ideas and solve new problems.
Knowledge flows between people at the same level of the organization and across
multiple levels between individuals, groups and the organization as a whole. In this
respect knowledge is dynamic and is constantly moving throughout the organization.
Similarly, Decarolis and Deeds (1999) refer to stocks of knowledge as accumulated
knowledge assets that are internal to the firm (p. 954). Flows of knowledge are
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knowledge streams into the firm or various parts of the firm which may be assimilated
and developed into stocks o f knowledge (Decarolis & Deeds, 1999, p.954).
A final dualism describes knowledge as being explicit and tacit (Polanyi, 1967).
Explicit knowledge can be easily articulated and codified. It is stored in documents and
databases and can be easily accessed by others. On the other hand, tacit knowledge is
knowledge that we hold but that cannot be fully explained. It is best communicated
through experience and action. Tacit knowledge is hard for people to articulate. In
Polanyi's famous description of tacit knowledge, we can know more than we can tell
(p. 4).
It can be seen that these multiple dualisms follow a similar pattern. On one hand,
knowledge as an object fits with the concept of knowledge stocks, which fits with the
concept of explicit knowledge. That is, explicit knowledge is more apt to be documented
and stored in procedures and databases as an object in an organizations stock of
knowledge. On the other hand, knowledge as a process fits with the concept of
knowledge as a flow, which fits with the concept of tacit knowledge. In this case tacit
knowledge is more apt to flow between people through conversation and shared
experiences, which reflect knowledge as a process of continuous learning. These
differences are not completely separate. There is some overlap. These two perspectives
do however point to a key distinction between knowledge management structural
approaches that treat knowledge as an object, a stock and explicit as opposed to
knowledge management behavioral approaches that treat knowledge as a process, a flow
and tacit.
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management that justifies the use of organizational learning systems in the development
o f my knowledge management system definition.
In an early review of organizational learning literature Shrivastava (1983) advanced a
typology o f organizational learning systems. In his typology Shrivastava identified an
organizational learning system that has both structural and behavioral components. He
stated that organizational learning systems include a variety of formal, informal,
cultural, and historical schemes for managing the process of knowledge-sharing and
propagation within the organization (p. 17).
Even more vividly Argyris and Schon (1996) combined the structural and explicit
knowledge that can be managed and the behavioral and tacit knowledge that can be
facilitated into an organizational learning system. They defined an organizational
learning system as the structures that channel organizational inquiry and the behavioral
world of the organization, draped over these structures, that facilitates or inhibits
organizational inquiry (p. 28). They added:
By organizational structures, we mean
Information
systems,
including
their
media
and
Procedures
and
routines
that
guide
individual
and
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decisions (Walsh & Ungson, 1991, p. 61). It includes both the structural and behavioral
components of how firms capture knowledge for future use (Cross & Baird, 2000; Huber,
1991; Levitt & March, 1988; Walsh & Ungson, 1991; Zhang, Tian & Qi, 2006).
The concept of an organizational learning system is well founded. It is also widely
accepted that an organizational learning system has both a structural and behavioral
component. I have defined a knowledge management system as a similar concept to
organizational learning systems. This similarity is supported by the convergence of
knowledge management and organizational learning as explained below.
Knowledge Management and Organizational Learning
Before discussing the convergence of knowledge management and organizational
learning the differences between the two fields must be reviewed. In tracing the
differentiation between knowledge management and organizational learning, Polanyis
(1967) recognition of explicit and tacit knowledge was a significant distinction that
served as a precursor to the fundamental differentiation between knowledge management
and organizational learning. Organizational learning tended to focus on the importance
of tacit knowledge in the social interaction, culture, and behaviors within organizations
while knowledge management focused on explicit knowledge and the structure and
technology within organizations (Davenport & Prusak, 1998; Easterby-Smith, Crossan, &
Nicolini, 2000; Nonaka & Takeuchi, 1995; Senge, 2000).
This differentiation limited the adoption of knowledge management in both the
academic and practitioner worlds; for despite Polanyis (1967) work on knowledge,
knowledge management did not become a recognized management practice. In the
academic world organizational learning with its base in the behavioral sciences received
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far more attention. Academic research into organizational learning reached a critical
mass of recognition as an important topic for research in the 1980s (Fiol & Lyles, 1985;
Hedberg, 1981; Levitt & March, 1988; Shrivastava, 1983; Stata, 1989). The early work
in organizational learning was dominated by discussion of three major topics: (a)
learning and unlearning (Hedberg, 1981; Huber, 1991); (b) types of learning - single-loop
or double-loop (Argyris & Schon, 1996; Ulrich, Von Glinow, & Jick, 1993), incremental
or radical (Bierly & Chakrabarti, 1996; Miner & Mezias, 1996), adaptive or generative
(McGill, Slocum, & Lei, 1992; Senge, 1990), and lower-level and higher-level (Fiol &
Lyles, 1985); and (c) organizational memory (Hedberg, 1981; Huber, 1991; Kim, 1993;
Levitt & March, 1988; Walsh & Ungson, 1991).
Discussions of the concept of learning and unlearning addressed not only how
organizations learn new ideas and practices but also how learning requires organizations
to discard or unlearn established ideas and practices that no longer work (Hedberg, 1981;
Huber, 1991). The underlying theme was that organizations must not only learn but must
also unlearn.
The types of learning added to the understanding of organizational learning by
discussing two levels o f learning (Argyris & Schon, 1996; Bierly & Chakrabarti, 1996;
Fiol & Lyles, 1985; McGill, Slocum, & Lei, 1992; Miner & Mezias, 1996; Senge, 1990;
Ulrich, Von Glinow, & Jick, 1993). Despite the different terms used by the authors cited,
there is general agreement on the two levels of learning. On the first level organizations
learn from their mistakes and correct problems and thereby improve performance. Here
organizations gradually expand their current knowledge base (Bierly & Chakrabarti,
1996, p. 124). They focus on incremental improvements to existing products, markets,
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services or technologies - often within the context of the firms preceding track record of
success (McGill, Slocum, & Lei, 1992, p. 6).
On the second more challenging level organizations must collectively question the
underlying assumptions of how the world works to arrive at why the problem occurred in
the first place. Here organizations aim at adjusting overall rules and norms rather than
specific activities or behaviors (Fiol & Lyles, 1985, p. 808). Double-loop learning
reevaluates the nature of objectives and the values and beliefs underlying them (Ulrich,
Von Glinow, & Jick, 1993, p. 53). For example, a problem may occur due to lack of
communication. The problem is fixed by improving communication between the parties
that are involved. The second level of learning would go further and ask why the people
were not communicating in the first place. What organizational norms, values and beliefs
caused the lack of communication? The second level drives learning beyond the
immediate problem to underlying causes within the social interactions of the
organization.
Although learning and unlearning and types of learning focused on organizational
learning, organizational memory provided some balance to the early works on
organizational learning by adding a structural perspective. Organizational memory
recognized that organizations can learn only if the learning is captured by the
organization (Cross & Baird, 2000; Hedberg, 1981; Huber, 1991; Kim, 1993; Levitt &
March, 1988; Stata, 1989; Walsh & Ungson, 1991; Zhang, Tian, & Qi, 2006). This can
be in some structural manner such as in a database or procedure or in a more behavioral
manner such as by changing the norms of how the organization works. The inclusion of
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in their own theory. Nonaka and Takeuchi took issue with Senge in that he rarely uses
the word knowledge and does not present any ideas on how knowledge can be created
(p. 45). In this respect Nonaka and Takeuchi did not see their theory as coinciding with
organizational learning. Though they used some constructs that are similar to
organizational learning, they contended that their theory of organizational knowledge
creation focuses on the creation of knowledge which organizational learning ignores.
Knowledge Management and Organizational Learning Converge
Although some researchers continued to distinguish between organizational learning
and knowledge management, the literature began to support the view that there are more
similarities than differences. As Easterby-Smith, Crossan and Nicolini (2000) stated:
Knowledge management is still led by technologists and employs the
language of economics, whereas scholars with a human resource orientation
dominate organizational learning. But there is growing recognition that the
two communities share similar underlying concepts and problems, even
though they may still be using somewhat different language to express these
issues, (p. 790)
Two of knowledge managements foundational assertions underlie the similarities
between organizational learning and knowledge management. Both are supported in
reviewing the literature. First is that knowledge management and organizational learning
require a behavioral or human component and a structural or process / technology
component. Second is that both can be viewed as systems.
Interestingly as the fields of knowledge management and organizational learning
diverged in general, some scholars had already synthesized knowledge management and
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same time the acquisition of knowledge is a process that moves a person toward new
thoughts and behaviors. That sounds a lot like learning.
In all cases knowledge and learning are inextricably interwoven. Knowledge
management and organizational learning involve both knowledge and learning. They
cannot be separated. One cannot have knowledge management without affecting how the
organization learns. On the other hand, one cannot have organizational learning without
affecting how the organization manages knowledge.
The distinction between organizational learning and knowledge management has
always been fuzzy at best. In light of the current research and debate the distinction is
becoming even more transparent.
This review of the knowledge management and organizational learning literature
traces separate concepts that have grown together. Knowledge management grew in the
practitioners world and emphasized processes and systems. Organizational learning
developed in the academic world and emphasized relationships and behavior. As both
developed each recognized that a combination of structural and behavioral components
are necessary for success. Although each fields original emphasis remains, many
concepts are shared in each fields current literature. Some researchers recognized this
shared foundation in early typologies and models. The remainder of the literature has
now caught up to this shared recognition.
It is on this basis that I have defined a knowledge management system. Similar to
definitions of organizational learning systems my definition of knowledge management
takes a systems perspective and includes both a structural and behavioral component. It
is different in that it recognizes the equal importance and value of both structural and
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Theoretical Framework
This research integrated the fields of quality management and knowledge management
by studying the relationship between quality management practices and organizational
approaches to knowledge management. The theory that supports this study has two
components. The first component applies organizational context to the relationship
between quality management practices and knowledge management approaches.
Organizational context is the total environment in which an organization exists. It
therefore influences organizational choices. It includes an organizations competitive
strategy, industry setting and corporate culture (Earl, 2001). The theoretical framework
for this study posits that organizational context, in this case an organizations quality
management practices, is related to an organizations approach to knowledge
management.
Organizational context for knowledge management has been discussed in some
research. Some scholars have identified the importance of numerous contextual
dimensions in organizational learning and knowledge management studies (Crossan &
Berdrow, 2003; Fiol & Lyles, 1985; Zack, 1999). Others have focused on a single
contextual dimension such as culture (Nevis, DiBella, & Gould, 1995; Stata, 1989), the
firms knowledge environment (Pisano, 1994) or social relationships (Brown & Duguid,
1991).
The relationship between an organizations context and knowledge management and
organizational learning calls for more investigation. The current research recognizes the
importance of context in determining the type and success of knowledge management
and organizational learning initiatives. More research is needed into the specific
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knowledge. The goals are to allow knowledge to be freely shared so it can move to the
people that need it and to allow new knowledge to emerge through the serendipity of
people meeting each other and sharing their ideas.
In total the theoretical framework for this study holds that quality management
provides an organizational context from which to study the use of knowledge
management approaches. As an organizational context though, quality management is
not monolithic. It has both structural and behavioral approaches. It is therefore further
theorized that organizations that promote structural quality management practices are
more likely to select structural knowledge management approaches. In this study
structural quality management practices are quality management process control
practices. Similarly, organizations that employ behavioral quality management practices
are more likely to select behavioral knowledge management approaches. In this study
behavioral quality management practices include quality management leadership and
quality management training practices.
Figure 1 graphically illustrates this theoretical framework.
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Figure 1
Theoretical Framework
Knowledge
Management
Structural Approaches
Quality Management
Process Control
(Structural/
Control-Oriented Practice)
(Behavioral Practices)
v
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simply the outcome of processes that are actively managed and have built in activities
that eliminate errors. Similarly knowledge management structure treats knowledge as
something that can be controlled and managed. Databases, directories and accessibility
to information are structural answers to knowledge as an object that can be controlled and
managed. From a structural perspective, knowledge management requires the
documentation o f an organizations knowledge and the accessibility of that knowledge to
the organization.
Due to the shared perspective on control hypothesis one states that those organizations
that adopt a process control approach to quality management will also adopt a structural
approach to knowledge management.
Hypothesis One: The use of a process control approach to quality management will
be positively correlated with the use of structural knowledge management
approaches.
Hypothesis Two.
Quality management leadership practices recognize the primary importance of an
organizations leadership in implementing and sustaining quality management in
organizations. Organizations that exercise strong quality management leadership
practices will have active and meaningful commitment and support from top executives
for quality management initiatives. In particular quality management leadership practices
include divisional top management assuming responsibility for quality management, the
top divisional executive and major department heads being evaluated on quality
performance, and quality being recognized as being of equal or greater importance in
comparison to cost and scheduling objectives (Saraph et al., 1989). The underlying focus
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is that top management must see quality as an important objective equal in stature to
profit and loss and must take action to implement and support quality initiatives.
The behavioral school of knowledge management recognizes knowledge as a process.
Knowledge is not a thing that can be easily captured. It results from a process that
produces explicit knowledge that can be documented and tacit knowledge that is hard to
describe and not easily documented. Knowledge is best nurtured by allowing people to
meet and share ideas and insights. Controlling knowledge only inhibits its chances to
grow through social interaction. Organizations that adopt behavioral knowledge
management practices focus on social interaction and events that allow people to interact
and share knowledge (Earl, 2001). Such organizations adopt behavioral approaches to
knowledge management such as forming groups known as communities-of-practice that
support the collaboration of people who are interested in solving similar problems within
a certain area of practice (Brown & Duguid, 1991; Wenger, McDermott, & Snyder,
2002). These organizations use technology to connect people to each other to support
collaboration (Earl, 2001). Other behavioral approaches include designing facilities that
support people working in groups and social interaction (Earl, 2001). Numerous team
rooms and group workspaces as well as community areas foster knowledge sharing.
Another approach to behavioral knowledge management focuses on ensuring that all
employees recognize knowledge as a source of competitive advantage and therefore will
act to build, maintain and use the organizations knowledge assets (Earl, 2001).
Both quality management leadership practices and behavioral knowledge management
approaches share a focus on people. Quality management leadership focuses on how the
leaders of the organization commit to quality and behave in a manner that supports
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Hypothesis One: The use of a process control approach to quality management will be
positively correlated with the use of structural knowledge management approaches.
Hypothesis Two: The use o f a leadership approach to quality management will be
positively correlated with the use of behavioral knowledge management approaches.
Hypothesis Three: The use of a training approach to quality management will be
positively correlated with the use of behavioral knowledge management approaches.
In Table 3, the hypothesized relationships between the three quality management
practices and two knowledge management approaches are summarized.
Table 3
Hypothesized Correlations Between Quality Management Practices and Knowledge
Management Approaches
Quality Management Practice
Knowledge
Management Approach
Behavioral Practices
Leadership
Training
Structural
Structural Practice
Process Control
Positive
Correlation
Behavioral
Positive
Positive
Correlation
Correlation
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one from a small service organization, two from large service organizations and one from
a small, one from a medium and one from a large manufacturer.
Research Method
The research methodology followed a dominant-less dominant design (Creswell,
1994). The dominant design was a quantitative approach in phase one augmented by a
qualitative approach as the less-dominant approach. Creswell (1994) described the
dominant-less dominant approach as occurring when:
the researcher presents the study within a single, dominant paradigm with one
small component of the overall study drawn from the alternative paradigm. A
classic example of this approach is a quantitative study based upon testing a
theory in an experiment with a small qualitative interview component in the
data collection phase, (p. 177)
Creswell (1994) recommended that the dominant method be chosen based upon the
approach that the researcher uses to develop the theoretical framework and hypotheses
for the study. The primary audience for the study should also be taken into account. For
this study I used a deductive approach to develop the theoretical framework and
hypotheses for the study. This is in line with a quantitative study. The quantitative
approach as the dominant approach also fits the primary audience of this study.
Numerical studies fit the business world where business people measure performance and
attempt to control outcomes.
Within the quantitative paradigm a survey was conducted to ascertain the correlations
between quality management practices and knowledge management approaches. The
survey built upon previous survey research (Anderson et al., 1994; Hackman &
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Wageman, 1995; Powell, 1995; Saraph et al., 1989). The survey was chosen to obtain the
quantitative data needed to establish the existence of statistically significant correlations
between quality management practices and knowledge management approaches.
Within the qualitative paradigm one-on-one semi-structured interviews were
conducted after the completion of the survey and the analysis of the survey data to gain
the participants perspectives of the quantitative results. The interviews were conducted
with volunteers from the population of people who responded to the survey. The
interviews were exploratory in nature to gain the participants insight into the survey
results. The interview results augmented the researchers interpretation of the survey
results.
Just as in knowledge management where tacit knowledge is equally as valuable as
explicit knowledge, a quantitative approach was deemed to provide only a part of the
story. To apply other perspectives to the analysis of the quantitative results, a small
number of interviews were conducted with survey respondents. The integration of the
quantitative and qualitative approaches provided a deeper understanding of the
relationships under study.
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Quantitative Method.
The survey questionnaire was a new instrument composed of items from a previous
survey combined with new items (See Appendix A). The previous survey instrument that
was used was from Saraph et al. (1989) which covered eight quality management
practices using six to thirteen items each. This survey instrument was used as Saraph et
al. determined the survey to be reliable and valid for measuring the eight quality
management constructs. For establishing reliability Cronbachs alpha ranged from .76 to
.94. In addition the number of factors and the pattern of factor loadings ranging from .40
to .73, supported the construct validity of the questionnaire.
Saraph et al.s (1989) entire quality management instrument was not used since
knowledge management items were being added to the survey. The primary concern was
in receiving a response rate that would support a quantitative analysis given the number
of items in the survey (Garson, 2005). In addition the new knowledge management items
combined with Saraph et al.s instrument raised concerns about the length of the survey
and therefore the willingness of people to respond.
For this study three practices were chosen based upon a review of the quality
management literature - leadership, training and process control. Each of the three
chosen practices were included in Saraph et al.s (1989) original survey instrument. For
each practice the items in the Saraph et al.s instrument with the highest item-to-scale
correlations were chosen for inclusion in this survey. For example Saraph et al. used
thirteen items under quality management leadership. The three items with the highest
item-to-scale correlations were chosen to represent quality management leadership for
this survey. By choosing items with the highest item-to-scale correlations this survey
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used the items that were most likely to be reliable and valid in representing the quality
management leadership construct. In total the survey included three items for quality
management leadership (items #1-3), four items for quality management training (items
#4-7) and four items for quality management process control (items #8-11).
For knowledge management approaches new items were created. Four items were
created for structural approaches (items #12-15) and for behavioral approaches (items
#16-19). These items were based upon Earls (2001) knowledge management typology,
which identified three structural and three behavioral approaches to knowledge
management. The entire survey was submitted to subject matter experts to establish
content validity. One item (#17) was modified based upon their review.
A pilot of the survey was then conducted. Feedback was requested and incorporated
on clarity of instructions, practices and approaches that required further definition and
any other feedback to improve the questions, format, and scales (Creswell, 1994). Item
#8 was modified based upon feedback from pilot respondents.
The survey asked respondents to identify the extent of their companys use of three
quality management practices and two knowledge management approaches. The survey
used a five-point Likert scale ranging from 1 = very low to 5 = very high. Internal
consistency reliability analysis was performed for the items associated with each of the
five targeted scales. Additionally factor analysis was used to examine the construct
validity of the survey instrument.
After establishing reliability, as well as content and construct validity, the correlations
between constructs were examined and compared to the hypothesized correlations.
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Qualitative Method.
For the qualitative data collection the instrument was a one-on-one semi-structured
interview employing open-ended questions directed at the three hypothesized correlations
and one non-hypothesized correlation that emerged from the data (See Appendix B).
Interviews were conducted after the completion of the survey and the analysis of the data.
The survey results were shared with the participants. They were then asked to share their
perspective on the statistically significant correlations that were observed among the four
pairs of quality management practices and knowledge management approaches.
To ensure that interview participants had a shared understanding of the survey
constructs being discussed, they were given a Participant Information Sheet (See
Appendix B). The information sheet included definitions of each of the survey constructs
and listed the correlations to be discussed. The interview questions and information sheet
were not shared with participants prior to the interview. Participants were handed the
sheet during the interview. They were given time to read the definitions and were able to
refer to the sheet as the interview progressed.
After conducting the interviews the responses were analyzed to identify shared themes
and to add new perspectives to the researchers interpretation of the data.
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UCLA Academic Technology Services, 2005) and some are as lenient as .6 (Garson,
2005).
The survey instrument included five scales for which Cronbachs alpha was
calculated. Three o f the scales underlying constructs were adapted from Saraph et al.s
(1989) instrument for measuring quality management. These constructs were quality
management leadership practices, quality management training practices and quality
management process control practices. Two completely new scales were developed for
this study and were based upon Earls (2001) knowledge management typology. These
were knowledge management structure approaches and knowledge management behavior
approaches. The Cronbachs alpha for each scale is in Table 4.
Table 4
Cronbach s Alpha fo r Survey Constructs
Survey Construct
Cronbachs Alpha
.85
.85
.72
.80
.75
None of the alphas were above .85 although all of them were above .7. Thus three of
the alphas met the more stringent requirement of .8 or higher in establishing internal
consistency. The remaining two alphas were above .7, which is an acceptable level.
Given these alphas the five scales on the survey instrument were deemed to be at an
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acceptable level of reliability especially given the small number of items composing each
scale.
Validity.
For this study content and construct validity were established. Validity establishes
that the instrument measures what it is intended to measure.
For content validity the survey was given to three subject matter experts. The subject
matter experts were asked to identify the five major constructs underlying the survey
items. Each subject matter expert identified four of the five constructs. They divided the
fifth construct, knowledge management behavior, into a behavioral component and a
strategic component. They felt three of the items, #16, #18 and #19, clearly related to
behavioral approaches for knowledge management. They separated item #17 because
they felt it confused strategic decision-making by senior management with employee
behavior based upon the strategies that were adopted. Given their assessment, item #17
was modified to better reflect if employees view knowledge as a source of competitive
advantage rather than the strategic decision-making process where senior management
identifies knowledge as a source of competitive advantage.
For construct validity a principal components factor analysis was conducted to
determine if the numbers of factors and the loadings of measured (indicator) variables
on them conform to what is expected on the basis of pre-established theory (Garson,
2005). The analysis was performed using squared multiple correlations as communalities
and a varimax rotation. The analysis revealed that 55% of the variance in the data set
was common variance.
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Based on the scree test and the proportion criterion five factors were retained (SAS,
1982, p. 316). These factors (see Table 5) accounted for 100% of the common variance.
Four of the five constructs were clearly defined. They were quality management training,
quality management leadership, knowledge management structure and knowledge
management behavior. The remaining construct, quality management process control,
was not as clearly defined across the four items in the process control scale. Item #8,
which related to preventative maintenance, did not clearly load on the quality
management process control construct as theorized. The other items within the construct
did however clearly load on the quality management process control construct as
theorized.
Table 5 below shows the factor loadings for each of the five constructs as a result of
the varimax rotation.
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Table 5
Survey
Indicator
Construct
Item
Variable Name
Factor 1 Factor 2
Factor 3
Factor 4
Factor 5
Number
QM
1.
TopExec
.21
.70
.05
.14
.15
Leadership
2.
DivMImpt
.18
.73
-.01
.17
.22
3.
DivMEval
.17
.73
.17
.16
.11
QM
4.
TrainMgmt
.61
.49
.15
.09
.07
Training
5.
TrainTQM
.53
.48
.10
.08
.14
6.
TrainCommit
.77
.21
.14
.20
.12
7.
TrainRes
.75
.11
.21
.24
.06
QM
8.
ProPM
.30
.24
.16
.11
.23
Process
9.
ProAuto
-.02
.20
.28
.17
.60
Control
10.
ProError
.24
.22
.19
.06
.72
11.
Prolnst
.43
.24
.26
.17
.41
KM
12.
KMSDB
.18
.16
.51
.27
.36
Structure
13.
KMSYP
.09
-.01
.74
.06
.13
14.
KMSBestP
.16
.15
.75
.27
.18
15.
KMSReport
.32
.11
.48
.20
.18
KM
16.
KMBFacil
.40
.14
.05
.38
.08
Behavior
17.
KMBComAdv
.13
.17
.26
.51
.08
18.
KMBPeople
.20
.23
.10
.69
.14
19.
KMBTech
.21
.04
.31
.60
.29
2.67
2.45
2.12
1.71
1.55
Variance
Explained
by Each
Factor
Note: Complete questions corresponding to the Indicator Variable Names are given in the questionnaire in
Appendix A.
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In total content and construct validity were established for five distinct constructs,
which aligned with the five scales designed into the survey. Given these findings, the
analysis proceeded with confidence in the validity of the quality management items from
Saraph et. al.s (1989) survey and the newly developed knowledge management items.
Descriptive Statistics.
The descriptive statistics for each item are provided in Table 6. The descriptions of
the survey items are abbreviated in the table but are provided in their entirety in
Appendix A.
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Table 6
Mean
Std Dev
1. Top Exec
152
3.74
.96
2. Div M Impt
152
3.83
.94
3. Div M Eval
152
3.42
1.04
4. Train Mgt
152
2.94
1.08
5. Train TQM
152
3.06
1.17
6. Train Commit
152
3.18
1.02
7. Train Res
152
3.11
1.07
8. Pro PM
152
3.25
.96
9. Pro Auto
152
2.60
1.08
152
2.68
.99
152
3.18
.91
12. KMSDB
152
2.68
1.11
13. KMSYP
152
2.49
1.16
152
2.99
1.04
152
3.01
.92
16. KMBFacil
152
3.24
.93
152
3.51
.96
152
3.61
.93
152
3.53
.98
Note: The numerical scale used to rate the extent or degree to which the current practice existed in the
participants organization was: 1 for very low, 2 for low, 3 for medium, 4 for high and 5 for
very high.
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Correlations.
Pearsons Product Moment Correlation Coefficient was used to measure the
relationship between the practices and approaches. The sign of the number indicates a
positive or negative correlation. A positive correlation means that both variables
increase or decrease together. A negative correlation indicates an inverse relationship
where variables move in opposite directions.
The correlation statistic also provides a measure of the strength of the relationship as
indicated by the size of the correlation coefficient. A perfect correlation would be +1 or
-1 . No correlation would be 0. Most relationships are in between. There is no standard
interpretation o f strong, moderate and weak correlations. However correlations can be
tested to determine if they differ significantly from 0. Moreover correlations can also be
compared to each other to determine if they are statistically different (Cohen & Cohen,
1983).
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Table 7
Survey Scales
Approaches
Quality
Behavioral
Quality
Management
Practices
Management
Knowledge
Knowledge
Management
Management
Structure
Behavior
.32
.40
.44
.52
.58
.51
Leadership
Practices
Quality
Management
Training
Structural
Quality
Practices
Management
Process
Control
Note: All correlations were significantly different than zero at p < .001.
All correlations in this study were found to be statistically different than zero. That is,
none of the correlations were deemed to have occurred by chance. Each correlation
represented a statistically significant relationship. These correlations supported all three
hypotheses. Statistically significant positive correlations were also found between
quality management practices and knowledge management approaches that were not
hypothesized.
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The other two respondents saw knowledge behavior, in particular the need for
knowledge sharing, as driving training. For these two respondents studying data and
collaborating to improve performance provide new knowledge that is the content for
training. Their organizations train because they need to share knowledge.
In this discussion an interesting dynamic appeared. In referring to training, quality
became an unimportant distinction. Participants discussed training as a general concept
beyond only quality management training.
Quality Management Process Control and Knowledge Management Behavior.
This correlation was not hypothesized. Though it was found to be statistically
different than zero, it was not statistically different than the correlations between
knowledge management behavior and the two behavioral quality management practices leadership and training. Five of the six participants saw this relationship as evident by
process control driving knowledge management behavior. These respondents felt the
maintenance of process control requires employees to adopt knowledge management
behaviors. Employees must collaborate, share ideas, and ask others for help to maintain
process control. One manager in a small service company shared that the need to control
and standardize processes is driving knowledge management behaviors as his company
grows. In order to enhance process control the company is increasing the collection and
sharing of documents and grouping employees and laying out the facility to enhance
sharing and collaboration.
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Overview
The study resulted in the identification of quality management practices and
knowledge management approaches that have statistically significant correlations. All
three hypotheses were supported. Statistically significant positive correlations were
found between quality management leadership practices and knowledge management
behavior approaches, quality management training practices and knowledge management
behavior approaches, and quality management process control practices and knowledge
management structure approaches. Statistically significant positive correlations were also
found between the quality management practices and knowledge management
approaches that were not hypothesized. In addition, the correlation between quality
management process control and knowledge management structure was found to be
statistically larger than the weaker correlations among knowledge management structure
and the two quality management behavioral practices - leadership and training. Further,
as hypothesized, knowledge management behavior was significantly related to both of the
quality management behavior practices. On the other hand, knowledge management
behavior was also significantly related to quality management process control.
Interview results supported all hypothesized correlations as well as the correlation
between quality management process control and knowledge management behavior.
Interview participants identified consistent explanations for the existence of all
correlations, except for the correlation between quality management leadership practices
and knowledge management behavior approaches. Participants were split about the
existence of this relationship. Half of the participants saw the strength of the relationship
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while the other half offered explanations as to why the relationship was the weakest of
the four correlations that were discussed.
Implications o f Quantitative Analysis
The implications of this study are on three fronts: the reliability and validity of the
established survey items from Saraph et al.s (1989) research, the reliability and validity
of the new quantitative items for measuring knowledge management and the qualitative
evaluation o f correlations between quality management practices and knowledge
management approaches.
Reliability and Validity fo r Established Survey Items.
The survey instrument measured three quality management practices using a subset of
items from a survey instrument used by Saraph et al. (1989). In comparing internal
consistency and validity (see Table 8) between the two instruments the key difference is
that the current survey used the items that had the highest item to scale correlations in
Saraph et al.s instrument. This meant that the current survey identified those items that
had the strongest relationship to the scale to which they were assigned in Saraph et al.s
instrument. Therefore the current survey benefited from a best case scenario by including
the items that already had a strong relationship in the previous survey.
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Table 8
Comparison o f Reliability and Validity between Saraph et al. s Survey Items and Current
Survey Items
Reliability (Cronbachs Alpha)
Quality
Saraph et al.s
Current
Saraph et al.s
Current
Instrument
Survey
Instrument
Survey
.85 (3 items)
.50 to .68
.69 to .73
(13 items)
(3 items)
.45 to .73
.53 to .77
(10 items)
(4 items)
.40 to .64
.22 to .72
(13 items)
(4 items)
Management
Leadership
Quality
.85 (4 items)
Management
Training
Quality
.72 (4 items)
Management
Process
Control
The current survey did not achieve the same level of internal consistency as Saraph et
al.s (1989) instrument although it was extremely close in quality management training
and quality management process control. Thus, the selection of the items with the
highest item to scale correlations mitigated the effect of the use of fewer items and
allowed a similar level of reliability. More importantly, the factor loadings associated
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with the quality management items were in line with those from Saraph et al., which
supported their construct validity.
Based upon these results the reliability and validity of Saraph et al.s (1989)
instrument is supported. Despite being developed in 1989, Saraph et al.s instrument is
still a reliable and valid measure of quality management in organizations.
Reliability and Validity fo r New Knowledge Management Items.
This study proposed two new constructs for knowledge management that had been
proposed qualitatively in Earls (2001) knowledge management typology. Four items
were developed for each of the two constructs: knowledge management structure and
knowledge management behavior. Cronbachs alpha was .81 for the four knowledge
management structure items and .75 for the four knowledge management behavior items.
The alphas were high enough to conclude that the scales were internally consistent.
The development of these items was the first attempt to quantitatively measure the two
widely held approaches for implementing knowledge management the structural and
behavioral approaches.
The content validity of the scales was established through a review by subject matter
experts. The construct validity of the scales was established through factor analysis. A
varimax rotation of the data revealed factor loadings that supported two factors for
knowledge management: knowledge management structure approaches and knowledge
management behavior approaches. The factor loadings for the knowledge management
structure items ranged from .48 to .75. The factor loadings for the knowledge
management behavior items ranged from .37 to .69.
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management structure and each of the two behavioral quality management practices leadership and training. Interestingly knowledge management behavior was not
differentially related to any of the three quality management practices. This leads to the
conclusion that while quality management process control practices have a clear
relationship with knowledge management structural approaches, this relationship is not
clearly seen with knowledge management behavior. All quality management practices
seem to have the same impact on knowledge management behavior approaches.
Implications o f Qualitative Analysis
The qualitative research provided interesting insights into the quantitative data. The
qualitative interviews contributed new perspectives on the existence of the correlations
that were found in the study. For the most part the interview participants perspectives on
the existence of the four correlations included in the interview protocol mirrored the
actual hypotheses. Participants gave logical explanations for the existence of hypothesis
one, the correlation between quality management process control and knowledge
management structure, and hypothesis three, the correlation between quality management
training and knowledge management behavior. Hypothesis two, the correlation between
quality management leadership and knowledge management behavior, received mixed
support. One half of the participants supported the relationship between quality
management leadership and knowledge management behavior while the other half shared
why they believed it may have been the weakest hypothesized correlation. These
participants offered that there can be a disconnect between what leadership
communicates and what actually happens. Top leadership may think they have
effectively communicated the quality message and have influenced employees to work
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together when in fact middle management and employees have not actually changed their
behaviors.
The participants also gave their insight into the correlation between quality
management process control and knowledge management behavior which was not
originally hypothesized. The majority of participants saw the relationship because
quality management process control requires employees to engage in knowledge
management behaviors such as sharing knowledge to solve problems to maintain process
control. Even though the initial hypothesis linked quality management process control to
knowledge management structure, the relationship between process control and employee
behavior was also evident to the participants.
Another interesting perspective from the interviews was the identification of
reciprocal causality between quality management practices and knowledge management
approaches. In discussing the four relationships in the interview protocol there was never
complete agreement as to whether the quality management practice drove the knowledge
management approach or if the knowledge management approach was driving the quality
management practice.
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Integrated Findings
Taken together the quantitative and qualitative findings did support quality
management as an organizational context that has a statistically significant relationship
with the knowledge management approach an organization uses. Unfortunately the
nature of that relationship is not completely clear. The existence of positive statistically
significant correlations among all quality management practices and knowledge
management approaches supported the view that quality management practices relate to
the use of knowledge management approaches. This relationship, however, varies
between practices and approaches. Quality management process control and knowledge
management structure had the only correlation that was statistically different than the
other correlations among the two quality management behavioral practices. On the
knowledge behavior side, correlations with all quality management practices were not
found to be statistically different.
Interview participants supported the relationship of quality management process
control with both knowledge management structure and knowledge management
behavior approaches. They also supported the relationships between quality management
training and knowledge management behavior and, to a lesser extent, between quality
management leadership and knowledge management behavior.
In total this research provided quantitative and qualitative support for quality
management practices as an organizational context that relates to the use of knowledge
management approaches. It appears that knowledge management structure approaches
are more strongly related to quality management process control practices than to quality
management behavior practices. On the other hand it appears that knowledge
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management behavior approaches are related to both quality management control and
behavior practices to a similar degree.
This research still leaves open the question as to why quality management does not
correlate more strongly with knowledge management approaches. The origins of the
answer may be found in the interview responses. In talking about quality management
training some of the participants began to drop quality management from their
descriptions and talked about training independent of quality management. Participants
began to address how training is linked to knowledge management behavior. They
discussed training in a broader context rather than only quality management training.
Although this was the only area where this occurred it could be the source of the lack
of stronger correlations. That is, whether training is quality management training or
some other training is not important. The salient practice is that the organization is
committed to training. The commitment to training is what is correlated with knowledge
management behaviors and not quality management training in particular. Similarly it
can be theorized that the important issue is that the organization practices process control.
Whether it uses quality management, lean operations, information technology or another
organizational initiative to achieve process control is secondary to the fact that it
practices process control. The practice of process control independent of the type of
process control is what correlates with knowledge management approaches.
This then makes quality management a variable that relates to the use of knowledge
management approaches but it may not be the determining factor (Kim & Mueller, 1978).
Quality management is perhaps a mediating construct between the causal construct that
correlates with the organizational use of knowledge management approaches.
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This view is also supported by the quantitative results. While it was gratifying to see
the statistically significant correlations, their strength was troubling. Interpreting such
data is challenging as there is some correlation but not enough to claim with any degree
of certainty that the quality management practices have a strong relationship with the use
of knowledge management approaches. Since all correlations were positive and
statistically significant the quantitative results also support the conclusion that there may
be other overarching contexts that are related to the use of knowledge management
approaches in organizations.
Possible organizational contexts that are more salient to the use of knowledge
management approaches in organizations are numerous. Many structural, cultural,
strategic and process perspectives could be studied. Research thus far has focused on
organizational size (Moffett & McAdam, 2006), customer satisfaction, continuous
improvement and integrative organizational systems practices (Linderman, Schroeder,
Zaheer, Leidtke, & Choo, 2004), the implementation of quality systems such as IS09000
(Molina, Montes, & Fuentes, 2004), and the organizational and internal technical culture
(Moffett, McAdam, & Parkinson, 2003) as contexts for organizational knowledge
management.
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knowledge management. Although it was determined that the correlations among quality
management practices and knowledge management approaches are statistically different
than zero, the fact that all of the correlations were statistically significant points toward
the existence o f an overarching context that is related to both quality management and
knowledge management. This research contributed to the scholarly debate by directing
future research towards other organizational contexts and to the factors that underlie the
relationship between quality management practices and the use of knowledge
management approaches.
Contributions to Managerial Action.
For managers in quality management companies this research provides a new
perspective on the relationship between quality management and knowledge
management. This research examined the relationship between specific quality
management practices and knowledge management approaches. For managers the
important finding was the validation that quality management practices correlate with the
organizational use of knowledge management approaches. Quality management can be
used as the foundation for the use of knowledge management approaches. These
practices do not ensure success and may not be the overarching factor behind the
relationship between quality management and knowledge management, but it is clear that
managers in organizations that practice quality management can use those practices as a
foundation for implementing and improving knowledge management approaches.
The clearest path for managers that have implemented quality management process
control practices is to implement knowledge management structural approaches. This
correlation was the strongest found in the study and was statistically different them the
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Appendices
Appendix A
Survey Instrument
Hello
Thank you for taking the time to contribute to this research project. The purpose of this
research is to study the relationship between quality management and knowledge
management in organizations. The objective is to help companies make better use of
their knowledge assets. The study will identify currently used quality management
practices that can help companies implement knowledge management strategies.
The research project is divided into two parts. First you will be asked to complete the
survey below. Second you will be asked to volunteer to participate in a face-to-face
interview with the researcher to discuss the aggregate survey findings. You will have the
option of volunteering for an interview at the end of the survey. This survey should take
about 5 minutes to complete. If you are willing to volunteer, the interview should take
about 30 minutes. You are encouraged to complete the survey even if you do not wish to
be interviewed.
You will incur no known risks or costs while participating in this survey aside from your
time commitment. If you do participate you will receive the aggregated survey results for
you own use if you provide your contact information.
Your responses will be anonymous and confidential. Survey results will only be given in
the aggregate.
Any questions you may have about this study or your rights as a participant will be
answered by Tony Clarke, 20 Hudson Avenue, Lakeside Park, KY 41017, PH: 859-5780833.
Submitting this survey using the submit button at the bottom of the survey means that
you have read and understand this consent form, and you are voluntarily completing this
survey. Although you voluntarily choose to participate, you understand that your consent
does not take away any legal rights in the case of negligence or other legal fault of
anyone who is involved in this study. You further understand that nothing in this consent
form is intended to replace any applicable Federal, state, or local laws.
Thank you for participating in this brief survey. The questions are below.
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Questions
Please mark the appropriate box based on your perspective of the extent or degree to
which the current practice is being used in the unit of your organization to which you
belong and have knowledge of current practices. This may be a division, department,
business unit of an organization or the entire organization in the case of a small business.
Extent or Dejjree o f C urrent Practice Is
Very
Low
1
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
19.
Low
2
M edium
3
High
4
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Very
High
5
Organization Data
a Primarily Manufacturing
a Primarily Service
a Both
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Appendix B
Interview Protocol
I. Overview o f Study
Thank you for completing the on-line survey on Quality and Knowledge M anagement and agreeing to
participate in this interview. I am researching the relationship between quality management and knowledge
m anagement in organizations. This interview and any documentation from this interview are confidential.
N o person, organization or specific industry will be mentioned in the report. Only the size o f the
organization and type o f organization will be used to refer to interviewees, such as a m anager in a small
service organization. You will have the opportunity to review the report and request changes to ensure
accuracy and confidentiality prior to its release.
II. Purpose o f Interview
The purpose o f this interview is to gain your perspective on the results o f the survey data. In particular you
will be asked to give your perspective on relationships between factors that exist in the data. There are no
right or wrong answers. Your perspective is valued based upon your current and prior organizational
experience.
III. Context
Please describe the quality management system in your organization. By quality management system I
mean how your organization manages how it meets or exceeds customer expectations and continuously
improves its capability to do so.
Overall, how effective is your organizations quality management system?
Please describe the knowledge management system in your organization. By knowledge management
system I mean how your organization manages its intellectual assets, both documented explicit knowledge
and undocumented tacit knowledge fo r competitive advantage.
Overall, how effective is your organizations knowledge management system?
IV. Overview o f Survey Items
The survey items represented five areas whose relationships were then analyzed. The five areas were:
1.
Quality M anagement Leadership - items related to the extent o f the role o f the organizations
leaders in the organizations quality management efforts
2.
Quality M anagement Training - items related to the degree to which the organization emphasized
training in its quality management efforts
3.
Quality M anagement Process Control - items related to the extent to which the organizations
efforts were directed at controlling internal processes to achieve quality
4.
knowledge through structural approaches such as database, best practices and management reports
5. Knowledge M anagem ent Behavior - items related to the degree that the organization m anaged its
knowledge through behavioral approaches such as laying out the facility, communicating strategy
and enabling people to work together
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Why do you think that quality management process control items were positively correlated with knowledge
management structure items?
Why do you think that quality management training items were positively correlated with knowledge
management behavior items?
Why do you think that quality management process control items were positively correlated with knowledge
management behavior items?
Why do you think that quality management leadership items had a moderate positive correlation with
knowledge management behavior items?
Do you believe that these correlations reflect the quality management and knowledge management systems
in your organization?
VI. W rap-Up
Are there any other relationships that we have not covered that you feel are important?
Is there anything else that you feel is important fo r me to know about this topic?
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Knowledge
Knowledge
Knowledge
Knowledge
Management Structure
Management Behavior
Management Behavior
Management Behavior
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Appendix C
Informed Consent Form
Hello
Thank you for volunteering to participate in phase II of this research project. This
research is being conducted as part of the requirements of my Ph.D. program in
Organizational Studies at Union Institute & University. The purpose of this research is to
study the relationship between quality management and knowledge management in
organizations. The objective is to help companies make better use of their knowledge
assets. This study will identify currently used quality management practices that can help
companies implement knowledge management strategies.
The research project is divided into two parts. You have already completed phase I in
which you completed a survey and indicated your willingness to participate in a face-toface interview with the researcher to discuss the aggregate survey findings. You have
been randomly chosen as an interview participant from the group of volunteers.
The interview should take about 3 0 - 4 5 minutes. You will incur no known risks or costs
while participating in this interview aside from your time commitment. The researcher
will come to your location or call you on the phone so you will not incur any expense.
You will receive a complimentary copy of the study results for your participation.
Your responses will be confidential. Survey results will only be given in the aggregate.
No person, organization or specific industry will be mentioned in the report. Only the
size of the organization and type of organization will be used to refer to interviewees,
such as a manager in a small service organization.
If you decide you do not wish to participate in this interview or have any questions about
this study or your rights as a participant please contact Tony Clarke, 20 Hudson Avenue,
Lakeside Park, KY 41017, PH: 859-578-0833.
By agreeing to be interviewed you are stating your agreement with the following
statement:
I have read and understand this consent form and although I volunteer to participate in
this research study, I understand that consent does not take away any legal rights in the
case of negligence or other legal fault of anyone who is involved in this study. I further
understand that nothing in this consent form is intended to replace any applicable Federal,
state, or local laws.
N am e_________________________________
Signature______________________________
Date
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