North American Society for Trenchless Technology (NASTT

NASTT’s 2015 No-Dig Show
Denver, Colorado
March 15-19, 2015


Direct Pipe® Levee Crossing Design – Mitigating
Hydraulic Fracture Risk
Jonathan L. Robison, PE, GeoEngineers, Inc., Springfield, Missouri
Andrew E. Sparks, PE, GeoEngineers, Inc., Salt Lake City, Utah



Hydraulic fracture of soil during horizontal directional drill (HDD) construction can lead to migration of drilling
fluid to the ground surface within wetlands, water bodies, basements or other structures. The hydraulic fracture and
subsequent migration of drilling fluid can cause ground surface settlement, bearing capacity failure, undesired
seepage flow path creation, and other undesirable or even disastrous consequences. Evaluating and mitigating the
risk of hydraulic fracture of soils beneath critical infrastructure during trenchless construction is of paramount
importance to both the pipeline and overlying infrastructure owners. Direct Pipe® (DP) is a relatively new trenchless
technology wherein a microtunnel boring machine (MTBM) and jacking pipe is installed through a curved drive
with a DP Pipe Thruster machine providing the motive force. Relatively low (compared to HDD) pressures are
developed during DP construction. DP therefore has potential application anywhere hydraulic fracture and
inadvertent drilling fluid returns risk is of concern. This paper presents a methodology for assessing hydraulic
fracture risk and provides a hypothetical project example of this risk assessment for trenchless crossings using the
DP method.


The purpose of this paper is to discuss and provide an engineering basis for the application of DP
technology to levee crossings or other critical areas that are especially sensitive to hydraulic fracture (HF) and
inadvertent drilling fluid returns (IR) risk during trenchless installation.
The design methods and example presented in this paper builds upon and references the authors previously
presented DP design calculations which assess anticipated jacking loads and installation axial, bending, hoop and
combined stresses along with buckling risk and operating stresses (Robison, et al, 2013) and the estimation of
jacking loads for DP projects (Robison and Hotz, 2014). These aspects of DP design are not specifically duplicated
in this paper.
Working on a United States Army Corps of Engineers (USACE) regulated levee crossing in south Texas,
the authors developed a DP design methodology to assess risk associated with the potential for hydraulic fracture of
the foundation soils beneath the levee during trenchless construction. This work builds on and incorporates the
author’s previously-developed DP design procedure (Robison, et al, 2013). Specifically, this paper suggests and,
using a hypothetical project example, demonstrates a method for assessing:
Soil formation limit pressure based upon cavity expansion theory,
• Anticipated DP-generated fluid pressures at depth, including both bentonite lubrication system and soil
excavation slurry system, and
• Modeling and calculation of factors of safety against hydraulic fracture for the length of the crossing.

Paper WM-T4-04 - 1

the soil formations in the near vicinity of the tunneling machine are not subject to high pressures from slurry systems. not tension. Assessment of the difference between estimated and allowable jacking force and associated risk. the hole is continuously supported and during installation the pipe is in compression. strength and operating pressure. Assessment of hydraulic fracture risk (if and as required). 4. conventional microtunneling. Unlike traditional microtunneling. Calculation of allowable jacking forces and stresses for the design pipe size. Pipe Thruster and String The engineering analyses required for design of a DP installation focus on five items: 1. similar to pre-installation pipe stringing areas possible with the HDD method. Also unlike HDD. and pushes again allowing for a relatively long.2 . DIRECT PIPE INSTALLATION PROCESS The DP construction method is essentially an one-pass. The pipe thruster grasps the jacking pipe externally. re-sets. the use of the pipe thruster allows the pipe to be jacked in a continuous string by clamping around the pipe. To create the desired curve. Also unlike traditional microtunneling. A photograph of a pipe thruster and stringing area is shown in Figure 1. articulated joints within the machine assembly provide for steering capability as the pipe is jacked producing a curved alignment similar to those possible with HDD. Estimation of jacking forces required to accomplish the drive. curved microtunnel installed using a conventional MTBM mated to either the product pipe or jacking pipe and jacked through the length of the drive by a pipe thruster assembly. This allows for pre-installation testing of pipes similar to HDD construction procedures. as discussed in detail below. Unlike HDD. size. reducing the expense of deep launching and receiving shafts required for straight-line. continuous pipe string(s) to extend behind the jacking or launch pit. Figure 1. Calculation of the operating condition stresses for a given pipe geometry. 2. 3.The results of the calculations and modeling indicate the DP method offers promise as an option to reduce the risk of hydraulic fracture to levees and/or other important infrastructure relative to the HDD method. 3. drives a set distance. strength and geometry during pipe installation. Paper WM-T4-04 . 5. un-clamps. the entry and exit pits may be designed at or near the ground surface.

assessment of hydraulic fracture (HF) risk for DP design and how it compares to HF calculation for HDD design. a good reference for calculation of item 4 is the PRCI Design Guide (Watson. 1995). impacts to ground and surface waters. Through presentation and demonstration of a suggested design analysis method. The estimation of the FLP considers the total and effective overburden stresses as well as shear strengths of the soil. ft The factor of safety (FOS) against the occurrence of HF is simply the FLP divided by the anticipated downhole pressure. HF of soil occurs when the fluid pressure within the borehole or tunneling zone exceeds the surrounding soil formation limit pressure. Some regulatory agencies in particular.Items 1. 2. require that Horizontal Directional Drill (HDD) installations beneath their regulated levees meet a minimum factor of safety (FOS) against hydraulic fracture of 2. psf R0 Radius of drilled hole. The general equation for the maximum formation limit pressure is shown in Equation 1. This requirement is often applied both to the subsurface directly beneath the levee and to an area known as a pressure Paper WM-T4-04 . The method commonly used in the trenchless industry to evaluate the potential for hydraulic fracture is derived from cavity expansion theory. and 3 are discussed in Robison. ft Rpmax Maximum radius of plastic deformation of drilled hole. psf G Shear Modulus. The fluid can then travel through the fractures in the soil resulting in a drilling fluid surface release or IR. regulators and pipeline owners commonly require an assessment of the risk the trenchless installation poses to the integrity of the levee and levee foundation soils. HYDRAULIC FRACTURE In a trenchless installation. The procedures used to evaluate the potential for slurry loss through hydraulic fracturing are based primarily on research completed by Delft Geotechnics. (2013) and Robison and Hotz (2014). creation or enlargement of flow paths with increased seepage potential. et al.0. Item 5 is discussed in Sparks and Bearden (2011) as it relates to HDD design and construction. the pressures generated may be monitored and compared with a desired or specified maximum allowable pressure to maintain a desired FOS. this paper focuses on item 5. psf σ’0 Effective vertical stress. [1] Where: Pmax φ Formation Limit Pressure – Maximum pressure the soil can withstand before hydraulic fracture occurs Angle of internal friction. If the drilling fluid does not migrate to the ground surface. In these situations. 4. 1998). the hydraulic fracturing can result in foundation support degradation for soil-based structures. as discussed in Appendix B of the USACE Report CPAR-GL-98 (Staheli et al. During construction.1 Regulatory Environment Of particular concern to the trenchless industry is the potential of hydraulic fracture of the foundation soils beneath and adjacent to flood-control levees during trenchless pipeline installations.. The cavity expansion model is used to estimate the maximum effective pressure or Formation Limit Pressure (FLP) in the drilled hole or tunnel before plastic deformation of the surrounding soil occurs.3 . Item 4 is essentially the same evaluation used for HDD. 4. and other undesirable consequences. degrees c Cohesion.

This fluid is simply a water and bentonite mixture and is intended to fill the overcut annulus behind the MTBM. 5. 5. theoretical example given to illustrate the application of the above described theory for assessment of a trenchless crossing of a levee at a cohesive soil site. • Cuttings removal fluid system. The hydrostatic pressure developed by the drilling fluid column is the height of the column multiplied by the density of the drilling fluid as expressed in Equation 2: [2] Where: Pdf Hydrostatic Drilling Fluid Pressure.or under-pressure is typically applied (approximately +/.4 . pcf γf Drilling Fluid Unit Weight. DIRECT PIPE FLUID SYSTEMS Two fluids systems are used by the DP equipment during installation and produce pressure at depth during DP construction: • Bentonite lubrication system.1bar or +/-1. The parameters assumed for this analysis are a 48-inch-diameter steel pipe installation beneath a levee in clay with the following design parameters: Paper WM-T4-04 . the pressure in the excavation chamber is adjusted to stabilize the tunnel face (face pressure) while advancing the machine by counterbalancing the earth and groundwater pressures. In order to estimate the pressures developed from the bentonite lubrication system.0. As with the lubrication system analysis. The very high pressures required by HDD to circulate cuttings through the length of the drilled hole are not required for DP.monitoring zone (PMZ) located a specified distance (depending on the agency) on either side of the levee.1 Bentonite Lubrication System The bentonite lubrication system introduces bentonite-water slurry into the excavated tunnel at the launch seal at the launch pit and through the lubrication ring located between the MTBM and the jacking pipe. detailed records of pressures and fluid volumes. lubricating the pipe as it moves through the surrounding formation. In slurry Microtunneling. In the author’s experience. 2013). the final lubrication system fluids analysis must also consider the lubrication system pumping pressure and provide a maximum lubrication system pumping pressure not to be exceeded during construction. 5. the engineer should provide maximum fluid pressures for the cuttings removal fluid system not to exceed to provide for the required factor of safety during construction. the above-referenced FOS requirement has been applied to DP installation as well. 6. the entire column of drilling fluid is assumed to be continuous and apply pressure to the soil formation at depth.5 pounds per square inch [psi]) (Lang. The two systems operate independently and are capable of real-time pressure monitoring and maintain automated. Depending on soil conditions. The pressure needed to push the lubrication fluid into the annulus is only slightly higher than the surrounding groundwater pressure. feet Although the hydrostatic pressure typically will control the design. a slight over. pcf Hf Height of Drilling Fluid.2 Cuttings Removal Fluid System The cuttings removal fluid system operates by means of a pump located just behind the MTBM. EXAMPLE SITE ASSESSMENT The following is a simplified.

50 inches Drilling fluid weight 9. consider an HDD crossing with the above-referenced conditions. Figure 2. As presented in Figure 2.875 inches Drill pipe outside diameter 5.• • • • • φ = 0 degrees c = 2000 pounds per square foot (psf) γ = 120 pounds per cubic feet (pcf) Groundwater table assumed at the ground surface. The formation limit pressure based on the soil properties presented above is shown as the green line for the HDD profile.0 against HF required. First. The following tooling and drilling fluid properties assumptions are made: • • • • • Pilot hole diameter 9.5 . within the pressure monitoring zone the formation limit pressure is greater than the anticipated drilling fluid pressure. FOS of 2. Estimated Annular Drilling Fluid and Formation Limit Pressures Paper WM-T4-04 . This is confirmed in Figure 3 below where the factor of safety is less than 1.5 pounds per gallon (ppg) Plastic viscosity 10 centipoise (cp) Yield point 20 pounds/100 feet Figure 2 below shows the anticipated drilling fluid pressure to remove cuttings-laden drilling fluid from the drilled hole based on the above HDD tooling and drilling fluid properties as the red line. from approximate Station 23+00 to the exit point the reverse is true and therefore hydraulic fracture of the soil is predicted in this area.

The factors of safety. The factors of safety against drilling fluid surface release are shown by red triangles representing the risk of drilling fluid migrating to the ground surface. however in a typical DP case.Figure 3 below provides the theoretical factor of safety against hydraulic fracture for the HDD. Figure 3. shown by the green line. allowing for a shorter horizontal length. For this example.6 . Because DP installations do not require high drilling fluid pressures and the excavated hole is continuously filled with the MTBM and casing.5 in the PMZ. the horizontal DP length is equal to the horizontal HDD length for comparison. the DP profile is typically shallower. the horizontal length could be reduced by as much as 50 percent or more when compared to an HDD in similar topographic conditions. Hydraulic Fracture and Drilling Fluid Surface Release Factors of Safety The calculated factors of safety against hydraulic fracture of the clay within the PMZ are less than the typically required 2.0 and are generally less than 1. are calculated by taking the ratio of the formation limit pressure to the drilling fluid pressure for points along the HDD profile. indicating an HDD attempted under these conditions would have an unacceptably high risk of hydraulic fracture. Paper WM-T4-04 .

Figure 4 below shows the estimated lubrication system and face pressures for the theoretical DP profile as the red and orange lines.7 .Assessing the same subsurface soil and groundwater conditions for the DP case.0 within the PMZ resulting in generally favorable conditions for DP installation. we consider the factor of safety against drilling fluid surface release for the two DP fluids systems. Figure 4.5 pounds per gallon (ppg) and a continuous fluid head from entry through the length of the drive for the bentonite lubrication system. Hydrostatic Fluid Pressure and Formation Limit Pressures Finally. The factors of safety against hydraulic fracture for the lubrication system and face pressure are shown as the green and blue lines respectively. For the cuttings return system we assume that it operates at hydrostatic groundwater pressure plus 1.5 psi. respectively. The estimated formation limit pressure based on the soil properties are shown as the green line. Figure 5 below shows the results of the assessment of the DP fluids systems. The factors of safety are above the required 2. Paper WM-T4-04 . For our analysis we assume a slurry weight of 9. the two DP fluid systems introduced above must be independently assessed.

REFERENCES API Recommended Practice 2A-WSD. Robison. (2013). AG. R.Figure 5. Chen. 8. Curved Steel Pipe” ASCE Pipelines Conference Proceedings pp.. Robison. C. Hotz. (2014). J. “Direct Pipe – Estimated and Actual Installation Load Analyses for 20 Crossings” North American Society for Trenchless Technology 2014 No-Dig Show Paper TM2-T5-04 Paper WM-T4-04 . the factors of safety against hydraulic fracture for DP are typically higher and the corresponding risks lower than for a similar HDD installation. As a result. and October 2007). R. CONCLUSIONS Because DP installations do not have to transport cuttings-laden drilling fluid through the annulus back to the ground surface like and HDD installation. personal communication to the author. September 2005.8 . 864. Recommended Practice for Planning. J. Designing and Constructing Fixed Offshore Platforms-Working Stress Design. and the authors’ experience with ongoing DP project work. Hotz. G.. “Emerging Technologies – A Suggested Design Method for Jacked.. (2013). Lang. Based on the detailed hydraulic fracture calculations and analyses discussed above for the two cases.. December 2000. the anticipated fluid pressures can be much less than those required for HDD. (21st Ed. Herrenknecht. we believe the DP method holds a great deal of promise for applications where levee safety or other reasons preclude the use of HDD and a lower-pressure trenchless installation alternative is required. with errata and supplements December 2002. Hydrostatic Fluid Pressure Factors of Safety 7.

“Hydraulic Fracture and Inadvertent Returns Evaluation and HDD Construction – Rheology is Key” North American Society for Trenchless Technology 2011 No-Dig Show Paper D-1-01 Staheli. Bearden. Army Corps of Engineers. titled “Guidelines for Permit Review. D.9 . “Installation of Pipelines Beneath Levees Using Horizontal Directional Drilling.” U. USACE report.S. United States Army Corps of Engineers. “Installation of Pipelines by Horizontal Directional Drilling an Engineering Design Guide” Pipeline Research Council International. CPAR-98-1. Waterways Experiment Station. Watson. A. updated July. Inc. D. et al. (2011). 1998.Sparks. Paper WM-T4-04 . 2012. (1995). Installing Pipelines by Nearsurface Directional Drilling Under Levees”... CELMN-ED-F.

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