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Trade Life Cycle The Process of Buying & Selling
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Home (http://imarticus.org/) | Blog (http://imarticus.org/category/blog) | Trade Life Cycle The Process of Buying & Selling
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19
APR,
2016
By Abhinit Kumar.
What is a trade?
Just like any other product even a trade has its life cycle involving several steps, as those with a
career in investment banking (http://imarticus.org/certied-investment-banking-operations-
program) know.
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This is a process of client acquisition in which HNIs or Institutional clients are introduced to
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various investment products or vehicles.
These vehicles or products are available with an Investment Manager or Bank by whom
the clients investments are managed. (/imarticus-quick-quiz/)
The investments are collectively called a Mutual or a Hedge fund.
3. Trade Capture
Trades are then booked internally in a FO system for it to ow down to the operation
systems.
It is booked in a Risk Management System (RMS)
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4.Trade Validation and Enrichment Reference data team sets up the static and dynamic details
which helps middle oce teams to validate the trade, before releasing instructions into the market.
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5.Trade Conrmation
6. Trade Settlement This is the process of simultaneous exchange of cash versus securities for
a security tradeorcash versus cash for a Derivative trade.
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If you are looking for career in investment banking (http://imarticus.org), get to know more about
the trade life cycle through a focused training and this blog could be a good starting point.
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