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C u r r e n t A n t h r o p o l o g y Volume 44, Number 1, February 2003

2003 by The Wenner-Gren Foundation for Anthropological Research. All rights reserved 0011-3204/2003/4401-0004$3.50

The recent publication of the first draft of the human


genome (e.g., Venter et al. 2001, Lander et al. 2001) has
CA FORUM ON brought to public attention the relationship between two
concepts, genotype and phenotypea relationship that
ANTHROPOLOGY IN PUBLIC had previously been discussed largely by academics. The
genotype of an organism is encoded in the DNA that is
held in chromosomes and other structures inside its
cells. The phenotype is what we are able to observe about
Genes and Cultures that organisms biochemistry, physiology, morphology,
and behaviors. We will use the term phenome to cir-
cumscribe a set of phenotypes whose properties and var-
iability we wish to study. Our focus will be on that part
What Creates Our Behavioral of the human phenome that is defined by behaviors and
especially on the behavioral phenomes connection with
Phenome? the human genome.
Our understanding of human behavioral traits has
evolved; explanations of the control of those traits of-
by Paul Ehrlich and fered 50 years ago differ from those most common today.
In prewar decades genetic determinismthe idea that
Marcus Feldman1 genes are destinyhad enormous influence on public
policy in many countries: on American immigration and
racial policies, Swedish sterilization programs, and, of
course, Nazi laws on racial purity (Ehmann 2001, Ehrlich
and Feldman 1977, Fisher 2001). Much of this public
A central theme of the flood of literature in recent years in evo-
lutionary psychology and behavioral genetics is that much or
policy was built on support from biological, medical, and
even most human behavior has been programmed into the hu- social scientists (e.g., Brigham 1923, Goddard 1917, Ter-
man genome by natural selection. We show that this conclusion man 1916), but after Hitlers genocidal policies it was no
is without basis. Evolutionary psychology is a series of just-so longer politically correct to focus on putative hereditary
stories rooted in part in the erroneous notion that human beings
differences. The fading of genetic determinism was an
during the Pleistocene all lived in the same environment of evo-
lutionary adaptation. Behavioral genetics is based on a confusion understandable reaction to Nazism and related racial,
of the information contained in a technical statistic called heri- sexual, and religious prejudices which had long been
tability with the colloquial meaning of the term, exacerbated by prevalent in the United States and elsewhere. Thus, after
oversimplification of statistical models for the behavioral simi- World War II, it became the norm in American academia
larity of twins. In fact, information from twin studies, cross-fos-
tering, sexual behavior, and the Human Genome Project makes to consider all of human behavior as originating in the
it abundantly clear that most interesting aspects of the human environmentin the way people were raised and the so-
behavioral phenome are programmed into the brain by the envi- cial contexts in which they lived.
ronment. The general confusion created by the genetic determin- Gradually, though, beginning in the 1960s, books like
ists has had and will continue to have unfortunate effects on
public policy.
Robert Ardreys Territorial Imperative (1966) and Des-
mond Morriss The Naked Ape (1967) began proposing
explanations for human behaviors that were biologically
reductionist and essentially genetic. Their extreme
hereditarian bias may have been stimulated by the rapid
progress at that time in understanding of the role of
DNA, which spurred interest in genetics in both scien-
tists and the public. But perhaps no publication had
broader effect in reestablishing genetic credibility in the
behavioral sciences than Arthur Jensens (1969) article
How Much Can We Boost IQ? Although roundly crit-
icized by quantitative geneticists and shown to be based
on the fraudulent data of Sir Cyril Burt (Kamin 1974),
Jensens work established a tradition that attempts to
allocate to genetics a considerable portion of the varia-
tion in such human behaviors as for whom we vote, how
religious we are, how likely we are to take risks, and, of
course, measured IQ and school performance. This tra-
dition is alive and well today (e.g., Plomin, Owen and
McGuffin 1994, Plomin et al. 1997).
1. Department of Biological Sciences, Stanford University, Stanford, Within the normal range of human phenotypic vari-
Calif. 94305-5020, U.S.A. (marc@charles.stanford.edu). ation, including commonly occurring diseases, the role
87
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of genetics remains a matter of controversy even as more is about the degree to which differences in todays human
is revealed about variation at the level of DNA (Pritchard behavioral patterns from person to person, group to
2001, Reich and Lander 2001). Here we would like to group, and society to society are influenced by genetic
reexamine the issue of genetics and human behavior in differences, that is, are traceable to differences in human
light of the enormous interest in the Human Genome genetic endowments. Do men naturally want to mate
Project, the expansion of behavioral genetics as described with as many women as possible while women natu-
above, and the recent proliferation of books emphasizing rally want to be more cautious in choosing their cop-
the genetic programming of every behavior from rape ulatory partners (Bermant 1976, Symons 1979, Birkhead
(Thornhill and Palmer 2000) to the learning of grammar 2000; see also Small 1993: chap. 7)? Is there a gay gene
(Pinker 1994). The philosopher Helena Cronin and her (Hamer et al. 1993, Hu et al. 1995, Rice et al. 1999)? Are
coeditor, Oliver Curry, tell us in the introduction to Yale human beings innately aggressive (Ehrlich 2000:
University Presss Darwinism Today series that 21013)? Are differences in educational achievement or
Darwinian ideas . . . are setting todays intellectual income caused by differences in genes (Bowles and
agenda (1999). In the New York Times, Nicholas Wade Gintis 2001, Jacoby and Glauberman 1995, Lewontin,
(2000) has written that human genes contain the be- Rose, and Kamin 1984, Taubman 1976)? And are people
havioral instructions for instincts to slaughter or show of all groups genetically programmed to be selfish (Ham-
mercy, the contexts for love and hatred, the taste for ilton 1964, Richerson and Boyd 1978)? A critical social
obedience or rebellionthey are the determinants of hu- issue to keep in mind throughout our discussion is
man nature. what the response of our society would be if we knew
the answer to these questions. Two related schools of
thought take the view that genetic evolution explains
Genes, Cultures, and Behavior much of the human behavioral phenome; they are known
as evolutionary psychology and behavioral genetics.
It is incontrovertible that human beings are a product of
evolution, but with respect to behavior that evolutionary
process involves chance, natural selection, and, espe- Evolutionary Psychology
cially in the case of human beings, transmission and
alteration of a body of extragenetic information called Evolutionary psychology claims that many human be-
culture. Cultural evolution, a process very different haviors became universally fixed as a result of natural
from genetic evolution by natural selection, has played selection acting during the environment of evolutionary
a central role in producing our behaviors (Cavalli-Sforza adaptation (Tooby and Cosmides 1992), essentially the
and Feldman 1973, 1981; Ehrlich 2000; Feldman and Pleistocene. A shortcoming of this argument, as empha-
Cavalli-Sforza 1976; Feldman and Laland 1996). sized by the anthropologist Robert Foley (199596), lies
This is not to say that genes are uninvolved in human in the nonexistence of such an environment. Our an-
behavior. Every aspect of a persons phenome is a product cestors lived in a wide diversity of habitats, and the im-
of interaction between genome and environment. An ob- pacts of the many environmental changes (e.g., glacia-
vious example of genetic involvement in the behavioral tions) over the past million years differed geographically
phenome is the degree to which most people use vision among their varied surroundings. Evolutionary psychol-
to orient themselvesin doing everything from hitting ogists also postulate that natural selection produced
a baseball to selecting new clothes for their children. modules (complex structures that are functionally or-
This is because we have evolved genetically to be sight ganized for processing information [Tooby and Cos-
animalsour dominant perceptual system is vision, mides 1992: 33]) in the brain that tell us such things
with hearing coming in second. Had we, like dogs, as which individuals are likely to cheat, which mates
evolved more sophisticated chemical detection, we are likely to give us the best or most offspring, and how
might behave very differently in response to the toxic to form the best coalitions (Kurzban, Tooby, and Cos-
chemicals in our environment (Ehrlich 2000). The in- mides 2001). These brain modules, which are assumed
formation in our DNA required to produce the basic mor- to be biological entities fixed in humans by evolution,
phology and physiology that make sight so important to also have other names often bestowed on them by the
us has clearly been molded by natural selection. And the same writers, such as computational machines, de-
physical increase in human brain size, which certainly cision-making algorithms, specialized systems, in-
involved a response to natural selection (although the ference engines, and reasoning mechanisms (Du-
precise environmental factors causing this selection re- chaine, Cosmides, and Tooby 2001). The research claims
main something of a mystery [Allman 1999, Klein 1999]), of evolutionary psychology have been heavily criticized
has allowed us to evolve language, a high level of tool by, among others, colleagues in psychology (e.g., Bussey
use, the ability to plan for the future, and a wide range and Bandura 1999).
of other behaviors not seen in other animals. Those critics are correct. There is a general tendency
Thus at the very least, genetic evolution both biased for evolutionary psychologists vastly to overestimate
our ability to perceive the world and gave us the capacity how much of human behavior is primarily traceable to
to develop a vast culture. But the long-running nature- biological universals that are reflected in our genes. One
versus-nurture debate is not about sight versus smell. It reason for this overestimation is the ease with which a
e h r l i c h a n d f e l d m a n Genes and Cultures F 89

little evolutionary story can be invented to explain al- engraved in our genetic makeup is without basis, espe-
most any observed pattern of behavior. For example, it cially in light of the enormous cultural differences in
seems logical that natural selection would result in the sexual preferences.
coding of a fear of snakes and spiders into our DNA, as For any culture, Elliss evolutionary arguments would
the evolutionary psychologist Steven Pinker thinks require that in past populations of women there were
(1997: 38689). But while Pinker may have genes that DNA-based differences that made some more likely to
make him fear snakes, as the evolutionist Jared Diamond choose in those ways and others more likely to seek
points out, such genes are clearly lacking in New Guinea mates with other characteristics. And those that chose
natives. As Diamond says, If there is any single place as Ellis predicts would have to have borne and raised
in the world where we might expect an innate fear of more children that survived to reproduce than those with
snakes among native peoples, it would be in New other preferences. Might, for example, a woman who
Guinea, where one-third or more of the snake species married a stingy male who kept her barefoot and preg-
are poisonous, and certain non-poisonous constrictor nant out-reproduce the wife of a generous and consid-
snakes are sufficiently big to be dangerous. Yet there is erate mate? That is the way genetic evolution changes
no sign of innate fear of snakes or spiders among the the characteristics of populations over time: by some
indigenous people, and children regularly capture large genetic variants out-reproducing others. When that hap-
spiders, singe off the legs and hairs, and eat the bodies. pens, we say that natural selection has occurred. But,
The people there laugh at the idea of an inborn phobia unfortunately, there are no data that speak to whether
about snakes, and account for the fear in Europeans as there is (or was) genetic variation in human mate pref-
a result of their stupidity in being unable to distinguish erencesvariation in, say, ability to evaluate specifically
which snakes might be dangerous (1993: 265). Further- whether a potential mate is ambitiousupon which
more, there is reason to believe that fear of snakes in selection could be based. And there are no data for any
other primates is largely learned as well (Mineka, Keir, population showing that women who seek those char-
and Price 1981, Mineka and Cook 1993). acteristics in their sexual partners are more successful
Another example is the set of predictions advanced by reproductivelyare represented by more children in the
Bruce Ellis (1992) about the mating behavior that would subsequent generationthan women who seek hus-
be found in a previously unknown culture. The first five bands with other characteristics. Ellis is simply confus-
characteristics that the average woman in this culture ing the preferences of women he knows in his society
will seek . . . in her ideal mate, he predicts, are (p. 283): with evolutionary fitness.

1. He will be dependable, emotionally stable and


mature, and kind/considerate toward her. Behavioral Genetics and Heritability
2. He will be generous. He may communicate a
spirit of caring through a willingness to share time Another reason laypersons tend to overestimate how
and whatever commodities are valued in this culture much of our behavior is genetically determined derives
with the woman in question. from the claims of some scientists that the variation
3. He will be ambitious and perceived by the between individuals in behaviors is due to their genetic
woman in question as clever or intelligent. differences. Often these same scientists look to advances
4. He will be genuinely interested in the woman in molecular genetics as a kind of justification. The fol-
in question, and she in him. He may express his in- lowing quote from a recent book by the biochemists
terest through displays of concern for her well-being. Dean Hamer and Peter Copeland (1998) reflects the at-
5. He will have a strong social presence and be titude of many behavioral geneticists: The emerging
well liked and respected by others. He will possess a science of molecular biology has made startling discov-
strong sense of efficacy, confidence, and self-respect. eries that show beyond a doubt that genes are the single
most important factor that distinguishes one person
Evolutionary theory does not support such predictions, from another. We come in large part ready-made from
even if an average woman could be defined. First of the factory. We accept that we look like our parents and
all, it would be no small developmental trick genetically other blood relatives; we have a harder time with the
to program detailed, different, and independent repro- idea that we act like them (p. 11).
ductive strategies into modules in male and female Hamer and Copelands view has a long history. For
brains. Those brains, after all are minor variants of the example, in his influential monograph, Arthur Jensen
same incredibly complex structures, and, furthermore, (1969) claimed that the high heritability (a statistical
the degree to which they are organized into modules is value) of IQ made it unlikely that environmental inter-
far from clear (Ehrlich 2000: 11519). If the women in vention could succeed in improving the educational per-
the unknown culture actually chose mates meeting El- formance of disadvantaged children; the fault lay in their
liss criteria, a quite sufficient alternative evolutionary genes. The next three decades saw the growth of behav-
explanation would be that women (simultaneously with ioral genetics, a part of psychology built around the sta-
men) have evolved big brains, are not stupid, and respond tistical comparison of identical and fraternal twins. Most
to the norms of their cultures. Scientifically, the notion of these studies follow Jensens example and produce a
that the detailed attributes of desirable mates must be high heritability, which is wrongly interpreted as a mea-
90 F c u r r e n t a n t h ro p o l o g y Volume 44, Number 1, February 2003

sure of how important genes are in determining differ- This broad-sense heritability has no predictive value
ences between individuals in the behavior under study. and indeed cannot be legitimately used in the human
For instance, the law professor Kingsley Browne (1998: behavioral context to predict anything. It has, however,
27) tells us that evidence from behavioral genetics in- been widely misinterpreted as diagnostic of the under-
dicates that many personality traits are highly heritable; lying causes of variation. Thus, in a recent perspective
that is, much of their individual variation is attributable in the widely read magazine Science, the behavioral ge-
to genetic differences among individuals. We often see neticists P. McGuffin, B. Riley, and R. Plomin (2001) infer
headlines in major newspapers that summarize the that DNA variations are responsible for the ubiquitous
claims of behavioral geneticists with Gene for Happi- genetic influence in behavior from the claim that the
ness Found or We Vote with Our Genes. But the text most solid genetic findings about individual differences
is not really about genes but about the behavioral ge- in human behavior come from quantitative genetic re-
neticists interpretation of their own estimates of heri- search such as twin and adoption studies that consis-
tability computed from twin studies. tently converge on the conclusion that genetic variation
The behavioral genetics literature is based on studies makes a substantial contribution to phenotypic variation
of identical and fraternal twins combined with a set of for all behavioral domains. In other words, they claim
statistical assumptions about genetic and environmental that the statistical measure of broad-sense heritability is
contributions that are used to extract estimates of how telling us about the causes of the behavioral differences,
important genes are in determining behaviors (e.g., in particular how genetic they are.
Plomin et al. 1997). We shall examine this heritability The kind of statistical reasoning that underlies this
paradigm in some detail and then see what new knowl- imputed connection between the information coded into
edge about the human genome can tell us about it. DNA and heritability relies on a particular model of how
Heritability was originally introduced in the 1930s as that information causes behaviors, a model that is not
an index of amenability to selective breeding of agricul- verifiable because we have no idea about how the com-
tural animals and plants (e.g., Lush 1945; Falconer and plex interactions between genes, regulation of genes, pro-
Mackay 1996: chap. 10). Under carefully controlled en- tein structures, protein concentrations, and environ-
vironmental conditions it measures the fraction of ge- ments would be manifest in a measurable trait or
netic variation that would respond to selection by the behavior. Scientists dont know what model to use to
breeder on a trait such as fat content in milk or egg compute the degree of genetic causation. In one class
production in chickens. An accurate measure of herita- of such models, for example, Robert Cloninger and col-
bility requires that parents and offspring be raised in leagues (1979) showed that heritabilities were made very
identical environments. This original narrow definition high by using the doubtful assumption that identical and
was predictiveit told the experimenter what had to be fraternal twins had the same degree of similarity in their
done to move the desired trait in a given direction by a environments. In another analysis, Devlin, Daniels, and
given amount. The definition of heritability was later Roeder (1997) showed that omission of a contribution
modified, broadened in fact, to include genetic variation from the shared prenatal environment of twins also leads
that was unresponsive to selection and to accommodate to elevated estimates of heritability. In fact, calculated
the fact that genotypes and environments might interact heritabilities give us no information concerning the
in a way that could not be estimated or controlled, es- causes of our actions. The basic reason is that it is im-
pecially in the case of human behaviors2 (Falconer and possible to distinguish human behavioral phenomes that
Mackay 1996: 123). are shared because of genetic similarities from those
caused by shared environments. We might act like our
2. The usual model in behavioral genetics takes the phenotype to parents because they gave us our genes; however, as
be a linear combination of genetic and environmental effects: P p Richard Lewontin pointed out, In the United States, the
hG eE. In this statistical representation, the square of h is the
highest correlations between parent and offspring for any
broad-sense heritability, a number between 0 and 1.0 (or 100%), e
is the corresponding fraction of the phenotype due to the (nontrans- social traits are for religious sect and political party. Only
mitted) environment E, and G and E operate independently. It is in the most vulgar hereditarian would suggest that Epis-
the quantity G that the action of the DNA is summarized. For a copalianism and Republicanism are directly coded for in
single gene, the contributions to an individuals phenotype that the genes (Lewontin, Rose, and Kamin 1984: 256).
come from maternal and paternal contributions (alleles) may be
independent and summed, in which case the action of that gene is Much has been recently made by behavioral geneti-
purely additive, or they may interact in some way that is measured cists of heritability estimates for behavioral traits based
by genetic dominance. When two or more genes interact to produce on data compiled in two twin studies: the Minnesota
their contributions to the phenotype, we call the genes epistatic, Study of Twins Reared Apart (MISTRA) and the Swedish
and the part of their contribution to the variability of the phenotype
Adoption-Twin Study of Aging (SATSA). Results from
that is not the sum of their individual contributions is called epis-
tasis. These are all statistical notions about variance that are very these studies are widely cited in textbooks on the ge-
difficult to translate into genetic structural or regulatory phenom- netics of human behaviors (e.g., Plomin et al. 1997), but
ena. The fraction of the variance of P that is due to variation in it is only recently that the statistical assumptions un-
the additive contributions to G is called the narrow-sense heri- derlying these analyses and the inconsistencies in the
tability. The fraction of the variance of P due to G and to possible
interactions between G and E is called the broad-sense herita- reporting of estimates have come under careful scrutiny
bility. The latter is what is most often referred to as the heritability (Devlin, Daniels, and Roeder 1997, Feldman and Otto
in behavioral genetics. 1997, Goldberger and Kamin 2002). Goldberger and Ka-
e h r l i c h a n d f e l d m a n Genes and Cultures F 91

min point out that the only genetical theory involved ius level. Would it then be good policy to give remedial
in their analysis are the numbers 1, 1/2, and 1/4 repre- aid to all whites and none to any blacks? Or would it be
senting3 the genotypic correlations for identical twins wiser to give additional help to those who had low scores
and the additive and non-additive genotype correlations regardless of skin color? What, in fact, would be the rea-
for fraternal twins. Not only do these authors find the son for even bothering to calculate the group average IQ
conclusions from MISTRA and SATSA unconvincing but scores? Would we calculate them for populations differ-
they raise the important question, ignored in the now entiated on the basis of other characteristics, such as
large literature on behavioral correlations among rela- blood groups? In fact, the usual physical and/or cultural
tives, What conceivable purpose is served by the flood criteria used to define ethnic groups may have little to
of heritability estimates generated by these studies? do with the genetic classification of such groups (Wilson
et al. 2001).
It is only because people live in socially stratified so-
Policy Implications of Heritability cieties and have a fascination with skin color (or height,
or nose shapeafter all, we are sight animals) that dif-
Perhaps most important, degree of heritability carries no ferences between certain groups are singled out for in-
message about how easily a characteristic can be vestigation via heritabilities. If average differences in IQ
changed, and, normally, knowledge of it will have few test scores are correlated with skin color in our society,
if any policy implications. Heritable diseases are rou- should we try to reduce the incidence of low test scores
tinely treated (e.g., phenylketonuria), as are diseases be- by treating skin-color groups differently? Of course not,
lieved to have little relationship to the victims genetic any more than we would attempt to lower the incidence
endowment (e.g., endocarditis). Similarly, even if a be- of skin cancer (to which lighter-skinned people are more
havior had a high degree of heritability in one environ- susceptible) by doling out sunscreen on the basis of IQ
ment, a small environmental alteration could totally test scores. Smart social policy would be to aid individual
change that behavior. The literature on quantitative students with low scores regardless of skin color and
traits in plants, insects, and animals is replete with ex- regardless of what role genes played in determining in-
periments that show the sensitivity of measured heri- dividual IQs.
tability to changes in the environment. Jensens proposed heritability of 80% for IQ should
Furthermore, it would be foolish to make social policy never have been used to blame the failure in school of
designed to alter behavior on the basis of group averages some groups of students on their genes. Nor should
in characteristics, regardless of the reasons for the dif- Herrnstein and Murray have used their value of 60%
ferences in those characteristics. Consider a thought ex- (which they feel may err on the low side) to underpin
periment on the frequently promoted (with no evidence) their claim that chances of success in life are increas-
view that there are differences between populations in ingly affected by genes (1994: 10910) and their reit-
genes influencing intelligence. Suppose that, counter to eration 25 years later of Jensens claim that environ-
everything geneticists know, there were something that mental intervention in the lives of the disadvantaged in
could be called genetic IQ and some way were dis- the United States was doomed to failure (pp. 55152).
covered to assess itsome sort of cognitive litmus paper It has been fascinating and disturbing for us as biolo-
on which, when placed on the forehead, a number mi- gists to watch the legacy of Jensens 1969 opus unfold
raculously appeared, faultlessly indexing the genetic in psychology. Thus, one of the leading proponents of
IQ of that individual. Suppose further that average ge- the use of heritability, Robert Plomin, writing in the The
netic IQ litmus-test scores tended to be somewhat Psychologist, claims that during the 1980s and espe-
higher in the black population, even though many whites cially the 1990s psychology became much more accept-
scored much higher than many blacks, some at the gen- ing of genetic influence, as can be seen in the increasing
number of behavioral genetic articles in mainstream psy-
3. Referring to the model of n. 1, P p hG eE, for any two indi- chology journals and in research grants (Plomin 2001).
viduals labeled 1 and 2, we can write P1 p hG1 eE1 and P2 p He goes on to describe this change in psychology as a
hG2 eE2 where the genetic and environmental contributions to wave of acceptance of genetic influence in psychology.
the phenotypes P1 and P2 of the two individuals are G1,G2 and E1,E2, This acceptance is entirely due to the widespread accep-
respectively. Now, for identical or monozygous (MZ) twins G1 and
G2 are the same because their complete complement of genes is tance of the statistical methodology that leads to the
the same; the correlation between G1 and G2 is 1. If individuals 1 reporting of broad-sense heritability and its misinterpre-
and 2 are sibs, then it can be shown that the correlation between tation as an index of genetic causality, not to any
the additive contributions to P1 and P2 contained in G1 and G2 is neurogenetic advances that have tied human behavioral
1/2 while that between the dominance contributions is 1/4 (see,
differences to variation in DNA. In a similar vein, the
e.g., Falconer and Mackay 1996 for more details). Almost all be-
havioral genetic studies assume that the correlation between en- psychologist M. McGue (1997) claims, for example, that
vironments E1 and E2 when individuals 1 and 2 are MZ twins is the IQ debate now centers on whether IQ is 50% to
the same as when they are fraternal or dizygous (DZ) twins. Yet 70% heritable.
when there are enough data for these correlations to be compared, Our point is that the assumptions used to build the
for example, for IQ, the MZ value is larger than the DZ value. If
this difference in environmental correlations is ignored, a higher statistical models that produce these estimates do not
estimate for heritability is reported (Cloninger, Rice, and Reich permit us to infer from such heritability estimates the
1979, Feldman and Otto 1997). actual extent of genetic influences on IQ. Further,
92 F c u r r e n t a n t h ro p o l o g y Volume 44, Number 1, February 2003

these estimates do not inform potential strategies for iorthe very attributes that make our behavior less
determining the nature of such genetic influences, if they rather than more genetically determined. But to under-
exist. Applications of broad-sense heritability to predic- stand the development of and variation in specific hu-
tive situations are, we repeat, biologically and statisti- man behaviors such as creating charities and cheese-
cally erroneous (Feldman and Lewontin 1975). Evolu- cakes, we must invoke culture, its evolution, and its
tionary psychologists and behavioral geneticists persist potential interaction with biology.
in confounding a technically defined statistic named It might be argued that since a relative handful of genes
heritability with the colloquial use of that term. The can control our basic body planones height depends
concept of overall heritability should be restricted in its on millions of the bodys cells being stacked pre-
employment to plant and animal breeding, where it can ciselya handful could also determine our behavioral
be better measured and the results put to some practical phenome. Genes initiate a process of development that
usesuch as in applying selection to increase the rate might be analogized with the way a mountain stream
of growth of beef cattle or the weight of swine. entering a floodplain can initiate the development of a
complex delta. Why, then, couldnt just a few genes have
evolved to program millions of our behaviors? In theory
What Does Determine the Behavioral they might have, but in that case human behavior would
be very stereotyped. Consider the problem of evolving
Phenome? human behavioral flexibility under such circumstances
of genetic determination. Changing just one behavioral
Geneticists know that a large portion of the behavioral patternsay, making women more desirous of mating
phenome must be programmed into the brain by factors with affluent menwould be somewhat analogous to
in the environment, including the internal environment changing the course of one distributary (branch in the
in which the fetus develops and, most important, the delta) without altering the braided pattern of the rest of
cultural environment in which human beings spend the delta. It would be difficult to do by just changing the
their entire lives. Behavioral scientists know, for in- flow of the mountain stream (equivalent to changing the
stance, that many dramatic personality differences must genes) but easily accomplished by throwing big rocks in
be traced to environmental influences. Perhaps the most the distributary (changing the environment).
important reason to doubt that genetic variation ac- This partial analogy seems particularly apt in that it
counts for a substantial portion of observed differences is apparently difficult for evolution to accomplish just
in human behavior is simply that we lack an extensive one thing at a time. There are two principal reasons for
enough hereditary apparatus to do the jobthat we have this. The first is the complexity of interactions among
a gene shortage (Ehrlich 2000). To what extent could alleles and phenotypic traits, especially pleiotropy and
genes control the production of these differences? epistasis. Because there are relatively so few of them,
It is important to remember that behaviors are the most genes must be involved in more than one process
results of charge changes that occur in our network of (pleiotropy). Then if a mutation leads to better function-
neurons, the specialized cells that make up our nervous ing of one process, it may not be selected for because the
system. Behaviors are ultimately under some degree of change might degrade the functioning of another process.
control in the brain. Neuron networks are the locus of And changes in one gene can modify the influence of
the memories that are also important to our behavior. another in very complex ways (epistasis). Second, be-
That genes can control some general patterns is un- cause they are physically coupled to other genes on the
questioned; they are obviously involved in the construc- same chromosome, the fates of genes are not indepen-
tion of our brains. They might therefore also build in the dent. Selection that increases the frequency of one allele
potential for experience to affect a large part of the details in a population will often, because of linkage, necessarily
involved in the neural circuitry. But they cannot be con- increase the frequency of another. Selection favoring a
trolling our individual behavioral choices. gene that made one prefer tall mates might also result
Human beings have only three times as many genes in the increase of a nearby gene that produced greater
as have fruit flies (many of those genes appear to be du- susceptibility to a childhood cancer.
plicates of those in the flies, and the biochemistry of fly
nerve cells seems quite close to ours) (Zigmond et al.
1999: figs. 9.8, 9.9). But in addition to having sex and The Mysteries of Environmental Control
eating (what flies mostly do) we get married, establish
charities, build hydrogen bombs, commit genocide, com- Behavioral scientists are still, unhappily, generally un-
pose sonatas, and publish books on evolution. It is a little able to determine the key environmental factors that
hard to credit all this to the determining action of those influence the behavioral phenome. For instance, in the
few additional genes (Ehrlich 2000: 12426). Those genes case of the Dionne quintuplets, quite subtle environ-
are, however, likely to have contributed to the increased mental differencesperhaps initiated by different posi-
brain size and complexity that support the vast cultural tions in the womb or chance interactions among young
superstructure created by the interaction of our neurons quints, their parents, and their observers (Blatz
and their environments. They may also contribute to the 1938)clearly led to substantially different behavioral
wonderful flexibility and plasticity of human behav- and health outcomes in five children with identical ge-
e h r l i c h a n d f e l d m a n Genes and Cultures F 93

nomes. As their story shows, we really know very little havior were completely genetically determined and in-
about what environmental factors can modify behavior. teractions between its genes and its environments did
For example, some virtually undetectable differences in not exist. Even single-celled organisms respond to
environments may be greatly amplified as developing changes in their surroundings. Without substantial en-
individuals change their own environments and those of vironmental inputs, evolution would not occur and life
their siblings. Equally, subtle and undetected environ- could not exist.
mental factors may put individuals with the same ge- Biological evolution has avoided that problem by al-
netic endowments on similar life courses even if they lowing our behavior to be deeply influenced by the en-
are reared apart, perhaps explaining anecdotes about the vironments in which genes operate. In normal human
similarities of some reunited identical twins. environments, genes are heavily involved in creating a
We also know too little about the routes through basic brain with an enormous capacity for learn-
which genes may influence behavior, where again ingtaking in information from the environment and
changes may be behaviorally amplified. Suppose that a incorporating that information into the brains structure.
study shows that identical twins, separated at birth, It is learning that proceeds after birth as an infants brain
nonetheless show a high correlation of personality uses inputs such as patterns of light from the eyes to
typeboth members of twin pairs tend to be either in- wire up the brain so that it can see, patterns of sound
troverted or extraverted. This is interpreted as a high that wire up the brain so that it can speak one or more
heritability of introversion and extraversion. What really languages, and so on. As the brain scientist John Allman
is heavily influenced by genetics, however, could be put it, the brain is unique among the organs of the body
height, and tall people in that society (as in many in requiring a great deal of feedback from experience to
societies) may be better treated by their peers and thus develop its full capacities (1999: 177). And the situation
more likely to become extraverted (Buss 1994: 3940). is not so different for height. There arent enough genes
Genes in this case will clearly be involved in personality to control a childs growth rate from day to dayadding
type but by such an indirect route as to make talk of cells rapidly in favorable (e.g., food-rich) situations and
genes for introversion or extraversion essentially slowly or not at all under starvation. And there arent
meaningless. enough genes to govern the growth of each column of
And, of course, scientists do know that what appears cells, some to regulate those in each column on the right
to be genetic is often simply a function of the envi- side of the spine, some for each in the left. Instead, all
ronment. An example suggested by the philosopher El- growth patterns depend on environmental feedback.
liott Sober (personal communication) illustrates this. In
England before the 18th century, evolutionary psychol-
ogists (had there been any) would have assumed that Does Cortical Mapping Change This View?
males had a genetic proclivity for knitting. The knitting
gene would have been assumed to reside on the Y chro- But hasnt all the above been shown to be incorrect by
mosome. But by the 19th century, evolutionary psy- recent mapping studies (Thompson et al. 2001) of cortical
chologists would have claimed that women had that ge- structures in the brains of monozygous or identical (MZ)
netic proclivity, with the knitting gene on the X and dizygous or fraternal (DZ) twins? This has been the
chromosome. With historical perspective, we can see interpretation of those studies by the popular press (Mo-
that the change was purely culture-driven, not due to a tluk 2001). Thompson and his colleagues computed dif-
genetic change. As it did with knitting, the environment, ferences in the quantity of gray matter of MZ and DZ
especially the cultural environment, seems to do a good twins and unrelated individuals for various regions of
job of fine-tuning our behavior. A major challenge for the cortex. Not only did they claim to have demonstrated
science today is to elucidate how that fine-tuning occurs. that genetic factors significantly influence a number of
structural regions of the brain but they argued that their
gene maps revealed how genes determine individual
brain differences. These are indeed strong claims.
Would Selection Generally Favor Genetic Thompson et al.s data analysis of the brain maps suf-
Control of Behavior? fers from many of the defects mentioned above as per-
meating the behavioral genetic literature. Environmen-
Would we be better off if we had more than enough genes tal contributions are ignored: Because non-genetic
to play a controlling role in every one of our choices and familial effects contribute to the resemblance between
actions and those genes could operate independently? relatives, such effects were accommodated, if not en-
Probably not. One could imagine a Hobbesian battle in tirely eliminated, by assuming the same common en-
which genes would compete with each other to improve vironmental variance for MZ and DZ pairs (Thompson
the performance of the reproducing individuals that pos- et al. 2001: 1257). Then, a squared correlation greater
sessed themgenes for caution being favored in one en- than 0.8 having been claimed for volumes of cortical
vironment one day and genes for impulsiveness in an- structures between MZ twins, the squared correlation
other environment the next (Look before you leap, He for DZ twins in the same areas varied from 0.6 to 0.89.
who hesitates is lost). It is difficult to imagine how any There is an obvious difficulty here in that such large DZ
organism could make the grade evolutionarily if its be- correlations suggest important environmental contri-
94 F c u r r e n t a n t h ro p o l o g y Volume 44, Number 1, February 2003

butions.4 The relationship between the MZ and DZ cor- tural identities to the debates between material and cul-
relations certainly does not suggest strong genetic con- tural determinism described by Sahlins (e.g., 1976), were
trol of brain structure (p. 1254) or even tight coupling proudly nonquantitative. Recent discussions on the ide-
of brain structure and genetics (p. 1256) as claimed. ational or symbolic nature of the subjects of cultural
Strangely, in the analysis by Thompson et al. of the evolution (e.g., Durham 1991), while critical of attempts
relationship between cortical gray matter and Spear- to construct dynamical models of cultural evolution
mans g, a quantity often used as a measure of cognitive based on individual-to-individual cultural transmission,
performance (from subtests of the Wechsler Adult Intel- nevertheless acknowledge the centrality of cultural ev-
ligence Scale), unrelated individuals were omitted and olution to human behavioral analysis. Thus, although
only the 40 twins received the cognitive tests. A highly the quantitative paradigms used in behavioral genetics
significant relationship between frontal matter volume do not inform evolutionary analysis, this does not mean
and g is reported. It is not clear how the correlations that we cannot or should not take an evolutionary ap-
between the twins were controlled here, especially in proach to the understanding and modification of human
light of the very high DZ correlations in the brain images behavior. Genetically evolved features such as the dom-
and the well-established effects of gender on some con- inance of our visual sense should always be kept in mind,
tributors to g, especially the greater variability of males but an evolutionary approach to changing behavior in
scores than females (e.g., Jensen 1998:537). In sum, our species must primarily focus on cultural evolution.
Thompson et al. cannot be regarded as having demon- In the last 40,000 years or so, the scale of that cultural
strated a gene-brain relationship, nor do their genetic evolution has produced a volume of information that
brain maps contribute to our understanding of how dwarfs what is coded into our genes. Just consider what
genes influence cognition. is now stored in human memories, libraries, photo-
graphs, films, video tapes, the Worldwide Web, blue-
prints, and computer data banksin addition to what is
inherent in other artifacts and human-made structures.
Conclusions
Although there have been preliminary investigations by
Cavalli-Sforza and Feldman (1981) and Boyd and Rich-
What the recent evidence from the Human Genome Pro- erson (1985), scientists have barely begun to investigate
ject tells us is that the interaction between genes, be- the basic processes by which that body of information
tween the separate components of genes, and between changes (or remains constant for long periods)a task
controlling elements of these separate components must that social scientists have been taking up piecemeal and
be much more complex than we ever realized. Simple largely qualitatively for a very long time (e.g., Bischof
additive models of gene action or of the relationship be- 1978; Cronk 1999; Durham 1991; Ehrlich 2002; Jacobs
tween genes and environments must be revised. They and Campbell 1961; Johnson and Earle 2000; Kotler and
have formed the basis for our interpretation of pheno- Zaltman 1971; Murdock 1956; Pirages and Ehrlich 1974;
type-genotype relationships for 84 years, ever since R. A. Rogers 1995; Stark 1996, 1999). Developing a unified
Fishers famous paper (1918) that for the first time related quantitative theory of cultural change is one of the great
Mendelian genes to measurable phenotypes. New mod- challenges for evolutionary and social science in the 21st
els and paradigms are needed to go from the genome to century.
the phenome in any quantitative way. The simplistic Identifying the basic mechanisms by which our cul-
approach of behavioral genetics cannot do the job. We ture evolves will be difficult; the most recent attempts
must dig deeper into the environmental and especially using a meme approach (Blackmore 1999, Dawkins
cultural factors that contribute to the phenome. The as- 1989 [1976]) appear to be a dead end. Learning how to
cendancy of molecular biology has, unintentionally, mil- influence that evolution is likely to be more difficult still
itated against progress in studies of cultural evolution. and fraught with pitfalls. No sensible geneticist envi-
Theories of culture and its evolution in the 20th cen- sions a eugenic future in which people are selected to
tury, from Boass insistence on the particularity of cul- show certain behavioral traits, and most thinking people
are aware of the ethical (if not technical and social) prob-
4. Referring to n. 2, if individuals 1 and 2 are MZ twins and if they lems of trying to change our behavior by altering our
are raised in identical environments (so that E1 p E2), then their
correlation should be 1. If, on the other hand, they are DZ twins, genetic endowments. Society has long been mucking
all the genetic contributions to the quantity of gray matter are around in cultural evolution, despite warnings of the po-
additive, and E1 and E2 are not correlated, their correlation should tential abuses of doing so (e.g., Huxley 1932). Nazi eu-
be 0.5 (which would make the squared correlation 0.25). Dominance genic policies and Soviet, Cambodian, Chinese, and
effects will increase this, but in most cases the increase will not
other social engineering experiments stand as monu-
be sufficient to bring the DZ correlation into the ballpark of the
MZ correlation. For these DZ twins, from the simple model of nn. ments to the ethical dangers that must be guarded
1 and 2 the only other possible explanation for the high DZ twin against when trying systematically to alter either genetic
correlation would be a correlation between environments E1 and or cultural evolution.
E2. The study included five pairs each of female and male MZ and Nevertheless, we are today all involved in carrying out
DZ twins. Despite acknowledging that gender affects volumes of
brain structures, images for the sexes were pooled within each zyg- or (with our taxes) supporting experiments designed to
osity. It is very difficult to invoke statistical contributions from change behavior. This is attested to by the advertising
genes to explain the apparently close MZ and DZ values reported. business, Head Start programs, and the existence of in-
e h r l i c h a n d f e l d m a n Genes and Cultures F 95

stitutions such as Sing Sing Prison and Stanford Uni- consensus that phenomena such as exaptation (Gould
versity. The data used by evolutionary psychologists to 2002), accident as an agent of direction of change itself
infer the biological antecedents of human behavior, rather than only a source of variation (Kimura 1983), and
while not telling us anything about genetic evolution, molecular drive (Dover 2000) are all causal mechanisms
may actually be helpful in improving our grasp of cul- of evolutionary novelties (Goodwin 2002).
tural evolution. What seems clear today, however, is that Assigning adaptive significance to an organ or behav-
evolutionary psychology and behavioral genetics are pro- iour pattern presumes that a problem exists to which it
moting a vast overemphasis on the part played by genetic is a solution (Dubrovsky 2002). However, organisms not
factors (and a serious underestimation of the role of cul- only solve problems in the environment but create them.
tural evolution) in shaping our behavioral phenomes. As Waddington (1976:18) has put it, A surprisingly large
amount of the environment which affects natural selec-
tion outcomes on animals is the more or less direct result
of the animals own behavior. Considering these facts,
Comments Lewontin (2000) has suggested that a more faithful de-
scription of the organism-environment interaction is
construction rather than adaptation. In human ev-
b e r n a r d o d u b ro v s k y olution, the usual relationship between organism and
McGill University, 3445 Drummond St., 701, environment has become virtually reversed in adapta-
Montreal, PQ, Canada H3G 1X9 (bdubro@po.box. tion. Cultural invention has replaced genetic change as
mcgill.ca). 5 x 02 the effective source of variation. Consciousness allows
people to analyze and make deliberate alterations as sit-
Ehrlich and Feldman advance serious and valid criti- uations require, with the result that adaptation of en-
cisms of the methods used by evolutionary psychologists vironment to organism has become the dominant mode
and behavioral geneticists and identify factual errors fre- (Dubrovsky 2002).
quently made by them. While in conceptual agreement Oskar Kempthorne (1978) has criticized the exclusive
with them, I propose here to look at some other aspects use of observational data in the debate about inherited
of the problem. and environmental factors contributing to intelligence.
Cosmides and Toobys new version of evolutionary
Observational data are used by behavioural geneticists
psychology (1987, 1995; Tooby and Cosmides 2000) com-
(e.g., Plomin et al. 1997) notwithstanding the recognition
bines teleological, adaptationist, and rigid formalist in-
since the beginning of modern science that only exper-
terpretations of biological evolution with the view of the
imentation can test the validity of rival causal hypoth-
mind as a sort of computer program or information pro-
eses (Bunge 1967). Kempthorne and later Jacquard (1983)
cessor. The adaptationist program considers every evo-
have criticized the use of analysis of variance of one
lutionary novelty as a feature that favours survival and/
feature in a population to check for causality, arguing
or reproduction (Gould 2002, Kirmayer and Young 1999).
that variance only measures dispersion of data around
Adaptationists regard each aspect of the organisms mor-
phology, physiology, and behaviour as a specific adap- the value of the mean; it is a measure of diversity, some-
tation of the entire organism. For them the problem of times inappropriately referred to as variability. What
evolutionary science is finding out what an adaptation is important in considerations of causality, however, is
is for, when in fact the first question should be whether the magnitude of an effect which can be attributed to
it exists (Fodor 2000; Mahner and Bunge 1997:423). variation or change in one or more independent varia-
It is extremely difficult to trace traits back in time, bles. Variance cannot point to any causal factor. The
and any hypothesis regarding the history of a trait must parallel with statistical correlation is clear. The latter
be based on probability (Northcutt 1999). Few traits have measures the degree of association of two variables (e.g.,
been examined in sufficient detail in enough species in size and population of a country) neither of which causes
different radiations to allow a meaningful evaluation of the other but variation in one of which can induce
them. The problem of identifying traits is compounded changes in the other. It has never been demonstrated that
by the frequency with which some psychologists and IQs (Jacquard 1983) are determined by the genome, since
psychiatrists arbitrarily qualify the condition of the state causal relations are valid only for events and not for
or trait for various phenotype components (Paris 1998). attributes.
Questionable concepts such as brain design in re- Moreover, linear additive models in the absence of a
sponse to environmental demands (Kirmayer and Young theory of interaction are invalid (Lewontin 2000). That
1999) and concepts difficult to verify such as adaptive both genes and environment produce a given outcome
evolution of traits (Buss 1999, Paris 1998) lack heuristic is a truism, but we are seriously mistaken when we pre-
value, and there is no evidence whatsoever for an in- sume that we can best express this principle by assigning
structive component in the appearance of evolutionary percentages and stating, for example, that behaviour A
novelties (Dover 2000, Gould 2002, Lewontin 2000). is 40% genetic and 60% environmental. Such reduc-
Adaptationists fail to recognize other factors besides tionist expressions go beyond simple mistakes to enter
natural selection as causally associated with evolution. the domain of the meaningless. Genetics and environ-
While it is not a criterion of truth, there is a measure of ment do interact to build a totality, but we need to un-
96 F c u r r e n t a n t h ro p o l o g y Volume 44, Number 1, February 2003

derstand why the resulting wholes are irreducible to sep- It is made possible by innate machinery designed to
arate components. do the learning. The claim that there are several in-
nate modules is a claim that there are several innate
learning machines, each of which learns according
edward hagen to a particular logic.
Institute for Theoretical Biology, Humboldt
University, Berlin, Germany (hagen@itb.biologie. Further, the New Guineans opinion that the fear in
hu-berlin.de) 6 ix 02 Europeans [is] a result of their stupidity in being unable
to distinguish which snakes might be dangerous sup-
Because Ehrlich and Feldman fail to provide them, I ports rather than refutes Pinker (1997:388):
sketch evolutionary psychologys basics here. The world is a dangerous place, but our ancestors
It has long been recognized (e.g., Galen, Paley) that could not have spent their lives cowering in caves;
organisms consist of functional mechanismshearts, there was food to gather and mates to win. They had
lungs, livers, bones, intestines, prostates, uteruses, etc. to calibrate their fears of typical dangers against ac-
but before 1859 their origin was unknown. Darwin and tual dangers in the local environment (after all, not
Wallace proposed that these mechanismstermed ad- all spiders are poisonous) and against their own abil-
aptationsevolved by natural selection and, thus, nec- ity to neutralize the danger: their know-how [etc.].
essarily were designed to promote reproduction. . . . Between the ages of three and five, children be-
Psychologists have demonstrated that cognitive pro- come fearful of all the standard phobic objects
cesses, like the bodys other mechanisms, have func- spiders, the dark, deep water, and so onand then
tional structure. Evolutionary psychologists propose that master them one by one. Most adult phobias are
this structure evolved by natural selection to serve re- childhood fears that never went away. That is why
production. Given that the brain mechanisms underpin- it is city-dwellers who most fear snakes.
ning vision, hearing, motor control, pain, memory, etc.,
have obvious reproductive utility, this proposition is Finally, Mineka and colleagues research, which Ehrlich
compelling. Further, these examples suggest that the and Feldman apparently believe undermines evolution-
brain is made up of many functionally specialized parts. ary psychological hypotheses of specialized fear learning,
An adaptation is rarely discovered or described by iden- actually strongly supports them. Cook and Mineka
tifying the specific genes that directed its construction showed that lab-raised monkeys readily learned to fear
or by documenting heritable variation and differential toy snakes but not toy rabbits or flowers, suggesting that
reproduction in ancestral populations. Rather, adapta- there is an innate predisposition to learn fears of evo-
tions are recognized by the close functional fit between lutionarily salient dangers, such as snakes. O hman and
an adaptive problem and some aspect of phenotypic Mineka (2001) synthesize 30 years of research on fear in
structure; it is their evidence of design, not genes, that humans and other primates in an article subtitled To-
assures us that hearts, lungs, and livers are adaptations. ward an Evolved Module of Fear and Fear Learning.
Although Ehrlich and Feldman believe that the envi- Against hypothesized sex differences in mating psy-
ronment of evolutionary adaptedness refers to a fixed chology, Ehrlich and Feldman claim that it would be
time or place, it actually refers to the recurring aspects no small developmental trick genetically to program de-
of the environment that were necessary for the evolu- tailed, different, and independent reproductive strategies
tion, development, functioning of a particular adaptation into modules in male and female brains. Well, natural
(Tooby and Cosmides 1990a). The environment of evo- selection somehow programmed uteruses in females
lutionary adaptedness of the lung, for example, includes but not males. Evolutionary psychology argues that
an oxygen atmosphere. Recurring aspects of ancestral mens and womens brains, like the rest of their bodies,
environments that had an impact on reproduction in- are probably identical in most ways but profoundly dif-
clude interactions with the opposite sex, children, par- ferent in some.
ents, kin, nonkin, plants, animals, predators, and prey Whereas behavioral genetics focuses on individual dif-
and the need to avoid toxins, pathogens, and injuries. ferences, evolutionary psychology focuses almost exclu-
Much evolutionary psychological research has been sively on human universals (age and sex excepted). Ad-
based on the certainty that in the environment of evo- aptations are grounded in the vast majority of genes that
lutionary adaptedness women got pregnant and men did are identical (or nearly identical) in all humans. Impor-
not. tant individual differences arise not from minor genetic
To say There is reason to believe that fear of snakes differences but from exposing the same human nature
in other primates is largely learned implies that learn-
to different environmental inputs (Tooby and Cosmides
ing and psychological adaptations are opposing hypoth-
1990b:23).
eses. But, as Pinker (1997:33) and virtually every other
Accused of spinning just-so stories, evolutionary
evolutionary psychologist repeatedly emphasize:
psychologists have, in fact, tested their hypotheses in
Yes, every part of human intelligence involves cul- hundreds of studies with many thousands of subjects in
ture and learning. But learning is not a surrounding scores of different cultures and have published their re-
gas or force field, and it does not happen by magic. sults in the worlds top science journals. Empirical re-
e h r l i c h a n d f e l d m a n Genes and Cultures F 97

search, not armchair criticism, will determine whether More specifically, the Chomskyan view suggests that our
these hypotheses stand or fail. human nature sets up constraints on the range of cultural
variation and therefore certain languages, though imag-
inable, would not be stable and are therefore considered
marc hauser and richard wrangham impossible. The arguments for beauty are no different.
Department of Psychology/Department of Given, for example, the observation that in dozens of
Anthropology, Harvard University, Cambridge, Mass. species female mate choice is mediated by a mechanism
01238, U.S.A. (mdhauser@wjh.harvard.edu). 11 x 02 that attends to symmetrical traits and that such a mech-
anism evolved because of selection for males with good
Ehrlich and Feldman argue that evolutionary psychology genes, why isnt the most likely explanation of human
and behavioral genetics are based on faulty thinking parallels that we are also equipped with a mechanism
about genetics, evolutionary theory, and culture. Our for symmetry detection? The possibility that some cul-
concern, as behavioral ecologists interested in the evo- tures may fail to apply this mechanism does not inval-
lution of primate behavior and cognition, is that they idate it. This reasoning error shows up in Ehrlich and
have set up a straw man carrying a basket of red herrings. Feldmans treatment of snake fears. What Minekas work
It is easy to criticize a field. It is more challenging to shows is not an innate fear response to snakes but a
rise above what is bad and see how to address the im- disposition to respond with fear to snakes once having
portant problems posed by human psychological evol- seen conspecifics responding with fear.
ution. Third, Ehrlich and Feldman fail to address how they
First, Ehrlich and Feldman claim that certain ques- would explain the large number of cases that cannot
tions raised by evolutionary psychology and behav- be understood in terms of environmental input. For
ioral genetics are impossible to answer, a critique that example, when children produce grammatical con-
is surely too pessimistic. Here are two examples: It structions that no adult in their culture has ever pro-
is impossible to distinguish human behavioral phen- duced, given the lack of relevant environmental input
omes that are shared because of genetic similarities the most plausible explanation is that they are
from those caused by shared environments and equipped with innate grammatical competences that
Overall heritability should be restricted in its em- the linguistic environment fine-tunes. Other cases in-
ployment to plant and animal breeding where it can
clude the universal emotions and the developmental
be better measured and the results put to some prac-
timing and universal acquisition of a theory of mind
tical use. Concerning the first, they surely cannot
across cultures.
mean impossible. The evidence from comparing
Fourth, rather than suggest how evolutionary and
identical twins reared apart in different environments
psychological studies might work hand in hand, Ehr-
with identical twins reared together is surely a point
lich and Feldman set up straw men and then argue
in favor of teasing apart genetic and environmental
that we should be primarily looking at how culture
influences. Why is this any different from a study of
shapes human nature. It is difficult, they say, to
corn? Granted, our genome is more complicated, as is
our environment, but this amounts to difficulty not imagine how any organism could make the grade ev-
impossibility. Claims of heritability are similarly con- olutionarily if its behavior were completely geneti-
fused. Why restrict analyses to plant and animal breed- cally determined and interactions between its genes
ing? We see no reason that Ehrlich and Feldman need and its environment did not exist. No one argues for
to commit themselves to such an extreme position. complete genetic determinism. No one argues against
Second, in discussing how evolutionary psychologists interactions. And no one denies that cultural evolu-
make inferences about the role of genetics, Ehrlich and tion is important. But saying that cultural evolution
Feldman imagine a nativist for whom the environment is important is not saying much. Rather, we must ask
is irrelevant. But those who adhere to a nativist position other kinds of questions: What allows humans to have
are no different from those biologists who are interested the kinds of cultures they have? Why is it that we
in the relationship between evolution and developmen- have such vast and complicated cultures and other
tal constraints, a field that we assume Ehrlich and Feld- animals dont? Why is it that certain cultural differ-
man would support. For example, in a study of language ences are relatively trivial while others lead countries
acquisition the idea is that there are learnability con- to go to war? If culture is unconstrained by biology,
straints set by the genome. Given these constraints, the then presumably any kind of cultural drift is possible.
views espoused are not nearly as nave as Ehrlich and We dont believe this is true, and we would be sur-
Feldman suggest. As the Chomskyan revolution dem- prised if Ehrlich and Feldman thought differently.
onstrated, the interesting questions are what pieces of In sum, Ehrlich and Feldman have voiced unoriginal
the language faculty are universally expressed and thus criticisms of evolutionary psychology and behavioral
a reflection of a common biological mechanism and how genetics. Worse, they have failed to make suggestions
this universal mechanism constrains the range of vari- for how these disciplines might improve. It is time to
ationthe phenome for linguistic expression. Focusing move beyond fears of excessive nativism. The difficult
attention in this way does not detract from cultural var- questions about gene-culture interaction cannot be
iation; rather, it asks how variable the system can be. ignored.
98 F c u r r e n t a n t h ro p o l o g y Volume 44, Number 1, February 2003

harmon r. holcomb tionary psychology over how to make the concept of


Department of Philosophy, University of Kentucky, the evolutionary environment of adaptation precise (a
Lexington, Ky. 40506, U.S.A. (holcomb@pop.uky.edu). relevant one is roughly the history of selective forces
5 x 02 relevant to the evolution of a trait, not confined to the
Pleistocene or to a common environment for all hu-
Critics all too often hold their own assumptions un- mans) between evolutionary psychologists and Dar-
critically, turning seemingly good criticisms into ref- winian anthropologists over what simplifying as-
utations of those assumptions. Researchers in evolu- sumptions to make about such an environment or
tionary psychology or in behavioral genetics should between Darwinian anthropologists and cultural an-
clarify how Ehrlich and Feldmans criticisms make as- thropologists over coevolutionary theories of gene-
sumptions that misinterpret these paradigms (see Hol- culture evolution. By ignoring the issues, they dont
comb 2001). Consider their abstract: Basic logic advance the issues. When multiple paradigms can ex-
teaches us to specify a domain before all or some plain the same data, to call an evolutionary psycho-
can be said sensibly. Their term much human be- logical story or the authors purely cultural story a
havior is meaningless unless one first states whether just-so story is divisive name calling.
the phenomena are facts about phylogeny, the focus A good criticism should advance disciplinary coop-
of evolutionary psychology, or facts about ontogeny. eration. What should the interface between evolution-
The role of culture in human ontogeny is not evolu- ary psychology and behavioral genetics be, given their
tionary psychologys subject matter, except as Ehrlich separation because evolutionary psychology focuses on
and Feldman and others use it to restrict evolutionary human universals and behavioral genetics focuses on
psychologys limited domain unduly by confusing lev- individual differences? Kinship is key: the family-based
els of analysis. Not to give a cultural explanation does methods of behavioral genetics utilize kinship to de-
not imply denying one; it is scientific specialization. scribe genetic and environmental variation that evo-
The authors use a false dichotomy of genetic deter- lutionary psychology then explains using inclusive-fit-
minism versus their view that general capacities ness theory (Mealey 2001). Proximate mechanisms for
(such as sight) evolved but behavioral specifics did not. individual phenotypic differences include genetic poly-
No such line can be drawn because general capacities morphism (phenotypic differences caused by genotypic
did not promote fitness unless they led to specific be- differences), phenotypic plasticity (conditional strate-
havioral patterns; no generalist species has evolved gies triggered by environmental cues), and ontogenetic
general traits but not corresponding evolved specific shifts (change during the life cycle). Natural selection
traits, which are subject to variation (differences). favors various combinations of these to yield within-
Evolutionary psychology now uses concepts of the ev- species differences, as biologists find in animals. Evo-
olutionary environment of adaptation that are more lutionary theory shows that when genes are maintained
subtle than the one they attack. Basic behavioral ge- in a balanced polymorphism by frequency-dependent
netics teaches us not to confuse the colloquial in- forces within a population or by frequency-independent
herited with the technical term heritable. So, each forces in different directions over time and space, her-
claim in Ehrlich and Feldmans abstract is false. I plead itable variation exists for the trait. Thus biological the-
that critics try to show that their criticisms are good ory, its results in animals, animal-human comparisons,
rather than bad ones by anticipating likely objections and results of behavioral genetics research designs
to their assumptions and rebutting them. jointly imply that genetic differences involving natural
A good criticism should use a charitable interpreta- selection are often causes of human heritabilities.
tion. Behavioral geneticists know that by definition be- A good criticism should recognize how the initially
haviors with zero heritability may be under any degree large number of possible theoretical hypotheses is nar-
of genetic control (a group with all brown eyes or else rowed by adding statements of the circumstances to
all Catholics). So heritability is irrelevant to genetic explanations of concrete cases. Consider Ehrlich and
determinism as a view of the roles of genes and envi- Feldmans misattribution to evolutionary psychology of
ronment in individual development and, consequently, the just-so story of an inborn phobia about snakes in
as a view of differences among individuals or groups all humans. Evolutionary psychologists distinguish
arising as a statistical aggregate of degree of genetic obligatory from facultative traits; the latter are flexible
control. Many specific methods in behavioral genetics within limits and are expressed contingent on imme-
employ a distinction between a description of variation, diate physical or social environment or previous indi-
in which typically .4 .2 percent of the variation is vidual development or both. As facultative traits, learn-
proportioned among variation among people of different ing mechanisms prepare us to learn some things more
kinship (genetic) relations and remaining variation, and easily than others; Americans arent born with a fear
a causal explanation of variation, in which either half of snakes, but under certain circumstances we learn it
of the variation so described exists because the people more easily than fears of dangerous evolutionarily
share or do not share certain genes, psychological mech- novel things such as electric outlets. Other circum-
anisms, social interactions, or cultural contexts. stances obtain in New Guinea; an initial hypothesis to
A good criticism should be informed. Ehrlich and be tested is that those peoples minds, which transmit
Feldman do not engage the lengthy debates in evolu- their culture to offspring, have adapted to intense re-
e h r l i c h a n d f e l d m a n Genes and Cultures F 99

curring site-specific selective pressures imposed by liv- sential developmental contributions to all aspects of
ing closely with snakes. our behavior: It makes no more sense to deny genetic
The preceding points function negatively to imply the contributions to (for example) patterns of mate choice
falsity of the assumptions behind Ehrlich and Feldmans in humans than it does to deny a cultural contribution
criticisms and positively to set standards for criticism to those patterns. This is not the same as saying that
that will make debate more fruitful. differences in patterns of mate choice among societies
depend on genetic (or cultural) differences: the ques-
tion under discussion is what creates behavior, not
timothy d. johnston
Department of Psychology, University of North differences in behavior (cf. Lewontin 1974). The ways
Carolina at Greensboro, Greensboro, N.C. 27402-6170, in which a particular man or woman makes decisions
U.S.A. (johnston@uncg.edu). 30 ix 02 about sexual attractiveness, marital fidelity, and other
matters that define patterns of mate choice depend on
Ehrlich and Feldman argue that evolutionary psycholo- interactions between his or her neural circuitry and
gists and behavioral geneticists, adopting what I will call the various opportunities for mating available in the
the genetic position, greatly overstate the importance environment. That neural circuitry in turn depends
of genetic contributions to human behavior. Their article on a developmental history in which genes and en-
has two main themes: that the genetic position is often vironment have played essential roles that are very
based on data about the heritability of behavioral traits hard (though not impossible) to analyze.
rather than about their development and that the de- The ways in which behavioral and social scientists
velopment of behavior is more strongly influenced by generally think about the roles of genes in development
the environment than the genetic position recognizes.
are poorly adapted to a real understanding of the issue
Heritability measures the relative importance of genetic
(Johnston 1987). A point that often goes unappreciated
and environmental variability in determining variability
in the phenome and has nothing to do with development is that genes are molecules, and not very active mole-
(Lewontin 1974). As Ehrlich and Feldman point out, her- cules at that. Genes cannot, in principle, specify a be-
itability is a very local measure, and its value for any haviorall they do is provide a template for the synthe-
trait can change substantially with both the genetic sis of a protein or other biologically active molecule
makeup of a population and its environment. Much of through the intermediate steps of transcription (of a mes-
the confusion in debates about genetic contributions to senger RNA molecule) and translation (of a protein). In
human behavior could be avoided if this relatively sim- order for protein synthesis to take place, some other mol-
ple point were more widely understood. ecule must activate the genea process called induc-
Their second theme, that genetic influences play a tionso that transcription (also known as gene expres-
less important role in the development of human be- sion) can occur. Very often, gene expression depends on
havior than the genetic position supposes, is far less behavior (Gottlieb 1998, Johnston and Edwards 2002). For
helpful. In choosing to debate this question, Ehrlich example, gene expression in regions of the brain known
and Feldman implicitly (and sometimes explicitly)
to be important for the regulation of maternal behavior
support two ideas that are based on fundamental mis-
in rats depends on sensory stimulation provided by the
conceptions about development. The first is that it is
possible to quantify genetic and environmental con- pups (Fleming et al. 1994). This and other findings imply
tributions to development; the second is that genes that far from gene expressions controlling behavior, be-
can in principle control or program behavior although havior usually controls gene expression.
they do not in fact control as many aspects of human When I discuss results like these and the rethinking
behavior as the genetic position maintains. Develop- they imply about genetic contributions to behavior
mentalists since Carmichael (1925) and Anastasi with social scientists, the response is often something
(1958) have pointed out that debating the relative like, Im not a molecular biologist, Im an anthro-
amounts of genetic and environmental influence on pologist (or sociologist, or psychologist), and I dont
behavior is futile. One might as well ask, to use a well- have the time or training to understand these molec-
worn pedagogical device, how much the length and ular details. Unfortunately, it is down among the
the breadth of a rectangle contribute to its area. How- molecules that genes do their work, and if we want to
ever, the misconception involved in the idea that speak about the ubiquitous genetic contributions to
genes might completely control a behavior is far more
behavior then we will have to master enough of the
insidious.
molecular details to understand what they mean for
Developmentalists have argued for a long time that
partitioning elements of the phenome into those spec- behavioral and social processes. Communicating that
ified by the genes and those specified by the environ- understanding to social scientists will be a difficult
ment simply will not work (see Gottlieb 1996, Gray process (see Lewontin 2000, Morange 2001, Moore
1992, Griffiths and Gray 1994, Johnston 1987, 1988, 2001, Johnston and Edwards 2002), but it is essential
Oyama 2000a, b). The main conclusion of this argu- if we are truly to understand what creates the behav-
ment is that both genes and environment make es- ioral phenome.
100 F c u r r e n t a n t h ro p o l o g y Volume 44, Number 1, February 2003

k e v i n n . l a l a n d a n d g i l l i a n r . b ro w n regarded as by-products of our extraordinary adaptabil-


School of Biology, University of St. Andrews, Bute ity than as adaptations, but intuitions count for
Medical Building, Queens Terrace, St. Andrews, Fife, nothing.
Scotland KY16 9TS, U.K. (kn110011@hermes.cam.ac. The real problem with behavioural genetics and ev-
uk)/Sub-Department of Animal Behaviour, University olutionary psychology is not that they potentially mis-
of Cambridge, Madingley, Cambridge CB3 8AA, U.K. represent the role of genes but that they commonly
5 ix 02 make unsupported and perhaps dangerous claims for
genes on the basis of weak science. Yet understanding
Ehrlich and Feldman are clearly unhappy with careless the biological bases of human behaviour and the roles
and misinformed explanations for human behaviour that that genes and evolution play in that explanation is a
allocate too great an explanatory role to genes, and they fundamental and taxing challenge. Are there clearly es-
provide a strong case against the extremes of behavioural tablished ways of addressing these challenges more rig-
genetics and evolutionary psychology. While they group orously? Ehrlich and Feldman are advocates of the
these two fields of research together, closer inspection methods of cultural evolution and gene-culture coe-
reveals that human behavioural genetics and evolution- volution, and we too are supporters of these approaches.
ary psychology provide two very different kinds of ex- However, the number of researchers involved in them
planation for human characteristics. In fact, their basic remains small. This school is regarded by friendly crit-
premises appear to render these two viewpoints mutu- ics as theoretically rich but empirically poor (Smith
ally incompatible. Behavioural geneticists commonly ar- 2000) and by most other potentially interested parties
gue that differences between humans reflect underlying as mathematical hieroglyphics. In contrast, evolution-
genetic variation, while most evolutionary psychologists ary psychology is a much larger and thriving discipline,
suggest that human beings exhibit universal behaviour with the number of advocates growing exponentially.
patterns as a result of evolved psychological mechanisms Human behavioural ecology is smaller but empirically
that are reflections of our genetic makeup. Human be- and theoretically rich and progressive. The field of me-
havioural genetics and evolutionary psychology cannot metics, which Ehrlich and Feldman characterize as a
both be right, although they could both be wrong. dead end, is the subject of intense interest and is
Ehrlich and Feldmans objection to human behavioural beginning to produce scholarly works (Aunger 2000,
genetics is clear: An overreliance on twin data and over-
2002). Perhaps the reality is that researchers are at-
simple statistical analyses have led to inflated estimates
tracted to evolutionary psychology and behavioural ge-
of heritabilities, with disturbing ramifications for social
netics because their methods are relatively easy to use
policy. We wholeheartedly endorse this criticism and
in comparison with the mathematical models of gene-
agree that comparisons of identical and fraternal twins
culture coevolution.
provide a fundamentally misleading basis for explaining
However, could there be an empirical science of cul-
the differences between people. However, the real prob-
tural evolution? Cavalli-Sforza and Feldman (1981) have
lem here is methodological, lying in the inadequate em-
pioneered this theoretical tradition by adapting popula-
pirical and theoretical tools that most behavioural ge-
neticists are content to use. In the absence of genuinely tion genetics models on the assumption that there may
reliable analyses, the claim that there are some heritable be useful parallels between biological and cultural evo-
genetic differences among people that influence behav- lution. If these parallels are genuine, then the empirical
iour remains plausible, although generally unsubstan- methods that evolutionary biologists currently employ
tiated. to detect natural selection in the wild (Endler 1986) or
Similarly, Ehrlich and Feldmans disapproval of ev- similar ones should be applicable to the study of cultural
olutionary psychology appears to rest largely on their selection. For example, researchers interested in cultural
unhappiness with its methods. Clearly, weak specula- evolution could investigate whether there is evidence for
tions based on untestable assertions about the charac- convergent evolution of cultural traits or evidence for
teristics of unknown ancestral environments, com- character displacement in cultural activities (these and
bined with oversimplified adaptationist reasoning and other methods are discussed further in Laland and Brown
hypermodularity, do not make for good science. Of 2002). We recognize that a small number of empirical
course, not all evolutionary psychologists are adherents studies have emanated from the cultural evolution
of the dominant modular-adaptationist school, and a school (Cavalli-Sforza et al. 1982, Soltis, Boyd, and Rich-
significant minority are critical of just-so storytelling. erson 1995, Guglielmino et al.1995, Henrich et al. 2001),
Many evolutionary psychologists will feel that Ehrlich and there are promising recent developments (also re-
and Feldman have dismissed a straw-man version of viewed in Laland and Brown 2002), but Ehrlich and Feld-
their field. However, even if all of the work emanating man must accept that its experimental side is not yet
from evolutionary psychology were widely considered well-established. Until critics devise a straightforward
worthless because of its poor methodology, it would empirical program of research based on more rigorous
remain possible that there are human universals and methodologies, behavioural genetics and evolutionary
that genes constrain the delineate developmental path- psychology are likely to remain popular among those
ways in meaningful ways. Our intuitions, like Ehrlich interested in exploring the factors that shape our behav-
and Feldmans, are that psychological states are better ioural phenome.
e h r l i c h a n d f e l d m a n Genes and Cultures F 101

p. thomas schoenemann Ehrlich and Feldman themselves allude to the hor-


Department of Anthropology, University of rible atrocities committed in the name of the infinite
Pennsylvania, 3260 South St., Philadelphia, Pa. 19104, malleability of human behavior. Removing hypotheses
U.S.A. (ptschoen@sas.upenn.edu). 9 x 02 about the genetic influences on behavior from serious
consideration simply will not inoculate policy makers
Ehrlich and Feldman disdain attempts to understand against doing harm to us all.
human behavior from an evolutionary biological per-
That said, there certainly are cases in which the de-
spective, even while acknowledging that genetic evo-
gree of genetic specificity has likely been overstated,
lution has meaningfully influenced behavior. Funda-
mentally, it makes no sense to argue that human one example being in discussions of grammar genes
behavior was not subject to biological evolution. The (Pinker 1995), for which simpler models with less spec-
question is really just how to characterize the relation- ificity have been proposed (e.g., Bates and Goodman
ship between genes and behavior. Their suggestion that 1999, Deacon 1997, Kirby 2000, Schoenemann 1999,
there arent enough genes to code for all possible be- Schoenemann and Wang 1996). It is also true that
havioral responses is irrelevant; the argument has never Thompson et al.s (2001) data suggest much less genetic
been that there is total genetic control of every aspect control of brain structure than a few of their com-
of behavior. This kind of slippery mischaracterization ments imply. Furthermore, the brain/g correlation had
of explanations that include genetic influences is quite previously been found to be very small within families
common (Dawkins 1982) and suggests that humans (which suggests between-family confounds [Schoene-
generally have trouble understanding the concept of mann et al. 2000]).
multiple causality. The focus by evolutionary psychol- However, any single influence (whether it is genetic
ogists on genetic influences does not constitute evi- or environmental) can have wide-ranging, complicated
dence that they believe culture is irrelevant any more effects (e.g., think of socioeconomic status). A claim
than the converse is true for those emphasizing cultural
that such effects are the result of either environmental
influences.
or genetic influences is not a claim that the underlying
Ehrlich and Feldman state that geneticists know
that a large portion of the behavioral phenome must causal forces must be highly specific. Ehrlich and Feld-
be programmed into the brain by factors in the envi- man confuse These behaviors have a genetic influ-
ronment, but geneticists also know that if some en- ence with Each of these behaviors is individually
vironmental factor has a specific behavioral effect it specified by different genes.
is only by virtue of its interaction with biology. If rape Ehrlich and Feldman acknowledge that we really
has a specific psychological effect that is qualitatively know very little about what environmental factors can
different from that of other equally brutal forms of modify behavior. While they disparage behavioral ge-
assault, it is because our brains are biologically biased netics, in fact it provides the best method for dem-
towards this (unless we want to argue that the psy- onstrating that environment likely plays an important
chological trauma of rape is also just a cultural role. Just showing that culture could have some effect
response). does not prove that it actually does. Neither does sim-
Ehrlich and Feldman repeat the criticism that evo- ply showing that some environmental influence is cor-
lutionary psychology consists solely of just-so stories related with some behavioral trait. A great deal of ef-
even though such stories are just as rampant among fort has in fact been expended by behavioral
social scientists espousing environmental explana-
geneticists on testing environmental influences
tions. The reason they object so strongly specifically to
(Plomin et al. 1997).
genetic evolutionary hypotheses must be that they con-
sider social policy driven by social science just-so Ehrlich and Feldman correctly point out that evolu-
stories inherently less dangerous. This is a common but tionary genetic explanations have no obvious policy im-
fundamental mistake. In fact, the belief that there is plications. If Thornhill and Palmer (2000) are right that
no biological basis of behavior that defines human na- rape is an evolved strategy, for example, this says nothing
ture is a very dangerous position. As Robin Fox (1973: about whether rape should be accepted behavior. It is
13) pointed out, crucial that evolutionary psychologists take pains to dis-
credit naturalistic fallacies deriving from their work, and
If there is no human nature, any social system is as
by and large they have. However, it certainly must make
good as any other, since there is no base line of hu-
a difference in dealing with social problems whether or
man needs by which to judge them. If, indeed,
everything is learned, then surely men can be not there are evolved biases in behavior. Rather than
taught to live in any kind of society. Man is at the dismissing certain types of casual explanations out of
mercy of all the tyrantsbe they fascists or liber- hand, accepting that a variety of causal influences (ge-
alswho think they know what is best for him. netic, environmental, and their complex interactions) are
And how can he plead that they are being inhuman possible is the first step in thinking clearly about how
if he doesnt know what being human is in the first to develop policies that would improve the lives of all
place? people.
102 F c u r r e n t a n t h ro p o l o g y Volume 44, Number 1, February 2003

ian tattersall ural selection, and how it has to work: It is an intra-


Division of Anthropology, American Museum of population instrument of pruning among variable indi-
Natural History, Central Park West at 79th St., New viduals (notice: individuals, not characteristics). In pro-
York, N.Y. 10024-5192, U.S.A. (iant@amnh.org). moting or inhibiting the reproductive success of indi-
23 vii 02 viduals, natural selection can vote up or down only on
whole individuals, not individually on any of the com-
Ehrlich and Feldman are clearly right to be disturbed not ponents into which we might find it convenient to de-
only by worries about the inherent reliability of reduc- compose them. Thus, however much we may wish to
tionist approaches to human behavioral evolution but by speak of the evolution of this or that characteristic,
the policy implications of the assumption that human whether physical or behavioral, if we do so we are not
beings are genetically programmed to favor certain forms only ignoring the complexities of the evolutionary pro-
of behavioral response. Any attempt to engineer the con- cess but distorting the concept of natural selection itself.
duct of business in human societies that oversimplifies Any organism is a staggeringly complex assortment of
the often unfathomable complexity of interacting Homo phenomic characteristics, most of which are polygeni-
sapiens is likely to lead to major distortion and misery. cally controlled by genes that are pleiotropic. And we
Yet the press in particular appears to be entranced by the ignore the integration of the genotype at our peril.
simplistic reductionisms of evolutionary or Darwin- One must thus applaud Ehrlich and Feldman for taking
ian psychologypossibly because, whatever else it may the evolutionary psychologists, behavioral geneticists,
be, H. sapiens is a storytelling creature, and such ac- and their like to task, for in a species in which one can
counts certainly make tidy stories. find individuals who are describable by any pair of
But wasnt it Charles Darwins close colleague Tho- antitheses one can imagine, reductionist zealotry can po-
mas Henry Huxley who said that the social philosopher tentially do a great deal of damage.
Herbert Spencers idea of tragedy was a beautiful theory
[story] slain by an ugly fact? And wasnt Darwin himself
appalled during his lifetime by the extravagant claims
made in his name by Spencer and others? The travesties
since committed in the name of Darwinwho, perhaps
Reply
more than anyone else in his time, knew what a mys-
terious and complex thing Nature isare legion. And
the claims of the evolutionary psychologists arise essen- marcus feldman and paul ehrlich
tially from a fundamentalist interpretation of Darwinism Stanford, Calif., U.S.A. 18 x 02
as transmitted through the Evolutionary Synthesis,
which became the dominant paradigm of evolutionary A recurring theme in the comments is the inseparability
thought in the latter half of the 20th century. According of genetic and environmental contributions to the hu-
to the synthesis, virtually all evolutionary phenomena man phenome. Johnston cites the valuable analogy we
can be boiled down to the gradual generation-by-gener- often use in our own teaching about genes and environ-
ation operation of natural selection on population gene ments. Neither the length nor the width of a rectangle
pools. This encouraged a transformational view of evo- controls the area but rather an interaction between the
lution that focused on a sort of slow fine-tuning of in- two, just as we say that every aspect of a persons phe-
dividual characteristics over vast periods of time and to- nome is a product of interaction between genome and
tally ignored the role of taxa and other elements in the environment. Dubrovsky makes the same pointthat
evolutionary process. phenomes are whole and irreducible to separate com-
It was not until the 1970s that the realization began ponents. We agree with Johnston and Dubrovsky; in
to dawn that evolution is a multilevel process in which fact, one of our main criticims of heritability is that the
numerous influences operate, often simultaneously. It is linear statistical model on which it is based cannot sub-
now widely recognized by biologists in general that, sume the molecular complexities and environmental in-
while the synthesis played an essential role in clearing teractions that they stress.
away a great deal of mythology and contradiction from We do not, of course, as Schoenemann acknowledges,
views of the evolutionary process, it represents only a argue that human behavior has not been subject to the
partial framework for understanding evolution. None- biological evolution. We state that genetic evolution
theless, it lingers on in its most simplistic, hardened both biased our ability to perceive the world and gave
form in many quarters, including anthropology and the us the capacity to develop a vast culture. We agree with
allied behavioral sciencesas witness the aggressive pro- Johnston, however, that in order to understand the mean-
motion over the past couple of decades of evolutionary ing of biological evolution and the ubiquitous genetic
psychology as a means of understanding, or at least of contributions to behavior social scientists will have
explaining, human behaviors. The equation of structure to master enough of the molecular details to understand
with adaptation has, it appears, a seductive appeal to what they mean for behavioral and social processes.
members of a species that seems to fear its own com- Some understanding of quantitative genetics would also
plexity. be helpful. We wonder what, for example, we are to make
But consider the essential Darwinian mechanism, nat- of Holcombs statement
e h r l i c h a n d f e l d m a n Genes and Cultures F 103

Many specific methods in behavioral genetics em- response to the environment of evolutionary adaptation
ploy a distinction between a description of variation, and that they determine human nature. Patrick Bateson
in which typically .4 .2 percent of the variation is (2002:2212), in his critique of Pinkers (2002) The Blank
proportioned among variation among people of dif- Slate, makes the point succinctly: What Pinker happily
ferent kinship (genetic relations) and remaining vari- calls human nature is in reality individual nature and
ation, and a causal explanation of variation, in depends critically on the circumstances of that persons
which either half of the variation so described exists life.
because the people share or do not share certain Hagen begins with the proposition that the structures
genes, psychological mechanisms, social interac- in organisms are adaptations, exactly the position against
tions, or cultural contexts. which Tattersall argues. Along with many evolutionary
psychologists, he goes even farther with his claim that
Perhaps he means that there is a difference between
cognitive processes also have functional structure and
the use of heritability as a descriptive tool and its use as therefore must be adaptations. It is this behavioral pan-
a causal explanation of variation. The behavior genetics adaptationism that we argue against in our article. As
literature seems not to make this distinction. Bateson (2002:2212) writes, evolution is helpful in stud-
Schoenemann claims that behavioral geneticists such ies of behavior, but it does not follow that all examples
as Plomin are bent on testing environmental influences, of present-day behavior that clearly benefit the individ-
and as evidence he cites Plomin et al. (1997). This is the ual in the modern world are products of evolution.
same Plomin who in 1993, in an influential psychology Hagen repeats another error that permeates evolution-
journal, reported on the heritabilities of 23 change and ary psychology, the idea that evolution, including that
continuity traits from children aged 14 to 20 months. of human behaviors, works by design. Pinkers (2002: 52)
For change, 2 of the 23 heritabilities were greater than version of this position is Signs of engineering in the
40% and 17 were less than 15%, but the abstract de- human mind go all the way up, and this is why psy-
scribes this as evidence for genetic change. For con- chology has always been evolutionary. This is where
tinuity, 3 of the 23 heritabilities were greater than 40% the mainstream science of biological evolution and ev-
and 15 were less than 33%, but the abstract claims that olutionary psychology part: evolution is a matter of con-
genetic factors are largely responsible for continuity. tingency and tinkering as well as natural selection. For
The article in question begins with a quote from Sir Fran- humans in particular, we must also incorporate cultural
cis Galton on the importance of qualities inherited at contingencies, feedbacks to and from the environment
birth. Thus we do not share Schoenemanns faith that as well as cultural transmission.
behavior geneticists, of whom Plomin is a recognized Hagen considers the existence of uteruses (organismic
leader, have a genuine interest in understanding envi- structures) in females but not males and differences be-
ronmental influences. tween the sexes in reproductive strategies as due to
Our reply to Hauser and Wranghams question why genes that are identical (or nearly identical) in all hu-
one can estimate heritabilities in corn and not people is mans. He then goes on to quote Tooby and Cosmides
straightforward. It would be unethical to raise groups of (1990b) to the effect that important human differences
people in identical environments and then do one-gen- arise not from minor genetic differences but from ex-
eration selection experiments to estimate heritabilities. posing the same human nature to different environmen-
And the results would be totally uninformative, since tal inputs. We agree with this last statement, but it is
they would only speak to heritability in that artificial exactly why one cannot equate behaviors and organs;
environment. Similarly, approaching the question uteruses could not appear in human males in any of the
through twins alone is impossible because, as we say, environments commonly experienced by humans or our
we cannot estimate the environmental differences and ancestors over the past few million years. He also fails
similarities in MZ and DZ pairs from their correlations to understand how much easier it would be for changes
alone. Other problems with twin studies are discussed in genes controlling the timing and quantity of hormone
extensively in our article. Impossible may be a little production over many tens of millions of years to modify
strong, since someday someone might invent a magic developmental pathways so that a uterus would be pro-
lifetime-environment-integrating meter, but well stick duced in individuals carrying two X chromosomes than
with it. for changes in the intricate neuronal connections in the
There is some disagreement among the commentators brain to produce an extensive suite of different behaviors
as to the equating of evolutionary psychologys brain triggered by XX or XY genomes in perhaps a million years
modules with organismic structures such as limbs or or less.
uteruses. Tattersall raises the issue of adaptationism in We also think it possible that fear of snakes is more
criticizing this equation of structure and adaptation. readily elicited in the human brain than fear of flowers,
This is a battle that we evolutionary biologists have just as we think that responses to visual stimuli are more
fought in many guises over the past 75 years. Evolution- likely to dominate over chemical ones. But the key point
ary psychology gives the argument a new twist, however. is that the behavioral differences in this response among
It claims that these imagined structuresbiological individuals and cultures are clearly determined environ-
brain modules or decision-making algorithmsare the mentally, as is suggested by the lack of fear among New
adaptations that became universally fixed in humans in Guineans and many others. And it is precisely the pu-
104 F c u r r e n t a n t h ro p o l o g y Volume 44, Number 1, February 2003

tative explanatory value of genetic differences in elicit- netically fixed human nature that has evolved even to
ing such everyday behaviors that is the only significant determine our artistic preferences. Although Hauser and
claim of evolutionary psychologists and behavioral gen- Wrangham may argue against complete genetic deter-
eticists. minism or for the importance of interactions and of cul-
Holcomb suggests that we use the quantitative theory tural evolution, it is clear that very visible evolutionary
of natural selection to establish an interface between psychologists are not so careful in their public positions.
evolutionary psychology and behavioral genetics. He ar- The questions that Hauser and Wrangham conclude with
gues that this can be accomplished by invoking balanced are indeed interesting and important. We just dont agree
polymorphisms induced by natural selection. This just that evolutionary psychology, as currently practiced, is
wont work. On the one hand, balanced polymorphisms the framework in which to address them.
(which are very rare in humans) cannot explain biological Laland and Brown raise the interesting possibility that
universals, and, on the other, the properties of the her- evolutionary psychology may be more attractive than
itability statistic, the basis of behavioral genetics, are methodologically more rigorous disciplines such as hu-
violated in the presence of natural selection. This is a man behavioral ecology or formal studies of cultural ev-
very confusing interface indeed. olution. Rigorous studies of the role that genes play in
Holcomb admonishes us to distinguish obligatory producing human (and other species) phenotypes are, as
from facultative traits. In the absence or ethical impos- Laland and Brown point out, much more challenging
sibility of the necessary genetic experiments, it becomes than the unsupported and dangerous claims for genes
a matter of speculation whether variation in, say, ability that constitute much of behavioral genetics and most of
to detect cheaters is due to different learning experiences evolutionary psychology.
or merely irrelevant environmental and random pertur- We do not dismiss evolutionary thinking about hu-
bation on a genetically fixed module in the brain (oblig- mans as having no value. On the contrary, we advocate
atory). Stories about the environment of evolutionary careful, rigorous empirical and theoretical studies that
adaptedness do not help to resolve this issue scientifi- address the role of evolution in the human sciences and,
cally. Holcomb claims that we should engage with ev- as Laland and Brown point out with reference to cultural
olutionary psychologists to make the concept of such an evolution, where potentially fruitful research avenues
environment precise. He says a relevant environment might be. We agree with them and with Aunger (2000)
of evolutionary adaptedness is roughly the history of se- that artifacts created by humans can have a major sub-
lective forces relevant to the evolution of a trait, not sequent impact on the human environment as an eco-
confined to the Pleistocene or to a common environment logical inheritance. Dubrovsky is correct in emphasizing
for all humans. Hagen enlightens us by explaining that Waddingtons view that the organisms environment
the environment of evolutionary adaptedness of the which affects natural selection is the more or less direct
lung . . . includes an oxygen atmosphere. An attempt result of the animals own behavior. Niche construction
to refine this empty concept would be a total waste can be a major force in evolution, especially human ev-
of time, especially since it has been incredibly difficult olution, in which the cultural component is so strong.
to document even a few selective forces on genotypes in However, this is a deeper line of analysis than advo-
living natural populations (e.g., Burton and Feldman cated by most proponents of memetics, who treat memes
1983, Curtsinger and Feldman 1980, Ehrlich and Camin as bits of culture that have a strategy to maximize their
1960, Ehrlich and Holm 1963, Endler 1986). replication, like selfish genes. Our view of cultural
Hauser and Wrangham support the evolutionary psy- evolution as a center of the human sciences incorporates
chologists claims for the existence of universal (biolog- individuals preferences, historical and economic contin-
ical) brain modules in humans; they call them mech- gency, and, in some cases, interactions with genes that
anisms. But in discussing mate choice they allow cannot be resolved by linear statistical models and a her-
variation among cultures. The existence in some hu- itability number.
mans of a preference for specific phenotypes in the op-
posite sex does not imply that there is a mechanism for
it or genes for it or that it is innate. It is this postulation
that there is a mechanism, which entails innateness, that
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