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CHAPTER

110 Robert M. Campbell Jr

Thoracic Insufficiency Syndrome

INTRODUCTION While the diaphragm is intact, the loss of chest wall integrity
means that when the diaphragm contracts, the lung may just pro-
The goals of traditional surgical treatment of spinal deformity, lapse deeper into the chest without effective expansion.
unchanged since the time of Paul Harrington, focus on correc- Substantial chest wall defects are commonly lethal early in life.
tion of the coronal and sagittal plane deformity by internal skel- Treatment should restore stability and volume to the affected
etal instrumentation linked with fusion of the spine. Until hemithorax and correct spinal deformity in a growth-sparing
recently, this treatment maxim was universally applied to both manner.
adolescents and infants, without regard to the inhibition of In type II VDD, fused ribs, and scoliosis, the mechanism of
growth of the spine in younger patients and the possible indi- thoracic disability is similar, but the stable fused chest wall does
rect negative effect on growth of the underlying lungs and pul- allow the diaphragm to function in lung expansion. TIS is pres-
monary function long term. Other factors affecting pulmonary ent since respiration is not normal: there is decreased volume
function in the young child with complex spinal deformity, of the fused rib hemithorax and the chest wall cannot expand
such as congenital flail chest from rib absence or lung constric- to aid the diaphragm in expansion of the underlying lung. The
tion by fused ribs and scoliosis, were obviously not addressed by other component of TIS, growth inhibition, is also present
just spinal instrumentation. Campbell et al. in 20032 proposed since the extensively fused chest wall constricts the growth of
a more comprehensive approach to these special young patients the underlying lung. The three-dimensional thoracic deformity
in which their spinal disease was considered only a part of a can be addressed by lengthening and enlarging the constricted
global thoracic deformity that impacted volume available for the hemithorax by a vertical expandable prosthetic titanium rib
function and growth of the lungs as well as the thoracic biome- (VEPTR) opening wedge thoracostomy (Fig. 110.2), indirectly
chanical expansion capabilities that provide pulmonary func- correcting the scoliosis without fusion, so that thoracic spinal
tion. They described these patients as having thoracic insufficiency growth can continue to contribute to thoracic volume and lung
syndrome (TIS), which was defined as the inability of the thorax to growth. Surgical restoration of transverse symmetry of both the
support normal respiration or lung growth. concave and convex hemithorax may provide improved area
The diagnosis of TIS can be based either on a thoracic bio- and configuration of the base of each hemidiaphragm, which
mechanical deficiency degrading respiratory performance or may improve diaphragm kinetics with its important contribu-
growth inhibition of the thorax from deformity. Either may tion to vital capacity, but this assumption awaits further studies.
results in lethal restrictive lung disease, both short term with No known surgical treatment can restore degraded chest wall
the former and often long term with the latter. Normal respira- movement to a thorax with fused ribs and scoliosis, since the
tion depends directly on the presence of normal volume of the intercostal muscles are absent, but control or correction of
thorax and the ability to change that volume.2 Expansion of the chest and spine deformity may preserve, or increase, the chest
lungs through inspiration is accomplished primarily by the dia- wall motion of the unaffected contralateral convex hemithorax
phragmatic contraction, providing 80% of vital capacity in and its contribution to vital capacity.
adults,16 with the remaining vital capacity due to lung expan- In type IIIa VDD, the JarchoLevin chest wall dystrophies,
sion by anterior-lateral expansion of the chest wall through the the chest wall is rigid and the volume problem is due to global
intercostal muscles. The specific biomechanical division of dia- shortening of the entire thorax from congenital spine defor-
phragm/rib cage expansion of the lungs to generate vital capac- mity, often resulting in lethal early onset restrictive lung dis-
ity in children remains unknown. ease. Treatment should lengthen the thorax symmetrically to
The most important component of TIS is loss of thoracic restore volume.
volume from deformity and its effect on respiration. To better In type IIIb VDD, most commonly seen in Jeunes asphyxiat-
define the types of thoracic volume problems in early spine and ing thoracic dystrophy, the often lethal volume depletion is due
chest wall deformity, so that surgical strategies for their correc- to an abnormally narrow, rigid thorax associated with rib dys-
tion could be standardized, Campbell and Smith9 proposed a plasia. Treatment should widen the thorax symmetrically to
classification of thoracic malformation into distinct volume deple- restore volume. A transverse plane narrowing of the thorax also
tion deformities (VDDs) of the thorax (Table 110.1; Fig. 110.1). may occur in severe cases of early onset scoliosis from wind-
In type I VDD, absent ribs, and scoliosis, the concave lung is swept deformity of the chest: the spine rotates into convex
not only small, but the surrounding chest wall is absent, so that hemithorax with extreme loss of volume and lordosis also folds
rib cage expansion of the lung during respiration is not possible. shut the concave hemithorax with additional volume losses.
1179

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1180 Section IX Dysplastic and Congenital Deformities

The devices are expanded periodically afterward just to


Volume Depletion
keep up with growth of the child, not to gain further improve-
TABLE 110.1 Deformities (VDDs) of the
ment. So, its important to hit the home run with the initial
Thorax9 implant surgery.
Unilateral thoracic volume depletion deformity This chapter will describe the use of VEPTR in treatment of
Type I Absent ribs and scoliosis type II VDD of the thorax, congenital fused ribs, and scoliosis,
Type II Fused ribs and scoliosis through an expansion thoracoplasty called a VEPTR opening
Global thoracic volume depletion deformity wedge thoracostomy.4,5
Type IIIa JarchoLevin syndrome
Type IIIb Jeune syndrome, early VEPTR opening wedge thoracostomy for type II
onset scoliosis VDD of the thorax, fused ribs, and congenital
scoliosis
Indications for VEPTR treatment of congenital scoliosis and
Treatment should correct spinal deformity and stabilize or fused ribs are as follows:
reverse chest deformity.
The surgical treatment of TIS should restore volume, sym- Three or more fused ribs on the concave side of the curve
metry, and biomechanical function of the diseased thorax with- Greater than 10% reduction in space available for lung (the
out growth inhibition. This ideal procedure currently does not ratio of the radiographic height of the concave lung com-
exist, but a new class of procedures, collectively grouped under pared to the convex lung)
the term expansion thoracoplasty, can address the VDDs of Progressive thoracic congenital scoliosis in a patient age 6
TIS by acute thoracic reconstruction, correcting both spine months up to skeletal maturity
and chest wall deformity without inhibiting growth of the spine Presence of TIS.
or the rib cage. Contraindications
These procedures are made possible by the VEPTR, a chest
Inadequate soft tissue coverage for the devices
wall prosthesis/ribspine distractor (Fig. 110.3A,B) made by
A body weight less than 25% normal for age
Synthes Spine Co. of West Chester, PA, recently approved by
Rigid kyphosis greater than 50
the FDA as a Humanitarian Use Device (HUD). Unlike spinal
Absent diaphragm function
surgery, in which the instrumentation drives the spinal defor-
Inability of the patient to tolerate repetitive surgeries
mity correction, in VEPTR surgery the acute thoracic recon-
Absence of proximal ribs for VEPTR attachment.
struction drives the spinal deformity correction, providing
increased concave hemithoracic volume with indirect correc- Contraindications can be addressed. Low body weight with
tion of the scoliosis, with the VEPTR instrumentation added thin soft tissue can provoke skin slough over the devices, so
only after surgical thoracic reconstruction is complete, in order preoperative weight gain can be achieved by diet supplementa-
to internally brace both the thoracic and spinal correction. tion such as Ensure, appetite stimulation by the medication

III a
II III b

Figure 110.1. Volume depletion


deformities of the thorax.

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Chapter 110 Thoracic Insufficiency Syndrome 1181

A B

Figure 110.2. (A) The fused


hemithorax is sectioned transversely
at the center of the thoracic con-
striction in a VEPTR opening wedge
thoracostomy. (B) The sections of
hemithorax are wedged apart, like
wedging a cast. (C) The VEPTRs
are added to hold the correction.
(Reprinted with permission from
The Journal of Bone and Joint Sur-
gery, Inc; Campbell, RM Jr, Smith
MD, Mayes TC, et al. The effect of
opening wedge thoracostomy on
thoracic insufficiency syndrome asso-
ciated with fused ribs and congenital
scoliosis. J Bone Joint Surg Am 2004; C
86-A(8):16591674.

Periactin, or nasal tube feedings, or G-tube feedings. Significant PREOPERATIVE PLANNING


kyphosis may be reduced by halo traction. The recently
released VEPTR II (Fig. 110.3C) has the capability of variable The history should include past respiratory problems and epi-
rod extension proximally with multiple rib attachment points, sodes of pneumonia, the need for oxygen, CPAP, or ventilator
and may provide better control of kyphosis in patients with support during episodes of pneumonia, sleep disturbances,
TIS. Absence of proximal ribs for VEPTR device attachment which may suggest early cor pulmonale, and birth histories,
can be corrected by the clavicle augmentation/first rib proce- such as prematurity with sequelae of bronchopulmonary dys-
dure. A rib autograft is taken from the contralateral side. The plasia, history of diaphragmatic hernia, tracheobronchial mala-
clavicle on the side of the proximal rib deficiency is osteoto- cia, or other causes of intrinsic lung disease, need to be
mized lengthwise, bringing the anterior half under the bra- documented. Clinical respiratory insufficiency should be
chial plexus as a vascularized pedicle, interposing the rib graded by the Assisted Ventilation Rating (AVR)9:
autograft between the clavicle pedicle and the transverse pro-
cess of T-2. Presence of a history of prior spine fusion, involv- 0 No assistance, on room air
ing a significant portion of the thoracic spine, is not a con- 1 Supplemental oxygen required
traindication, but these patients do not appear to respond as 2 Nighttime ventilation/CPAP
favorably to VEPTR treatment compared to those with virgin 3 Part-time ventilation/CPAP
spines. Rigid curves within the fusion mass do not correct, spi- 4 Full-time ventilation.
nal growth is marginal, and pulmonary outcome tends to be A history of past spine surgery, noting age at operation and
unfavorable.4 extent of fusion, should also be determined. Congenital renal

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1182 Section IX Dysplastic and Congenital Deformities

abnormalities should be ruled out by prior ultrasound or MRI,


and spinal cord abnormalities ruled out by MRI. The incidence
of spinal cord abnormalities in patients with fused ribs and sco-
liosis can be as high as 43%.7
The physical examination should include measurement of
the resting respiratory rate, and this is compared to normative
values to determine if there is occult respiratory insufficiency.
Fingers are examined for clubbing, a sign of chronic respira-
tory insufficiency. Standard spinal evaluation for curve flexibil-
ity, head decompensation, truncal decompensation, and trunk
rotation is included. Thoracic function through respiratory
chest wall expansion is tested by the thumb excursion test,2 in
which the examiners hands are placed around the base of the
thorax with the thumbs posteriorly pointing upward at equal
distances from the spine. With respiration, the thumbs move
away from the spine symmetrically because of the anterior lat-
eral motion of the chest wall (Fig. 110.4). Greater than 1 cm
excursion of each thumb away from the spine during inspira-
A B tion is graded as 3, and this is normal, 0.5 cm to 1 cm excur-
sion is graded 2, motion up to 0.5 cm is graded as 1, and
complete absence of motion is graded 0. Each hemithorax is
graded separately. The concave fused rib hemithorax often has
a 0 thumb excursion test, and if there is significant rib hump
deformity of the convex hemithorax, it will also be stiff, and
have a 0 TET. Absence of chest wall motion is abnormal respi-
ration, one sign of TIS.
Preoperative radiographs should include anteroposterior
(AP) and lateral of the spine, including the rib cage and the
pelvis. Cobb angle, head and truncal decompensation, and
space available for lung are determined. Space available for
lung, the radiographic height of the concave lung (measured
from the dome of the hemidiaphragm to the center of the most
proximal rib ipsilateral) divided by the height of the convex
lung, is a valuable measure of thoracic deformity and probably
reflects adverse changes in lung function better than the Cobb
angle. Bowen et al.1 in a study of patients fused early for scolio-
sis found that space available for lung (SAL) correlated with

Figure 110.3. (A) Exploded view of the standard rib-to-rib


VEPTR. The rib cradle is superior, the central rib sleeve is seen, and the
inferior rib cradle is below. (B) Exploded view of the standard rib to
spine hybrid VEPTR. The rib cradle is superior, the central rib sleeve is
seen, and the inferior rib cradle is replaced by a 6 mm spinal rod.
(C) The VEPTR II implant. Both the inferior and superior ends are 6
mm titanium alloy rods that can be cut to length, and superior/inferior
rib cradles and inferior hook in hybrid constructs are threaded onto the
rods and secured by a locking nut mechanism (arrows). In kyphosis, the
superior rod can be left long and bent downward to reach the kyphotic
rib cage, and clusters of rib cradles can be threaded onto the rod to
attach to multiple levels of the rib cage to distribute load. The expand- L R
able portion of the VEPTR II starts at the apex of the kyphosis and Thumb Excursion Test
extends down to the inferior endplate of T-12. At implantation, the
superior rod is contoured to only gently pull upward on the kyphotic Figure 110.4. Thumb excursion test. (Reprinted with permission
thorax. At subsequent lengthening procedures, the device is both from The Journal of Bone and Joint Surgery, Inc, Campbell RM Jr,
lengthened at the expandable portion site, and a separate limited expo- Smith MD, Mayes TC, et al. The characteristics of thoracic insuffi-
sure is made over the superior rod to gently extend it further with in-situ ciency syndrome associated with fused ribs and scoliosis. J Bone Joint
benders to help further correct kyphosis. (C, Courtesy of Synthes.) Surg Am 2003;85:399408.)

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Chapter 110 Thoracic Insufficiency Syndrome 1183

vital capacity, while there was no correlation between FVC and examination, and studies that support the diagnosis of TIS. If
the Cobb angle. Supine lateral bending radiographs are used all investigators believe the patient has progressive TIS, and
to determine flexibility and extent of hemithorax constriction VEPTR opening wedge thoracostomy is the best treatment of
on concave side of the curve. If kyphosis is present, a cross table choice, then a surgical treatment recommendation is made. If
lateral radiograph with a bolster under the apex of the kyphosis there are any dissenting votes, then an alternative recommen-
is taken to determine flexibility of the kyphosis. Cervical spine dation is made. Figure 110.5 illustrates the work-up of a VEPTR
series, including flexion/extension laterals, are performed to patient.
document any cervical spine abnormality or instability.
CT scans are performed to assess the three-dimensional
SURGICAL TECHNIQUE4,5,6
deformity of the thorax, areas of spinal dysraphism, and pres-
ence of intrinsic lung disease such as bronchiectasis, or chronic
THE EXPOSURE
atelectasis. The CT scan is performed at 5 mm intervals, unen-
hanced, including cervical spine, chest, and lumbar spine. A Central venous line, arterial line, and Foley catheter are placed.
fluoroscopy or dynamic lung MRI is performed to document The patient is placed in a modified lateral decubitus position
normal diaphragm function, and a screening MRI of the spinal with chest tilted slightly anterior. Sometimes a completely prone
cord is performed to detect any abnormalities such as tethered position is used if the operative side can be draped low. An axil-
cord or syrinx. lary roll is used with foam padding underneath the pelvis and
Preoperative laboratory should include CBC, sedimentation the lower extremities. A soft bolster is also placed under the
rate, and C-reactive protein, electrolytes, creatinine, PT, PTT, apex of the deformity. The patient is stabilized by a 2 inch wide
urinalysis, and capillary blood gases. Commonly these patients cloth tape over a hand towel placed on top of the pelvis taped
have chronic lung disease and will have mild elevation in sedi- to each side of the operating room table. Another hand towel
mentation rate and C-reactive protein levels, so baseline values and cloth tape is brought across the lower extremities. The
are important later when clinical postoperative infection is sus- upper arms are draped out of the field with a pulse oximeter
pected. An echocardiogram is performed to detect early cor attached to the upper hand. The shoulders are brought out at
pulmonale. right angle to the axis of the body with the elbows extended 90
Our institution, Childrens Hospital of Philadelphia, rou- with padding between arms and under the elbows (Fig. 110.6A).
tinely uses a tri-specialty evaluation system where the patient, in A prone position can also be used if draping is brought low on
addition to orthopedic evaluation, is seen by both a pediatric the incision side. Spinal cord monitoring of both upper and
general surgeon and a pediatric pulmonologist. General sur- lower extremities by somatosensory evoked potentials (SSEPs) is
gery evaluation is important for appreciating associated GI, performed and, if practical, transcranial motor evoked poten-
renal, cardiac, and congenital lung malformations. Pediatric tials (MEPs) are also monitored. Prophylactic antibiotics, IV
pulmonary evaluation is also important in order to have an Ancef, 30 mg/kg, is given prior to the procedure.
understanding of the pulmonary function, including the risk of The patient is draped so that the torso is exposed from the
progression of respiratory insufficiency and of intrinsic lung top of the pelvis to the top of the shoulders. A gentle curvilin-
disease that may be complicating the patients TIS. Through a ear incision, forming a long flap, starting proximally at T-1,
preoperative face-to-face meeting of the tri-specialty team, a halfway between the medial edge of the scapula and the poste-
weighted TIS profile9 for each patient is created, based on each rior spinous processes of the spine, is carried gradually anteri-
specialist providing input into the aspects of history, physical orly along the level of the 10th rib (Fig. 110.6B,C). Emans

Fused Ribs and Congenital Scoliosis

2 concave ribs fused only 3 fused concave ribs


SAL > 90%
Minimal Scoliosis SAL 90%

Either Progressive

Observe Scoliosis

Or, decrease in % nl FVC, if applicable


Age 6 months up to skeletal maturity
Progression of either SAL
or Cobb angle

VEPTR Opening Wedge Thoracostomy

Three or greater hemivertebrae


One or two isolated hemivertebrae
Hemivertebrectomy
Figure 110.5. The flow diagram of the
Hemiarthrodesis/Hemiepiphysiodesis
VEPTR work-up.

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1184 Section IX Dysplastic and Congenital Deformities

A B

C D

Figure 110.6. (A) Typical draping for the VEPTR procedure. (B) Preoperative demonstration of the
operative incision for this 3-year-old female with congenital scoliosis and fused ribs. (C) Preoperative AP
radiograph of the patient. (D) Preoperative CT scan in another patient showing intrusion of the medial edge
of the scapula into the canal through an area of dysraphism. (continued)

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Chapter 110 Thoracic Insufficiency Syndrome 1185

E F

G H

Figure 110.6. (Continued) (E) Completed exposure. Note the insertion of the posterior and middle sca-
lene muscles (large arrows), and the paraspinal muscles reflected medially with a thin layer of retained soft tis-
sue over the ribs to protect their vascularity (small arrows). The Freer elevator is probing an intercostal space
that will be the site of the superior rib cradle. (F) A channel to be cut by a Kerrison has been marked by cau-
tery (small arrows), put on tension by a bone spreader anteriorly (large arrows), with a no. 4 Penfield (block
arrow) inserted underneath the combined pleura/periosteum to protect the underlying lung. Because the tho-
racic constriction is so proximal in this patient, the superior rib cradle will be attached through the opening
wedge thoracostomy, rather than just above. (G) An AO bone spreader is now inserted into the channel medi-
ally, and the interval gradually widened to accomplish the opening wedge thoracostomy and lengthen the con-
stricted hemithorax. Note the underlying lung. The pleura was too flail to preserve. (H) The bone spreader is
replaced with the Synthes rib spreader, and the thoracostomy is gradually widened more. (continued)

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1186 Section IX Dysplastic and Congenital Deformities

I J

K L

Figure 110.6. (Continued) (I) The Eiffel Tower VEPTR construct, rib to pelvis, with a DunnMcCarthy
hook over the iliac crest, threaded through a transverse incision in the apophysis, just lateral to the SI joint.
Useful when lumber posterior elements are lacking, and when there is pelvic obliquity. Much more mechani-
cal advantage is present compared to a similar pedicle screw at the same level, approximately 2.4 times.
(J) Complete correction of a lateral thoracic contracture with correction of pelvic obliquity by Harrington
outrigger distraction. Note the diaphragm visible through the one of the opening wedge thoracostomies. The
rest of the hybrid can now be inserted. (K) Final construct, with a medial hybrid VEPTR and rib-to-rib lat-
eral load sharing VEPTR. (L) Postoperative AP radiograph. Note not only correction of Cobb angle but
also improvement in space available for lung and clinical balance.

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Chapter 110 Thoracic Insufficiency Syndrome 1187

(personal communication) emphasizes that having this rela- tal muscles linking it to the ribs above and below. When the
tively straight long flap aids in closure of the incision after superior cradle needs to be placed within a mass of fused ribs,
opening wedge thoracostomy. however, then the inferior portal for the superior cradle is
Utilizing cautery, the latissimus dorsi, trapezius, and rhom- created by a bone burr, creating a slot of 5 mm by 1.5 mm,
boid muscles are transected in line with the skin incision. If and a 5 mm superior portal is cut by burr for placement of
there is midthoracic spine dysraphism and the medial edge of the cradle cap.
the scapula lies within the spinal canal on preoperative CT
scan (Fig. 110.6D), the approach must be altered to avoid spi-
THE OPENING WEDGE THORACOSTOMY
nal cord injury. In this situation, the scapula should be
retracted posteriorly with a rake to pull it out of the spinal The object of the opening wedge thoracostomy to provide a
canal, and the rhomboid muscles sectioned directly off the cleavage point for lengthening of the constricted hemithorax.
scapula, away from the area of dysraphism. Next, the scapula is Much like wedging a cast, the thorax is sectioned transversely
elevated by blunt dissection proximally and the common inser- on the concave side, and the osteotomy distracted apart to
tion of the middle and posterior scalene muscle into the sec- straighten the thorax, lengthening the concave rib cage,
ond rib is identified. This is an important landmark since the with indirect correction of the scoliosis. The chest wall con-
neurovascular bundle is immediately anterior and should be striction, often proximal to the apex of the scoliosis, includes
protected. An anterior flap is then developed by cautery up to not only the mass of fused ribs but also any adjacent constricted
the costochondral junction. To complete the exposure, the chest wall identified by persistent rib intercostal space narrow-
paraspinous muscles are reflected by cautery from lateral to ing seen on the bending films. When the constriction is pri-
medial until the tips of the transverse processes are palpable marily a fused rib mass of 3 to 4 ribs, a single opening wedge
(Fig. 110.6E). Dissection continues no further medially because thoracostomy will usually be adequate. Use an extraperiosteal
exposure of the spine will provoke inadvertent fusion. Care soft tissue sparing technique when performing the opening
should be taken to leave a thin layer of soft tissue overlying the wedge thoracostomies, avoiding the stripping of rib perios-
ribs to avoid damage to the periosteum because of the risk of teum because of the subsequent risk of devascularization of
devascularization. the rib.
The thoracostomy interval, following the groove between
the two central fused ribs, is marked by cautery posteriorly.
IMPLANTATION OF THE
Anteriorly the fused ribs usually have separated apart, so the
SUPERIOR RIB CRADLE
thoracostomy is easily begun at the costochondral junction,
The next step is implantation of the superior rib cradle of the extending posteriorly through cautery lysis of muscle or fibrous
VEPTR at the uppermost portion of the thoracic constriction. adhesions in line with the marked interval. The underlying
At least 1 cm of rib should be encircled by the superior rib pleura is protected by elevating the muscle/or fibrous tissue
cradle. If the rib chosen is too slender, then two ribs are encir- with an underlying clamp. When the junction of fused ribs is
cled with an extended cradle cap added to the construct in reached, a no. 4 Penfield elevator is inserted under the rib
order to encircle it. A 1 cm incision is made by cautery in the mass, pointing posteriorly along the groove, to strip away the
middle of the intercostal muscle, immediately beneath the rib pleura/periosteum layer. With the lung protected by the
of attachment. Next, a Freer elevator is then inserted, pushing Penfield, an interval is cut along the groove in the fused ribs by
through the intercostal muscle to the lower edge of the rib, a Kerrison Rongeur for a distance of 2 cm (Fig. 110.6F). The
stripping the combined pleura/periosteum layer off from the Penfield elevator is inserted further and the thoracostomy con-
rib anteriorly. A second portal for the cradle is placed by cau- tinued posteriorly until the tips of the transverse processes are
tery above the rib of attachment. A second Freer is inserted in reached. An AO bone spreader is then inserted into the inter-
this portal, pointing distally, to strip off the periosteum of the val at the posterior axillary line to widen the thoracostomy
rib anteriorly, and the two Freers should touch in the chop- (Fig. 110.6G).
stick maneuver, to confirm that a continuous soft tissue tunnel Along the line of the thoracostomy, medial to the transverse
has been made underneath the rib. The VEPTR trial instru- processes, there is usually fibrous tissue, and this is carefully
ment is then inserted into the incisions to enlarge them supe- lysed by a Freer elevator with care not to violate the spinal
riorly and inferiorly. canal. If bone is present medial to the transverse process in
The rib cradle cap next is inserted by forceps into the the line of the thoracostomy, this is carefully removed by sub-
superior portal, facing laterally, to avoid the great vessels and periosteal stripping with a Freer elevator and then resected
the esophagus, then turned distally. Next, the superior rib under direct vision by Rongeur. Care must be taken not to sac-
cradle is then inserted into the inferior portal, mated with the rifice any anomalous segmental vessels that may penetrate the
cradle cap, and attached with a cradle cap lock. The superior fused rib mass. To avoid entering the spinal canal, the final
cradle is gently distracted by forceps superiorly to test for 5 mm of fused rib bone is disarticulated from the vertebral
instability. If unstable, the superior cradle can be moved column by carefully pulling it free laterally with a curved
another level distally to a stronger rib for attachment. Avoid curette. Bone wax is placed over any bleeding surfaces. The
placing the superior cradle above the second rib because this thoracostomy interval is further widened with the bone spread-
endangers the brachial plexus. Do not place the superior cra- ers to ensure the superior hemithorax segment is completely
dle above the rigid curve in a proximal segment of flexible mobilized down to the spine. If there is greater than 4 fused
spine because the distraction power of the VEPTR will only ribs constricting the hemithorax or the ribs below the fused
induce a proximal compensatory curve, and not correct the rib mass are closely adherent with fibrous tissue, then a second
primary rigid curve. Superior cradle insertion is similar when or even third thoracostomy will needed to correct the defor-
the attachment rib has fibrous adhesions instead of intercos- mity. At least 2 rib thickness should be present in each section

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1188 Section IX Dysplastic and Congenital Deformities

of the chest osteotomized apart by the opening wedge under a rib of the chest wall lateral to the superior rib cradle
thoracostomies. already in place. This strategy allows gradual gentle distraction
Next, a Kidner is used to gently take down pleura proximally of the complete lateral thoracic contracture without excessive
and distally underneath the osteotomized ribs to mobilize it. force on the implanted VEPTR load points.
Once the thoracostomy interval is widened a distance of several The outrigger is distracted by hand rotation of the knurled
centimeters, the AO bone spreader is replaced with the Synthes nut until there is excessive reactive pressure. Distraction is tem-
rib distractor, and the thoracostomy is slowly widened to its porarily halted for 3 minutes to allow the viscoelastic tissues of
maximum extent (Fig. 110.6H). With successful lengthening of the chest to relax, then the cycle is repeated. As the tilted pelvis
the constricted hemithorax, the oblique proximal ribs will gradually shifts underneath the trunk, reactive pressure increases,
begin to assume a more horizontal position and the superior and the rod wrench is then used on the outrigger to continue
rib cradle, tilted medially at initial insertion, will begin to line distraction, but only a few millimeters at a time, allowing a full
up with the longitudinal axis of the body. 3 minutes for the pressure to subside. When there is almost
instantaneous increase in large reactive pressure on turning the
IMPLANTATION OF A HYBRID VEPTR outrigger nut, then maximum correction has been achieved.
With the outrigger in place, the VEPTR hybrid is engaged into
When patients are older than age 18 months, usually the lum- the implanted medial rib cradle, and then threaded into the
bar spinal canal is adequate enough to accommodate a laminar domino attached to the S-hook. The VEPTR is distracted and the
hook, so a hybrid VEPTR from proximal ribs to lumbar spine outrigger removed. This strategy can also be used with a rib to
can be used for maximum thoracic correction. The most spine VEPTR hybrid, but care must be taken not to plow the
common choice of the lumbar level is either L2 or L3. It is spinal hook distally with excessive force, and the outrigger must
important to place the hybrid lumbar extension hook in the be removed before the implant can be placed.
lumbar spine at least two levels distal to any junctional kyphosis Once the lateral thoracic contracture is corrected, and the
seen on the lateral weight bearing X-ray to prevent accentuat- superior cradle and distal attachment of the hybrid rib-to-
ing the kyphosis. spine VEPTR are implanted, the exposure is ready for com-
With the Synthes rib spreader left in place to continue to plete hybrid implantation. The size of hybrid lumbar exten-
lengthen the constricted chest wall through the thoracostomy, sion rib sleeve needed is determined by measuring from the
attention is turned to the lumbar spine where the inferior end bottom of the rib of attachment encircled by the superior rib
of the VEPTR lumbar hybrid extension is to be attached. A cradle down to the endplate of T12. This can usually be esti-
paraspinous skin incision, 5 cm long, is made 1 cm lateral to mated by palpating the 12th rib clinically. The distance in cen-
the midline at the level of the proximal lumbar spine. A skin timeters should correspond to the number inscribed on the
flap is elevated medially to expose the midline of the spine. rib sleeve and the hybrid lumbar extension. The hybrid device
Cautery is used to longitudinally section the apophysis of the is assembled and locked with a distraction lock. To estimate
two posterior spinous processes at the correct interspace, and the proper length, the device is then placed into the field
a Cobb elevator used to strip the spine laterally. Use a large with the rib sleeve engaged into the implanted superior cra-
Cobb elevator in stripping the paraspinal muscles to minimize dle proximally and the spinal rod marked by a skin marker
the risk of violating the canal during exposure because occult approximately 1.5 cm below the bottom of the spinal hook.
dysraphism is common in extensive congenital scoliosis. It is The hybrid is removed from the field and the rod cut smoothly
important not to violate the cortex of the lamina of attach- by a rod cutter. Avoid using a bolt cutter because the resulting
ment because this weakens its ability to withstand the distrac- sharp edges may cut through the overlying soft tissues. The
tion forces. The ligamentum flavum is then resected and the end of the rod is bent into slight lordosis and valgus by a
laminar hook inserted. If the interspace is too small for the French bender so that the rod will line up with the axis of the
hook, then a superior laminotomy of the interspace is per- spine after implantation and conform to the lordosis of the
formed. Gelfoam is placed over the exposed dura. A bone lumbar spine. A subfascial canal is created for safe passage of
block of autograft, usually from rib resection, is then placed the sized lumbar hybrid extension. A long Kelley clamp is
from the superior lamina to the top of the hook, anchoring it threaded from the proximal incision, through the paraspinal
with a single level fusion. To hold the hook in place until the muscles, into the distal incision, with care taken not to violate
bone block fuses, a no. 1 Prolene suture is wrapped around the the chest wall and the pericardium. A no. 20 chest tube is
shank of the hook and underneath the posterior spinous pro- then attached to the clamp, and the tube pulled upward into
cess at that level. the proximal incision. The end of the rod of the hybrid is
If there is scoliosis extending into the lumbar spine, or if then placed into the chest tube, and the device carefully
there is considerable pelvic obliquity, then the hybrid can guided through the muscle by the chest tube into the distal
extend down to the iliac crest with attachment by a S-hook. incision. The tube is removed, and the rod threaded into the
This is termed an Eiffel Tower construct and the S-hook hook, and then upward into the superior cradle. A distraction
attachment to mid-iliac crest is termed iliac crest pedestal lock engages the superior cradle to the rib sleeve. To perform
fixation (Fig. 110.6I). This construct is also a powerful means the initial tensioning of the device, a Synthes C-ring is
to address pelvic obliquity.8 An efficient way to slowly correct attached to the rod just above the hook, and a VEPTR distrac-
pelvic obliquity is to first stretch the interval between the proxi- tor used to distract the hybrid proximally from the hook
mal ribs and the iliac crest by a Harrington outrigger (Fig. through the C ring. The hook is then tightened onto the rod.
110.6J) before placing the hybrid rib to crest VEPTR. With The Synthes rib distractor is then removed from the thoracos-
the superior rib cradle in place, then the S-hook is then tomy. If there is adequate distraction from the hybrid device,
implanted. Then the peg of the outrigger is placed within a then the opening wedge thoracostomy should maintain its
temporary rib sleeve attached to a rib cradle temporarily placed open position.

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Chapter 110 Thoracic Insufficiency Syndrome 1189

IMPLANTATION OF THE SECOND VEPTR: the rib sleeve are first removed, a longer rib sleeve is added
RIB-TO-RIB CONSTRUCT with a matching hybrid lumbar extension bridging to the prox-
imal lumbar spine where a separate exposure is made, and then
A second rib-to-rib construct VEPTR device should be added
the hybrid is tensioned. A second rib-to-rib VEPTR may be
laterally to assist the hybrid device in deformity correction and
added, if necessary.
decrease load on the medial rib cradle. The second superior
cradle usually is attached around the ribs encircled by the
hybrid device medially. The inferior cradle site chosen for CLOSURE
attachment should be a stable, sizeable rib, no lower than the To aid closure so that there is minimal tension on the suture
tenth rib, and the rib should be relatively transverse in orienta- line, the skin and muscle flaps are sequentially grasped with dry
tion. The span of chest wall bridged by the VEPTR should be as laparotomy sponges, and stretched vigorously toward each
long as possible so device expansion potential is maximum. other. Once stretched, the soft tissue flaps should overlap eas-
The portals for the inferior cradle site are prepared in the same ily. Two deep drains, nos. 7 and 10 Jackson Pratt, are added. A
fashion as the superior cradle site. The length of the rib-to-rib chest tube is needed only if there is significant pleural rent or
VEPTR should be based on the corrected length of the con- tear in the lung visceral pleura. Small rents do not require
stricted hemithorax, so, after the superior cradle is implanted, repair, but if an extensive pleura tear occurs, then this is
the thoracostomy interval is again opened by the Synthes dis- repaired with a patch of Surgisis, a bioabsorbable membrane,
tractor to maximum correction. Next, the distance from the attached by an absorbable interrupted suture20 (Fig. 110.7).
inferior edge of rib of rib cradle attachment superiorly to the Subcutaneous pain catheters for local anesthetic are helpful in
superior edge of the inferior rib of attachment is measured. controlling postoperative pain and are placed near implanted
The distance in centimeters will correspond to the number devices.
inscribed on the rib sleeve and inferior cradle of the rib-to-rib The musculocutaneous flap is first approximated along the
VEPTR needed. The inferior cradle is threaded into the rib apex with several interrupted figure of eight sutures of no. 0
sleeve, and the combined rib sleeve/inferior rib cradle is ready Vicryl through the deep muscles. Care should be taken to mon-
for implantation. itor both pulse oximeter and the SSEP and MEPS tracings of
Both the standard superior rib cradle and the inferior rib the upper extremities to detect signs of acute thoracic outlet
cradle of the rib-to-rib VEPTR are in neutral position, but if the syndrome. This can occur during closure because the fused
inferior osseous rib of attachment is oriented differently in the anomalous ribs are distracted superiorly into a brachial plexus
transverse plane from the superior rib due to rib obliquity, then that may be congenitally shortened.7 If there are any signs of
the VEPTR may not fit well around the inferior rib. A 30 brachial plexus depression, especially a decrease in the ulnar
angled right-handed or left-handed inferior VEPTR cradle may nerve tracings, or loss of pulse oximeter reading, the closure is
be used to better fit the inferior cradle around the rib in such a relaxed slightly, and usually monitoring signs improve. If
situation.
The Synthes rib distractor is removed. The inferior cradle
cap first inserted, facing laterally, into the distal portal of the
inferior rib cradle site, then turned superiorly to be in posi-
tion to mate with the inferior rib cradle. If the inferior rib of
attachment is somewhat oblique in orientation, then an
extended cradle will be needed to span the extra distance
needed to surround the rib. The inferior rib cradle is next
placed in the superior portal of the inferior cradle site and
locked to the end cradle cap with a cradle cap lock. The prox-
imal end of the rib sleeve is engaged into the superior cradle
at an angle, and slowly levered into place. A distraction lock is
placed proximally. The rib-to-rib VEPTR is distracted 0.5 cm
to tension the construct, and then locked with a distal distrac-
tion lock.
The lateral device is distracted, then the medial hybrid
device is distracted again to balance the distraction force for
final medial construct tensioning. The hook is tightened, and
the distraction C ring removed (Fig. 110.6 K,L).
The ideal age for VEPTR intervention from a pulmonary
viewpoint is age 6 months to 2 years, but VEPTR hybrid place-
ment may not be practical for young children, age 18 months
or younger because there may not be adequate room in the
lumbar spine spinal canal for a laminar hook. In these chil-
dren, a medial rib-to-rib construct can be used instead to stabi-
lize the thoracostomy. Correction with the rib-to-rib VEPTR
construct may not be as great as with a VEPTR hybrid, but it can
keep the thoracostomy open until the child reaches age 2 years, Figure 110.7. Surgisis membrane (thin), over a pleural rent at the
then, if desired, greater correction can be obtained by replac- base of the lung where herniation is most likely. Defects more proxi-
ing it with a hybrid. To accomplish this, the inferior cradle and mally less than 4 cm do not need a membrane patch.

LWBK836_Ch110_p1179-1193.indd 1189 8/26/11 5:44:48 PM


1190 Section IX Dysplastic and Congenital Deformities

continued alterations in pulse oximeter and/or spinal cord In some rare instances the patient may go into respiratory
monitoring are encountered, even with relaxation of the clo- distress after drains and chest tubes are removed, so consider a
sure, it may be necessary to resect the anterior-lateral portion chest X-ray to look for reaccumulation of the pleural effusion
of the 1st and 2nd ribs, lateral to the devices, in order to provide with compression of the lung. If present, temporary chest tube
clearance for the brachial plexus. drainage will be helpful by placement of an anterior pig-tail
After the apex is secured, the proximal and distal muscle chest tube.
layers are closed with running suture of no. 0 Vicryl, with skin
closure by no. 4-0 Monocryl suture. Steri-strips are then placed
VEPTR OUTPATIENT EXPANSION
over the wound, and a bulky dressing is applied. Surgical poly-
urethane foam is then placed over the dressings to further pad The VEPTR devices are first expanded 6 months after the
the incisions. AP and lateral radiographs are taken in the OR to implantation in outpatient surgery under general anesthe-
check position of devices, verify correction, check for pneu- sia. No spinal cord monitoring is necessary, unless changes
mothorax, and confirm proper position of the endotracheal were encountered in the initial implantation. Positioning is
tube above the carina. similar to the implantation procedure. The distraction locks
of the devices are exposed through 3 cm incisions, either in
the thoracotomy incision, if it is adjacent to a distraction
POSTOPERATIVE MANAGEMENT lock, or through a new incision paralleling the device if the
distraction lock is distal from a previous incision. The dis-
Patients are usually left intubated 24 to 72 hours. VEPTR tho- traction locks are removed, the devices expanded by the
racic reconstruction acutely alters pulmonary function mechan- expansion forceps (Fig. 110.8) until a maximum reactive
ics to a much greater extent than a standard thoracotomy, so force is encountered, and then new distraction locks are
immediate extubation is often not well tolerated. The hemat- placed. It is important to maintain thick muscle flaps over
ocrit is checked daily for 3 days. Although blood loss usually the devices, by meticulous soft tissue technique, in order to
averages 50 ccs,4 continual oozing underneath the large flaps minimize the risk of skin slough. If the distraction lock is
result in a 50% risk for postoperative transfusion. Generally, a exposed through the thoracotomy incision, a Freer elevator
hematocrit of 30% or greater is optimal for oxygen-carrying is inserted proximally along the top of the device and used
capacity for these patients. Fluid management should be on the to elevate the overlying muscle. Cautery is inserted into the
restrictive side to prevent acute pulmonary edema. soft tissue tunnel created by the Freer elevator, and is used
Once weaned off the ventilator, the patient can be trans- to release the muscle deeply on each side of the device so
ferred to the surgical ward. Jackson Pratt drains are removed that a thick muscle flap is mobilized with the free edge at
when their individual drainage decreases to 20 cc, or less, over the skin incision. The same approach is used distally. The
a 24-hour period. Chest tubes are removed once their drainage mobilized muscle flaps are closed without tension over the
equals 1 cc per kilogram of patient weight over 24 hours. locks when device expansion is complete. When the skin
Vigorous pulmonary toilet, including percussion, is needed incision parallels the device, the muscle incision is made by
postoperatively. The patients are mobilized as soon as possible. No cautery along the side of the device at the distraction lock site
bracing is used because of the potential chest constrictive effects. of the rib sleeve, then the cautery is turned sideways to
release the muscle flap off the device. The full-thickness

Figure 110.8. Outpatient expan-


sion of VEPTR through a 3 cm inci-
sion. The procedure commonly takes
approximately 30 minutes. (Reprinted
with permission from The Journal of
Bone and Joint Surgery, Inc, Campbell
RM Jr, Smith MD, Mayes TC, et al. The
effect of opening wedge thoracostomy
on thoracic insufficiency syndrome
associated with fused ribs and congeni-
tal scoliosis. J Bone Joint Surg Am
2004;86-A(8):16591674.

LWBK836_Ch110_p1179-1193.indd 1190 8/26/11 5:44:49 PM


Chapter 110 Thoracic Insufficiency Syndrome 1191

A B

Figure 110.9. (A) Limited exposure of an asymptomatic superior migration of a rib cradle. Probing of the
cradle confirmed that there was no osseous rib within the cradle. (B) Curved curettes are used to sculpt the
reformed ribs into a size and shape that would fit into the cradle for reattachment.

muscle flap is reflected by a Freer elevator, the expansion of the thoracotomy incision, and reimplanting it into the rib of
procedure performed, and the full-thickness flap brought attachment that is usually reformed. Curved curettes are
back over the device for closure. extremely useful for shaving the hypertrophied rib down to
Postoperatively AP and lateral standing spine X-rays are per- acceptable size for reimplantation of the rib cradle (Fig. 110.9).
formed and the patients are usually able to be discharged The second most common complication is skin slough or infec-
within 24 hours of surgery. All devices are expanded on sched- tion. This is treated with debridement without removal of
ule every 6 months. Pulmonary function tests are performed devices and irrigation with dilute Betadine irrigation (Fig.
yearly once the patients are old enough to cooperate. 110.10). The skin edges are loosely approximated with Prolene
sutures, leaving a 5 mm gap in the wound, allowing it to close
by secondary intention. The patient is maintained on 4 to
VEPTR REPLACEMENT PROCEDURE
6 weeks of IV antibiotics with culture results determining the
Once the devices have been maximally expanded, then a specific antibiotic. Sometimes it is helpful to add a wound Vac
replacement procedure is performed; replacing the rib sleeve overlying the device to promote healing.
and the inferior cradle/hybrid lumbar extension portion of the Recurrent infections require removal of the rib sleeve and
devices while retaining the superior cradles/spinal hooks/ the lumbar hybrid extension or the inferior rib cradle, and the
DunnMcCarthy pelvis hooks. Spinal cord monitoring is neces- patient is maintained on 6 weeks of antibiotics. When sedimen-
sary. Device replacement can usually be accomplished through tation rate/C-reactive protein have normalized, and the wound
limited incisions over the caudal end over the hook, midpor- is healed, then reinsertion of the device can be considered.
tion of the hybrid devices, and a third small incision over the Skin slough is treated by debridement and mobilization of
superior cradle, while in the rib-to-rib VEPTRs the upper por- flaps. In patients with long-standing VEPTR devices, dense soft
tion and the distal portion of the device are accessed. tissue scarring sometimes occurs over devices and recurrent
skin slough becomes a problem. For these patients, soft tissue
expanders are placed laterally to mobilize skin, the scar
COMPLICATIONS resected, and then the new skin is transferred posteriorly over
the devices with the assistance of a plastic surgeon (Table 110.2;
The most common complication is the slow asymptomatic Fig. 110.11).
superior migration of the superior rib cradle through the rib of
attachment. Several months after implantation, the rib of
attachment undergoes hypertrophy, and, in most cases, the rib THE FUTURE TREATMENT
cradle is filled with new bone around the rib. Some of the new OF THORACIC INSUFFICIENCY
bone can also form below the cradle, so the device appears to SYNDROME
be migrating into the hypertrophied rib, but it actually remains
in its original position. Complete migration through the rib of VEPTR opening wedge thoracostomy for congenital scoliosis
attachment, however, may gradually occur, an average of 3 years and fused ribs represents the first attempt at logical treatment
after implantation, but this is also usually asymptomatic, often of TIS. It addresses the VDD component of TIS and allows rib
seen fortuitously on scheduled predevice expansion X-rays. cage and spine growth, but it cannot restore motion to the
This is treated by accessing the superior cradle at time of expan- muscle deficient fused chest wall. Much remains to be learned
sion surgery through a limited incision of the proximal portion about the natural history of TIS and not only how VEPTR

LWBK836_Ch110_p1179-1193.indd 1191 8/26/11 5:44:49 PM


1192 Section IX Dysplastic and Congenital Deformities

A B

Figure 110.10. (A) Infected VEPTR incisions (arrows). (B) Incision and drainage were performed. Little
purulence was encountered and the process was localized, so the device was not removed. A Rongeur (arrow)
is shown being used to remove necrotic tissue in the proximal wound. With dressing changes the wound
healed by secondary intention. Wound Vac treatment can also be used.

affects it, but how other traditional treatments, such as growing that significantly affects pulmonary function. Ramirez et al.19
rod, convex fusion procedures, or classic spine fusion, affect reported a natural history model of TIS in older survivors of
it.21 Reports of small series13,14 suggest early spine fusion is asso- spondylothoracic dysplasia whose spines were a literally a single
ciated with adverse pulmonary outcome, and a recent report by block vertebrae, averaging 24% normal in height, with a vital
Karol et al.15 notes extensive spine fusion in early life appears capacity of only 29% normal. These patients may also represent
detrimental to pulmonary function by adolescence, especially a human model of early spine fusion. Rib cage growth and vol-
proximal fusion, and recommends alternatives to spine fusion ume may also be adversely affected by spine fusion. Canavese
of the young child. They note that it is unclear how much the et al11 have noted in a rabbit model that posterior spine fusion
very heterogeneous thoracic deformities of their patients con- causes alteration in rib cage growth with both reduction in sag-
tribute to the loss of pulmonary function and how much is due ittal diameter and decrease in length of the sternum. The effect
to the loss of growth of the thoracic spine from fusion surgery. of spine fusion on thoracic growth and function will probably
Severe restrictive lung disease was most common in those fused have to be settled by continued development of an animal
patients with a thoracic spine 18 cm or less in length by skeletal model of TIS.
maturity, suggesting a threshold for shortening of the thorax, The rationale in the past for early fusion of congenital curves
probably due to a combination of congenital deformity/fusion was that the unilateral unsegmented bars were incapable of

A B

Figure 110.11. (A) Patient with recurrent skin slough. A soft tissue expanders (arrows) had been placed
inferiorly and expanded over several months to obtain tissue for coverage. The dotted incision line outlines
the area of attenuated skin to be resected. (B) The dense scar was resected, and the inferior soft tissue
expander (arrow) removed, with development of a large proximal soft tissue flap created by the expander for
coverage. The flap was pulled distally to obtain closure without tension.

LWBK836_Ch110_p1179-1193.indd 1192 8/26/11 5:44:51 PM


Chapter 110 Thoracic Insufficiency Syndrome 1193

Campbell et al. reported clear patterns of abnormal rib cage


San Antonio VEPTR
TABLE 110.2 motion and diaphragm excursion in early onset scoliosis and
Complications, 198920049
kyphoscoliosis in a preliminary study of patients with dynamic
n 201 patients 1412 procedures lung MRI,10 and additional studies are underway to define the
Mean procedures/pt 7.02/pt ratio of hemithorax rib cage/diaphragm expansion of the lungs,
Mean f/u 6 y both in the natural history of TIS and the response to treat-
Infection rate/procedure 3.3% ment, whether by VEPTR, growing rod, or spine fusion.
Skin slough% patients 8.5% In the future, there will probably be devices that address all
Migration index (risk of complete migration/patient/year) these concerns of TIS, but, for now, further development of
Migrations/pt/y 0.09 VDD correction by a growth sparing technique appears to be
Mean time to migration 3.2 y the best practical goal.
% patients with migration 27%
Patient device breakage% 6%

ACKNOWLEDGMENT
This chapter honors the memory of Melvin D. Smith, pediatric
growth, but these appear to grow with the addition to the height general surgeon, who made major contributions to the under-
and volume of the thorax with VEPTR treatment.3 Emans et al standing of TIS and the development of VEPTR procedures.
also confirmed an increase in CT lung scan volumes in VEPTR
treated patients.12 VEPTR opening wedge thoracostomy also
seems to safeguard pulmonary function in the short term.4,18 REFERENCES
Other growth sparing treatments, such as the growing rod, have
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LWBK836_Ch110_p1179-1193.indd 1193 8/26/11 5:44:56 PM

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