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Land Use Policy 43 (2015) 149160

Contents lists available at ScienceDirect

Land Use Policy


journal homepage: www.elsevier.com/locate/landusepol

Local history and landscape dynamics: A comparative study in rural


Brazil and rural France
Florent Kohler a, , Guillaume Marchand b , Marcelo Negro a
a
CREDA UMR 7227, Paris 3 CNRS, 28 rue Saint-Guillaume, 75007 Paris, France
b
Universidade Federal do Amazonas, Amazonas, Brazil

a r t i c l e i n f o a b s t r a c t

Article history: In rural France as well as in rural Brazil, the years 19601970 were marked by profound socio-economic
Received 29 March 2014 and environmental changes. In France, these changes were due to the agricultural modernization policy,
Received in revised form in Brazil, they were caused mainly by the political integration of the Amazon to the rest of the country
25 September 2014
by infrastructure and agricultural colonization. The apparent irreversibility of the parallel phenomena of
Accepted 10 November 2014
settlement, in France, and deforestation, in Brazil, gives us a comparative ground that this paper wishes
to explore. We focused on four Brazilian protected areas and two French rural communes and studied the
Keywords:
local attachment of the people and their collective attitude toward the environment. To do so, we assessed
Land use/cover change
Rural France
the main proximate factors identied in the literature, those determining the attitude of a human group
Brazilian inhabited protected areas toward its environment, an attitude inuenced by structural drivers like legal issues and law enforcement.
Environmental impact Our results suggest that these multiple factors are often randomly interconnected and can hardly be
Hysteresis modeled. Land use and cover change may be an interesting way to understand social and environmental
change, if accompanied by qualitative research about environmental and social perceptions. Our main
conclusion is that collective and individual choices are eventually framed by local history: we use the
notion of hysteresis to suggest that ancient causes may have enduring effects.
2014 Elsevier Ltd. All rights reserved.

Introduction to understand and predict land use and landscape evolution (Caldas
et al., 2007; Lambin, 2002). The advantage of this approach is that
On both sides of the Atlantic, parallel and apparently irreversible it is founded on observable phenomena, in an attempt to identify
dynamics unfolded over the last fty years: the conversion of structural and/or proximate causes of land use and cover changes.
forests to croplands and pastures, in Brazil, and the conversion of In a seminal paper published in 1992, however, Meyer and
croplands to settlements,1 in France. In both cases, governments Turner were pessimistic about the possibility of developing models
acknowledge the problem without these drifts being altered. The to anticipate future changes, in a social engineering perspec-
apparent irreversibility of these trends has drawn our attention tive. In fact, all things being equal, the trajectories recorded from
to the possibility of a comparative approach, to check what similar one region to another can vary signicantly. However, in present
logics are at work in these seemingly distinct phenomena. To do so, Land Change Science literature, the modeling approach prevails
we used an approach based on the land use/cover change science (Wainwright and Mulligan, 2002; Turner et al., 2007; see for the
(LUCC)2 which combines geography and sociology, among others, present state of our knowledge, Verburg et al., 2013). Our approach
to landscape changes, in a social science perspective, is inspired in
geographical and anthropological works (Bertrand and Bertrand,
2002; Alphandry, 2001) in the sense that we are interested in the
Corresponding author. Tel.: +33 6 30532133.
modications of physical places (land cover change) and how these
E-mail address: orent.kohler@gmail.com (F. Kohler).
1
According to Meyer and Turner (1992, p. 47) the term settlement can denote a
are carried through by local populations, on a fty years period of
form of land cover or a form of land use (. . .). The category of settlement as a land use time. Our comparison will be conducted in the light of the results of
includes areas devoted to human habitation, transportation, and industry. As land two multidisciplinary research programs, CLEVERT3 on the French
cover, it incorporates highly altered surface such as buildings and pavements, but
such cover represents only a portion of the total area that a land-use classication
might accord to settlement.
2
According to Meyer and Turner (1992, p. 39), land use denotes human employ-
3
ment of the land and land cover denotes the physical and biotic character of the land Conditions socio-environnementales pour la rhabilitation de la biodiver-
surface. sit ordinaire (20102013) program funded by French Ministre de lEcologie

http://dx.doi.org/10.1016/j.landusepol.2014.11.010
0264-8377/ 2014 Elsevier Ltd. All rights reserved.
150 F. Kohler et al. / Land Use Policy 43 (2015) 149160

side and USART4 on the Brazilian side. We will see that despite reform (small producers), or through incentives to install large
seemingly very different contexts (agricultural abandonment in an landowners, outlining the current arc of deforestation visible in
old industrialized country, expansion of pioneer fronts in an area Map 2. The different phases of migration led to a number of land
under development since the 1970s), common features may appear conicts, between settlers or small farmers against big landown-
in the underlying causes of irreversible changes. ers (Hecht, 1985) as well as between these large landowners and
After referring to the colonization vs. conservation dilemma traditional populations (Araujo et al., 2009).
in Brazil, and to the ecological turn which followed the Green After the assassination, in 1989, of Chico Mendes (unionist ght-
Revolution in France, we will compare, on one side, four Brazil- ing for the rights of rubber tappers in acre), a new policy was set up
ian inhabited protected areas, subjected to internal and external to protect these traditional populations and their territories. Among
pressures on the environment (three in the Amazon and one in the mechanisms involved was the creation of inhabited protected
Bahia State, in the remains of the Atlantic rainforest); on the areas such as sustainable development reserves (RDS) or extractive
other, two French communes torn between augmenting the urban reserves (RESEX), as part of the national policy for environmental
sprawling and maintaining the farmlands crisscrossed by hedges protection (Sistema Nacional de Unidades of Conservaco, 2000,
and groves (bocage). For the purpose of our analysis, we explore PP-G7 and ARPA programs6 ). Other groups gained a perspective of
the concept of hysteresis, which describes the persistence of a phe- social and land protection as a compensatory measure for historic
nomenon even after its causes ceased to exist (Bourdieu, 2002), a debt (Indigenous and Quilombola7 Territories).
generally underestimated factor. We explored the Indigenous aspect during a 5 years eld
research lead in Bahia State, in the remains of the Atlantic Rainfor-
Contextualization of French and Brazilian situations est. This case study provides a useful perspective on the Amazonian
context, where we focused on Quilombola communities. By assign-
In rural France as well as in rural Brazil, especially the Brazilian ing a special status to traditionally occupied territories and giving
Amazon, the years 19601970 were marked by profound socio- their inhabitants access to public services (education, health,
economic and environmental changes. In France, these changes energy), the Brazilian government hoped to curb environmental
are due to the policy of agricultural modernization (Green Revolu- degradation, and avoid the errors that led to the destruction of the
tion, land consolidation), whereas in Brazil they are caused mainly, Atlantic Rainforest, with only 8.5% remaining, mostly under (rather
but not only, by the Amazon integration policy led by the Military inefcient) protection (Map 1). As for the Amazon, over 36% of its
regime (19641985), interweaved with an agrarian reform based surface is currently covered by inhabited protected areas (Map 2).
on colonization, and the recognition of Indian Rights by the Statute Map 2 shows that protected areas are able to contain the expan-
of the Indian (1973). This Statute was the rst step toward the sion of the pioneer areas of the Amazon, sometimes constituting
recognition of cultural diversity, ratied by the Brazilian Consti- residual forest enclaves within territories largely converted to agro-
tution of 1988, followed by the legal acknowledgment of a new pastoralism. However, when it comes to consider national scale,
category of citizens in 2007, the so-called Traditional People, these apparent good results should not hide a series of problems
including Indians, Maroons, and riverine populations.5 identied in the scientic literature. Most of the inhabited pro-
tected areas are the result of multiple trade-offs, especially in
In Brazil, inhabited protected areas as a counterbalance to regions of ancient colonization, such as Bahia State (Map 2). In
development plans these regions (Nordeste and Sudeste), the difculties to indemnify
large landowners led the authorities to cut back on non-habited
In contrast to the Atlantic Rainforest, which destruction began
protected areas, creating overlapping territories with differing
with Portuguese colonization (see Map 1), the threats looming
environmental regulations. Due to the inextricable problem of land
on the Amazon Forest became reality in the 1960s. Plans for the
tenure in Brazil and different conicts with a great array of popu-
development and colonization of the Amazon are ideologically
lation (traditional or not) the conservation units have been largely
inseparable from the military regime and its Operation Amazon
dened in accordance of social criteria: in the Atlantic forest, Cullen
planned in the 1950s (Simmons, 2002). The Superintendence of
et al. (2013) emphasized that conservation units created to protect
the Amazon (SUDAM) created during this decade was the rst
primates were delimited in function of the previous human occu-
development agency specically dedicated to this vast territory.
pation and are, in fact, too small to maintain a healthy population.
The National Development Plan (19661970) promoted the estab-
We will see that the concerned populations, despite their status of
lishment of agribusiness companies by building infrastructure and
environmental stewards, are subject to conicting issues, making
applying signicantly low taxation. According to Margulis (2003),
it difcult to predict their environmental impact or future orienta-
16% of total deforestation recorded until in the 2000s is the result
tions.
of tax concessions granted between 1970 and 1987. This plan was
followed by the National Integration Plan (19701974), redirecting
the policy of occupation by fostering agricultural settlements, so In France, a rural world torn between agricultural activities,
as to provide plots of this land without people to men without environmental protection and the progression of suburbanization
land (one of the slogans of the operation). The opening of pioneer
fronts in the state of Rondnia and in southeastern Par provoked It was only after the Second World War (19391945) that suc-
a vast migration of landless peasants from the Northeast and South cessive French governments undertook to transform the traditional
of Brazil, as an alternative to a genuine agrarian reform. structures of the peasant world, based primarily on self-sufciency.
The years 19701980 saw an annual average of 21,050 km2 of This process culminated with the Agricultural Orientation Act of
primary forest burnt to ashes, whether in the context of agrarian August 5, 1960, completed in 1962, which established the principle

6
(Commissariat Gnral au Dveloppement Durable) and by French Caisse des Dpts Respectively Pilot Program for the Protection of Tropical Forests of the G-7 and
et Consignations. Protected Areas of the Amazon, funded in the rst instance by the G-7 with additional
4
Usages et transmission des savoirs et reprsentations du territoire en Amazonie support from the World Bank and WWF.
7
(20092013) program funded by French Agence Nationale de la Recherche, coordi- Territory concession to Maroons, descended from fugitive slaves. The term
nated by F.-M. Le Tourneau. Quilomborefers to the territory, quilombolarefers to the population that lives in
5
Decreto n 6.040, de 7 de fevereiro de 2007. it.
F. Kohler et al. / Land Use Policy 43 (2015) 149160 151

Map 1. Localization of the studied area in the Brazilian Atlantic Rainforest showing protected territories and deforested areas (G. Marchand).

of parity between agriculture and other economic activities, main- (Societies for Land Planning and Rural Settlement, regional Agen-
taining however the family-based structure of the farms. cies of French Ministre de lAgriculture) issued a statement
Farmers access to land ownership was encouraged, through summarizing the reasons for concern: in fty years, agricultural
pre-emptive rights given to tenants and sharecroppers. The reor- labor force has fallen below the threshold of 3% of active popu-
ganization of plots (land consolidation) permitted the use of lation. The French agricultural area decreased by 20% during the
motorized vehicles; the creation of agricultural colleges facilitated same period, currently representing 28 million ha. 2.5 million ha
the organization of an innovative agro-alimentary sector, coor- were lost to infrastructure and housing. Farmland transformed
dinated by the National Institute of Agronomic Research (INRA), into articialized surfaces represented 60,000 ha/year between
established in 1946. Cultural methods were then market-oriented, 1990 and 2000 and 77,000 ha/year between 2000 and 2006. After
increasing national productivity. This reform was strengthened by 2006, the settlement phenomenon continues with an even faster
the establishment of the European Common Agricultural Policy in pace: until 2010, the areas concerned are about 78,000 ha/year, or
1962, with a negative impact on traditional societies and envi- 3000 km2 in four years (Ministre de lAgriculture, 2010; SAFER,
ronmental health. An ecological turn was then adopted by the 2012). Map 3, built from the Corine Land Cover data from 1990 to
Agriculture Orientation Act of 1999 which established the princi- 2006, illustrates this situation.
ple of multi-functional agriculture (economic, environmental and This apparently irreversible expansion of settlement can be par-
social functions) as a major tool for regional planning (Alphandry, alleled with the dynamics of deforestation in Brazilian Amazon and
2001). This Act transposed into French Law two major European Atlantic Rainforest: local dynamics come into contradiction with
Directives: Birds (1979) and Habitats (1985), which promoted the the legal scaffolding built precisely for the opposite objective
creation of a network of ecological corridors, the Green and Blue the maintenance of forested areas in Brazil and agricultural land
Infrastructures (IVB).8 in France. It is therefore necessary to focus on structural driving
But population pressure combined with the regional economic forces before considering the micro-local level, which allows us to
dynamism generated a rise in land value. Habitat improve- understand the internal dynamics of change.
ment, recreational or commercial settlements, accelerated the
phenomenon of suburbanization or urban sprawling. This
phenomenon, less spectacular perhaps than deforestation, is a Structural factors: globalization, shifting public policies and legal
serious problem by its scope and its irreversibility. The SAFER apparatus inconsistencies

As stated by Meyfroidt et al. (2013), globalization process is


8
a major land change driver as it inuences both public policies
The implementation of these corridors is part of the European strategy for bio-
diversity conservation, derived from the Convention on Biological Diversity of 1992.
at different scales and local economic opportunities, accelerating
The Pan-European Ecological Network is expected to restore ecologically functional migration trends. An example of this twofold process was given by
systems, by linking the protected areas established by the Natura 2000 network. Brondizio (2008) about the Aca palm (Euterpe oleracea) in Maraj
152 F. Kohler et al. / Land Use Policy 43 (2015) 149160

Map 2. Localization of the studied areas in Brazilian Legal Amazon showing protected territories and deforested areas (G. Marchand).

Island. Brondizio shows that traditional communities are deeply (a) The successive public policy guidelines are too discontinuous
transformed by the global valorization of very specic products. and do not allow time for adaptation.
But underlying factors can also be found in the structure of judi- (b) Legal regimes intertwine, or one cancels the effects of the other;
cial arsenal. If the law provides a framework which is ignored or the frames established by law stumble over different scales of
undermined, it may be due to two main reasons: implementation and decision levels.
F. Kohler et al. / Land Use Policy 43 (2015) 149160 153

Map 3. Localization of the studied areas in France, showing land cover change between 1990 and 2006 (G. Marchand).

Instability or discontinuity of public planning policies results In France, the successive orientations of agricultural policy were
in the eld by the superposition of conservation and development implemented slowly. These orientations cannot achieve their goals
projects. This overlap is due, on the one hand, to the slow imple- unless all agricultural stakeholders (producers, distributors, food
mentation of new policies, and on the other, to the inertial force industry, but also technicians and zoo-technicians executives, edu-
perpetuating the practices related to former ones. As Simmons cators and students of Agricultural Colleges) are mobilized. Their
(2002) puts it, the successive plans implemented in the Amazon implementation is postponed, as their objectives can be achieved
region have created land instability, with an exacerbated envi- only with the advent of a new generation of farmers aware of the
ronmental degradation due to changes in land use, a predatory related issues. Farmers throughout their life have seen different
advance of pioneer fronts, and a phenomenon of land grabbing at policies, and thus experienced different ideological frameworks;
the expense of small settlers and traditional peoples. These pro- they often lament the inconsistencies of their career. Our survey
cesses went on for decades thanks to shifting legal frames, and took showed that farmers who now are in charge of landscape stew-
advantage of the political invisibility of traditional populations. ardship were those who cared less about leaving some space
154 F. Kohler et al. / Land Use Policy 43 (2015) 149160

to nature (Kohler et al., 2014). If farmers feel close to nature, it is Methodology


because they feel they are producing it: this explains the appar-
ent paradox of their mentioning a strong natural connection, due We chose our case studies in order to assess, empirically, how
to their outdoors activity, but seeing no reason to leave room for local dynamics may interweave, so as to shed light on their envi-
wilderness (Ahnstrm et al., 2009). ronmental impact. In Brazil, we focused on the transmission of land
Since the French decentralization laws of 1982, the decisions uses and representations in traditional communities, and in France,
for urban planning and development have been transferred to the on the willingness of local authorities to implement, or not, poli-
municipalities, while the main environmental decisions are taken cies promoting ecosystem rehabilitation or restoration. We chose
at national level, as a transposition of EU law. A combination of an interdisciplinary approach that combines anthropology, human
factors come together to encourage local authorities to attract new geography, ethno-ecology11 and ecology. In France, biodiversity
residents by multiplying transportation and recreational facilities. sampling conducted in the eld allowed to objectify the environ-
Farm buildings and farmland are largely exempt from taxes, so mental conditions, using the diversity of species inventoried as
municipalities have interest in promoting housing projects sub- biological indicators.
jected to local taxation. We used the methods of collecting individual life stories,
French farmers are then caught in the crossre: on one side, an including migration patterns and current mobility systems, and
environmental legislation governing their activities, experienced as household surveys12 that allowed us to identify environmental
one of the many constraints such as climatic or economic uncer- perception and representations. Qualitative data collected through
tainty weighing on the viability of their farm. On the other side, the open-ended conversations completed these surveys. We also col-
progressive suburbanization, concentrated (house lots) or diffuse lected mental maps, which consist in asking community members,
(urban sprawl) multiplying use conicts because of the pollution without other indication, to draw maps expressing the local sense
generated by agricultural activity. In La Gentouze the urbanized of place. These maps reveal the interdependence of spatial, tempo-
area increased from 20.4 ha in 1958 to 101 ha in 2008, and the trend ral, and social representations. GIS maps were then used to compare
rmly continues in 2013. This set of environmental, economic and the subjective representations of space with the objective char-
social pressures deters potential buyers, and encourages owners acteristics of the territory, so as the land use change might be
of agricultural land to convert them into residential areas, thus visualized by the inhabitants.
accelerating the process (Ahnstrm et al., 2009). These methods have been applied in four Brazilian and two
In Brazil, the legal apparatus opposes a very restrictive envi- French eldworks, the Patax Indigenous Land having been sub-
ronmental legislation (at least until 2012) to an extremely liberal ject to a classic ethnography (see footnote 12). On the Brazilian
land tenure system on public lands, allowing an adjustment of indi- side (Maps 1 and 2), we conducted two eldworks in the Middle
vidual ownership after one year of effective occupation, effective Amazon (Par) where land overlapping is common: the Abu and
meaning the transformation of forest or savannah into cropland or Jarauac Quilombo Areas. The other two sites were used as com-
pasture.9 Meanwhile, the need of an agrarian reform has produced parators: the Quilombo of Cunani in northern Amap, landlocked in
a legal regime that allows the landless to claim for the expropria- the National Park of Cape Orange, and the Patax Indigenous Land
tion of unproductive farms10 which unproductive areas often (state of Bahia), which overlaps since 2008 the whole area of Mount
coincide with the legal reserve mentioned above, an intentional Pascal National Park. We decided to introduce this non-Amazonian
confusion encouraging the invasions (GTA, 2008). Landowners case study as it allows us to highlight a very interesting example
obviously prefer to pay nes for environmental crime (usually of the outcomes of social relegation. On the French side, the two
amnestied) rather than seeing their property invaded and con- municipalities studied are fairly representative of rural evolution
scated. Land tenure insecurity is a powerful driving force for since the Second World War in hedge areas (Map 3).
deforestation, and it is encouraged by the land property regime To be concise, we will expose, for each eld, only the relevant
more than it is inhibited by environmental legislation (Fearnside, aspects for our analysis.
2001; Araujo et al., 2009).
With 53% of native vegetation located in private properties, for- Proximate driving forces: behavioral consistencies and
est conservation is central in Brazilian, as well as international, inconsistencies
environmental debate. Accelerated deforestation process from late
1980s, led to the revision of Brazilian Forest Code, requiring from Statistic or stochastic approaches, spatial analysis about human
land owners the conservation of a percentage of native vegetation, occupation or vegetal land cover (Guillaumet et al., 2009), multi-
the so-called Legal Reserve. In the Amazon biome this percent- agent models, General Circulation Models (Lambin, 2002) and
age is up to 80% of the property (50% in specic cases). In the DPSIR framework13 seek a fairly high level of generality so as to be
Atlantic Rainforest biome, this Legal Reserve is, surprisingly, only policy-relevant. On the other hand, social sciences acknowledge
20%. Furthermore, private properties are supposed to protect the that individual psychology is transcended by a combination of col-
Permanent Protection Areas, i.e. riparian vegetation, top of the hills, lective norms and values (Stern, 2000). This collective dimension is
and all land submitted to erosion (Soares-Filho et al., 2014). considered by the Institutional Analysis Development framework
This severe restriction to deforestation, difcult to apply and (Ostrom, 2011) which allows us to visualize multiscale regulation
monitor, unleashed the rebellion of agribusiness sector. These reac- systems. Case studies about rural/urban connections can also be
tions led to another revision of the Code, approved by the end of mobilized in this effort to understand Land Use Change (Padoch
2012. This new Code maintained the percentages of Legal Reserves, et al., 2008; Eloy and Lasmar, 2012; Seto et al., 2012). However,
but granted an amnesty to deforestation occurred before 2008,
which encompassed 90% of rural properties. Furthermore, the Per-
manent Protected Areas were included into computing the Legal 11
We used ethno-ecology in Brazil, as Brazilian law did not allow us to proceed to
Reserve, which reduced the environmental liabilities by 58%. biodiversity sampling.
12
Anthropological surveys were applied to all the households on three Brazilian
study areas (Abu, Cunani, Jarauac); and to 10% of the inhabitants in French com-
munes. The method applied in Patax Indigenous Land in Bahia was exclusively
qualitative, based on an ethnographic inquiry from 2001 to 2005 (Kohler, 2011).
9 13
Lei No 6.383, de 7 de Dezembro de 1976. Art. 29. DPSIR stands for Driving forces Pressure States Impacts Responses. It has
10
Brazilian Constitution, 1988, Chapter III, Articles 184186. been adopted by the European Environment Agency.
F. Kohler et al. / Land Use Policy 43 (2015) 149160 155

Table 1
Environmental impact drivers, according to scientic literature.

Severe environmental impact Mild or neutral environmental impact

Land property Land property instability Land property stability


Social position Social relegation Social valorization
Urban accessibility Urban proximity Isolation
Social capital Social heterogeneity Strong cohesion
Soil productivity potential Soil conversion facilitated Soil conversion discouraged
Demography Demographic pressure Demographic stability or decline

as we shall see in Section Urban/rural connections: analytical demarcation of Quilombola territories (collective ownership) and
limitations for the cases of Cunani (Amap) and Abu (Par), these those who preferred individual plots (personal property). Defor-
connections are not free from inconsistencies. estation is greatest in areas of agrarian reform (250 ha between
Scientic studies focusing on environmental issues generally 1992 and 2011 in TRAJAP) than in Quilombola territories (5 ha for
mention an array of positive or negative factors relevant for land the Quilombo of Trombetas) for a number of households roughly
use and cover change. Among the most cited driving forces (Table 1) equivalent (80 against 109). In 1992, there were 877 ha of open
are the land property situation (Araujo et al., 2009); the social cap- areas around Lake Jarauac. The boundaries shown on the map
ital (Brondizio et al., 2009); the degree of isolation (Droulers and did not exist: they illustrate the current situation. The cleared
Le Tourneau, 2010); the demographic pressure (Wittemyer et al., areas are distributed as follows: future quilombola area Trombe-
2008; Meyer and Turner, 1992); the social position (social relega- tas: 155.67 ha; future quilombola area Erepecuru, actually occupied
tion or low social status see Andrade and Rhodes, 2012) and the by individual: 357.57 ha; on the left bank of the Lake, future
potential of soil conversion (Netting, 1993; Nepstad et al., 2006). land reform settlement TRAJAP: 377.96 ha (Map 5). Agrarian reform
We want to show that these factors have a limited explanatory areas are more accessible and therefore more prone to conver-
value as they combine randomly and do not take temporality into sion to pasture, but production ow facilities are almost identical
consideration. in areas under collective use. In the collective land, the decisive
factor would then be the social control that promotes the main-
Consistency of case studies with explanatory models: tenance of traditional activities such as extractivism, horticulture
Saints-en-Puisaye (Yonne, France) and Jarauac (Oriximin, and slash-and-burn clearing.
Brazil)
Urban/rural connections: analytical limitations for the cases of
Consistent with our model is the commune of Saints-en-Puisaye Cunani (Amap) and Abu (Par)
(Yonne, 600 inhabitants, 2770 ha), located in Burgundy, where the
land consolidation was completed in 1962. This consolidation has Land stability and social control exerted within a community,
strongly affected hedgerow surfaces, but had no noticeable impact however, do not guarantee the sustainability of local practices. The
on urban type settlement, which augmented only from 30 to 38 ha issue of isolation or urban center accessibility is another factor reg-
in 50 years (Map 4). ularly invoked to explain the environmental impact of a population
This commune is divided into two soil types: in the East, a cal- (Droulers and Le Tourneau, 2010). We analyze the cases of Abui (PA)
careous soil favoring cereal crops, and in the West a clay soil, where and Cunani (AP) Quilombo areas, both very isolated even by Ama-
the activity of mixed farming was maintained. This commune has zonian criteria.14 Both Quilombolas communities face the growing
the particularity of being far from urban centers (Auxerre is 50 km gap between on the one hand, a dened territory associated with a
away, Joigny 60 km), thus limiting the phenomenon of suburban- particular ethnic identity, and on the other, a socio-economic real-
ization. This relative isolation has created a virtuous circle in favor ity rooted in cities and marked by the expansion of family networks
of organic farming (10 out of 25 farms); many neo-rural inhabitants in nearby towns (Padoch et al., 2008; Eloy and Lasmar, 2012).
were converted to organic farming in a marked ecological activism In Cunani, after the construction of the National Road (1975)
atmosphere. The healthy environment of the commune fosters, in and the creation of the National Park of Cape Orange (1979), the
turn, the proudness of organic producers and allows social control 80s were marked by migrations, many being denitive, because
over agricultural practices. The interviews conducted in the eld- of the restrictions imposed by the Brazilian Institute of the Envi-
work have demonstrated a strong commitment to the landscape as ronment (IBAMA, now Chico Mendes Institute) for the exploitation
markers of local identity, especially because a majority of the popu- of natural resources and the cost of freight. The expectation that
lation is native or comes from surrounding areas. The consolidation the Quilombo area be legally recognized was not enough to stop
affected landscapes but had little impact, however, on the nature of the exodus. While it used to be an important commercial center at
land tenure: in Saints, the smallholders still predominate, creating a time when the State of Amap lacked roads, the village is now
good conditions for social cohesion. reduced to fty permanent inhabitants, and the decline is accel-
Equally consistent is the case of Jarauac Quilombo Area in the erating with the announced closure of the primary school. Aca
Trombetas region (Par, Brazil), which provides a parallel between plantations, which do not require a permanent residence, seem to
collective management areas, where exists a relative social control, grow while traditional slash-and-burn practices are losing ground:
and areas of individual settlements. This lake is located in the region more than 5000 plants of Aca were planted around the village in the
of Erepecuru River, where fugitive slaves concentrated before the past ve years. These plantations are no longer considered as being
abolition of slavery (1888), a region colonized shortly after by white open access. The owners of the plots recruit a seasonal workforce in
traders. In 19801990, major social and land conicts opposed
Quilombolas populations to self-proclaimed owners of the Brazil-
ian nut forests. These populations successfully argued their prior
14
occupation, which led to the demarcation of Quilombola territories In the case of Cunani the advantage of proximity (as the crow ies) of the city is
neutralized by the state of the road, impracticable part of the year, which makes the
of Trombetas and Erepecuru, as well as a land reform settlement, transport cost prohibitive. Abu is located 250 km (by the river) from the city of Orix-
Terra Preta II (TRAJAP). Differences are signicant in the evolution imin, and the trip is slowed down by the checkpoints of the Brazilian Environmental
of the landscape of the region between the people who chose the Institute.
156 F. Kohler et al. / Land Use Policy 43 (2015) 149160

Map 4. Land cover in Saints-en-Puisaye (Yonne) between 1957 and 2009 (G. Marchand).

the neighboring town Calcoene, accelerating the decline of commu- to the isolation does not seem to entail a reduced environmental
nity life, while planting and harvesting are accompanied by their impact.
usual impacts: predatory shing, poaching for bush meat, and pol- By contrast, in the Abu community, land security has gener-
lutions of all kind. Against all odds, the demographic decline linked ated new revenues in connection with city mobility (seasonal or
F. Kohler et al. / Land Use Policy 43 (2015) 149160 157

Map 5. Evolution of the forested area around Lake Jarauac, in 1992 and 2011 (M. Negro).

permanent jobs, social subsidies and pensions, and sales oppor- a tense land situation (the land being mostly in the hands of large
tunity for livestock). These alternatives have been explored after landowners living on their incomes) and modernize local agricul-
the devaluation of forest products, including Brazil nuts (Bertholet- ture. The consolidation coincided with access to land ownership of
tia excelsa). Despite the distance that separates Abu and Oriximin, many farmers and sharecroppers. The hedge landscape then disap-
people have developed bi-residential strategies based on the inten- peared, which was seen, at that time, as a positive development by
sication of river transport. Among the most unexpected, given the the majority of farmers. The sense of social and technical backward-
layout of the site and the distance to the city, we will mention the ness helped intensify the destruction of traditional landscapes,
introduction of cattle, encouraged by the urban elite that ensure hedges being uprooted even where they should have remained
the renewal of herds and the commercialization of the meat. It has in place (roadsides and property limits). The familiar landscapes
led to a concentration of wealth in the hands of some families, and having disappeared, the lampposts served as landmarks for sev-
the privatization de facto of communal lands, being cattle breeding eral years. The prevailing discourse among farmers who lived the
an exclusive activity. consolidation period is that they needed to evolve: the peasant
In both cases described, the factors land stability and degree condition was perceived (according to our interviews) as a default
of isolation do not, by themselves, account for the evolution of situation due to the lack of alternative or capacity to engage in
practices, nor do they guarantee a reduced ecological footprint of another activity. Agricultural modernization was therefore seen as
the populations concerned. Family and business networks, a result liberation from social and environmental constraints, which might
of unpredictable circumstances, contribute signicantly to reori- explain the radical transformation of ancient landscape (Map 6).
ent practices, which in both cases have a still reduced but rapidly The most striking example, however, remains that of the Patax
increasing impact where one would expect a decrease. Indigenous Land, Extreme South of Bahia, legalized in 1991. This
region falls within the Atlantic Rainforest biome, and the case stud-
Land conict and social relegation ied is exemplary in many respects. Patax Indians were evangelized
and settled in 1861. They adopted the livelihoods of smallholder
The impact of poverty, social exclusion or relegation on defor- peasants, until the lands they occupied were classied as National
estation has been studied; it is generally admitted that the impact is Monument in 1941, then as National Park in 1961. They were sub-
exacerbated when traditional systems of redistribution are shaken jected to repeated humiliation, having been forbidden for thirty
or have disappeared (for Brazil: Andrade and Rhodes, 2012; for years to access the forest, until their rights were gradually recog-
India: Agrawal, 2005). But little has been said about what is likely nized (Statute of the Indian enacted in 1973, Brazilian Constitution
to occur after the situation (social relegation and/or land dispute) of 1988). In this region associated with the discovery of Brazil, the
has been settled. Two examples will illustrate this particular phe- Patax, when confronted to the authorities or tourists, pride them-
nomenon of enduring impact, called hysteresis. selves on their ecological sensitivity and harmony with nature.
In La Gentouze (Vende, 1700 inhabitants, 1310 ha), land con- They obtained, in 1991, the recognition of 1/3 of the area of Mount
solidation took place relatively late (19681972) to put an end to Pascal National Park, a Biosphere Reserve, as Indigenous Land,
158 F. Kohler et al. / Land Use Policy 43 (2015) 149160

Map 6. Land cover in la Gentouze (Vende) in 1957 and 2008 (G. Marchand).

and became co-managers of the remaining forest. But the ensuing Indigenous Land was cleared (see Map 7). However, on the basis
social regeneration was not accompanied by virtuous environmen- of the same ecological arguments, the Patax obtained in 2008 the
tal practices. On the contrary, the activities of wood handicraft took extension of their territory, now encompassing the entire National
an industrial scale: between 1991 and 2008, 80% of the area of the Park as well as some surrounding communities.
F. Kohler et al. / Land Use Policy 43 (2015) 149160 159

logic which underlies this exploitation reveal the way the past
is channeled. A qualitative eld study offers a clue to under-
stand underlying factors, the long-lasting relationship as revealed
by phenomena such as hysteresis, that LUC models can hardly
consider.
Moreover, peoples attachment to the places they live, when
taken for granted, may bias the scientic approach. We have there-
fore exposed different perspectives and case studies, in order to
verify the relevance of the LCS and its assumptions about the
structural and proximate causes of change, on both sides of the
Atlantic: protected areas in Brazil, and French rural counties divided
between suburbanization and maintenance of farming activities.
Multiple factors are at work when a human community deter-
mines its attitude toward its environment and its own destiny.
Globalized interactions are the rst structural factor identied as
they impact local economic trends and opportunities. The law,
which establishes the framework in which the choice will be exer-
cised, is another structural factor that can compromise all type
of community-based sustainability programs (i.e. independence of
law regimes, or inconsistent legal apparatus favoring infrastructure
and facilities).
Proximate drivers are more problematic. By discussing the rel-
evant proximate factors identied in scientic literature (land
property stability, social valorization, isolation, strong social cap-
ital, low potential of soil conversion, demographic stability or
decline), factors which allegedly favor a mild or neutral environ-
mental impact, we showed that these factors cannot account for all
the cases in study.
Lambin (2002) highlighted the difculty of taking into consider-
ation the historical dimension so as to understand not only how
but also why these changes occur. Our conclusion is that collective
inertia should be taken into account, as generational transmission
and new educational or economic opportunities interweave to slow
down or accelerate LUC. In fact, many cases result from hysteresis,
Map 7. Mount Pascal area (Extreme South of Bahia State) before (1987) and after
meaning that we should consider local history as a major driver
(2008) the delimitation of Patax Indigenous Land, created in 1991, just before its
extension in 2008 (R. Folhes). of environmental impact. The causes of land cover and land use
change may actually be anchored in remote local history: only a
qualitative approach allows us to understand why, all other con-
This dynamics is based on the investment in school and supe- ditions being equal, a human community engages, or not, in an
rior education of the young generations, almost exclusively at the environment-friendly dynamics. By studying local history, and col-
expense of the forest cover. The depletion of forest resources, lective representations (the Natives point of view), we can better
according to this logic, is widely compensated with the access of understand peoples attitude toward their environment, so as to
the young Patax to salaried work, the sign of their social advance- propose appropriate conservation policies.
ment. The other relevant factor to explain this deforestation lays The authors wish to thank Florencia Amorena, Ludivine Eloy,
in the association between environmental conservation and past Ricardo Folhes and Claire Couly for their kind contribution to this
discriminatory policy against backward Indians (Kohler, 2011); article. The authors also wish to thank Isabelle Laudier (Caisse
in the same way, in La Gentouze a sense of social backwardness des Dpts et Consignations) and French Commissariat Gnral au
compounded the environmental impact of land consolidation. Dveloppement Durable.

Discussion and conclusion


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