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AJCP / Original Article

Immunohistochemical Evaluation of GATA-3 Expression


in ER-Negative Breast Carcinomas
Haiyan Liu, MD,1 Jianhui Shi, MD, PhD,1 Jeffrey W. Prichard, DO,1 Yun Gong, MD, PhD,2
and Fan Lin, MD, PhD1

From 1Geisinger Medical Center, Danville, PA; and 2The University of Texas M.D. Anderson Cancer Center, Houston.

Key Words: ER negative; Breast carcinoma; GATA-3; GCDFP-15; Mammaglobin

Am J Clin Pathol May 2014;141:648-655


CME/SAM

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DOI: 10.1309/AJCP0Q9UQTEESLHN

ABSTRACT Upon completion of this activity you will be able to:


list the immunomarkers commonly used to identify breast primary.
Objectives: Estrogen receptor (ER), gross cystic disease discuss the sensitivity and specificity of each of those
fluid protein 15 (GCDFP-15), and mammaglobin (MGB) immunomarkers.
apply those immunomarkers in their daily practice.
are commonly used breast-specific immunomarkers;
however, about half of metastatic breast carcinomas are The ASCP is accredited by the Accreditation Council for Continuing
Medical Education to provide continuing medical education for physicians.
negative for all three. GATA-binding protein 3 (GATA-3) The ASCP designates this journal-based CME activity for a maximum of
has emerged recently as a sensitive and relatively specific 1 AMA PRA Category 1 Credit per article. Physicians should claim only
the credit commensurate with the extent of their participation in the activ-
immunomarker for breast and urothelial carcinomas, but ity. This activity qualifies as an American Board of Pathology Maintenance
the data documenting its expression in ER-negative breast of Certification Part II Self-Assessment Module.
The authors of this article and the planning committee members and staff
carcinomas are limited; this often poses a dilemma in have no relevant financial relationships with commercial interests to disclose.
the setting of metastases. The purpose of this study is to Questions appear on p 753. Exam is located at www.ascp.org/ajcpcme.
investigate expression of GATA-3 in ER-negative breast
carcinomas.

Methods: Immunohistochemical evaluation of GATA-3, In current practice, estrogen receptor (ER), gross cystic
GCDFP-15, and MGB on 96 ER-negative breast carcinomas disease fluid protein 15 (GCDFP-15), and mammaglobin
was performed. A (MGB) serve as breast-specific immunomarkers in the
Results: Overall, 69% (66/96), 15% (14/96), and 35% workup of tumors of unknown primary.1-5 However, the sen-
(34/96) of ER-negative breast carcinomas expressed sitivities for GCDFP-15 and MGB are reported in the ranges
GATA-3, GCDFP-15, and MGB, respectively. of 35% to 55% and 65% to 70%, respectively. Our unpub-
lished data on tissue microarray (TMA) sections of 250 cases
Conclusions: Our data suggest that GATA-3 is, so far, of invasive breast carcinomas, including ductal, lobular, and
the best breast-specific immunomarker, especially when other special types, is even lower: 30% for GCDFP-15 and
encountering ER-negative metastatic breast carcinomas. 50% for MGB, which is similar to the reports by Bhargava
GATA-3 should be included in the panel of immunomarkers et al,2 who found GCDFP-15 expression in 23.1% and MGB
in the workup of tumors of unknown primary. expression in 55.4% of breast carcinomas, and by Lewis et
al,5 who reported GCDFP-15 labeling of 37% and MGB
labeling of 54% in breast carcinomas. The rate of ER-negative
metastatic breast carcinoma is reported in the range of 40%
to 52%.6-13 Given the frequent absence of expression of cur-
rently available breast-specific immunomarkers (such as ER,

648 Am J Clin Pathol 2014;141:648-655 American Society for Clinical Pathology


648 DOI: 10.1309/AJCP0Q9UQTEESLHN
AJCP / Original Article

GCDFP-15, and MGB) in metastatic breast carcinomas, stud- previously described.22,23 The ER-negative status is defined
ies to discover newer breast-specific immunomarkers were by ER immunostaining on TMA sections using the current
undertaken. NY-BR-1 and GATA-binding protein 3 (GATA- guideline (<1%). The tumor grading is based on the Notting-
3) are among the most promising immunomarkers. ham combined histologic grade (Elston-Ellis modification of
NY-BR-1 is a mammary differentiation antigen expressed Scarff-Bloom-Richardson grading system).
in normal mammary tissue and its malignant counterpart, with
a predominantly cytoplasmic staining pattern. Its mRNA CNB Cases
expression on reverse transcriptase polymerase chain reac- Forty-seven consecutive ER-negative CNB cases were
tion is restricted to carcinomas of the breast, testis, and pros- retrieved from the archives of the Department of Labora-
tate.14-16 Its expression in breast carcinomas was reported as tory Medicine at Geisinger Medical Center from 2010 to
58.4% by Woodard et al17 and 46.6% by Balafoutas et al18; 2011, including IDC grade 2 (n = 8), IDC grade 3 (n = 30),
however, NY-BR-1 expression is strongly associated with metaplastic carcinomas (n = 4), carcinoma with medullary
ER expression in both studies. Its expression in ER-negative features (n = 1), and carcinoma with apocrine features (n =

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breast carcinomas was reported as much lower, 18% and 4). Thirty-seven cases were Her2/neu negative and 10 were
28.4%, respectively. Her2/neu positive.
GATA-3 is one of six members of a subfamily of
zinc finger transcription factors, plays an important role in Immunohistochemical Analysis
cell-fate specification, and has recently emerged as a criti- Immunohistochemical analysis was performed to study
cal determinant of luminal epithelial cell differentiation in GATA-3 (Biocare Medical, Concord, CA), GCDFP-15 (Cell
the adult mammary gland. GATA-3 is highly expressed in Marque Corp, Rocklin, CA), and MGB (Ventana Medical
luminal A breast carcinomas.19,20 Previously, we had stud- Systems, Tucson, AZ) expression in 49 TMA and 47 CNB
ied GATA-3 expression in 1,110 cases of various human specimens of ER-negative breast carcinomas. The Dako
carcinomas and 310 cases of normal tissues using immu- staining system (1:25 dilution, ethylenediaminetetraacetic
nohistochemical analysis of TMA sections. We concluded acid antigen retrieval, and 45-minute incubation for primary
that GATA-3 is a sensitive and specific marker for breast antibody; Dako, Carpinteria, CA) was used as described pre-
and urothelial carcinomas.21 In the current study, we used viously.24,25 The staining intensity was graded as weak or
immunohistochemical analysis to further investigate the strong. The distribution for GATA-3 was recorded as negative
expression of GATA-3 in 96 ER-negative breast carci- (<5% of tumor cell nuclei stained), 1+ (5%-25%), 2+ (26%-
nomas, including 49 TMA cases and 47 consecutive core 50%), 3+ (51%-75%), or 4+ (>75%); for MGB and GCDFP-
needle biopsy (CNB) specimens. In addition, immunoassays 15, any cytoplasmic staining was defined as positive. Two
of GCDFP-15 and MGB were also performed for compari- surgical pathologists (H.L. and F.L.) independently evaluated
son. The aims of this study are to investigate the expression the immunostained slides. Any discrepancies between the
of GATA-3 in ER-negative breast carcinomas, to compare it staining results of the two pathologists were resolved by dis-
with other breast-specific markers, and ultimately to evalu- cussion at a multihead microscope.
ate its diagnostic usefulness as a breast-specific immuno-
marker in the workup of tumors of unknown primary.

Results

Materials and Methods GATA-3 Expression in 96 ER-Negative Breast


Carcinomas
Construction of TMA Block GATA-3 expression was demonstrated in 69% (66/96)
The study was approved by the institutional review board of ER-negative breast carcinomas, including 59% (29/49) of
at Geisinger Medical Center (Danville, PA). Forty-nine cases TMA and 79% (37/47) of CNB cases. The majority of GATA-
of ER-negative primary breast carcinomas, including invasive 3positive cases (73%) showed a strong and diffuse (4+ or
ductal carcinoma (IDC) grade 2 (n = 21), IDC grade 3 (n = 3+) nuclear staining pattern Image 1A and Image 1B. Of
22), and others (n = 6, including 2 metaplastic, 2 medullary, the six metaplastic carcinomas, only one (17%) showed weak
and 2 apocrine carcinomas), were retrieved from the surgi- 2+ staining Image 1C and Image 1D. Similarly, one of the
cal pathology archives at Geisinger Medical Center from three (33%) carcinomas with medullary features showed weak
2000 to 2009. These samples include 39 Her2/neunegative 2+ staining Image 1E and Image 1F. The six cases of apo-
and 10 Her2/neupositive cases. A TMA block with two crine carcinomas revealed a heterogeneous staining pattern,
punches of 1.0 mm each for each case was constructed as from nonreactive (one case) to strong, diffuse, or weak focal

American Society for Clinical Pathology Am J Clin Pathol 2014;141:648-655 649


649 DOI: 10.1309/AJCP0Q9UQTEESLHN 649
Liu et al / GATA-3 Expression in ER-Negative Breast Carcinomas

A B

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C D

E F

Image 1 A, Estrogen receptornegative invasive ductal carcinoma of the breast, grade 3 (H&E, 400). B, GATA-binding protein
3 (GATA-3) nuclear staining; the majority of positive cases show strong and diffuse (4+ or 3+) nuclear staining (400). C, Invasive
metaplastic carcinoma of the breast (H&E, 400). D, Five (83%) of six metaplastic carcinomas are negative for GATA-3; only one case
is GATA-3 positive, showing weak 2+ nuclear staining (400). E, Invasive ductal carcinoma of the breast with medullary features
(H&E, 400). F, One of the three carcinomas with medullary features is GATA-3 positive, showing weak 2+ nuclear staining (400).

650 Am J Clin Pathol 2014;141:648-655 American Society for Clinical Pathology


650 DOI: 10.1309/AJCP0Q9UQTEESLHN
AJCP / Original Article

staining patterns Image 2 . The GATA-3 staining results for immunostaining results for 96 ER-negative breast carcinomas
96 ER-negative breast carcinomas are summarized in Table are summarized in Table 4.
1, with staining intensity for TMA shown in Table 2 and
for CNB in Table 3. GCDFP-15 Expression in 96 ER-Negative Breast
Carcinomas
MGB Expression in 96 ER-Negative Breast Carcinomas GCDFP-15 expression was demonstrated in 15% (14/96)
MGB expression was demonstrated in 35% (34/96) of of ER-negative breast carcinomas, including 12% (6/49) of
ER-negative breast carcinomas, including 37% (18/49) of TMA and 17% (8/47) of CNB cases; 83% (5/6) of apocrine car-
TMA and 34% (16/47) of CNB cases. Of the six metaplastic cinomas expressed GCDFP-15 (Image 2D). The six metaplastic
carcinomas, only one (17%) showed strong 1+ cytoplasmic carcinomas and three carcinomas with medullary features were
staining. All three carcinomas with medullary features and all nonreactive. The GCDFP-15 immunostaining results for 96
the six apocrine carcinomas were nonreactive. The MGB ER-negative breast carcinomas are summarized in Table 5.

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A B

C D

Image 2 A, Invasive ductal carcinoma of the breast, apocrine type (H&E, 400). Three (75%) of four apocrine carcinomas
are GATA-binding protein 3 (GATA-3) positive, showing heterogeneous patterns, from strong 4+ (B, 400) to weak 2+ nuclear
staining (C, 400). D, Gross cystic disease fluid protein 15 (GCDFP-15) is expressed in five (83%) of six apocrine carcinomas
(200).

American Society for Clinical Pathology Am J Clin Pathol 2014;141:648-655 651


651 DOI: 10.1309/AJCP0Q9UQTEESLHN 651
Liu et al / GATA-3 Expression in ER-Negative Breast Carcinomas

Table 1
Expression of GATA-3 in 96 Cases of ER-Negative Breast CAs

GATA-3 Expression, TMA GATA-3 Expression, CNB

Tumor Type No. of Cases No. (%) of Positive Cases No. of Cases No. (%) of Positive Cases

IDC, G2 21 13 (62) 8 7 (88)


IDC, G3 22 15 (68) 30 24 (80)
IDC, HG, metaplastic 2 0 (0) 4 1 (25)
IDC, HG, medullary 2 0 (0) 1 1 (100)
IDC, apocrine features 2 1 (50) 4 4 (100)
Total 49 29 (59) 47 37 (79)

CA, carcinoma; CNB, core needle biopsy; ER, estrogen receptor; G, grade; GATA-3, GATA-binding protein 3; HG, high-grade; IDC, invasive ductal carcinoma; TMA, tissue
microarray.

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Table 2
GATA-3 Expression in TMA Cases

No. of Positive Specimens

Strong Staining Weak Staining


No. of Negative
Tumor Type Specimens 4+ 3+ 2+ 1+ 4+ 3+ 2+ 1+

IDC, G2 (N = 21) 8 10 2 0 0 0 1 0 0
IDC, G3 (N = 22) 7 6 5 1 0 0 1 1 1
IDC, HG, metaplastic (N = 2) 2 0 0 0 0 0 0 0 0
IDC, HG, medullary (N = 2) 2 0 0 0 0 0 0 0 0
IDC, apocrine features (N = 2) 1 0 0 0 0 0 0 1 0

G, grade; GATA-3, GATA-binding protein 3; HG, high-grade; IDC, invasive ductal carcinoma; TMA, tissue microarray.

Table 3
GATA-3 Expression in Core Needle Biopsy Cases

No. of Positive Specimens



Strong Staining Weak Staining
No. of Negative
Tumor Type Specimens 4+ 3+ 2+ 1+ 4+ 3+ 2+ 1+

IDC, G2 (N = 8) 1 6 0 1 0 0 0 0 0
IDC, G3 (N = 30) 6 14 3 2 1 0 2 2 0
IDC, HG, metaplastic (N = 4) 3 0 0 0 0 0 0 1 0
IDC, HG, medullary (N = 1) 0 0 0 0 0 0 0 1 0
IDC, apocrine features (N = 4) 0 1 1 0 0 0 1 1 0

G, grade; GATA-3, GATA-binding protein 3; HG, high-grade; IDC, invasive ductal carcinoma.

Table 4
Expression of MGB in 96 Cases of ER-Negative Breast CAs

MGB Expression, TMA MGB Expression, CNB

Tumor Type No. of Cases No. (%) of Positive Cases No. of Cases No. (%) of Positive Cases

IDC, G2 21 9 (43) 8 4 (50)


IDC, G3 22 8 (36) 30 8 (27)
IDC, HG, metaplastic 2 0 4 1 (25)
IDC, HG, medullary 2 0 1 0
IDC, apocrine features 2 1 (50) 4 3 (75)
Total 49 18 (37) 47 16 (34)

CA, carcinoma; CNB, core needle biopsy; ER, estrogen receptor; G, grade; HG, high-grade; IDC, invasive ductal carcinoma; MGB, mammaglobin; TMA, tissue microarray.

652 Am J Clin Pathol 2014;141:648-655 American Society for Clinical Pathology


652 DOI: 10.1309/AJCP0Q9UQTEESLHN
AJCP / Original Article

Table 5
Expression of GCDFP-15 in 96 Cases of ER-Negative Breast CAs

GCDFP-15 Expression, TMA GCDFP-15 Expression, CNB

Tumor Type No. of Cases No. (%) of Positive Cases No. of Cases No. (%) of Positive Cases

IDC, G2 21 2 (10) 8 2 (25)


IDC, G3 22 2 (9) 30 3 (10)
IDC, HG, metaplastic 2 0 4 0
IDC, HG, medullary 2 0 1 0
IDC, apocrine features 2 2 (100) 4 3 (75)
Total 49 6 (12) 47 8 (17)

CA, carcinoma; CNB, core needle biopsy; ER, estrogen receptor; G, grade; GCDFP-15, gross cystic disease fluid protein 15; HG, high-grade; IDC, invasive ductal carcinoma;
TMA, tissue microarray.

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Discussion
cases showed a diffuse and strong nuclear staining pattern,
Identifying metastatic breast carcinoma of primary ori- which is significant and can be reliably interpreted. Metaplas-
gin can be challenging, especially with ER-negative tumors, tic carcinomas and carcinomas with medullary features tended
which have been reported in nearly half of all metastatic breast to lack or have markedly decreased GATA-3 expression
carcinomas. In addition to ER, the currently available breast- in our study; however, the number of cases studied is very
specific immunomarkers, such as GCDFP-15 and MGB, are limited. Cimino-Mathews et al36 reported that 54% (7/13) of
usually not expressed in high-grade breast carcinomas, such metaplastic carcinomas expressed GATA-3, but the staining
as basal-like and triple-negative carcinomas.26,27 The newer was weak, and nearly half of the positive cases showed only
immunomarker, NY-BR-1, was reported to be expressed in 1+ staining. The small number of metaplastic carcinomas may
18% and 28.4% of ER-negative breast carcinomas as stated contribute to the lower positive rate in our study; however, the
earlier. GATA-3 is emerging as a sensitive and relatively spe- expression of GATA-3 in metaplastic and medullary carcino-
cific marker for breast carcinomas. Several studies reported its mas needs to be validated in larger studies.
high expression in breast and urothelial carcinomas,28-31 but In contrast, the expression of GCDFP-15 and MGB in
its expression in salivary gland tumors and autonomic nervous ER-negative breast carcinomas was 15% (14/96) and 35%
system tumors was also reported recently.32,33 In our previous (34/96), respectively, in our current study. Among the 14
study, GATA-3 expression was identified in 94% of invasive cases of GCDFP-15positive tumors, five were apocrine
breast carcinomas (comprising ER-positive and ER-negative carcinomas. These data revealed a limited use for GCDFP-
cases) and 86% of urothelial carcinomas. However, only a 15 in the difficult workup of tumors of unknown primary,
few reports in the literature have explored the expression of which are often ER-negative metastases. MGB showed a
GATA-3 in ER-negative tumors, which, indeed, are the most 35% rate of expression, which is higher than that of GCDFP-
problematic cases in terms of defining breast primary in set- 15 but still expressing a sensitivity that is relatively low. In
tings of metastases. For ER-negative breast carcinomas, Yang addition, MGB is not breast specific. It had been reported
and Nonaka34 reported that 6.7% (2/30) and Albergaria et in 50% to 66% of gynecologic malignancies,37-39 similar
al35 reported that 17.6% (16/91) expressed GATA-3; Cimino- to our previous study, in which 64% (82/128) of endome-
Mathews et al36 found that GATA-3 was expressed in 54% trial adenocarcinomas on TMA sections expressed MGB.40
of ER-negative tumors, including 86% of Her2-type, 43% of When dealing with challenging cases, especially in female
triple-negative, and 54% of metaplastic carcinomas. patients, the differential diagnosis between breast and gyne-
To further investigate the expression of GATA-3 in cologic malignancies often arises. The expression of MGB
ER-negative tumors, we conducted an immunohistochemical in both tumors makes it less useful in differentiating breast
investigation of GATA-3 expression in 96 ER-negative breast vs gynecologic malignancies. On the other hand, GATA-3 is
carcinomas. Our study revealed that an overall 69% (66/96) of highly expressed in breast carcinomas, as stated earlier, and
ER-negative breast carcinomas expressed GATA-3, including expressed only in 2% (2/96) of the endometrial carcinomas
59% (29/49) of TMA and 79% (37/47) of CNB cases. Our and in none of the ovarian serous carcinomas (n = 56) and
data are similar to those of Cimino-Mathews et al36: 59% of endocervical adenocarcinomas (n = 17).21 Compared with
TMAs in our data compared with their 54% positive rate in the 69% positive rate for GATA-3 in ER-negative tumors
TMA cases. Our CNB cases showed a higher expression rate and with the majority of positive cases having a diffuse and
of 79%, which more closely approximates the daily practice of strong staining pattern, we concluded that GATA-3 is a more
tissue sections. Moreover, the majority of GATA-3positive sensitive immunomarker for breast primary.

American Society for Clinical Pathology Am J Clin Pathol 2014;141:648-655 653


653 DOI: 10.1309/AJCP0Q9UQTEESLHN 653
Liu et al / GATA-3 Expression in ER-Negative Breast Carcinomas

Our data, in conjunction with our previous findings of 11. St Romain P, Madan R, Tawfik OW, et al. Organotropism
GATA-3 expression in 94% of breast carcinomas and 86% and prognostic marker discordance in distant metastases of
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13. Chang HJ, Han SW, Oh DY et al. Discordant human
epidermal growth factor receptor 2 and hormone receptor
Address reprint requests to Dr Liu: Dept of Laboratory Medicine, status in primary and metastatic breast cancer and response to
MC 01-31, Geisinger Medical Center, 100 N Academy Ave, trastuzumab. Jpn J Clin Oncol. 2011;41:593-599.
Danville, PA 17822; hliu1@geisinger.edu. 14. Theurillat JP, Zrrer-Hrdi U, Varga Z, et al. Distinct
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Acknowledgments: The authors thank Tina Brosious and Erin antigen NY-BR-1 in normal breast, testis and their malignant
Powell for construction of TMA blocks and cutting TMA sections, counterparts. Int J Cancer. 2008;122:1585-1591.
Angie Bitting for assistance with immunostains, and Kathy

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Fenstermacher for editing the manuscript. differentiation antigen of the mammary gland. Appl
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AJCP / Original Article

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American Society for Clinical Pathology Am J Clin Pathol 2014;141:648-655 655


655 DOI: 10.1309/AJCP0Q9UQTEESLHN 655

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