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Research

Paul Little, Peter White, Joanne Kelly, Hazel Everitt and Stewart Mercer

Randomised controlled trial of a brief


intervention targeting predominantly non-verbal
communication in general practice consultations
INTRODUCTION these studies vary greatly in the choice and
The consultation is central to all medical measurement of exposure and outcome
encounters and patient-centred variables.
Abstract communication is highlighted as the core A meta-analysis in 2004 of 106
of good practice, yet the evidence to inform observational studies and 21 experimental
Background
The impact of changing non-verbal consultation
training needs of health professionals of interventions concluded that interventions
behaviours is unknown. what they need to do in consultations to to improve verbal communication were
maximise effective verbal and non-verbal likely to improve satisfaction but there was
Aim
To assess brief physician training on improving communication is limited. Beck et al very little clarity about what components of
predominantly non-verbal communication. systematically reviewed the verbal and non- intervention were important, little evidence
verbal behaviours likely to be associated for interventions to modify non-verbal
Design and setting
Cluster randomised parallel group trial among with outcomes.1 Verbal behaviours communication, and no clear evidence of
adults aged 16 years attending general included empathy, reassurance, support, an effect on health outcomes.4 Very brief
practices close to the study coordinating patient-centred questioning, history taking, patient activation interventions have variable
centres in Southampton.
explanations, humour, psychosocial talk, outcomes5 but on average no major impact.
Method time in health education and information As part of their training, GPs are used
Sixteen GPs were randomised to no training, sharing, friendliness, courtesy, and to seeing and learning from videos, but
or training consisting of a brief presentation
of behaviours identified from a prior study summarisation and clarification.1 Non- there are few trial data documenting the
(acronym KEPe Warm: demonstrating verbal behaviours included head nodding, effect of this. A Cochrane Review of trials
Knowledge of the patient; Encouraging [back- forward lean, direct body orientation, to modify patient-centredness updated
channelling by saying hmm, for example];
uncrossed legs and arms, arm symmetry, in 2012 concluded that studies using
Physically engaging [touch, gestures, slight
lean]; Warm-up: cool/professional initially, and gaze. An observational study identified complex interventions have mixed effects
warming up, avoiding distancing or non-verbal important domains of patients perceptions on behaviour and patient satisfaction (risk
cut-offs at the end of the consultation); and of communication: a communication and ratio = 0.99 for satisfaction as a dichotomous
encouragement to reflect on videos of their
consultation. Outcomes were the Medical
partnership approach, interest in the outcome and standard deviation [SD] = 0.35
Interview Satisfaction Scale (MISS) mean item patients life, health promotion, a positive for continuous outcomes), with small positive
score (17) and patients perceptions of other approach, and a personal relationship; effects on health status.6 However, for the
domains of communication. each of which strongly predicts different best proxy of perceived communication
Results outcomes.2,3 However, it is very difficult to (satisfaction), none of the studies reported
Intervention participants scored higher know what features of verbal and non- addressing non-verbal skills, and nearly
MISS overall (0.23, 95% confidence interval
verbal communication are most important all involved several hours of training with
[CI] = 0.06 to 0.41), with the largest changes in
the distressrelief and perceived relationship in modifying patient perceptions because expert facilitators (even brief training was
subscales. Significant improvement occurred
in perceived communication/partnership (0.29,
95% CI = 0.09 to 0.49) and health promotion
(0.26, 95% CI = 0.05 to 0.46). Non-significant P Little, BA, MSc, FMedSci, FRCGP, MRCP, MD, and Population Sciences Unit, Faculty of Medicine,
improvements occurred in perceptions of a professor of primary care research; J Kelly, BSc, University of Southampton, Aldermoor Health
personal relationship, a positive approach, and MSc, study manager; H Everitt, BSc, MSc, PhD, Centre, Southampton SO16 5ST, UK.
understanding the effects of the illness on life. MRCGP, associate professor, Primary Medical
Care Group, Community Clinical Sciences Division, E-mail: p.little@soton.ac.uk
Conclusion Faculty of Medicine, University of Southampton, Submitted: 23 August 2014; Editors response:
Brief training of GPs in predominantly non- Southampton. P White, MSc, MBBS, GP, 12 October 2014; final acceptance: 21 October
verbal communication in the consultation and Nightingale Surgery, Romsey. S Mercer, BSc, 2014.
reflection on consultation videotapes improves MSc, PhD, FRCGP, professor of primary care
patients perceptions of satisfaction, distress, a British Journal of General Practice
research, General Practice & Primary Care,
partnership approach, and health promotion. Institute of Health and Wellbeing, University of This is the full-length article (published online
Keywords Glasgow, Glasgow. 26 May 2015) or an abridged version published in
communication; consultation; general practice; Address for correspondence print. Cite this article as: Br J Gen Pract 2015;
nonverbal communication; patient satisfaction. Paul Little, Primary Care Group, Primary Care DOI: 10.3399/bjgp15X685237

e351 British Journal of General Practice, June 2015


not possible to fully understand the key
modifiable variables that could improve
How this fits in perception of communication.1,9 The ethics
Previous observational studies and committee gave approval in 2006 for both
experimental interventions suggest further data collection and analysis of
that those used to improve GPs verbal the observational data and modification
communication are likely to improve of the design to a cluster randomised
patients satisfaction, but many trial, reported here, to be based on the
interventions are intensive, and there is
findings of the observational phase. The
little evidence for those aimed at modifying
non-verbal communication. This study length of time between approval of the
demonstrates that very brief training of changes to the protocol and completion
GPs in predominantly non-verbal elements of both the observational study and then
of communication in the consultation recommencing the trial, reflect both the
combined with encouragement to reflect lack of substantive funding of the project
on consultation videotapes, is likely to (hence part-time data collection), and the
improve patients perception of satisfaction,
time-consuming nature of the observational
distress, a partnership approach, and
health promotion.
data analysis of videotapes required before
the trial could recommence.
Given the difficulties experienced in
randomising individual consultations
the modified trial design was a cluster
categorised as up to 10 hours of external randomised trial: GPs still available who
facilitation).6 had agreed to the initial observational phase
The authors have previously explored of the study were randomised to receive the
the aspects of verbal and non-verbal brief training intervention or no training
communication that are likely to be intervention. GPs then recruited patients
important in a study of 275 consultations and patients reported their perceptions of
with 25 GPs (see the accompanying article communication in the consultation in a
in this Journal).7 The results suggested that post-consultation questionnaire.
non-verbal behaviour (such as appropriate GPs were all initially contacted by the
gestures and physical contact) and non- local postgraduate tutor in Southampton
specific verbal behaviour (such as back- and the immediate area. Twenty-five GPs
channelling and social talk) are important, close to the study centre who took part in
and that particular care needs to be taken the observational phase of this study had
towards the end of the consultation to originally agreed to take part in the second
avoid non-verbal cut-offs and distancing. phase but there was considerable delay in
This study reports the impact on patients processing the observational data (which
perceptions of communication associated was very intensive and dependent on the
with providing a summary of these findings availability of staff). Hence 16 of the original
and GPs reviewing and reflecting on their GPs were available for randomisation. Of
videotaped consultations. the nine who were not available, three
had retired, two had moved away, one was
METHOD just back from maternity leave, and the
At the time of developing the initial others did not reply. One of the research
questionnaires to measure patient- team made an anonymised list of GPs
centredness,2,3 an associated randomised and a second member of the research
trial was approved by the ethics committee, team made allocations blind to the name
and prior to the requirements to register of the GP into two groups intervention
trials. The trial was originally designed as an and control using computer-generated
individually randomised trial where patients random numbers. The control group was
would be randomised to a more empathic also offered the intervention but delayed
or less empathic encounter, and a more until after the end of this trial, and were
positive or less positive approach.3,8 Two told that there would be training in brief
issues forced a change in design: the main communication skills but not the content
issue was that once the trial commenced of the training.
(in 2001) of the first four GPs who tried Participants were any adult patient
randomising their behaviour, only one of the attending their GP who had agreed to
GPs felt able to do so and recruitment was participate in the study and were able and
very slow. Therefore the original design was willing to consent to study procedures.
unfeasible and was eventually abandoned. Excluded were those who were unable to
A second issue was that it became apparent consent or complete questionnaires (for
from the observational data that it was example, because of severe mental illness,

British Journal of General Practice, June 2015 e352


results from the first phase was made
Box 1. KEPe Warm by a medical student to each intervention
GP using a standardised handout of the
1. Knowing: the patients history, social talk
2. Encouraging: back-channelling (hmm, ahh) slides, and a KEPe Warm summary sheet.
3. Physically engaging: hand gestures, Videotaping took 12 minutes for each GP
appropriate contact, slight lean towards to set up for each surgery both in the
the patient
previous observational study and the trial.
4. Warm: Warm up
Cooler and professional but supportive at Usually two or three surgeries were needed
the beginning of the consultation to get the 15 consultations. The GPs were
Avoid coolness, dominance, patronising, given their videotape from the observational
non-verbal cut-offs (for example, looking
study and were encouraged to watch as
away from the patient) at the end of the
consultation many of the consultations as they felt useful
in their own time; but how many they
decided to watch was left completely up to
them. GPs reported that key limitations in
severe distress, very unwell generally, and
consultations were apparent very quickly:
difficulty reading or writing).
in fewer than five consultations. GPs were
The aim was to provide simple feedback
asked to pick out three things that they
from the prior observational study and would want to change about their behaviour
to provide a memorable acronym to (which could include but did not have to
focus thinking about key aspects of the include the KEPe Warm items). They had
consultation when GPs reviewed their 13 weeks (dependent on the availability of
consultations. The acronym KEPe Warm research staff, availability of surgeries, and
Figure 1. CONSORT flow diagram. was used (Box 1). with sufficient time to reflect on and to have
MISS = Medical Interview Satisfaction Scale. A brief (510 minute) presentation of the started implementing their changes) before
the intervention group were re-videoed in
up to 15 consultations each when data
collection commenced. The control group
were not shown any presentation nor given
16 GPs randomised any summary sheets.

Data collection
Patients completed a post-consultation
questionnaire that was designed to
8 intervention GPs be completed immediately after the
8 control GPs
received intervention as
received no intervention
allocated
consultation, although it could be taken
home and returned via freepost.
Patients completed the validated Medical
Interview Satisfaction Scale (MISS) to
Control Intervention explore the patients satisfaction with the
GPs approach during their consultation as
167 eligible patients 207 eligible patients well as their perception of communication
approacheda approacheda
(the primary outcome).10 MISS was not only
well validated but likely to be relevant based
on the prior observational study for the
KEPe elements of KEPe Warm.7 Patients
67 patients did not 83 patients did not
agree to participate agree to participate
perceptions of communication scales were
developed based on Stewarts five principles
of patient-centredness and validated in the
previous study,2,3 documenting five domains
of patient perception (communication,
100 patients agreed to 124 patients partnership, interest in life, health
participate agreed to participate promotion, and a positive approach).
Patients perception of enablement was
documented using the previously developed
instrument.11
Other potential confounding factors were
Outcome (MISS) collected Outcome (MISS) collected also documented, such as the nature of the
in 92 patients in 98 patients problem, medication, and other medical
problems as well as sociodemographic
details of the patient including age, sex,
a
Estimates based on reports from researchers approaching participants in the waiting room
occupation, marital status, and years in

e353 British Journal of General Practice, June 2015


intervention effect might be found. Using
Table 1. Characteristics of study patients the NQuery sample size programme for
a = 0.05 (type I error) and b = 0.2 (type II
Characteristics Control Intervention error), a standardised effect size of 0.5
Mean age, years (SD) 56 (21) 51 (23) required 128 patients with complete
Paid work, n (%) 39/92 (42) 39/97 (40) results. Assuming a cluster size of up to
Married, n (%) 61/89 (69) 61/97 (63) 15, and an intracluster correlation of 0.05,
Mean years in full time education since age 10 (SD) 9 (6) 9 (6) the design effect was 1.55 and therefore
Mean number of times visited GP in last year (SD) 4.5 (3.6) 4.8 (4.9) 198 participants with complete data were
On medication prior to consultation, n (%) 66/91 (73) 65/97 (67)
required.
HADS depression score (SD) 5.3 (3.3) 4.2 (3.2)
HADS anxiety score (SD) 5.6 (3.6) 4.5 (3.7)
RESULTS
State anxiety score (SD) 1.8 (0.7) 1.7 (0.6)
All 16 GPs were experienced (with more
HAD = Hospital Anxiety and Depression Scale.
than 10 years in practice; eight had more
than 20 years in practice), five were female,
and one worked in a deprived inner city
full-time education. Also included was a practice, but controlling for these features
short-state anxiety questionnaire because did not modify the estimates. Many patients
the patients emotional trait may influence could not be consented and entered into
their perception of patient-centredness.12 the study because of the limited time prior
The open nature of the trial meant that to their consultation. Most patients who
neither GPs nor patients could be blinded could be approached with sufficient time
to the intervention, although patients in agreed (Figure 1), with the remainder
both groups were simply told that this was either not having the time or inclination to
a study assessing communication. participate, and a very few not willing to
participate because of the sensitive nature
Data analysis of the consultation. One hundred control
The data were analysed on an intention-to- patients and 124 intervention patients
treat basis, that is, patients were analysed were recruited, of whom 190 (85%; n = 92
according to their randomisation group, control, n = 98 intervention) returned post-
using complete data with no imputation consultation questionnaires. Table 1 shows
of missing values using Stata (version 11). that the participant characteristics of the
Analysis of covariance controlled for mean trial groups were reasonably balanced,
baseline scores generated from the prior and where slight differences occurred
observational study, and for clustering by (for example, in the Hospital Anxiety and
GP. There was no interim analysis nor Depression Scale score) controlling for
stopping rules and no analysis of subgroups. these made no difference to the estimates.
It was assumed that since it was a Table 2 shows that the intervention
very brief intervention, only a moderate increased the overall satisfaction (MISS),
mainly impacting distressrelief and
relationship subscales, and improved
patient perception of a communication
Table 2. Estimates of intervention. Crude means and adjusted and partnership approach, and health
difference between groups controlling for baseline ratings and for
clustering by doctor promotion. There were non-significant
improvements in most other scales
Difference and a small non-significant reduction in
Communication domain Control Intervention (95% CI) P-value enablement. No harms were reported in
MISS overall (n = 190) 5.57 5.78 0.23 (0.06 to 0.41) 0.011 either group.
MISS distressrelief (n = 189) 5.17 5.40 0.27 (0.06 to 0.48) 0.017
DISCUSSION
MISS communicationcomfort (n = 190) 5.79 5.90 0.12 (0.15 to 0.38) 0.371
Summary
MISS relationship (n = 190) 5.88 6.11 0.26 (0.04 to 0.49) 0.024 As far as the authors are aware, this study
MISS compliance intent (n = 186) 5.59 5.81 0.22 (0.03 to 0.47) 0.086 demonstrates for the first time that very
Communication and partnership (n = 190) 5.62 5.90 0.29 (0.09 to 0.49) 0.007 brief communication training for GPs in
Personal relationship (n = 189) 5.48 5.58 0.16 (0.48 to 0.81) 0.595 a mixture of non-verbal elements such
as avoiding non-verbal cut-offs and non-
Health promotion (n = 179) 4.62 4.88 0.26 (0.05 to 0.46) 0.017
specific verbal elements such as back-
Positive and clear (n = 185) 5.35 5.49 0.17 (0.09 to 0.44) 0.184
channelling, and personal reflection
Understand effect of illness on life (n = 185) 5.34 5.58 0.18 (0.06 to 0.42) 0.131 on videotapes of their consultations is
Enablement (n =188) 2.40 2.21 0.18 (0.40 to 0.03) 0.091 likely to improve patients perceptions
MISS = Medical Interview Satisfaction Scale. of satisfaction, distress, a partnership
approach, and health promotion.

British Journal of General Practice, June 2015 e354


Strengths and limitations ceiling effects, so the possible impact of the
A strength of this study, which investigated intervention may have been underestimated.
a simple intervention to improve The GPs were relatively experienced, so
communication, is that it could be rolled out whether the intervention would be as useful
relatively easily. The intervention is feasible among newly-qualified GPs is less clear.
and acceptable, does not require travel time There was only one GP serving a deprived
for GPs, requires little time for generating inner-city practice area, and although
videotapes, with minimal external facilitation, the groups were not balanced for GP
and pragmatically allows flexible viewing of characteristics, controlling for a range of GP
videotapes (which was almost entirely left to features did not modify the estimates. GP
GPs discretion and interest). There was little participants who arrived with little time to
attrition, and the results are unlikely to be consent may have had more time pressure
explained by type I error for several reasons: and distress, so the sample may have
the primary outcome was significant, there included fewer people most likely to benefit
were several significant secondary findings, from the intervention. The study has also not
and nearly all the non-significant ones went shown whether improving communication
in the same direction. The groups were improves health status, although if distress
generally well balanced and where they is relieved it is likely to have some impact
were unbalanced slightly, there was no on a patients quality of life and/or mental
evidence of confounding. health, but a much larger study would be
Weaknesses were also noted. The needed to assess health outcomes.
intervention was based on prior empirical
data, and although brief, it was nevertheless Comparison with existing literature
a complex intervention (providing The quantitative results showed a moderate
several suggestions and also reflection increase in perceived satisfaction, equivalent
on videotapes) and so it is unclear what to shifting the distribution of satisfaction
elements were the key to the success of the more than 10 centile points from the 50th
intervention. It is not clear which component centile to above the 60th centile, with a
of the intervention (KEPe Warm, viewing standardised mean difference of 0.32.
videotapes, or both) was the most powerful There was particularly improved relief
to tease out which components are most of distress and improved perception of a
important a large factorial trial would be partnership approach of the patients after
the optimal design. Face-to-face input and consulting with GPs who had undertaken
interaction was minimal, so the training the intervention compared with those who
could have been made easier to encourage had not. These results are in line with the
Funding widespread implementation by using video prior systematic reviews,4,6,14 which found
We are grateful to the Scientific Foundation presentations or by using the internet.13 that promoting a patient-centred approach
of the RCGP and the NIHR South West The intervention has limitations for some in consultations showed improvements in
Regional R+D panel for partly funding this participants who would have preferred a consultation processes and satisfaction (a
work (Reference number SFB 2003/44). more individualised intervention, but this standardised effect size of 0.35, which is very
would have the major disadvantage of being similar to the effect size reported here).6
Ethical approval much more time consuming and more However, most of the interventions reported
The study was approved by the Salisbury difficult and costly to implement in practice. in the systematic reviews were much more
and South East Hampshire local research The attitudes towards changing were on intensive, required significant input from
ethics committees (Southampton Local the whole positive but the GPs, who were external facilitators, did not address non-
Research Ethics Committee number: all established practitioners, reported that verbal skills, and were often not in typical
230/97). this was a difficult process. The negative primary care settings.4,6,14
Provenance results for some scales could be type II
error, particularly as the sample did not Implications for practice
Freely submitted; externally peer reviewed.
quite reach the intended sample from the Engaging GPs in brief training of
Competing interests power calculations. There is likely to be predominantly non-verbal and non-specific
The authors have declared no competing some selection bias in this trial because GPs verbal elements of communication,
interests. who took part were self-selected, and likely and encouragement to reflect on their
to be more interested in communication. consultation videotapes should be
Acknowledgements
The high baseline scores suggests that this considered. This is likely to improve patients
On behalf of the patient communication
may be the case, which may have limited perception of satisfaction, distress, a
project team; Anna Jackson, Lino Wong,
the ability to demonstrate change due to partnership approach, and health promotion.
and Fiona Place (all medical students at
the time).
Discuss this article
Contribute and read comments about this
article: bjgp.org/letters

e355 British Journal of General Practice, June 2015


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