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To cite this article: Ernesto Macaro (2003) Second language teachers as second language classroom researchers, The
Language Learning Journal, 27:1, 43-51, DOI: 10.1080/09571730385200071
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Language Learning Journal, Summer 2003, No 27, 43-51
This article takes the case for the importance of teacher involvement Pachler (this issue). My very brief incursion into
in research as theoretically proven. It does so whilst this discussion is fuelled by personal conviction
acknowledging that it will be quite some time before we can claim
and from an essentially positive experience of
that empirical data points to a link between teachers' contribution
to research and improvement in the UK's majority cultural group's working closely with colleagues in secondary
capacity to speak languages other than English. It attempts to schools.
propose and define classroom-based research as an integrated I am basing my claim that the case for teacher
part of the teaching process, one which should not, if the conceptual involvement in research is theoretically proven on
leap can be made successfully, result in an increased workload
the following three brief propositions:
for the practitioner. After some advice on how to go about reading
articles in international second language acquisition journals, the 1. We have a very low L2 research capacity in
author proposes some simple techniques for carrying out research the UK, especially in the p r i m a r y and "Research-
in the four language skills, in vocabulary learning and in other secondary phases, c o m p a r e d to that of informed
aspects of language acquisition. North America and, increasingly, Asia. Put practice stops
simply, we just do not know enough about government
INTRODUCTION our young language learners in terms of their agencies
In this article I have adopted the term "second p s y c h o l i n g u i s t i c interaction with the imposing
language" to encompass both foreign language and language they are learning because very few practice-
second language learning. There are very deliberate people have taken it upon themselves to find related
reasons for this. Firstly, my reading of the research out (see Wingate, this issue). If we involve policies on L2
literature is that there is an increasing tendency teachers, we can increase that capacity. classrooms"
not to make this distinction. This is probably due 2. Research which has teacher involvement is
to the fact that there are so many different learning more likely to have ecological validity.
contexts now, involving the learning of a language Interpretations of findings in (particularly)
other than the first language, that to make the quantitative studies can be hugely enhanced
traditional distinction based on where the language through the insider knowledge provided by
is being learnt (i.e. if the target language is the the person who knows the learners best.
majority language of the host country or not) is 3. R e s e a r c h - i n f o r m e d practice stops
increasingly irrelevant. Secondly, I believe it is government agencies imposing practice-
important not to discount useful findings from related policies on L2 classrooms, policies
either research field, to be creative rather than which have little or no basis in the research
parochial in our search for r e s e a r c h - b a s e d evidence and which are usually generated
solutions to language teaching problems. Thirdly, I by an 61ite g r o u p ' s desire to impose
would argue that the term "foreign" has a pejorative uniformity on a complex system for the
connotation and has little place in an increasingly purposes of professional control.
globalized language learning environment. With that
Address for
in mind, it would be better, for all of us working in FACTORS INHIBITING T E A C H E R correspondence:
the UK context, if we dropped it altogether. INVOLVEMENT IN RESEARCH Ernesto Macaro
Department of
WHY WE NEED TEACHER Internationally published L2 research of high quality Educational Studies
is relatively inaccessible for L2 teachers. This is Oxford University
INVOLVEMENT IN RESEARCH 15 Norham Gardens
the result of an unfortunate professional tension Oxford OX2 6PY
The tensions inherent in teacher involvement in between the researcher and teacher communities, ernesto.macaro@
research with specific reference to government this in turn resulting from a set of professional educational-studies.
initiatives in England are thoroughly discussed in pressures which pull the two groups in different oxford.ac.uk
No 27 Summer 2003 43
E MACARO
directions. In my study of teacher attitudes to Abstract and the Introduction), M e t h o d and
research (reported in Macaro, 2003: Chapter 1), most Discussion and Conclusion~implications.
teachers were keen for research to provide solutions The Abstract should tell you most things you
to their teaching and learning problems but cited want to know about the article in order to ascertain
"not knowing where to look", "too technical" and whether you are actually prepared to spend your
"findings too detailed" as reasons why they could Sunday afternoon reading it. Is the article
not easily access L2 research evidence. theoretical? That is, there is no new investigation
A second factor inhibiting teacher involvement being reported but, rather, the author is presenting
is a perception that they lack the skills or the his/her position on a theme based on his/her
experience to carry it out. This is, in some measure, reading of the relevant literature. This kind of article
compounded by the international literature which might even be a review of all the most recent studies
presents research processes and research findings on a theme. Or is the article empirical? That is, it
in the inaccessible way described above. reports on a study carried out among language
A third factor inhibiting teacher involvement is learners or teachers. The abstract should also tell
lack of time. This was cited by many of the you where the research was carried out, with whom,
respondents in the Macaro (2003) survey. an idea of the research methods used and a brief
It is the purpose of this article to try to find summary of the findings and perhaps even some
ways of facilitating teacher research. In order to do implications for teaching. The abstract therefore
so I will try to provide brief guidelines in order to tends to be very dense and nominalized (i.e. very
map routes through the complexity of existing L2 noun based) and sometimes difficult to understand.
research studies, l will try to propose some But it's worth the effort, so attempt to put some of
alternative methods of researching L2 classrooms the language into your own words - perhaps by
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and I will try to address the issue of time by turning some of the nouns into verbs.
"most
integrating the research into the teaching and by Understanding the abstract should help you
teachers were
working on the principle that if you are going to with understanding the Introduction and the
keen for Background. The introduction should tell you why
add something to the workload, then something else
research to the author is interested in the particular theme
has to be subtracted.
provide perhaps because he/she has noticed a need for
solutions to research on that theme and/or because of the
their teaching
ACCESSING AND EVALUATING L2
implications for teaching and learning. The
and learning RESEARCH background should tell you what has gone on
problems but We need to know a little of what is out there already before. This usually includes a "gripe"! This and
cited... before embarking on investigating our own learners. this has been researched but "there is a remarkable
reasons why It's not merely a question of "not re-inventing the lack" of research on the very aspect of the theme
they could not wheel". I firmly believe, on the contrary, that that is going to change the language-learning
easily access replicating previous research in order to confirm or universe! The background usually includes a
L2 research counter findings is a very valuable activity. literature review, where previous studies are
evidence" Nevertheless, having a grasp of how previous evaluated. Here there are two things to look out
researchers have conceptualised or operationalised for:
constructs such as aptitude, proficiency, motivation l) Is the review a fairly straight-flowing stream
and (dare I say it!) grammar, provides us with a or is it a meandering river? In other words,
useful framework within which to refine our are the studies being reviewed constantly
research questions. Space allows me only to provide confirming one another or are they being
guidelines for reading articles, in journals, not juxtaposed in order to show that the findings
chapters in books or whole books. conflict? This should help you with
Most good quality articles have a clear structure understanding what comes after the review.
which is adhered to as part o f "the research 2) Literature reviews are very dense because
tradition". The structure goes something like this: the author tries to compress the findings of
1. Abstract a whole study into a few lines or a paragraph.
2. Introduction Spend a bit of time ensuring that you have
3. Background unpacked these dense little packages and
4. Method understood the findings of earlier studies.
5. Analysis of results part 1
6. Analysis of results part 2 At the end of the literature review the author usually
7. Discussion states what the research questions are. These are
8. Conclusion and implications very important and should be crystal clear.
9. Limitations and further research needed The Method section tells you who was involved,
10. References how many people were being investigated, and how
11. Appendices they were investigated. This is the bit that makes it
relevant to your classroom context. Are they the
Taking notes under each of headings 2-8 will help same types of learners (or, indeed, teachers)? If they
you to understand the study and use it in future. If are not, is it still worth making the links with your
you are really short of time, just take notes under own learners? Be generous here! Sometimes the
the following headings: Topic (to be found in the links a r e n ' t obvious but they can be made.
Ultimately, all learners have roughly the same brains. dislike the L2, whether they do or do not do
So to disregard a study merely because it is in a their homework every night, whether they feel
different educational context or age phase is to confident about listening or not confident.
suggest that social factors are always more Results are usually reported via a chi-square
dominant as variables than the way the brain deals and the "significance" level is given.
with the language being learnt. With regard to the Correlations - These are usually done when
"how" of the research you don't need to go into researchers are trying to compare two sets of
detail unless you are particularly interested in figures to see if there is a link (a relationship)
research methods. I ' m not suggesting that valid between them. For example, you could correlate
and reliable research methods are not important but a series of lessons of different lengths with a
that you may not want to get too involved with vocabulary test given at the end of each of those
these when you are first starting off on your reading lessons. Correlations are measured on a scale
programme. Just try to extract the general picture of . 1-.9. If there was a strong link (either way,
of what was done. Often the method section will shown as plus or minus) between length of
tell you how the data was analysed. If you are lesson and amount of vocabulary learnt the
looking to save on time, you can skip this bit as the figure would be between .7 and .9, medium
integrity of the analysis should have been checked strength would be between .4 and .6, and weak
by the article's "peer referees". would be between .1 and .3. If you got 0, there
The Analysis is often carried out in two parts. would be no link at all. If you got 1.0 it would
An initial analysis of the "raw" data and then a mean that the length o f the lesson and
second analysis of how one set of data interacts vocabulary acquisition were exactly the same
thing - rather unlikely!
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I No 27 Summer2003 45
E MACARO
to think these processes through as you are driving revealing, and can only be done during student-
or walking to work: centred activities. Method 3 is a good compromise.
1. What generally do I want to find out? [n order to "subtract from your workload" just
2. Why am I interested in finding this out? give comments on the strategy use with a quick
3. What do I know already about the topic? scan of the test results rather than marking the test.
4. What exactly is/are my research question(s). They can do this later in a whole-class situation.
Spend just a little longer on getting these
clear! Research question: Just how much vocabulary can
5. How am I going to go about carrying out the some or all of my learners learn?
research? Background: Research suggests that learners can
6. How is the data to be analysed and who is learn a lot more vocabulary than they are on
going to do it? average given to learn.
7. Who will I tell about what I have discovered? Method: Give them ten items on a topic. Ask them
to find at least a further ten related items using a
O f course, if you can carry out your classroom dictionary. Then ask them to find as many more
research in collaboration with a researcher all the items as they think they might be able to learn in
better and it can be to the benefit of both parties one (forthcoming) homework session. They
(see for example Macaro and Mutton, 2002). Or you bring you the final list in L2 that they are going
can deploy y o u r keen and starry-eyed student to learn - we will call this "the aspiration list" -
teacher very effectively to help you. However, the plus the equivalent items in L1 with their name
examples below acknowledge that such luxuries are on it. Scan through the aspiration list and return
to students (if necessary at a later date) with
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N No27 Summer2003 47
E MACARO
Method: Select a small group of students, perhaps Research question: How do learners react to
three, whom you consider to be effective, teacher oral correction (recasts)? Does this stop
average, and ineffective listeners. Get them to them volunteering oral information in future?
do their listening in a language lab (or multiple Background: Unfortunately this is one of the
listening station) so that you can "listen in" on "sadly lacking" areas of research. Recasts have
how they go about understanding a text. Ask been intensively researched for their frequency
them to simply write down as many "important of occurrence and their effect on acquisition,
ideas" as there are in the text. Some modelling but rarely have the learners been asked what
of this by you, with a different text, might be they feel about the use of recasts.
helpful. Now, have the transcription of the text Method 1: Ask the whole group what they feel via
they are listening to in front of you. Take notes a brief questionnaire at the end of a sequence:
of where they are stopping and constantly Do they recall being corrected? How did they
rewinding and where they seem to be listening feel about it? On what did this depend - the
to whole chunks of language without rewinding. teacher's voice, on whether their friends were
Take in what they have written and compare listening? What should the teacher correct?
your annotated transcription with their "ideas Method 2: Video yourself during a teacher-whole
contained in the text". class interaction session. Play back the
recording and ask the learners (either
Feedback to the whole class about problems faced individually or as a whole class) to comment on
in listening. the way that you correct them. This stimulus-
led approach can bring out many more ideas
Research question: To what extent are the prosodic from the learners. Keep the video for the noticing
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"Discuss with features o f the L2 (intonation and stress activity (see below).
the students patterns) inhibiting their comprehension?
why you Background: Particularly where the L 1 and L2 have Discuss with the students why you provide recasts
provide different stress patterns (e.g. English and to their oral errors. It might seem obvious to you
recasts to French), listeners have problems identifying key but not necessarily to them.
their oral information in what they hear.
errors. It Method: Divide the class into two groups (equal TOPIC: SPEAKING (IN LEARNER-CENTRED
might seem proficiency level groups as much as possible) SITUATIONS)
obvious to and play the text to half the class in its original
Research question: To what extent do learners use
you but not state (i.e. with native speaker intonation) and to
communication strategies to compensate for lack
necessarily to the other class with "doctored" intonation - that
of linguistic knowledge (or inability to quickly
them" is, recorded by you at the same speed but with
retrieve an appropriate word)?
more Ll-like stress patterns.
Background: Good language learners overcome
Analysis: Compare the number of idea units that
their speaking difficulties through
each group is able to come up with.
communication strategies, thus encouraging
people to want to speak to them.
TOPIC: SPEAKING (IN TEACHER - WHOLE-
Method 1: Observe students in pair work activities
CLASS INTERACTION)
which require formulation of language (i.e. not
Research question: To what extent do students using pre-set phrases). To what extent do they
sound out answers before they pronounce them; use such techniques as: circumlocution; fillers
to what extent do students sound out answers to buy time; comprehension checks ("do you
before they offer to answer them; to what extent understand"); word coinage etc. Record these
do students sound out answers whilst they are findings and feed back to the whole class in
listening to others answering questions? terms of how effective the strategies were in
Background: Sounding out probably produces keeping the interaction going.
more accurate answers bu.t may lead to a Method 2: Video-record pairs of students and ask
reduction in spontaneity and fluency. The their permission to play back to the whole class
correct balance probably depends on the nature thereby allowing peers to comment on these
of the response task (i.e. how complex and strategies. Make notes of the kinds of strategies
challenging is the required answer?). used before the playback and whether the
Method 1: Observe which students are moving their strategies increased in a similar session later
lips and compare the occurrence of this relative on, after the "strategy training".
to your ratcheting up of the complexity of the
interaction, this in turn compared with the Research question: To what extent can learners be
amount of processing time you give them to trained to use intonation and stress in order to
provide an answer. convey meaning more effectively (another type
Method 2: Ask them what they do via questionnaire of communication strategy)?
or group discussion. Method: Video-record a number of pairs in oral
Method 3: Ask them to note down on paper every exchanges where there is likely to be a
time they answer a question in their heads which negotiation of meaning going on. Note down
was aimed at other people. any instances of lack of comprehension by the
interlocutor because of the incorrect stress-
Provide feedback, particularly on Method 3. patterns being deployed. Feedback this
information to the whole class. Carry out a the only point of feedback to each individual for
training activity such as the one in Macaro this first draft of the writing task.
(2001- see Appendix). Ask the learners to
comment on how much more meaning was Research question: What is the proportion of
c o n v e y e d as a result of e m p l o y i n g these generated sentences (more or less word-for-
intonation and stress techniques. Every time word translation) that beginner and lower-
they engage in paired or group oral exchanges intermediate students are incorporating into a
remind them about intonation and stress and piece of writing and what is the proportion of
reward them when they use it. At the end of the set phrases (or formulaic expressions)?
"training period" video the same pairs o f Background: Research suggests that the more
students (without reminding them) as before the generated sentences written, the better the
treatment and compare both the number of times content but the lower the accuracy and vice-
they deployed the strategies and whether this versa.
led to successful communication of meaning. Method: Get your students to brainstorm on to paper
Also questionnaire all the students as to whether all the phrases they know for a given topic. They
they found this type of training useful. really must do this as quickly as possible to avoid
mental translation - they need to retrieve whole
Research question: To what extent does written phrases or chunks. You may need to practise
support (short written phrases or even scripted this with them. Get them to hand in this sheet
dialogue) help or hinder the development of with the first draft of the writing that they
pronunciation skills and communication skills? produce.
This question is particularly important with a Analysis: Analyse the proportions as per the
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non-transparent orthography like that of French. research question. Using some kind of
Method: Divide the class into two groups (group A systematic measure of content and accuracy,
and group B) and within each group organise what is the effect of generating more sentences "To what
some pairs. Provide the pairs with an oral activity as opposed to relying on set phrases? Does this extent does
such as a dialogue, role-play, simulation or jig- vary per student? How does it relate to their written
saw. Provide group A with L2 written support individual proficiency in other language skills? support.., help
phrases and audio-record their performance (or or hinder the
record at least a selection of pairs). Then take Research question: Do learners take into account development
away the support phrases from group A and teacher feedback if the teacher: of
record the activity again. With group B do the a) provides the correct model in response to pronunciation
exact opposite: first no support and then give mistakes? skills and
the supporting L2 phrases. b) simply identifies in the margins the number communication
Analysis: What is the interaction between better of mistakes made on each line of writing? skills?"
pronunciation and reduced accuracy of content c) underlines a limited selection o f errors
and syntax? In other words, to what extent is according to a systematic plan (e.g. January,
group A producing mis-pronunciation as a result focus on adjectival agreement; February,
of the support phrases but increasing content focus on past tense verb endings)?
and syntax? To what extent is group B Background: Research strongly suggests that
" f o r g e t t i n g " the mistakes resulting from providing the correct model does not lead to
exposure to the written word in round 1 but learner uptake.
reducing the content of their utterances because Method: Divide the class into three groups. On a
of lack of support? rotational basis every three months (that is, over
nine months in all) provide different forms of
TOPIC: WRITING feedback on errors to each group. In the case of
b) and c) above leave space at some time in the
Research question: To what extent do students use lesson for the students to ask you about the
a dictionary in a writing task and where do the errors identified by your annotations. Compare
problems occur? the re-occurrence of learner error according to
Method: Provide students with a writing task and the three different types of feedback. Provide a
ask them to write down on a separate sheet all pre-treatment (at the beginning of the nine
the words that they have looked up in a months) and a post-treatment questionnaire for
dictionary, under two headings: 1) words they the students asking how they feel about the
didn't know and used the dictionary to find out; different forms of feedback and how effective,
2) words they knew but just wanted to check for in their opinion, it is. Compare this to your own
spelling, for gender, etc. They should hand in analysis of their actual progression with the
this sheet with the written task. Calculate the elimination of error.
number of "correct hits" and "incorrect hits"
resulting from dictionary use. Pool all the TOPIC: NOTICING AND ACQUIRING NEW
incorrect hits in a whole-class discussion. LANGUAGE
Together, divide the incorrect hits according to
category as to what went wrong (e.g. "looked Research question: Which new language items
up the wrong definition"). (particularly syntax) do students notice when
they are introduced via inductive methods such
In order to "subtract from your workload" make this as oral interaction?
No27 Summer2003 49
E MACARO
Method: Provide learners with the opportunity to Method 1: Adapt a questionnaire from existing ones
recall any changes to their mental models of the (e.g. Oxford, 1990) or if appropriate use the whole
rules of the target language at the end of the questionnaire itself, as this has been evaluated
"Do the lesson. Do this systematically over a period of, for reliability.
students say, six lessons. Provide them with some sort of Method 2: Ask students to keep a structured diary
notice only test on those language items. about their strategies outside the classroom:
the simpler Analysis: Are there common patterns of noticing how they revise language, prepare themselves
rules or do for the whole class or is there huge variation? for a language task, deal with moments of anxiety,
they notice Do the students notice only the simpler rules or anger, frustration etc.
quite complex do they notice quite complex patterns
(regardless of whether what they have noticed Given the lack of space, the above suggestions are
patterns... ?"
is correct)? only a handful of ideas, grossly simplified, about
the kinds of research activities that teachers can
Research question: Do learners notice and recall carry out with their own learners.
corrected language items (oral recasts).
Method: As above, provide opportunities to state TURNING RESEARCH-BASED
(preferably in written form): 1) if they spotted TEACHING INTO P U B L I S H E D
the recast; 2) whether they remembered what it
was that you recast; 3) if they spotted recasts
RESEARCH
aimed at other people; 4) if they remembered There is absolutely no reason why you should not
what the recast was that was aimed at other be satisfied with keeping the research within the
people.
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Research question: What general strategies do Getting your research published can be a very
students use to organise and review their daunting process and often, it has to be said, results
learning? in disappointment. There are a lot o f second
50 Language LearningJournal
SECONDLANGUAGETEACHERSAS SECONDLANGUAGECLASSROOMRESEARCHERS
language researchers out there! On the other hand, nor should they be excluded from the research
there is a multitude of L2 journals in which you can process by those that claim the infallibility of the
publish and it s a good idea to get some advice neutral o u t s i d e r . They should be w o r k i n g
from an experienced researcher on which ones to alongside researchers, sometimes setting the
go for first. Joint articles with more experienced research agenda and sometimes following it. I sense
researchers, in any case, are a good idea. It s not at this moment a climate in the UK where teachers,
just a question of them profiting from all your hard in response to the current crisis in second language
work but rather o f them bringing their learning, are turning, not to quick-fix solutions
complementary expertise to the conceptualisation based on attractive materials, or so-called
of the study, the data collection, the analysis and motivating activities or pedagogical dogma, but
the write-up. Ultimately you should see it as are instead looking to research to come up with the "we should
symbiosis rather than theft! goods and provide at least some answers, even if be
those answers are complex and the solutions long considering
CONCLUSIONS term. Knowing why you are doing something the teaching
because research has provided evidence to support of a learner
In this article I have tried to demonstrate that it is good. Having built on that research evidence as a kind of
classroom-based research can be integrated into with your own investigations is even better. Bonne longitudinal
the teaching and learning process. In a nutshell, chance et bonne recherche h tous/ research
we need to stop thinking about what the students project"
produce and look, rather, at the processes they go REFERENCES
through. In this way we are constantly researching
their language learning. In fact, we should be D rnyei, Z. (2001) Teaching and Researching Motivation.
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Appendix
Student 1: empty fridge Student 1 says: well that s tough, look the fridge is empty.
Student 2: fish and chips Student 2 says: look, I v e got enough money to buy us both fish
and chips
Student 2: again Student 2 is exasperated because this happens all the time.
Student 2: fish and chips Student 2 opens the fridge and pulls out a plate of horrible cold
fish and chips.
To develop effective use of intonation and mime, you might provide two different pairs of students with
the above dialogue (English L2) with no punctuation. Ask each group to use only the words in the left-
hand box and use the tone of their voice, mime and exclamations to put across the different meanings
provided in the right hand box. The rest of the class have to guess from their efforts what the message
was.
Adapted from Macaro (2001)
No27 Summer2003 51