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Israel Law Review
Vol. 26 Winter 1992 No. 1
Michel Troper**
It suffices to examine two of the most important texts which form the
basis of France's constitutional system, the Declaration of Human Rights
of 1789, and the Law of June 3, 1958, in order to become convinced that
separation of powers is one of those immutable principles which imposes
itself as self-evident on every liberal constituent body. Article 16 of the
Declaration of 1789 proclaims that "any society in which the protection
of rights is not ensured, nor the separation of powers established, has
no constitution". The constitutional Law of June 3, 1958, for its part,
authorizes the government to establish a constitutional project, pro-
vided that five principles be respected; among these principles appears,
immediately following the necessity of universal suffrage, the separa-
tion of powers.
One might nevertheless be tempted to think that the similarity of
terms conceals profound differences in content. A reading of the trea-
tises and textbooks of constitutional law could create the impression
that two different notions of separation of powers are involved: that in
1789 a complex and coherent doctrine of the organization of the state
was envisioned, while in 1958 the intention was no more than to place
limits on the ambition attributed to General de Gaulle of gathering all
powers under his control.
This conclusion would be profoundly mistaken: the differences are
not so great. However, an appreciation of the similarities and of the con-
A. The TraditionalInterpretation
it must not participate in any way in the exercise of the others. There
will thus be a legislative organ, an executive organ and a judicial organ.
Each of these organs must have the might or the power necessary for
the exercise of its function, and is metonomically called a "power".
The expected outcome of the combination of these two rules is that,
in words borrowed from Montesquieu by most authors, "power will
check power", and any attempt by one of the authorities to become
despotic will immediately encounter the opposition of the others. Thus
will liberty be automatically preserved.
The traditional doctrine employs this principle of separation of powers
as a primary criterion for the classification of political regimes: those
which are not founded on the separation of powers, whether regimes
with assemblies or one-man dictatorships, are despotic; those which are
founded on the separation of powers are liberal regimes. The latter can
be further subdivided into two classes: those regimes in which the
separation of powers is rigid, and those in which it is "flexible", that is,
which allow some exceptions to the rule of specialization or the rule of
independence or both, and which are sometimes also called systems of
"collaboration of powers". Among the constitutions which have given the
principle a particularly rigid interpretation, the French constitution of
1791 is notable. Proof of this can be found particularly in the dogmatic
formulation of Article 16: did not the National Assembly go as far as to
maintain that a constitution without separation of powers is no
constitution?
This practically unanimous interpretation given by the traditional
doctrine to the principle of separation of powers is in no way indicative
of doctrinal approval of the principle. Some even criticize it harshly. Its
critics emphasize first of all the conflict between the principle of sepa-
ration of powers and the unity and indivisibility of sovereignty. How is
it conceivable that sovereignty be thus divided into three distinct powers?
Either the division is impossible and the unity of sovereignty is main-
tained, or the division is possible and sovereignty is destroyed. Any
attempt to reconcile between the two principles can but founder into bad
metaphysics.'
3 This was irrefutably proven, once and for all, by Charles Eisenmann, "L'Esprit des
Lois et la separation des pouvoirs", in Melanges Carre de Malberg (Paris, 1933)
190ff; "La pensee constitutionnelle de Montesquieu", in Recueil Sirey du biente-
naire de l'Esprit des Lois (Paris, 1952); "Le systeme constitutionnel de Montesquieu
et le temps present", in Actes du Congres Montesquieu (Bordeaux, 1956). Cf. also
Michel Troper, La separation des pouvoirs et l'histoire constitutionelle francaise
(Paris, LGDJ, 2nd ed., 1980).
No. 1, 1992] SEPARATION OF POWERS
...Liberty is the right to do all that the laws permit".4 Political liberty
is understood by analogy to liberty and the mastery of man in nature.
The latter liberty is achieved through the comprehension of laws, which
allows one to predict the consequences of one's actions. In the same
manner, the individual in society is free when, knowing the positive
laws, he is able to predict whether he will or will not be punished for
his actions. Political liberty is thus a situation in which "no one will be
compelled to do those things which the law does not require, or con-
strained from doing those which the law permits".5 One must therefore
strive to create a system whose virtue will be not that it limits power
for the purpose of preserving a sphere of individual autonomy, like in
modern liberalism, but rather that it ensures that individuals be sub-
jected only to laws, and not to the whims of men. The combination of
specialization and independence is certainly not the way to realize such
a system.
subjects will obey not a man, but rather, indirectly, the law. In other
words, they will be free, according to the conception presented above.
It thus matters little in what fashion the powers are distributed, as
long as they are. One may specialize the authorities, but one may also
conceive of a system in which each authority participates in the exercise
of several functions. The first system is preferred by democrats, since
if the legislative organ is the people itself or its representatives, the
hierarchy of functions will give rise to the supremacy of that organ. The
second system, of an absence of specialization, allows, on the other hand,
the creation of an equilibrium of organs. In the British constitution, for
example, legislative power is exercised jointly by the King and two
Houses. Laws must receive the consent of each of these authorities.
Thus an equilibrium is formed between the two authorities. This latter
system, termed a "balance of powers", encounters the hostility of
democrats. Nevertheless, what is important is that in both cases, the
negative principle of the separation of powers is satisfied.
One can easily understand, then, how this principle created a una-
nimity of authors in the 18th century. Not only in Locke or Montesquieu
does one find this principle expressed, but also in Rousseau, who is none-
theless considered by the traditional doctrine as the most unrelenting
adversary of separation of powers. He writes thus: "It is not good for him
who makes the laws to execute them, or for the body of the people to turn
its attention away from a general standpoint and devote it to particular
objects". 6 This is also the sense of the famous declaration according to
which only a divine people would govern itself democratically. The verb
"to govern" is to be understood here in its modem sense: to govern is to
exercise executive power. For Rousseau, the people should exercise
legislative power, but they should not execute the laws, and the govern-
ment, or the executive organ, should be aristocratic or monarchic, and
not democratic.
The above interpretation of the principle of separation of powers also
explains how the constituents of 1789 could have adopted without
debate Article 16 of the Declaration of Human Rights, well before they
knew what form the constitution would take. No one could be opposed
to what was no more than a rejection of despotism or, better, simply one
definition of the constitution, of any constitution, as such: as a distri-
bution of powers. There was no indication of a preference for a basic
political at the same time, the analysis was far from being mistaken: it
was perfectly true that the power of the King and his ministers was not
inferior to that of the Chamber. However, jurists purported to carry on
the analysis in strictly legal terms. Seeing that an authority designated
as "executive" had the power to oppose another authority designated as
"legislative", they believed that this equilibrium was connected to the
functions for which these powers were named, and that it stemmed from
specialization. The truth is quite the opposite: the executive power
cannot be a counterweight to the legislative unless it exercises powers
external to the executive function.
The second factor which contributed to the view that the legislative
power could be balanced by the other powers was the appearance and
development of constitutional review of laws in the United States, and
cognizance of this phenomenon in France.
In the revolutionary, as well as Napoleonic conception, there is no
judicial "power". To adjudicate is in effect to apply the law to a dispute
in a purely mechanical fashion. The judge posits a syllogism, in which
the major premise is the law, the minor premise the facts, and the
conclusion, the verdict. The two premises thus being given for the judge,
it is understandable how, for 18th century conceptions, the power of
adjudicating was, according to Montesquieu's expression, "in a sense
nonexistent".
Nevertheless, from 1803 onwards, the United States Supreme Court
attributed to itself the power to invalidate any law which was contrary
to the Constitution, whether because the law had been adopted by a
different procedure than prescribed, or because it contravened a basic
clause. It thus became very tempting to believe that judges could, in the
exercise of their judicial power, oppose legislative endeavours, or even
that the judicial power could create an equilibrium with the legislative
power. In order to resist this analysis, one would have required a realist
theory of judicial decision, hardly widespread in Europe of the 19th
century. According to realist theory, thejudge can only consider whether
a law conforms to the constitution or is contrary to it after he has
interpreted the constitutional text. This interpretation, of course, is an
act of will. Since it emanates from the Supreme Court, it is discretionary
and immune from any control. In the final analysis, the court interprets
based on opportunistic considerations, and the power it exercises does
not differ from that of the organ described by the constitution as legis-
lative. The truth is thus that the judge can oppose the legislative power
only to the extent that he engages in activity other than the judicial
ISRAEL LAW REVIEW [Is.L.R. Vol. 26