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DOI 10.1007/s00406-016-0689-2
ORIGINAL PAPER
Abstract Neural underpinnings of emotion dysregula- We compared the DBT group to 15 BPD control patients,
tion in borderline personality disorder (BPD) are charac- who continued their usual, non-DBT-based treatment or
terized by limbic hyperactivity and disturbed prefrontal did not have any treatment, and 22 healthy participants.
activity. It is unknown whether neural correlates of emo- Behaviorally, BPD groups and healthy participants did not
tion regulation change after a psychotherapy which has the differ significantly with respect to alterations over time. On
goal to improve emotion dysregulation in BPD, such as the neural level, BPD patients who received DBT-based
dialectical behavioral therapy (DBT). We investigated dis- treatment showed an activity decrease in the right inferior
traction as a main emotion regulation strategy before and parietal lobe/supramarginal gyrus during distraction from
after DBT in female patients with BPD. Thirty-one BPD negative rather than neutral stimuli when compared to both
patients were instructed to either passively view or memo- control groups. This decrease was correlated with improve-
rize letters before being confronted with negative or neu- ment in self-reported borderline symptom severity. DBT
tral pictures in a distraction task during functional magnetic responders exhibited decreased right perigenual anterior
resonance imaging. This paradigm was applied before and cingulate activity when viewing negative (rather than neu-
after a 12-week residential DBT-based treatment program. tral) pictures. In conclusion, our findings reveal changes in
neural activity associated with distraction during emotion
processing after DBT in patients with BPD. These changes
Christian Schmahl and Sabine C. Herpertz have contributed point to lower emotional susceptibility during distraction
equally to this work. after BPD symptom improvement.
Electronic supplementary material The online version of this
article (doi:10.1007/s00406-016-0689-2) contains supplementary Keywords Borderline personality disorder Emotion
material, which is available to authorized users. regulation Dialectical behavior therapy Functional
magnetic resonance imaging Inhibition
* Dorina Winter
dorina.winter@zimannheim.de
1
Department ofPsychosomatic Medicine andPsychotherapy, Introduction
Central Institute ofMental Health, Medical Faculty
Mannheim/Heidelberg University, J5, 68159Mannheim,
Emotion dysregulation is a core feature of borderline per-
Germany
2
sonality disorder [BPD; 1, 2]. BPD patients are particularly
Department ofGeneral Psychiatry, Medical Faculty
sensitive and react especially emotionally to negative stim-
Heidelberg/Heidelberg University, Vostr. 2,
69115Heidelberg, Germany uli [35]. On the neural level, emotion dysregulation during
3 the processing of aversive information in BPD is reflected
Institute ofPsychiatric andPsychosomatic Psychotherapy,
Central Institute ofMental Health, Medical Faculty by hyper-reactivity of the amygdala and insula [6]areas
Mannheim/Heidelberg University, J5, 68159Mannheim, involved in emotion processing [7]. Also, BPD patients dis-
Germany play lower activity in areas involved in cognitive emotion
4
Faculty ofHealth, University ofAntwerp, Antwerp, Belgium regulation [8], such as the dorsolateral, medial, and orbital
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prefrontal cortex and the anterior cingulate cortex [ACC; would display an increased use of a fronto-parietal emo-
911], which may be interpreted as difficulty to regulate tion regulation network and reduced limbic hyper-reactivity
aversive responses via inhibitory pathways. during a distraction task after treatment.
Neural correlates of emotion dysregulation in BPD
might change with therapeutically induced improvement
of emotion regulation. First studies suggest that amygdala Methods
activity in response to passively viewing aversive stimuli
declines after BPD symptom improvement by psycho- Sample
therapy [12, 13]. Yet they did not include a patient control
group nor examined explicit emotion regulation strategies, We consecutively recruited BPD+DBT patients seeking
such as distraction. In order to study alterations in neural treatment at residential DBT programs in Mannheim and
correlates of explicit forms of emotion regulation after BPD Heidelberg. BPD-C and HC were recruited through adver-
symptom improvement, we aimed to improve BPD symp- tisement. Exclusion criteria for all participants were left-
toms via dialectical behavior therapy [DBT; 1416]. DBT handedness, traumatic brain injury, lifetime schizophrenia
is the currently best established psychosocial treatment for or bipolar I disorder, mental or developmental disorders,
BPD [17, 18] and has a strong focus on training emotion substance dependence during the last year, drug consump-
regulation skills. Among others, distraction is taught as a tion in the last 2months, current diagnosis of a severe
self-administered cognitive intervention to attenuate exag- depressive episode, and benzodiazepine use. We included
gerated levels of aversive emotions [14]. only unmedicated patients and patients with the same
Distraction as an emotion regulation strategy has proven medication at each fMRI measurement. We excluded BPD
to be very effective and comparatively fast [19, 20] in patients who had significant DBT skills training experience
reducing negative affect [2023], particularly when stimuli prior to the study. Included BPD patients met DSM-IV
are highly arousing [24]. On the neural level, healthy indi- diagnosis for BPD, including affective instability and self-
viduals performing a distraction task show higher activity injurious behavior. HC had no current or lifetime psychiat-
in a widespread fronto-parietal network including lateral ric disorder and no psychotropic medication.
and medial prefrontal areas, the inferior parietal cortex, Trained clinical psychologists assessed BPD diagno-
and the ACC, as well as lower activity in emotion process- ses using the International Personality Disorder Examina-
ing areas such as the amygdala [21, 22, 2527]. In com- tion [IPDE; 35] and Axis I disorders using the Structured
parison with healthy controls, BPDpatients showed previ- Clinical Interview for DSM-IV [SCID-I; 36]. Accom-
ously higher activity in the amygdala [28, 30] and insula panying each fMRI measurement, BPD symptom sever-
[28] during distraction from negative stimuli, indicating ity was assessed using an established clinical interview
stronger emotional responding. Individuals with BPD also (Zanarini Rating Scale for borderline personality disorder
did not show the temporal and frontal response that healthy [ZAN-BPD; 37]) and an established self-report measure
controls did to distracting negative compared with neutral (Borderline Symptom List [BSL; 38]). Emotion regula-
stimuli [31] but showed higher inferior parietal lobe activ- tion difficulties were assessed by the Difficulties in Emo-
ity [30]. In the subgenual and perigenual parts of the ACC tion Regulation Scale [DERS; 39]. Additionally, we asked
and adjacent brain areas, the difference between negative the participants whether they used skills within the last
and neutral distracting stimuli was smaller in individuals threedays and whether they considered this skill use as
with BPD than in the healthy control group [10, 29, 31], successful (see Supplement for a detailed description).
while evidence for differential activation of the dorsal ACC The final sample comprised 31 BPD+DBT, 15 BPD-
was heterogeneous [10, 31, 34]. These findings point to C, and 22 HC. Table1 summarizes their demographic data
disturbed fronto-parietal, inhibitory functioning, which is and Table2 their clinical characteristics. BPD groups and
associated with enhanced insular and limbic, emotional HC did not differ significantly in age and education. The
response during distraction in BPD patients [32, 33]. number of medicated participants did not differ between
Based on these facts, our aim was to examine whether the BPD groups (BPD+DBT 67.7%, BPD-C 46.7%;
neural correlates of distraction change after symptom Fishers exact test: p =0.208). BPD groups did not dif-
improvement by psychotherapy in a non-randomized con- fer significantly in the proportion of each medication type
trolled trial. We acquired fMRI of female BPD patients per group, but revealed heterogeneities for some types
before and after 12weeks of residential DBT-based treat- (Fishers exact tests): Of all BPD+DBT/BPD-C patients,
ment (BPD+DBT). As control groups, we included 41.9/40.0% received selective serotonin reuptake inhibitors
BPD participants without DBT-based treatment (BPD-C), (p =1.000), 22.6/0.0% serotoninnorepinephrine reup-
and healthy controls (HC) at the beginning and end of a take inhibitors (p =0.078), 22.6/6.7% other antidepres-
12-week interval. We expected that BPD+DBT patients sants (tricyclic, tetracyclic, or norepinephrinedopamine
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Table1Demographic variables and comorbid disorders in patients with borderline personality disorder undergoing dialectical behavior therapy
(BPD+DBT), patients with borderline personality disorder without dialectical behavior therapy (BPD-C), and healthy control participants (HC)
BPD+DBT BPD-C HC Statistics
(n=31) (n=15) (n=22)
M SD () M SD () M SD () p
Age (years) 28.17 7.47 25.73 5.90 27.95 8.34 F(2)=0.43 0.650
Years of education [n (%)] 22 = 9.57 0.284
<9years 1 3.2 0 0
9years 7 22.6 0 1 4.5
10years 11 35.5 6 40.0 12 54.5
13years 12 38.7 9 60.0 9 40.9
Number of Axis I comorbidities (mean) 1.68 1.12 1.93 0.96 0 0 t(44)=0.77 0.448
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Psychometric andbehavioral data analysis standard brain of the Montreal Neurological Institute
(MNI) space, and smoothing with a Gaussian kernel with a
To examine group differences in psychometric measures full width at half maximum of 9mm.
at t1 and in symptom alterations over time (GroupTime On single-subject level, we applied a general linear
interaction), we performed 32 analyses of vari- model (GLM) per time point using separate regressors for
ance (ANOVA) with the between-subject factor Group each experimental condition (MEMORIZE-NEGATIVE,
(BPD +DBT, BPD-C, HC) and the within-subject factor MEMORIZE-NEUTRAL, VIEW-NEGATIVE, VIEW-
Time (t1 vs. t2) samples for ZAN-BPD, BSL, and DERS NEUTRAL; starting with the instruction, ending with the
scores. picture presentation) as well as the two probe types (MEM-
Error rates were excluded from further behavioral anal- ORIZE or VIEW condition) and the six motion parameters
ysis, because participants had very low error rates, which as regressors of no interest. To correct for global signal
would limit interpretability of respective results. Reac- intensity variation and low-frequency fluctuations, a high-
tion time (RT) data of correct responses were log-trans- pass filter of 128-s cutoff was applied. In order to avoid a
formed due to left-skewed distribution of the raw data. four-factorial design at group level, valence conditions
Group differences in mean RTs at t1 were analyzed by a were contrasted at first level (NEGATIVE-NEUTRAL)
322-ANOVA with the between-subject factor Group for each regulation condition [MEMORIZE(NEGATIVE-
and the within-subject factors Valence (negative, neutral) NEUTRAL), VIEW(NEGATIVE-NEUTRAL)].
and Task (memorize, view). To test for RT alterations over For group level analyses, we used a full factorial
time, we calculated differences for negative versus neutral model with the independent factor Group (BPD+DBT,
pictures for each condition to avoid a four-factorial design BPD-C, HC) and the repeated measurement factors Time
and used a 322 ANOVA with the between-subject (t1, t2) and Task (memorize, view). We calculated the
factor Group and the within-subject factors Task and Time Group TimeTask interaction (F-contrast) in this
point (t1, t2). model. To identify areas exhibiting neural alterations over
Post hoc comparisons were performed using t tests time during distraction (MEMORIZE-VIEW) based on
(Bonferroni-corrected for multiple comparisons) if applica- DBT, we compared distraction before and after therapy
ble. All analyses were performed at a threshold of p<0.05 (TimeTask interaction) within the group of BPD+DBT
with SPSS Statistics 20 (IBM, USA). using t-tests for t1(MEMORIZE-VIEW) t2(MEMORIZE-VIEW) as
well as t2(MEMORIZE-VIEW) t1(MEMORIZE-VIEW). To ensure
MRI data acquisition that the identified regions were specific for BPD+DBT
and significantly weaker in the control groups, we
MRI scanning was conducted on a 3Tesla Siemens masked the resulting statistical maps with the difference
TRIO-Scanner (Siemens, Erlangen) with a 32-channel BPD+DBTBPD-C or BPD+DBT-HC of the respec-
head coil. Blood oxygen level-dependent (BOLD) sig- tive contrasts [45, account also used by, e.g., 26]. Fol-
nal was measured with 36 3-mm transversal slices cov- lowing Lieberman and Cunningham [46], all whole-brain
ering the entire brain using gradient-echo echo-planar second level analyses were performed with a threshold
imaging (EPI, T2-weighted contrast, FOV=192mm, of p<0.001, k>10 voxel, uncorrected for multiple com-
voxel size 333mm3, 6464 voxel matrix, flip parison at voxel level. For post hoc tests, we extracted
angle=80, TE=30ms, TR=2000ms). We collected first-level beta values from the first-level contrasts (NEG-
a high-resolution anatomical scan that served as an indi- ATIVE-NEUTRAL) and tested for significant differences
vidual template for functional data using three-dimensional over time for the view or memorize condition per group
magnetization prepared rapid acquisition gradient echo using SPSS.
(MPRAGE, T1-weighted contrast, FOV=256mm, voxel
size 111mm3, flip angle=15, TE=2.75ms, Responder analysis
TR=1570ms).
To examine particular differences between the patients who
fMRI data analysis responded to the DBT-based treatment and those who did
not respond to it, we used the Reliable Change Index [RCI;
FMRI data were analyzed with SPM8 (http://www.fil.ion. 47] with the criterion1.96 in the ZAN-BPD to classify
ucl.ac.uk/spm/). The first five volumes were discarded to responders. This resulted in 16 DBT responders (ZAN-
minimize T1 effects. EPI time series were preprocessed BPD = 12.00 5.72 SD) and 15 DBT non-responders
using slice time correction and spatial realignment to cor- (ZAN-BPD = 1.13 2.97 SD), with DBT respond-
rect for head motion, co-registration onto participants ers showing also a larger decrease in BSL (t(29) =2.58,
segmented high-resolution T1 scan, normalization to the p=0.015) but not DERS scores (t(29)=1.02, p=0.316)
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14.98 <0.001 ,
Group differences in
Post
is in line with the result that DBT responders did not differ
hoc
change over time significantly in their increase in skills use or skills use suc-
cessfulness (p>0.288; data in Supplement). Further demo-
p
graphical and clinical characteristics are summarized in the
3.86
F Supplement. Above-mentioned contrasts were calculated
for DBT responders compared with DBT non-responders.
Tukey
Group differences at t1
79.54 <0.001 ,
75.65 <0.001 ,
96.64 <0.001 ,
Post
hoc
BSL Borderline Symptom List, DERS Difficulties in Emotion Regulation Scale, ZAN-BPD Zanarini Rating Scale for borderline personality disorder
F
0.358
0.657
0.183
BPD, BSL, and DERS scores and the main results of the
above-mentioned fMRI results. For this, peak voxel activ-
SD () p
59.75 10.91
Results
0.69
0.12
12.03
(n=22)
Symptom severity
0.19a
0.23
61.64
HC
M
t1t2 t1
0.068
0.830
6.30
13.07
0.86
5.96
2.22
15.93
<0.001
109.54 24.02
6.27
10.06
p>0.234).
0.65
135.33 23.72
6.09
Missing data: n1
16.81
BPD
DERS
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Fig.1Psychometric data and alterations over time. The graphs an established self-report measure on BPD symptom severity (Bor-
depict changes in psychometric measures over time in patients with derline Symptom List [BSL; 38]), b a standardized interview on BPD
borderline personality disorder (BPD) before and after dialectical symptom severity, the Zanarini Rating Scale for borderline personal-
behavior therapy (BPD+DBT) as well as patients with BPD with- ity disorder [ZAN-BPD; 37], and c self-reported emotion regulation
out dialectical behavior therapy (BPD-C) and healthy control partici- difficulties assessed by the Difficulties in Emotion Regulation Scale
pants at the same time points. The graphs present data from (a) and [DERS; 39]
higher than HC in these measures (all p<0.001). Also, In BPD+DBT compared with BPD-C, the contrast
there were main effects of Time in all of the measures t1(MEMORIZE-VIEW) t2(MEMORIZE-VIEW) revealed a sig-
(t1>t2; ZAN-BPD: F(1,65)=20.14, p<0.001, 2=0.24; nificant cluster in the right inferior parietal lobe (IPL)/
BSL: F(1,64) =4.43, p =0.043, 2 =0.06; DERS: supramarginal gyrus and the left supramarginal gyrus
F(1,64) =16.35, p<0.001, 2 =0.20). Additionally, the (Table3). In BPD+DBT compared with HC, t1(MEMORIZE-
BPD+DBT group showed an overall stronger increase in VIEW) t2(MEMORIZE-VIEW) also revealed a significant clus-
skill use (F2,57 =20.19, p<0.001, 2 =0.415) and skill ter in the aforementioned right supramarginal gyrus.
use success (F2,56=25.13, p<0.001, 2=0.473; detailed The contrasts examining increases in activity differences
data in Supplement). over time in BPD+DBT did not yield any significant
clusters. Post hoc analyses revealed a decrease in activ-
Behavioral data ity in BPD+DBT in the right IPL/supramarginal gyrus
in the MEMORIZE condition (t(30) = 2.24/3.28,
Supplementary Table S6 presents the behavioral data. p =0.032/0.003) and an increase over time in the VIEW
At t1, there were neither significant group effects nor condition (t(30)=3.14/2.17, p=0.004/0.038). No signifi-
Group Condition interactions, while experimental con- cant time differences were found for BPD-C and HC (trend
ditions influenced RTs. There was an interaction of Task for the increase in the right IPL in BPD-C (t(14) =1.81,
and Valence (F(1,65)=15.26, p<0.001, 2=0.19), point- p =0.092); all other p>0.116; see Fig.2 for graphical
ing to slower RTs for negative compared with neutral pic- illustration). In the left supramarginal gyrus, BPD+DBT
tures in the VIEW condition for (p<0.001) but no Valence and as a trend HC showed a decrease in differential
difference in the MEMORIZE condition (p =0.569). activity over time in the MEMORIZE (BPD+DBT:
There was a main effect of Valence (F(1,65) =5.871, t(30)=4.93, p<0.001; HC: t(21)=1.97, p=0.062)
p<0.018, 2 =0.08; NEGATIVE>NEUTRAL) but not in the VIEW condition, and there were also no
and Task (F(1,65) =513.16, p<0.001, 2 =0.88; significant alterations over time in BPD-C in neither the
MEMORIZE>VIEW). MEMORIZE nor the VIEW condition (all p>0.181).
Testing for alterations over time, we replicated main
effects of Task (F(1,65) =15.63, p<0.001, 2 =0.19; Responder analysis
MEMORIZE>VIEW) but found no group nor time effects
nor interactions (p>0.205). There was a GroupTimeTask interaction effect
The same analyses comparing DBT responders and in the right ventral inferior insula and the left cerebel-
non-responders did not reveal significant group effects or lum. Post hoc analyses for the right ventral inferior insula
groupcondition interactions (ps >0.348). revealed an increase in differential activity (NEGATIVE-
NEUTRAL) in DBT non-responders in the VIEW condi-
fMRI data tion (t(14) =3.78, p =0.002) and a trend for a decrease
in the MEMORIZE condition (t(14) =1.85, p =0.086),
Comparing BPD+DBT, BPD-C, and HC, there were no while DBT responders did not show significant altera-
suprathreshold clusters for the GroupTimeTask. tions over time (p>0.131). For DBT responders compared
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Table3Alterations in neural correlates over time in patients with borderline personality disorder undergoing dialectical behavior therapy
(BPD+DBT), compared to patients with borderline personality disorder without DBT (BPD-C), and healthy control participants (HC)
Anatomical label BA Cluster size MNI Z value (peak voxel)
x y z
Whole-brain fMRI data from group level analyses at a threshold of p<0.001, k>10 voxel uncorrected
n.s. not significant
with DBT non-responders, the contrast t2(MEMORIZE- compared with neutral pictures in the MEMORIZE con-
VIEW) t1(MEMORIZE-VIEW) showed a significant cluster in dition in the right supramarginal gyrus in BPDDBT
the right perigenual ACC (pgACC) and the right cerebel- (r=0.412, p=0.021). The larger the decrease in symptom
lum. In the right pgACC, DBT responders showed a sig- severity in the ZAN-BPD over time, the larger the decrease
nificant decrease over time in the VIEW (t(15) = 4.14, in neural activity in response to viewing negative com-
p=0.001) and a trend to an increase in the MEMORIZE pared with neutral pictures in the right pgACC in the whole
condition (t(15) =1.99, p =0.065), while DBT non- BPDDBT group (r =0.362, p =0.046). There were no
responders did not show significant alterations over time further significant correlations.
(p>0.515; see Fig.3).
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for supporting the MRI measurements. This work was funded by the fMRI study. Psychiatry Res 155(3):231243. doi:10.1016/j.
German Research Foundation (C.S., SCHM 1526/8-2; S.C.H., HE pscychresns.2007.03.006
2660/7-2). 11. Schulze L, Domes G, Kruger A, Berger C, Fleischer M, Prehn
K, Schmahl C, Grossmann A, Hauenstein K, Herpertz SC
Compliance with ethical standards (2011) Neuronal correlates of cognitive reappraisal in borderline
patients with affective instability. Biol Psychiatry 69(6):564
Conflict of interest On behalf of all authors, the corresponding 573. doi:10.1016/j.biopsych.2010.10.025
author states that there is no conflict of interest. 12. Goodman M, Carpenter D, Tang CY, Goldstein KE, Avedon J,
Fernandez N, Mascitelli KA, Blair NJ, New AS, Triebwasser
Ethical statement The authors assert that all procedures contributing J, Siever LJ, Hazlett EA (2014) Dialectical behavior therapy
to this work comply with the ethical standard of the relevant national alters emotion regulation and amygdala activity in patients with
and institutional committees on human experimentation and with the borderline personality disorder. J Psychiatry Res 57:108116.
Helsinki Declaration of 1975, as revised in 2008. The Research Ethics doi:10.1016/j.jpsychires.2014.06.020
Board II of the University of Heidelberg, Germany, approved the study. 13. Schnell K, Herpertz SC (2007) Effects of dialectic-behavioral-
All participants were informed about the study procedures and gave therapy on the neural correlates of affective hyperarousal in bor-
written informed consent (capacity assessed via clinical interview). We derline personality disorder. J Psychiatry Res 41(10):837847.
registered the study as clinical trial (DRKS-ID=DRKS00000778). doi:10.1016/j.jpsychires.2006.08.011
14. Linehan MM (1993) Cognitive-behavioral treatment of border-
line personality disorder. Guilford Press, New York
15. Linehan MM (1993) Skills training manual for treating border-
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