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THE ARMY AS AN IMPORTANT FACTOR

OF SOCIAL MOBILITY IN ROMAN EMPIRE

Marek Żyromski

Undoubtedly, there were many factors of stability ket that was their economic springboard, making
of the Roman Empire. The Roman Empire deve- it possible for them to outstrip Italy” (Levick 1987,
loped gradually and already in the end of Roman 205). Moreover, the military service played very
Republic comprised all the Mediterranean Sea and important role (if not decisive) in the process of
all areas near by. The Mediterranean Sea served as Romanization of former soldiers. Only “in the East
fastest route for transport of troops, goods or in- from Augustus to Caracalla at least 600th men re-
formation. Nevertheless, the Romans built famous ceived Roman citizenship as the result of military
land-routes, which served both for trade and/or service” (Giliam 1986, 282).
military operations. “The combination of impro- The Romans took an enormous military effort al-
ved transportation, military market, and the intro- ready in Republican times. “In 225 B.C. perhaps
duction of Roman technology and organization sti- about 17% of the adult male citizens were in the
mulated the rapid development of the local native army, rising to more than 25% at the climax of the
economies of most frontier districts. Native villa- war with Hannibal” (Campbell 2002, 23). Star-
ges grew as a result of that development” (Drum- ting with the reforms of Caius Marius, the Roman
mond, Nelsen 1994, 132). Besides, the Romans army became filled by professional soldiers. “The
managed to attract the local elites (by granting the Roman Army of the Empire was a professional
Roman citizenship). Certainly, very important was force of legionaries, auxiliaries and fleet person-
the imperial propaganda, which underlined all the nel who enlisted for extended periods and who re-
Roman military successes (See recently: Żyromski garded the army as a lifetime occupation” (Keppie
2006b, 317-322). But we have to be always aware 1984, 173). Both Roman army and fleet comprised
the situation that it was the Roman army, which probably at about 300th men during the reign of
conquered and kept the Empire as a whole (especi- Augustus (Erdkamp 2002, 5). Y.le Bohec estima-
ally during the early Roman Empire). “The Roman ted the same figure for the year 23 A.D. (fleet – at
army was conceived as a defensive force, a tool for about 40th mariners) (Bohec 1989, 36). In the 2nd
maintaining the stability of the frontiers” (Adams century A.D. all Roman military forces probably
1985, 5). Nevertheless, the Roman armed forces needed at about 375th men, and during the reign
served not only to maintain the Roman Empire and of Septimius Severus even at about 400th men (Er-
to keep position of the emperor himself. In some dkamp 2002, 5). In the opinion of B. Campbell,
aspects the Roman army fulfilled also some impor- the Roman armed forces already in the 2nd century
tant functions for the conquered population. “Mili- A.D. probably reached the 400th men (170-180th
tary planners usually located their garrisons at vul- legionaries and perhaps 220th auxiliaries, amongst
nerable points where fiords, tributary rivers or old them fleet 30th) (Campbell 2002, 48). Nevertheless,
trade routes offered the border tribes access to the even then the Roman army formed only a tiny part
interior of the empire. Such sites were also attracti- of the population – perhaps as little as less than
ve to traders and merchants, who moved along the 0,75% of state’s population (Campbell 1984, 270).
same routes for peaceful purposes” (Drummond, It is interesting that the cost of the Roman armed
Nelsen 1994, 146). The existence and further deve- forces rose even faster than the personnel of Ro-
lopment of such the towns (or even state’s capitals) man army and fleet. Expenses on the army were
as Cologne, Coblenz, Mainz, Vienna, Belgrade or estimated on ca. 350-380 millions HS during the
Budapest can prove the above-mentioned thesis. reign of Augustus (Campbell 1984, 163). Already
“It was the presence of the army, placed after Au- in the end of the first century (during the reign
gustus with relative stability and increasingly at of Domitian) this cost nearly doubled – ca. 600
the perimeter of the Empire, that gave the provin- millions HS (Campbell 1984, 164). In the middle
ces not only peace but in some measure the mar- of 2nd century A.D. the cost of Roman armed for-

Tyragetia, s.n., vol. II [XVII], nr. 1, 2008, 287-292.


II. Materiale şi cercetări

ces reached at about 650 – 700 millions HS (Erd- be estimated on 6%//y i.e. at about 24th HS yearly
kamp 2002, 7). According to R.Duncan – Jones in (Devijver 1995, 119). At the same time the salaries
A.D.215 the military expenses could be estimated of equestrian officers were much higher: praefec-
on 1130 – 1190 million HS, which formed at abo- tus cohortis 20th, praefectus alae (of 500 men)
ut ¾ of state expenses (Duncan-Jones 1994, 45) 60th, praefectus alae (of 1000 men) 80th HS.
J.B. Campbell presented little lower figures : 800 “The starting salary of 20th HS corresponds to the
millions during the reign of Caracalla – or at abo- 5% profit from the equestrian census” (Devijver
ut 50% states revenues (Campbell 1984, 164). In 1995, 120). The lesser officers such as centurions
his opinion in the middle of 2nd century the army received probably 15-30th HS/y, but the salary of
consumed merely at about 40% of state expenses first centurio (primus pilus) was 60th HS/y. It is
(Campbell 2002, 85). The fast grow in expenses interesting that higher salaries received officers
on army was due not only to the growing number stationed in the capital of Rome: tribunus cohor-
of soldiers but also to the rising pay rates. “The tis vigilum 80th HS/y, tribunus cohortis urbana-
basic rate of army pay was probably 6 times hi- ae 100th HS/y and tribunus cohortis praetoriae
gher under Diocletian than at the end of 1st cen- even 120th HS/y (Devijver 1996, 131-132).
tury” (Duncan-Jones 1990, 106). Most probably It is interesting that the path of promotion was lon-
the Roman soldiers received part of their payment ger and harder in case of equestrian officers than
in wheat. During the reign of Septimius Severus in case of members of the senatorial order. In the
the army consumed each year at about 125th tons middle of the 2nd century A.D. the equestrian mi-
of wheat (Erdkamp 2002, 8). “The Roman army, litary hierarchy was as follows:
in any case, liked to keep at least one year’s supply
of grain at all times.” (Adams 1985, 246). And no- – at about 300 praefecti. cohortis quingenariae/
thing strange that “a primary goal of the Roman tribuni. cohortis voluntariorum;
government in governing the Empire was to ma- – ca. 190 tribuni angusticlavii legionis/tribuni
intain its fundamental basis, i.e. the army” (Erd- cohortis milliariae;
kamp 2002, 7). – ca. 90 praefecti alae quingenariae;
– ca. 10 praefecti alae milliariae (Devijver 1995,
The high cost of Roman armed forces was connec-
183; Devijver 1987, 108).
ted not only with the growing number of soldiers
and their salaries. The great cost was created also Especially important is the low number of milliary
by salaries of officers and army commanders. The alae (10), in comparison to at about 90 quingenary
senatorial provincial governors of praetorian sta- alae. “It is a commonplace that service in the ‘mili-
tus (legati Augusti pro praetore provinciae), who tia secunda’ might be either as ‘tribunus angusti-
simultaneously acted as legionary commanders clavius’ in a legion or as tribune in command of a
(legati Augusti legionis), probably received 500th milliary cohort […] In the middle of the 2nd century
HS/year (Duncan-Jones 1994, 38). The estimate there were something like 270 quingenary cohorts,
for legionary legate on 200th HS/y seems too little between 40 and 50 milliary ones, and 141 posts for
(Konen 2000, 303). The provincial governors of ‘tribuni angusticlavii’ in legions” (Birley 1988, 357).
consular status received the huge sum of 1 mil- It could be estimated that at about 2/3 officers from
lion HS, which corresponded to the material re- militia prima could advanced to ‘secunda’ but from
quirement needed for enter the senatorial order! ‘secunda’ to ‘tertia’ just at about half. Starting with
And so „civilian salary-costs were another signifi- the Flavian emperors, the pattern of promotion
cant part of the Empire’s budget” (Duncan-Jones from praefectus cohortis through tribunus legionis
1994, 37) – for instance, the number of equestri- to praefectus alae had been established. “The com-
an procurators increased from 136 in 192 A.D. to mander of a cohors milliaria with the title of tribu-
174 in 211 A.D. The highest equestrian official, the nus was equated in seniority with the tribunate of
prefect of praetorian guard (praefectus praeto- a legion (so that it could be hold as an alternative
rio) received 1 million HS/y, the equestrian go- to the tribunate); the command of an ala milliaria
vernor of Egypt (praefectus Aegypti) 500th HS/y was judged to be the most senior post at all, and
and praefecti vigilum or annonae received 400th held after the prefecture of an ordinary ala. Centu-
HS/y (Devijver 1996, 131-132). The material requi- rions ceased from the Flavian period to be offered
rement for advance into the equestrian order was commands in the auxilia; thereafter all these senior
400th HS. The annual profit from this sum could centurionate thought capable of higher command

288
M. Żyromski, The army as an important factor of social mobility in Roman Empire

went to Rome to be tribunes in the cohorts of the promoted legionaries” (Birley 1953, 105). Undo-
garrison there” (Keppie 1984, 184-185). However, ubtedly, “social advance as far as the centurionate
the possibilities of promotion within the equestrian was concerned was to be the reward of a lifetime
militia were not so great. “Only 3% of the officers in the army” (Dobson 1970, 115). Probably all the
that started in the militia prima could ever hope centurions were of the same rank and the only ad-
to act in the militia quarta” (Devijver 1986, 113). vance was within the first cohort (Campbell 1994,
Besides, the most of equestrian officers began their 46). However, when one obtained the post of cen-
official curriculum vitae in civil administration of turio, further promotion was not so hard – at abo-
their native town and entered the military career ut 1/3 – ½ centurions became primus pilus (i.e.
already in age of 35-45 (Devijver 1987, 121). Espe- the first centurio in the first cohort of the legion).
cially during the 1st and 2nd centuries A.D. „it was The primus pilus had “responsibility for the legi-
mainly the municipal elite that provided equestrian onary eagle. The primus pilus was appointed for
officers” (Devijver 1991, 190). one year and usually gained equestrian rank im-
mediately afterwards” (Campbell 1994, 47). There
Certainly both high position of the army in Roman
were many vacancies within the Roman legions.
social and political life and high salaries (especi-
“It has been estimated that 90 posts as legionary
ally for officers) created situation that the Roman
centurion and 7 posts as centurion in Rome beca-
army could be analyzed as the factor of social
me available every year.” The most of men (ca. 70)
mobility. The question of social mobility can be
were promoted from the legion (ca. 10 from citi-
presented in many aspects – for instance we can
zens and rest from praetorians) (Campbell 1984,
distinguish the horizontal social mobility (mainly
102). “On average a man of reasonable literacy
change of place of living – process of migration)
and good conduct could reach the centurionate in
and vertical social mobility (the social advance or
15-20 years” (Keppie 1984, 179). Certainly all the-
social sinking). This vertical social mobility could
se promotions within the Roman legion needed
be analyzed in case of one or many (usually two
much time; so we know only three cases of advance
or three) generations (Żyromski 1986, 265-274;
from the position of simply soldier to the equestri-
Żyromski 2000, 101-112; Żyromski 2001, 87-94;
an order. “In all 3 cases the award is coupled with
Żyromski 2005a, 258-261; Żyromski 2005b, 201-
military decorations” (Dobson 1970, 102). Nevert-
208). In Brian Campbell’s opinion the importance
heless, the role of military decorations (dona mili-
of Roman army as the factor of social mobility was
taria) for the future career of Roman officers and
specially visible starting with the reign of Septimius
members of civil administration is worth of closer
Severus. B. Campbell called the Roman army even
examination (Żyromski 1996, 115-136). “The preci-
the “avenue of social mobility” (Campbell 2002,
se part played by dona in the furthering of careers
118). In his opinion the processes of social mobi-
is difficult to asses, but certainly they are common
lity started even from the position of centurion.
in the careers of centurions who reached the pri-
“There was a gradual increase in the proportion
mipilate” (Dobson 1993, 139).
of men who rose from the position of centurion to
equestrian rank and were then promoted to hold During the emperors of Severan dynasty still
further posts in the civil administration [….] on growing number of equestrian officials (prefects
the available evidence, in the Severan period just and procurators) began their career in the Roman
over 30% of equestrian procurators who had held army. “Many equestrian office-holders such as
some military post in their previous career were procurators had begun their career with military
promoted centurions, while over 57% had held service of some kind” (Campbell 2002, 118). It was
traditional equestrian military posts” (Campbell Septimius Severus who “democratized the army,
2002, 118). However, as analyzed Brian Dobson, enabling common soldiers to rise from the ranks
the promotion from the position of simple soldier to equestrian status and beyond, and in addition
to the post in centurionate was not so easy. First he opened up more military commands and gover-
one had to be in life – “for ordinary soldiers death nmental posts to the equites” (Southern 2001, 40).
during service has been estimated at 50%” (Dob- Only members of the equestrian order could take
son 1970, 102). And so, only the most successful command over newly created three legions (legio
and long-living soldiers could expect the promoti- I.II.III Parthica). This process of growing impor-
on to the position of centurion. On the other hand tance of members of ordo equester was continued
“the bulk of the legionary centurions were always in the 3rd century A.D. and its culmination was the

289
II. Materiale şi cercetări

exclusion of senators from the military positions The high position of army in the Roman social
during the reign of Gallienus. “From the mid-third and political system was connected not only with
century there was certainly greater social mobility, military criteria but with the social consciousness
in that men of equestrian rank were now being ap- of the Romans themselves. “The Romans conti-
pointed to more senior posts previously held by se- nued to be impressed by military success and an
nators, such as the command of a legion [….] Many ability to master the qualities and attitudes of a
of these tough military officers came from the Da- general” (Campbell 2002, 12). During the Ro-
nubian provinces” (Campbell 2002, 121). Starting man Republic it was the strong position and gre-
with the end of the 1st century A.D. the growing at ambitions of Roman generals, which was one
number of provincials was employed in the Roman of the main reasons of long civil war in the final
army and administration. This process reached phase of the Republic. In the political system of
even the Roman senate, which was observed alrea- the early Roman Empire, created by Augustus
dy fifty years ago by Mason Hammond (Hammond just after winning the civil war, almost all mili-
1957, 74-81). Of course this process was even more tary glory had to be directly connected with the
visible in case of the Roman armed forces. “The de- emperor himself (for instance triumphal arches).
mands of Imperial defense changed military ser- Moreover, in Rome there was not “real military
vice, from an Italian point of view, from a patriotic hierarchy or caste of generals” (Campbell 2002,
defense of hearth, home and family to the policing 119). Both the legionary legates (legatus Augus-
of inhospitable frontiers far distant from Italy. Le- ti legionis) and the provincial governors (legatus
gionaries as well as auxiliaries came to be drawn Augusti pro praetore provinciae), as shows their
from the province” (Keppie 1997, 101). nomenclature, were considered as personal offici-
als of the emperor himself. Besides, in the case of
On the other hand, Pat Southern underlined the senatorial officials the military service and/or war
role of Marcus Aurelius and his wars in the second experience formed only part of their preparation
half of 2nd century (especially Marcomannic Wars) (mainly administrative, iuridical, economical) for
for speed up the process of social mobility throu- the successful service for the emperor and the Ro-
gh the army. As testify the examples of such gre- man state. It seems that the role of army as the
at “military men” like P. Helvius Pertinax and M. factor of social mobility was much more impor-
Valerius Maximianus – “Perhaps the most far-re- tant on the lower level of the Roman social struc-
aching development was Marcus employment of ture. “The Roman army seems curiously modern
military officers, no matter what their origin may with its professionalism, structured bureaucracy
have been, whose valuable and visible expertise and detailed military organization […] There was
best suited them to ordinary of special commands. also an avenue of social mobility through promo-
Equestrians, provincials or even sons of freedmen tion in the army to the rank of centurion or abo-
could rise to high office via the army, and then to ve” (Campbell 2002, 151). This was especially true
even higher appointments through the equestrian in the 2nd and 3rd centuries A.D., when “a greater
and senatorial posts to which Marcus promoted reliance on the army, greater specialization in mi-
them” (Southern 2001, 19). It is interesting that litary affairs and the frequent military campaigns
both these great “military men” (and many others) of this are promoted social mobility” (Campbell
spent large part of their military career on Lower 2002, 116). The retired officers entered the civil
Danube, where in the 2nd century A.D. stationed life on a much more privileged position than wi-
the greatest provincial army in whole the Roman thout the former military service. “Army was a
Empire (Żyromski 1995; Żyromski 2004; Żyrom- broad avenue of social mobility into the civic bu-
ski 2006a, 825-827). “In the middle of the 2nd c. reaucracy: retired chief centurions, primipilares,
the whole Southern frontier of the Empire, from took up in municipalities positions appropriate to
Rabat to Aswan, had an army of 2 legions and ca. their equestrian status” (Lendon 1997, 266).
33.000 auxiliaries, or a little over 45.000 men. At
the same time the Eastern frontier had 85.000, During the whole history of the ancient Roman
Britain and Germanies 91.000 and the Danube civilization (754/753 B.C. - A.D. 476) the highest
126.000” (Daniels 1990, 236). Almost half (46.7%) strata of the Roman society (mainly the ordo se-
of the whole Roman land armed forces (estimated natorius) never formed the caste system – like
on 363.690 men) stationed c. 150 A.D. on Rhine or in India (of course in case of varna and not of
Danube (East 21,4%, Britain 13,8%, Africa 11,9%) jati). Mainly the demographical considerations,
(Kennedy 1990, 269, fig. 11/1.). but also the unwillingness to serve in distant and

290
M. Żyromski, The army as an important factor of social mobility in Roman Empire

unhealthy regions (like Syria for example (Syme – in the Roman army. Certainly, both the position
1984, 1376-1392), created many vacancies within of the Roman army and high salaries (connected
the senatorial order. These vacancies had to be fil- with high social position of its officers within the
led by members of lower strata of Roman society local communities), established the important
(mainly members of the ordo equester). Besides, role of the Roman army as the factor of social mo-
the still growing area of Roman Empire created bility. The high level of social mobility (especially
more and more posts in the imperial army and ad- in the 3rd century A.D. onwards), as it seems, for-
ministration to be filled. And so, the paths of pro- ms part of the explanation of high stability of the
motion started even below the equestrian order Roman imperial culture and civilization.

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Armata ca factor important în mobilitatea socială a Imperiului Roman


Rezumat
Statul roman – una din cele mai elocvente civilizaţii europene, s-a perpetuat în timp o perioadă destul de îndelungată
(754/753 a. Chr. – 476 p. Chr.). Cercetătorii scot în evidenţă o serie de factori şi cauze a decăderii Imperiului Roman. Însă,
este mai complicat de a stabili cauzele menţinerii atât de îndelungate a statului roman, a culturii şi civilizaţiei romane.
Printre acestea poate fi menţionat nivelul înalt al culturii romane, precum şi importanţa acordării dreptului de
cetăţenie elitei locale din provincii.
Armata, care cu ajutorul armelor a creat şi menţinut acest imperiu, de asemenea reprezintă un indiciu de bază.
Ea, însă, trebuie tratată şi ca un factor important al mobilităţii sociale. Imperiul Roman nu s-a străduit să creeze
niciodată un sistem de caste (ca în India antică) unde ascensiunea socială nu ar fi fost posibilă. Din anumite con-
siderente de ordin demografic au fost create condiţii pentru avansarea reprezentanţilor păturilor de jos spre elita
socială şi politică a Imperiului Roman. Aceasta a fost posibil, mai ales, pentru ofiţerii din armata romană, cum ar fi
cei din legiunile ce au staţionat în provinciile Dacia, Moesia şi Pannonia.

Армия как важный фактор социальной мобильности в Римской империи


Резюме
Римское государство – одно из величайших европейских цивилизаций, просуществовавших наиболее дли-
тельное время (754/753 гг. до н.э. – 476 н.э.). Можно привести немало факторов и причин упадка Римской
империи. Однако ещë труднее установить причины столь длительного существования древнего римского
государства, римской культуры и цивилизации. Среди таких факторов можно назвать высокую римскую
культуру и важность предоставления членам местной и провинциальной элиты римского гражданства. Ар-
мия, которая силой оружья создала и сохранила Римскую империю, является также основным факторам.
Однако римскую армию следует рассматривать и как важный фактор вертикальной социальной мобиль-
ности. Римская империя никогда не пыталась создать кастовую систему (как в древней Индии), в которой
был бы невозможен социальный рост. Соображения демографического характера создали необходимость
социальной мобильности и продвижения членов нижних социальных слоëв в социальную и политическую
элиту Римской империи. Это в особенности было возможно для офицеров, служивших в самых лучших
римских армиях – таких, как в провинциях Нижнего Подунавья (Дакия, Мезия и Паннония).

15.12.2007

Dr. Marek Żyromski, Poznań University, Szamarzewskiego 89a, 60567 Poznań, Poland, e-mail: zyromski@interia.pl

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