Beruflich Dokumente
Kultur Dokumente
DOI 10.1007/s10551-012-1451-y
Received: 21 September 2011 / Accepted: 10 August 2012 / Published online: 29 August 2012
Springer Science+Business Media B.V. 2012
123
140 A. Budiman et al.
Legality The actors excuse corrupt practices on the grounds that Some expression in the data
they are not illegal
Denial of responsibility The actors engaged in corrupt behaviors perceive that Strong expression in the data particularly around
they have no other choice than to participate in such the low level of salary
activities
Denial of injury The actors are convinced that no one is harmed by their Some expression in the data mostly around the
actions; hence the actions are not really corrupt complexities of the red tape and aid projects
Denial of victim The actors counter any blame for their actions by Little expression in the data
arguing that the violated party deserved whatever
happened
Social weighting The actors assume practices that moderate the salience Strong expression in the data particularly in
of corrupt behaviors through condemning the relation to corruption at senior levels
condemner and selective social comparison
Appeal to higher loyalties The actors argue that their violation of norms is due to Strong expression in the data
their attempt to realize a higher-order value. The most
common higher cause appears to be group loyalty
Metaphor of the ledger The actors rationalize that they are entitled to indulge in Strong expression in the data
deviant behaviors because of their accrued credits
(time and effort) in their jobs
Refocusing attention Relates to dirty-work occupations. Shifts attention away Little expression in these data
from stigmatized features
corruption becomes embedded in organizations through the number of studies in western contexts, very few studies
mutually reinforcing processes that underlie its ultimate in more developing countries have examined the individual
normalization. In particular, Ashforth and Anand (2003) motives for corruption in any great depth. Where studies
propose that supporting corrupt acts are rationalizing ide- have occurred, explanations have reported upon a narrow
ologies that negate negative interpretations by explaining set of factors that include rent-seeking behaviors or self-
why the specific acts of corruption are justifiable or excus- interest (see Rose-Ackerman 1999; Bhargava and Bolon-
able exceptions to the general normative rules. However, the gaita 2004). Studies reveal that corruption is a complicated
influences of these rationalizing strategies have yet to be undertaking as interpretations of corruption and corrupt
tested beyond western contexts in order to understand what acts vary by region, local values, and beliefs (Khan 1998;
is universal and what is more context-specific. In addition, Kristiansen and Ramil 2006). Indeed, cultural practices and
other factors might influence these rationalizations for cor- values often mean that some practices are acceptable in
ruption including the types of groups that individuals belong some countries, but not acceptable in others (Tanzi 1998).
to and choose to identify with. As Rose-Ackerman (1999, p. 5) states one persons bribe
The context for this examination of corruption is the is another persons gift.
Indonesian civil service during the Suharto era (19671998). Towards a more comprehensive understanding of the
Among scholars of corruption, this time in Indonesia is wider range of factors at work in promoting and main-
acknowledged as one where corruption flourished in many taining corruption, Ashforth and Anand (2003) propose
public sector institutions at all levels of government, facil- that individuals engage in a process of rationalization
itated by a period of weak administrative structures and a where self-serving ideologies are developed to justify
general lack of enforcement of accountability processes corruption. These rationalizations explain why otherwise
(Imbaruddin 1997; Kingsbury 2004; Suryadinata 1998). law abiding and committed employees engage in corrup-
tion. Rationalizations can be invoked prospectively before
the act, and retrospectively after the act, and they vary in
The Normalization of Corrupt Behavior their strength in relation to the unethical deed (Zyglido-
poulos et al. 2009). Ashforth and Anand (2003) in their
If we are to make more robust statements about the uni- preliminary model identify eight types of rationalizing
versality of the causes for corruption, whether at the indi- ideologies used in various combinations that allow indi-
vidual or organizational levels, a wide range of contexts viduals to distance themselves from the aberrant moral
needs to be investigated to identify what is universal and position implied by their corrupt actions (see Table 1).
what is more context-specific. In particular, compared to Using this framework, as a first step the current study
123
Rationalizations and Social Identities for Corruption 141
investigated how civil servants used these rationalizing category. Ashforth and Anand (2003) also recognize this
ideologies to justify their corruption or the corruption of tension and ambivalence in their framework. The clash of
others. normative systems around a desire to both justify and to
renounce corrupt behavior in these different systems creates
feelings of doubt and ambivalence.
The Facilitating or Hindering Roles of Social Identities The current study explores the use of rationalizing ide-
ologies and how they might have operated to assist public
The current research extends the understanding of corrup- servants to justify their corrupt acts and those by others.
tion through a special focus upon the social identities During this political era we explore the existence of dif-
associated with the professional role of being a public ferent role identities associated with being a professional
servant in Indonesia. As some (e.g., Rose-Ackerman 1999) public servant in Indonesia, ranging from the non-corrupt
have previously argued, the acceptance of a more profes- civil servant to other identities associated with various
sional public service identity is one mechanism for levels of corruption. The study examines the interplay
reducing the incidents of corruption worldwide. Social between rationalizing ideologies and civil servant role
identity is an individuals self-concept based upon their identities, and how civil servants in Indonesia at the time
perceived membership of one or more social groups (Ab- utilized rationalizations to justify their corrupt behavior
rams and Hogg 1990), and individuals in organizations can and the corrupt behavior of others. In summary, three
hold multiple social identities linked to their membership research questions were addressed:
of a professional role, work group, or discipline. Propo-
Q1. How are rationalizations used by public servants in
nents of social identity theory (Hogg and Abrams 1988)
this developing country to justify their corrupt
propose that through self-categorization there is an accen-
behavior and the corrupt behavior of others?
tuation of the perceived similarities between the self and
Q2. What are the social identities of civil servants around
other ingroup members, and an accentuation of perceived
corrupt behaviors?
differences between the self and identified outgroups. If
Q3. How do these social identities facilitate or hinder the
self-esteem is to be maintained, ones ingroup (e.g., pro-
use of rationalizations about corruption in develop-
fessional role) needs to compare favorably with outgroups,
ing countries?
and in the case of corruption, corrupt acts by ingroup
members might be expected to be motivated by more
positive types of rationalizations than acts by outgroups.
Identity research is beginning to be applied to explaining
corrupt behavior in organizations (see Ashforth et al. 2008; Method
Trevino et al. 2008), including how professional role
identities frame engagement in and reactions to corrupt The Research Context
behavior (den Nieuwenboer and Kaptein 2008; Grube and
Piliavin 2000). Among the many explanations emerging is Before the end of the Suharto era, as with many developing
that de-personalization and adoption of group prototypes countries, Indonesia was known for its underdeveloped
promote corrupt behavior in organizations because indi- institutions of government and a complex and over-
viduals have a desire to adopt what is prototypical of val- expanded bureaucracy (Theobald 1990; King 2000).
ued groups both in terms of behaviors and norms (Ashforth Numerous factors contributed to the complexity of
and Anand 2003; Misangyi et al. 2008). In adopting the administrative systems and structures in Indonesia includ-
groups prototype, and therefore adopting the prototypical ing a system of administration inherited from the Dutch
norms and behaviors of the group, group members become and the Japanese colonialists. This system included cen-
depersonalized and negate their own personal identity (den tralization of policy development and control, problems
Nieuwenboer and Kaptein 2008). associated with lingering colonial attitudes and mind-sets,
Some argue that the use of such processes does not occur and problems in managing inflows of foreign aid and for-
without some stress, anxiety, and self-doubt. According to eign investment which often provided the source for
Alvesson (Alvesson 2004; Sveningsson and Alvesson funding corruption (King 2000; Brown 2006; Dwiputrianti
2003), identity work is a constant struggle as identities are and Lan 2011; Kristiansen and Ramil 2006). All of these
open to review and change. Conscious identity work is factors are implicated in contributing to the existence and
associated with self-doubt, typically due to the many continuance of corruption (Brown 2006; Theobald 1990).
inconsistencies individuals face as a result of challenges to Corruption in the public sector bureaucracy during the
their identity around their behaviors or in explaining the Suharto placed Indonesia as one of the worlds most cor-
behaviors of others who are members of their social group or rupt countries, while Indonesia was judged at this time to
123
142 A. Budiman et al.
have one of the poorest corporate governance standards in Governor in the region. To maintain confidentiality, a
the Asian region (Hill 2000; King 2000). minimum amount of information is provided in this paper
Historically, the low level of salary of civil servants is about the region, and the participants roles in the civil
recognized as a central issue in driving continued corrup- service.
tion in Indonesia (Filmer and Lindauer 2001; Hill 2000). Interviews covered a variety of factors which impacted
Indonesias civil service salary system consisted of a pri- on the performance of public sector institutions during this
mary salary, additional incentives (Tunjangan perbaikan period, with corruption being an important point of dis-
penghasilan atau Kesejahteraan pegawai), structural or cussion. In the conduct of the interviews, corruption was
functional incentives (Tunjangan jabatan struktural atau understood within the Indonesian context as any criminal
fungsional), and 10 kg of rice for single employees or act or pidana committed by state staff and government
30 kg for married employees each month. Salary was based officials involving the abuse of power and authority in the
on a strict hierarchical ranking system. It was common for performance of duties and responsibilities (UU-Otonomi-
a civil servant to have one or more part-time jobs, also Daerah 1999, p. 146). Law Number 22/1999 of the
known as nyambi. Many took unrelated second and third Regional Government Constitution of Indonesia details
jobs such as running a small shop (warung), being a states that corruption is usually closely associated with
motorcycle driver (ngojek) or doing any other kind of collusion and nepotism, and it is most commonly known as
work, known as ngobyek, as long as it was legal (halal), Korupsi, Kolusi dan Nepotisme. Interviews were con-
particularly in the eyes of the Islamic religious law ducted in 20012002, only a few years after the resignation
(Kompas 1998). Despite these financial issues, the pro- of President Suharto on 21st May, 1998. Although this
fession of civil servant was a highly valued social identity, meant that participants were able to give relatively fresh
and identifying as a person with a civil service job afforded accounts of the later Suharto period, the older and retired
a person social status, represented security in employment civil servants were encouraged to give accounts of the
and income, and often included access to health care and entire period.
other benefits (Macfarling 1996; King 2000; Kristiansen The average duration for an interview was between 1
and Ramil 2006). and 2 h. All interviews were completed by the first author
who had considerable experience in the Indonesian public
Sample and Procedure sector as an employee. Data were analyzed by theme using
Pattons (2002) core meanings identification approach.
The research involved semi-structured in-depth interviews Data were first analyzed under the themes of causes of
with 30 individuals who included 19 active and five retired corruption, explanations for corruption, and corrupt prac-
civil servants, and six others expert in the field of public tices. The first and second authors then independently
administration. In addition, two focus groups of seven were classified explanations of corruption under Ashforth and
completed, as well as three group discussions each with Anands (2003) rationalizing ideologies and later cross
3035 participants. The techniques used for the selection of checked their classifications (see Table 1). All authors then
the interviewees were a combination of purposive and undertook an iterative process examining the transcriptions
snowball sampling. Letters requesting volunteers for par- for descriptions of corrupt and non-corrupt behaviors and
ticipation were sent through the local and provincial gov- how these were rationalized against the role of a civil
ernments of the region. servant.
Individual participants were interviewed more than once There were several processes of refinement (Glaser and
where possible (i.e., 19 of the 30 interviews) to gain a fuller Strauss 1967) in an attempt to find an appropriate description
understanding of the interviewees perspective. All inter- for a role identity between the rejection of corrupt practices
views were tape-recorded, transcribed, and translated from and engagement in corruption (see Table 2). We recognize
Indonesian to English. The historical or retrospective that persons can identify with multiple roles; however, cat-
approach used in the interviews promoted a good degree of egorization was necessary to aid discussion beyond the usual
openness and provided further protection for the research dichotomy applied to the analysis of corrupt practices. We
participants. In the tradition of oral history, the interviews also recognize that faced with discrepancies in their
were designed to elicit personal responses to a range of behaviors, individual interviewees may engage in self-
events in the civil servants professional career (see Haynes deception and scapegoating (Brown and Jones 2000), and
2010), while in the tradition of the phenomenological impression management tactics (Goffman 1959; Morrison
interview the researcher aimed to obtain accounts of the and Bies 1991). These processes also help maintain self-
lived-experiences of the participants (Alvesson and image and self-concept (Hogg and Abrams 1988). However,
Skoldberg 2007). The research received ethical approval these processes are also congruent with the processes of
from our University and approval from the Office of the rationalization (Ashforth and Anand 2003).
123
Rationalizations and Social Identities for Corruption 143
Professional Focused on their professional Personally I did not think about my low Predominately denial of responsibility
non- responsibilities, doing their job and salary. Rather I loved my job as a civil and social weighting
corrupt proud to be a member of the Indonesian servant, was proud of my role and I
civil civil service wanted to do the best job possible
servant
Collegial Focused on their professional Because our local government revenue Predominately denial of responsibility,
civil responsibilities but used the system on was small, we switched some activities appeals to higher loyalties and social
servant occasions to achieve organizational to become project activities to benefit weighting
goals, to assist employees or family the revenue of the whole unit
Corrupt civil Completed their professional A lot of what they did was not to meet Strong use of metaphor of the ledger by
servant responsibilities but frequently sought their basic needs. They were motivated individuals who believed that they were
personal gain by greed and the need to live in luxury entitled to indulge in corrupt behaviors
due to their accrued credits (seniority,
status, effort) in their jobs
123
144 A. Budiman et al.
limits. An employee is supposed to be able to live the rationalization, individuals or groups deserve their fate due
way they should simply, but some become a greedy to their previous behaviors. One explanation is that external
person and a lot of what they did was not to meet funding sources such as foreign aid were often involved at
their basic needs. One person like this would be far the core of the corruption. The province in which the
more dangerous than one thousand people who research was located was the recipient of foreign aid funds,
commit small-scale corruption, those who only do it and much of the discussion about corruption centered on
to overcome their daily needs. aid projects funded from external sources such as the
World Bank. Funds were channeled through the central
The following quote further illustrates this sense of
government to the local/provincial government through a
ambivalence experienced by a senior public servant who
system of projects, and while projects had accountability
ultimately yielded to corrupt acts in order to produce a
mechanisms attached to their funding agreements, there
result of higher moral value (i.e., appeal to higher loyalties
was collusion with other public servants and with private
rationalizations). He stated:
business around these documents. For example, letters for
To help and to overcome problems for civil servants, work-orders were routinely written for more than the actual
although small, we also had to become involved in amount.
this corruption. But my feeling as a civil servant is Multiple rationalizations were apparent in explaining
that it was wrong. We knew that the salary was small. how aid project funds were designed in ways that allowed
Then, one of my staff had a child fall sick or pass money to be easily diverted for personal or organizational
away or her husband was hospitalized in Jakarta. She uses. Manipulation of project budgets created extra posi-
had no money to support herself. Well, for the sake of tions through which additional income was regularly
human compassion, I had to assign her to do an obtained through permanent arrangements known as wet
official trip to Jakarta, although she didnt have any positions. Persons who occupied these positions would
work to do there. In the administration system, this stay in them, forgoing promotion and even holidays in
was not allowed. But, we allowed it. order to monitor and continue these corrupt sources of
income. A project team leader in a wet position could
There was a frequent use of the social weighting ratio-
generate double their income by diverting project funds to
nalization around condemning of the condemners in the
private accounts (focus group 1). In addition, these posi-
comments of some public servants (see Table 1). Signifi-
tions were often bought through a corrupt process. As one
cantly, the majority of those interviewed expressed their
civil service expert explained:
strong condemnation and a lack of tolerance for high-level
civil servants being involved in corruption. Many argued It is quite simple actually. To be able to occupy a
that continued corruption occurred because of the poor position as a treasurer, which involved lots of work
leadership of these senior officials, their lack of emphasis on related to project aid development, an employee had
being a professional civil servant, and the rampant corrup- to be ready to buy that position through bribery
tion by leadership at the highest levels of government. instead of getting it through a career promotion.
Some senior civil servants interviewed expressed the Therefore, in their minds only someone who was
metaphor of the ledger rationalization where monies earned ready to buy the position and to be involved in
through corruption offset hard work that went unrewarded manipulations of the red-tape aid through price mark-
or other perceived injustices (see Table 1). In focus group ups would get this position.
one, participants reported that many civil servants were
often well trained, educated and highly capable. However,
during the Suharto era many civil service departments were Identity and Rationalizing Ideologies
over staffed with a rigid system of seniority known as
echelonering which meant few had opportunities to For this analysis, we used an inductive process to define
advance their careers and salaries. They felt a sense of three identities that were reported by individuals, with
injustice in not being able to apply their knowledge and related rationalizations associated with each identity to
training. Another focus group participant reported that his justify their personal corruption or the corrupt behaviors of
job description was vague and often contained insufficient others in their professional role, discipline, or department
duties to occupy the day. This, combined with low salary, (see Table 2). These were: the professional civil servant,
lead to him taking part in corruption. the collegial civil servant, and the corrupt civil servant.
There was very little evidence of the use of the ratio- Among the 30 persons interviewed, three chose not to
nalizations of the denial of injury or the identification of speak about corrupt practices in detail. The remaining
victims of corruption by these civil servants. In this form of interviews contained a mix of accounts of the interviewees
123
Rationalizations and Social Identities for Corruption 145
own corrupt behaviors, their observations of other persons the month. I received a certain percentage of money
corrupt behaviors, and general reflections. from certification of land transactions which was a
legal arrangement. Then, all of these extra incomes
Professional Non-corrupt Civil Servant we had collected were kept for two or three months,
and then we just openly talked and I asked my staff
Several interviewees specifically spoke of their identity as how to divide the money in a fair way.
being a professional civil servant who did not engage in
Often extra money was used for additional incentives for
corruption, even though they were earning low salaries. To
staff or for buying office equipment which was not
protect and to maintain the valued role identity of being an
included in the official government budgets. As a manager
Indonesian civil servant, they found other ways to sup-
stated:
plement their income. They described the professional civil
servant as ethical, hard-working, accountable and focused A division needed computers, air conditioners, and
upon using public funds appropriately. They believed that room refurbishments that were not actually legal
they were not alone in living these values, knowing many office inventories. It was hard to get approval, too
other professional civil servants who had not been corrupt bureaucratic and time consuming when following
despite their low salaries. For example, two respondents legal procedures.
reported as follows:
Other civil servants in this social category, however,
I have three kids I didnt want to exploit office acknowledged taking part in corruption for personal gain,
facilities. I worked night shift for about two years as including to benefit members of their extended family or to
an English translator of company documents such as help staff who were in financial need. They justified these
contracts. corrupt actions through multiple rationalizations around a
denial of responsibility, an appeal to higher loyalties, social
I was already used to a limited economic situation,
weighting, metaphor of the ledger and legality. The appeal
and therefore I didnt expect too much from the
to a higher loyalty was often linked to a desire to be
beginning. I was lucky because my wife was also a
compassionate towards others, as one interviewee
civil servant. She also gained extra income from a
described:
small business.
On certain occasions you need to help an employee
These individuals were especially critical of a corrupt out-
with a serious illness, or to allow them to celebrate
group of senior officials and government leaders who
Christmas and Hari Raya. This could be done by
behaved in ways contrary to the prototype of the civil
additional made-up or marked-up fake reports.
servant leader or government official. As one civil servant
stated: At the core of the social identity of the collegial civil
servant was the promotion of a positive sense of ingroup
That money clearly didnt belong to them and they
distinctiveness. The use of corrupt funds were discussed
still took it. Although their common sense and their
openly, and allocated to serve the broader objectives of
feelings told them it was wrong, they ignored these
the department, workgroup or to help employees who
and justified that it was right.
were in financial need. These examples often represented
justification around an appeal to higher loyalties, in that
Collegial Civil Servant
the volition of norms achieved higher-order organiza-
tional or group goals. Through applying these types of
A large number of the civil servants who were interviewed
rationalizations, the collegial civil servant protected their
identified with this social category. They had used funds
professional identity as a civil servant despite their cor-
misdirected from granting bodies, but maintained that their
ruption. They also reframed the corruption as a collective
motivation was to achieve organizational objectives
act that involved participative decision-making to support
including benefits for their department or work group.
objectives valued by work colleagues, rather than as an
Several interviewees spoke of controlling funds generated
individually motivated act for personal gain.
through illegal means or gained from incentive payments
and honorariums. These funds allowed them or others to
complete valuable organizational tasks or to support The Corrupt Civil Servant
members of their work teams. A project manager stated:
If we got honorariums, we just talked openly about This identity was used to describe an out-group of civil
how much we had collected in total honorariums for servants who went beyond seeking a reasonable living.
123
146 A. Budiman et al.
Typically interviewees explained the existence of the cor- most frequently described around benefits to the organi-
rupt civil servant as being due to a degradation of personal zation or ingroup members rather than for personal gain.
values and standards (degradasi kepribadian). These cor- This finding could be merely impression management or an
rupt individuals were motivated by a desire to gain a life of expression of the collectivistic cultural norms that domi-
luxury rather than by other motives. They had moved nate Indonesian life. However, one of the basic dimensions
beyond a tipping point between actions that were justified around which scholars have sought to distinguish different
corruption that served often organizational or collective forms of corruption is whether the violator acts strictly for
goals and actions that were simply about personal greed: private benefit or whether the beneficiary includes the
organization itself and its members (Pinto et al. 2008). The
Apart from insufficient salary, corruption was sup-
majority of the corrupt acts by these Indonesian civil ser-
ported by the formalism of the administration. These
vants were committed by collectives of discrete individuals
factors drove them to be corrupt. There were many
in the context of complex relationships and in meeting
other ways to fulfil their needs but a lot of what they
social and cultural expectations often around collectivistic
did was not to meet their daily needs. They wanted
ideals. Their goals were often other than self-directed, with
luxury. These were greedy people.
a focus upon helping work colleagues, family, friends, and
The few who admitted to major forms of corruption other ingroup members.
were often more senior civil servants, and as with other A range of rationalizations were employed by Indone-
social identities, their rationalizations centered on denials sian civil servants to explain corrupt acts. As others have
of responsibility and denials of injury to others. For found, the poor pay received by civil servants in many
instance, one civil servant argued that following strict developing countries, pay structures that do not reward
bureaucratic practices were very expensive and time skill, overstaffing and the legacy of colonialism are major
consuming and so he manipulated the system to avoid factors that foster corruption (see Rose-Ackerman 1999;
these procedures that were costly for others to apply. Over Stasavage 2000, Booth 2007). Also rationalizations were
time, personal financial gain became the major motivation highly interconnected (see Zyglidopoulos et al. 2009). One
for continuing his corrupt acts rather than avoiding an example of this interconnectedness is misusing funds to
annoying process. assist a staff member on compassionate grounds. This
Corrupt civil servants were more likely to use the met- action for some civil servants involved a denial of
aphor of the ledger. They rationalized that they were responsibility. They believed that there had no other
entitled to engage in corrupt behaviors because of their choice, as low salaries did not provide staff with what was
seniority, time in the role or the considerable responsibil- needed. This action was also connected to appeals to higher
ities in their jobs that were not recognized in their levels of loyalties around the welfare of staff or justified by social
salaries. A senior civil servant recounted how the effort and weighting when compared with the massive corruption and
time required to fulfil his very challenging role was not personal gain by those at higher levels. Finally, as some
fairly covered through his salary. Another outlined the support for the universality of these rationalizations, these
difficult working conditions of teachers to justify engaging Indonesian civil servants made use of at least six of these
in corruption. In short, these individuals used a range of eight rationalizations developed more around the experi-
justifications to support their corrupt acts, but with a spe- ences of white collar crime in western accounts of cor-
cial focus upon entitlements of their position. None of their ruption (Ashforth and Anand 2003). However, there was no
accounts, however, talked of collective benefits for mem- obvious use of rationalizations around denial of the victim
bers of a valued ingroup through their corruption nor did and refocusing attention.
they identify themselves as members of a distinctive in- The developing country context meant that low levels of
group. salary were at the core of rationalizations around the denial
of responsibility. However, there were also nuances within
this rationalizing ideology. For instance, more often at
Discussion lower salary levels, a denial of responsibility was used to
justify supplementing incomes that were judged to be too
Ashforth and Anand (2003) propose that in the final stage low. The frequent use of this justification possibly served to
of institutionalization, routinizing corruption becomes protect or even enhance the social identity of members of
normative and enacted mindlessly. This final stage existed at least one social category of civil servants (i.e., collegial
in the Indonesian civil service with corruption embedded in civil servants). At a psychological level, corruption was not
the daily activities and administrative structures of public a major threat to the valued social identity of the civil
sector organizations during the Suharto era. On the other servant as funds were directed to meet what were perceived
hand, the corruption in the Indonesian civil service was to be the genuine needs of members of other important
123
Rationalizations and Social Identities for Corruption 147
social groups, that is, their professional group, their family and Anand 2003). However, as rationalizations can also be
or their department (Abrams and Hogg 1990). However, invoked retrospectively after the act (Zyglidopoulos and
corruption by those at higher levels with adequate salary Fleming 2008), more longitudinal research is needed to
was judged to be motivated by the less justifiable motives track this interplay between identities and rationalizing
around personal greed, with those individuals perceived to ideologies over time.
be a despised outgroup by some of those interviewed.
As people form, repair, or revise constructions of iden-
tities that support their individual and collective sense of Points for Intervention and Further Research
self, it is proposed that feelings of ambivalence are a nat-
ural feature of conscious identity work (Sveningsson and These findings emphasize that the existence of corruption
Alvesson 2003). Levels of ambivalence are heightened should not be interpreted as a dichotomy of corrupt and
especially in dealing with unethical practices that empha- non-corrupt behaviors. Some of our interviewees believed
size inconsistencies between what individuals are either that corrupt behavior could be avoided in some circum-
doing themselves or witnessing in terms of inappropriate stances, even where corruption was deeply embedded in
acts (Ashforth and Anand 2003). Many of these civil ser- their society. In particular, the reasons for corruption reveal
vants expressed a sense of ambivalence associated with points for intervention in developing countries. Low salary,
their corrupt actions and the corrupt behaviors of others in poor governance structures and blurred legality all point to
similar professional roles. The collegial civil servant who structural interventions (see Olken 2007). For example,
was the major social category acknowledged that they targeted structural reforms around increased pay, improved
misdirected funds, but did so to achieve corporate goals work conditions, challenges to a system based on seniority
and objectives or for the benefit of others. These intervie- and privilege, and more accountability have the capacity to
wees justified their actions by multiple and interconnected reduce structures and cultures that support corruption.
rationalizing ideologies that included denial of responsi- Ashforth and Anand (2003) argue that individuals need
bility, appeals to higher loyalties and social weighting. to be accountable for the means, as well as the ends.
Rationalizing ideologies serve as a sedative that facili- However, there are challenges in such reforms. Public
tates steps down the road to higher levels of corruption administration reforms such as cutting down on prolifer-
(Ashforth and Anand 2003). Individuals in the collegial ating functions of government departments, the introduc-
civil servant category were corrupt, but did not report tion of voucher systems to bring about competition with
engaging in deeper levels of corruption. One explanation private providers and incentive pay structures can be
might be the considerable evidence around the existence of accompanied by job losses which often stiffens resistance
a tipping point, where behaviors moved from being judged to reform (Bardhan 1997). Also the nature of rationaliza-
by ingroup members as acceptable (i.e., to conform rather tions indicates other points of entry for reducing corrup-
than to be deviant; Cressey 1986), to unacceptable acts for tion. The appeal to higher loyalties rationalization can be
the civil servant. Moving to the next stage of corruption responded to through stronger sanctions and clearer codes
opened up the real prospect of rejection by ones peers, and of conduct. Leaders need to demonstrate ethical values to
given the views expressed towards the corrupt civil servant, remove rationalization through social weighting. The sys-
this level of rejection by professional peers could be quite temic nature of corruption in the project system as a
intense. potential denial of injury might be dealt with by increased
A wide range of rationalizing ideologies was employed ownership of project outcomes at operational levels.
by these Indonesian civil servants. Possibly as they found Finally our analysis is not intended to understate the
their actions difficult to justify, multiple rationalizations complexity of corruption in developing economies or in
were required to manage the considerable feelings of complex organizational and social settings, nor is it
ambivalence generated by their corruption. Alternatively, intended to excuse the behavior of corrupt individuals. The
the mix of rationalizations might reveal that corruption had research supports the need for greater demonstration of
not become mindless for the vast majority of these indi- integrity by senior leaders, the development of codes of
viduals, as suggested by Ashforth and Anand (2003). The conduct that clearly indicate what is legal and desirable
mix of rationalizations might also reflect that over time conduct and what is not, and the development of a more
individuals adopt different identity positions with their efficient accountable and a better paid public sector as
different rationalizing ideologies. Interestingly, corrupt valid reforms. At a theoretical level, our research suggests
civil servants made the most use of rationalizations around a need to better understand nuances within identities and
a sense of entitlement (i.e., metaphor of the ledger), while rationalizing ideologies to more fully understand how
rationalizations are particularly potent when they become individuals manage the threats to valued professional
the property of a group to justify their corruption (Ashforth identities that do emerge as a result of corruption.
123
148 A. Budiman et al.
123
Rationalizations and Social Identities for Corruption 149
Sveningsson, S., & Alvesson, M. (2003). Managing managerial UU-Otonomi-Daerah. (1999). Undang-undang otonomi daerah. Ban-
identities: Organizational fragmentation, discourse and identity dung: Kuraiko Pratama Bandung.
struggle. Human Relations, 56(10), 11631193. Zyglidopoulos, S. C., & Fleming, P. J. (2008). Ethical distance in
Tanzi, V. (1998, December). Corruption around the world: Causes, corrupt firms: How do innocent bystanders become guilty
consequences, scope, and cures. IMF Staff Papers, 45(4), perpetrators? Journal of Business Ethics, 78, 265274.
559594. Zyglidopoulos, C. S., Fleming, P., & Rothenberg, S. (2009).
Theobald, R. (1990). Corruption, development and underdevelop- Rationalization, overcompensation and the escalation of corrup-
ment. Durham: Duke University Press. tion in organizations. Journal of Business Ethics, 84(1), 6573.
Trevino, L. K., Weaver, G. R., & Reynolds, S. J. (2006). Behavioral
ethics in organizations: A review. Journal of Management,
32(6), 951990.
123