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REVIEW

Pathogenesis of Parkinsons Disease


Etienne C. Hirsch, PhD,1,2,3 Peter Jenner, PhD, DSc, FRPharmS,4 and Serge Przedborski, MD, PhD5*

1
Universite Pierre et Marie CurieParis 06, Centre de Recherche de lInstitut du Cerveau et de la Moe lle Epinie`re,
Hopital de la Salpetrie`re, Paris, France
2
 et de la Recherche Me
Institut National de la Sante dicale, Unite  Mixte de Recherche U975, Paris, France
3
Centre National de la Recherche Scientifique, Unite  Mixte de Recherche 7225, Paris, France
4
Neurodegenerative Diseases Research Centre, Institute of Pharmaceutical Sciences, School of Biomedical Sciences, Kings College,
London, United Kingdom
5
Department of Neurology, Department of Pathology and Cell Biology, and the Center for Motor Neuron Biology and Disease,
Columbia University, New York, New York

A B S T R A C T : Parkinsons disease is a common behavior of misfolded proteins and neuroinflammation.


adult-onset neurodegenerative disorder whose pathoge- This suggests that cell death in Parkinsons disease is
nesis remains essentially unknown. Currently, it is believed caused by a multifactorial cascade of pathogenic events
that the neurodegenerative process in Parkinsons disease and argues that effective neuroprotective therapy for Par-
is a combination of both cell-autonomous and non-cell-au- kinsons disease may have to rely on multiple drug interven-
tonomous mechanisms. Proposed cell-autonomous tions. V
C 2012 Movement Disorder Society

mechanisms include alterations in mitochondrial bioener-


getics, dysregulation of calcium homeostasis, and
impaired turnover of mitochondria. As for the proposed Key Words: Dopamine neuron, inflammation, neuro-
non-cell-autonomous mechanisms, they involve prion-like degeneration, mitochndria, misfolded protein

Parkinsons disease (PD) is a common adult-onset nonmotor manifestations are increasingly recognized.2
neurodegenerative disease characterized by the rela- PD, like many of the prominent adult-onset neurode-
tively selective death of neuronal subtypes, notably generative disorders such as Alzheimers disease and
those of the nigrostriatal dopaminergic pathway.1 PD amyotrophic lateral sclerosis, is primarily sporadic,
is usually characterized by the changes that occur in that is, it occurs in the absence of any obvious genetic
motor function, such as bradykinesia, rigidity, pos- linkage.1 However, in rare instances, PD is inherited,
tural instability, and rest tremor, although myriad and in these cases, the PD phenotype is transmitted ei-
ther as a recessive or dominant trait.1 Yet the motor
------------------------------------------------------------ phenotypes of both the sporadic and familial forms of
*Correspondence to: Serge Przedborski, Center for Motor Neuron
Biology and Disease, P&S 5-420, Columbia University, 630 West 168th
PD are almost identical, implying that they might
Street, New York, NY 10032; sp30@columbia.edu share common underlying mechanisms. Perhaps not
Relevant conflicts of interest/financial disclosures: The authors are surprisingly, many researchers argue that this pheno-
supported by grants from the National Institutes of Health (NS042269,
NS064191, NS38370, NS070276, and NS072182 to S.P.), the U.S. typic similarity justifies the intense analyses of rare
Department of Defense (W81XWH-08-1-0522, W81XWH-08-1-0465, and genetic forms of PD, as these studies could well illumi-
W81XWH-09-1-0245 to S.P.), the Parkinson Disease Foundation, the
Thomas Hartman Foundation For Parkinsons Research, Project A.L.S, nate the pathogenesis of both sporadic and inherited
the Wings-over-Wall Street/Muscular Dystrophy Association. INSERM, disease. Moreover, the familial forms of PD do not
CNRS, Universite  Pierre et Marie Curie, Cure Parkinson Foundation,
Rosetrees Trust, Parkinson UK, and National Parkinson Foundation, occur because of mutations in a single gene but result

Centre national de la recherche scientifique, Institut national de la sante from mutations in multiple distinct genes.3 This
et de la recherche me dicale.
Full financial disclosures and author roles may be found in the online genetic heterogeneity is to be expected because as dis-
version of this article. cussed elsewhere,4 the taxonomy of neurodegenerative
Received: 9 January 2012; Revised: 3 April 2012; Accepted: 8 April disorders rests on clinical, biochemical, and neuro-
2012
Published online in Wiley Online Library (wileyonlinelibrary.com).
pathological criteria that serve to lump together ill-
DOI: 10.1002/mds.25032 nesses that simply look alike. From a pathogenic point

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H I R S C H E T A L .

of view, it is possible that the apparent convergence of defect in PD, and this has led to at least 3 recent
the clinical PD phenotype caused by different genes breakthroughs.
tells us that the actions of the mutated forms intersect
in common pathways. In this regard, we believe that The Return of Bioenergetics
despite the genotypic diversity of familial PD, insights
into its pathogenesis that have been gained in the last For years, bioinformatics on small PD cohorts has
been used to try to gain insights into both the etiology
decade have begun to reveal some new and interesting
and pathogenesis of PD, but with little success. In a
themes, one of which has already started to challenge
recent colossal collaborative effort, genomic material
our traditional focus on neurons. Indeed, it is increas-
from around the world was combined to perform a
ingly recognized that degenerating neurons in PD,
genome-wide meta-analysis of gene sets in 410 sam-
such as dopaminergic neurons of the nigrostriatal
ples from patients with symptomatic and presympto-
pathway, do not live in isolation. These neurons
matic PD and normal controls.8 The study analyzed
receive a variety of afferents and are surrounded by a
6.8 million raw data points from 9 genome-wide
large number of nondopaminergic neurons like
expression studies, and 185 laser-captured human do-
GABAergic and cholinergic neurons and nonneuronal
paminergic neuron and substantia nigra transcrip-
cells such as astrocytes and microglia. Thus, it is the
tomes.8 This massive amount of data and analyses led
current belief that the neurodegeneration in PD occurs
to the identification of a strong association between
in response to a mixture of deleterious mechanisms
PD and 10 molecular pathways all related to bioener-
taking place both inside the degenerating neurons (ie,
getics, including glucose metabolism and mitochon-
cell-autonomous processes) and outside the degenerat-
drial oxidative phosphorylation.8 Expression of many
ing neurons (ie, non-cell-autonomous processes). We
of the genes governing mitochondrial bioenergetics
now explore this convenient division of cellular and
and oxidative metabolism is modulated by the tran-
molecular events occurring in PD to discuss some of
scriptional coactivator PGC-1a, and in PGC-1a-
the most recent concepts on its pathogenesis.
knockout mice, expression of the genes responsible for
mitochondrial respiration is reduced and mitochon-
drial respiration decreased.9 Not surprisingly, the
Cell-Autonomous Mechanisms authors inferred from their findings that PGC-1a regu-
lation is perturbed in PD (Fig. 1).
Cell-autonomous mechanisms in PD include oxida- Yet a key question is left unanswered: how does
tive stress, protein aggregation, defects in the ubiqui- PGC1a become dysregulated in PD? Perhaps a begin-
tin-proteasome pathway, and autophagy, but in our ning of the explanation can be found in the work of
opinion it is alterations in mitochondrial function that Shin et al10 on a new Parkin-interacting substrate
have gained prominence.4 Over the past decade, there called PARIS. The latter is degraded by a Parkin-de-
has been an explosion of new information on the neu- pendent mechanism and represses the expression of
robiology of PD due in part to major advances in mo- PGC1a, among other targets.10 Collectively, these
lecular genetics.5 Since the early 2000s, the number of data allow us to propose the following novel patho-
mutations in apparently disparate genes identified in genic scenario of PD. Following a loss of Parkin func-
PD families has increased exponentially. Importantly, tion, because of either genetic mutations or
at least 3 of the products encoded by these genes, posttranslational modifications such as oxidative
namely, DJ-1, Parkin, and PINK1, have been con- stress, PARIS accumulates and represses PGC1a,
nected to mitochondria.4 LRRK2 might also plays a which, in turn, leads to the downregulation of all the
role in modulating the response to mitochondrial inhi- PGC1a-responsive genes, including those regulating
bition, and mutations in LRRK2 might enhance the glucose metabolism and mitochondrial respiration,
susceptibility of dopaminergic neurons to other insults hence provoking a defect in bioenergetics and ulti-
occurring in PD.6 Furthermore, in sporadic PD, laser- mately neuronal degeneration (Fig. 1).
capture microdissection showed high levels of deleted
mitochondrial DNA in individual dopaminergic neu-
rons in the substantia nigra.7 The level of mitochon- Altered Calcium Conductance
drial DNA deletion was greater in cytochrome c In other recent studies, highly susceptible nigral do-
oxidase-deficient neurons than in neurons with normal paminergic neurons were shown to exhibit electro-
cytochrome c oxidase activity.7 This supports the idea physiological characteristics distinct from those of the
that the observed somatic mitochondrial DNA more resistant ventral tegmental dopaminergic neu-
mutations cause functional defects in mitochondrial rons.11,12 The study by Chan and collaborators11
respiration in nigral dopaminergic neurons. Collec- showed that nigral neurons rely on L-type Cav1.3 cal-
tively, these findings in familial and sporadic PD cium channels to drive their rhythmic pacemaking ac-
prompted revisiting the nature of the mitochondrial tivity, which is associated with greater calcium

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FIG. 1. A scheme illustrating that cell death in Parkinsons disease is a result of a multifactorial cascade of pathogenic events combining cell-auton-
omous and non-cell-autonomous mechanisms. The cell-autonomous mechanisms shown include alterations in mitochondrial bioenergetics, dysre-
gulation of calcium homeostasis, and impaired turnover of mitochondria. Many of the genes governing mitochondrial bioenergetics and oxidative
metabolism are modulated by the transcriptional coactivator PGC-1a, which is dysregulated in Parkinsons disease, possibly because of the accu-
mulation of a Parkin-interacting substrate called PARIS. The proposed non-cell-autonomous mechanisms involve prion-like behavior of misfolded
proteins and neuroinflammation. These combine to initiate neuronal cell death and propagate its progression. The combination illustrates that it is
unlikely that pathogenesis in Parkinsons disease can be stopped or slowed through any single therapeutic intervention.

conductance compared to ventral tegmental dopami- may represent one of the molecular underpinnings of
nergic neurons. In the subsequent study by Guzman the reported heightened mitochondrial DNA damage
and collaborators,12 it was shown that the greater cal- in nigral neurons in PD.7
cium conductance in nigral dopaminergic neurons is
associated with increased intramitochondrial produc- Parkin and PINK1 Modulate Mitophagy
tion of reactive oxygen species (ROS). However, we A third set of investigations brought the concept
do not believe the principles of mitochondrial bioener- that PD pathogenesis might be linked to a defect in
getics invoked by the authors to explain how increased mitochondrial quality-control mechanisms. Although
intracellular calcium concentration causes increased these have only begun to be recognized in mammals,
mitochondrial ROS production are correct. Indeed, it is well established in yeast that when mitochondria
bioenergetic principles argue that the faster the elec- are defective, specific molecular machinery recognizes
tron flow through the electron transport chain, the and then disposes of these damaged mitochondria
shorter the time the ubiquinone complex is reduced through macroautophagy.4 This quality-control mech-
and the fewer electrons passed to molecular oxygen. anism maintains a healthy pool of mitochondria, and
Accordingly, the harder the mitochondria work, the the cell can then withstand the high energy demand of
less (and not the more) ROS is produced. Thus, neurons.4 Several groups, including our own, have
should the ROS data be confirmed, the basis between demonstrated that cytoplasmic Parkin can relocate to
calcium dyshomeostasis and intramitochondrial ROS the mitochondria following loss of mitochondrial
production may lie in some other explanation. None- membrane potential,1317 a well-known indicator of
theless, even if we disagree with the authors interpre- mitochondrial dysfunction. Parkin translocation is
tation of their data, it remains true that this work PINK1 dependent,1317 that is, in the absence of
shows that the singular calcium-dependent pacemak- PINK1, Parkin does not translocate to the mitochon-
ing of nigral neurons is associated with increased mi- dria, even if the membrane potential is lost. Once mi-
tochondrial ROS.12 If confirmed, the latter findings tochondria are decorated with Parkin, individual

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H I R S C H E T A L .

mitochondria quickly form clusters that migrate to the the midbrain and rapidly thereafter in the basal fore-
perinuclear region of the cell.14,17 There, these Parkin- brain, the basal ganglia, and the mesocortex. In the
decorated mitochondria colocalize with markers of end stage of the disease, the inclusions invade the
lysosomes,14,17 suggesting that the mitochondrial clus- whole neocortex. Yet the distribution of abnormal a-
ters are degraded by macroautophagy. However, con- synuclein deposits does not correlate with disease du-
trary to events in yeast, we have recently challenged ration and does not explain the progression of clinical
the idea that Parkin/PINK1 is part of the machinery of severity of the disease.23 Furthermore, whether those
macroautophagy degrading dysfunctional mitochon- a-synuclein deposits truly herald neurodegeneration is
dria. Instead, based on our findings,18 we propose that still unknown.
Parkin and PINK1 collaborate to merely facilitate A role for a-synuclein in the progressive nature of
damaged mitochondria to be preferentially, but not the disease has been revitalized by the discovery of a-
exclusively, degraded by general macroautophagy. synuclein-immunoreactive Lewy bodies in embryonic
Nonetheless, whatever the actual molecular process grafted cells in the striata of patients with PD.24,25
involved, PD mutations in either Parkin or PINK1 This suggests that pathology could spread from one
appear to hamper the normal turnover of damaged cell to another and that a-synuclein could be trans-
mitochondria.14,17 Thus, from the above studies, a ferred from an affected neuron to a previously healthy
loss of function of Parkin or PINK1 might prevent neuron by a prion-like process. Subsequently,
damaged mitochondria from being effectively elimi- numerous investigators tried to substantiate this hy-
nated, and this, in turn, may lead to neuronal dysfunc- pothesis using in vitro and in vivo approaches (for a
tion and, ultimately, to even neuronal death (see review, see reference 26). Germane to this new con-
Conclusions for further discussion on this theme). In cept are the following 3 observations. First, it has
addition, it has been reported that LRRK2 might regu- been demonstrated that a-synuclein is present in the
late autophagy/lysosomal function,19 but whether this secretory vesicles of neurons and various biological
involves mitophagic pathways in the same way as Par- fluids, suggesting it might be secreted by exocytosis.26
kin or PINK1 remains to be established (Fig. 1).
Second, it has been found that exosomes from neuro-
blastoma cell lines appear to be able to cargo the pro-
tein from one cell to another.27 And third, it has been
Non-Cell-Autonomous Mechanisms
shown that preformed fibrils generated from full-
Diffusion of Parkinsons Disease over Time length and truncated recombinant a-synuclein enter
and across Brain Regions primary neurons, probably by adsorptive-mediated
Although the symptoms of PD worsen over time, endocytosis, and promote recruitment of soluble en-
the mechanisms underlying the progression of the dis- dogenous a-synuclein into insoluble inclusions reminis-
ease across different brain regions are not fully under- cent of Lewy bodies.28 In the latter study, the authors
stood. However, they very likely involve cellular demonstrated that the accumulation of pathologic a-
interactions known as non-cell-autonomous mecha- synuclein led to decreases in synaptic proteins, pro-
nisms. These mechanisms include a spreading of the gressive impairments in neuronal excitability and con-
pathology (especially of a-synuclein), a progressive nectivity, and, eventually, neuron death.28
degeneration of dopaminergic and nondopaminergic Cell-to-cell transfer of a-synuclein can explain the
neurons and inflammatory processes. formation of Lewy bodies and Lewy neurites but
Lewy bodies and Lewy neurites composed of a-syn- clearly does not account for the full spectrum of PD
uclein deposits are found in the substantia nigra pars and especially not for the degeneration of all neurons.
compacta, where melanized neurons degenerate.20,21 Indeed, neuronal loss in PD is not restricted to the
Importantly, these also are present in nondopaminer- substantia nigra or to neurons containing Lewy
gic brain nuclei that die in PD and even in the periph- bodies. Other neuronal populations also degenerate
ery.20,21 From analyzing a series of brains at autopsy, such as cholinergic neurons in the basal forebrain and
Braak and coworkers22 suggested that a-synuclein the midbrain tegmentum, serotonergic neurons in the
deposition follows a stereotyped progression across raphe nuclei, noradrenergic neurons in the locus
the nervous system. According to Braaks view, the coeruleus (for a review, see reference 29), and even
pathology would start during the preclinical phase of pyramidal neurons involved in corticocortical connec-
PD at 2 independent loci, namely, the medulla oblon- tivity in the presupplementary motor area of the cere-
gata and the olfactory structures. Because at this stage bral cortex.30 The pathogenic mechanisms taking
there is no pathology in the substantia nigra, it place have scarcely been investigated and are pre-
remains to be established whether these cases, called sumed to reflect events in the substantia nigra. Inter-
the preclinical phase of PD or PD stage I, are truly a estingly, the degeneration of some neurons might also
preclinical form of PD. In the early clinical stages of involve non-cell-autonomous mechanisms. Indeed, a
PD, inclusions are found in the substantia nigra and correlation exists between the degree of neuronal

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degeneration in the substantia nigra pars compacta Innate immunity has been studied following initia-
and in the pedunculopontine nucleus (PPN),31,32 tion of nigral dopaminergic cell loss produced by the
which sends cholinergic projections directly to nigral systemic injection of the parkinsonian neurotoxin 1-
dopaminergic neurons. Interestingly, Toulorge and co- methyl-4-phenyl-1,2,3,6-tetrahydropyridine (MPTP).1
workers reported that the cholinergic agonist nicotine MPTP treatment resulted in extensive microglial acti-
can protect dopaminergic neurons in an in vitro model vation in both mice41 and nonhuman primates.42 Fur-
of spontaneous and selective degeneration.33 However, thermore, reduction of microglial activation by
protection only occurred when cytosolic calcium was cyclooxygenase-2 inhibitors,43 peroxisome prolifera-
increased. This rise in calcium was necessary to sensi- tor-activated receptor-gamma agonists,44 or tumor ne-
tize dopamine neurons to the action of nicotine crosis factor alpha manipulation45 reduced neuronal
through a mechanism involving a-bungarotoxin-sensi- degeneration. Microglial activation was also reported
tive (presumably a7) nicotinic acetylcholine receptors in rats after viral vectortargeted overexpression of
and secondarily T-type voltage-gated calcium channels human a-synuclein in midbrain dopamine neurons.46
(Fig. 1). Thus, the degeneration of PPN cholinergic Importantly, in vitro studies even suggested that a-syn-
neurons in PD might exacerbate the loss of nigral do- uclein deposition and inflammatory change potentiate
paminergic neurons by reducing their stimulatory each others pathogenic activity and participate in the
inputs. Very similar findings have been made on the progressive nature of neurodegeneration.47 Yet there is
role of noradrenergic input to the substantia nigra and still a debate about whether microglial activation is
its effect on dopaminergic cell death. Yet other mecha- harmful. Indeed, microglial cells also produce anti-
nisms such as loss of trophic support might also inflammatory cytokines and exert phagocytic activities
explain neuronal loss in PD. In keeping with this, that could prevent the extension of neuronal degenera-
decreased concentrations of brain-derived neurotro- tion. In this context, trying to switch the phenotype of
phic factor and nerve growth factor have been microglial cells from a proinflammatory M1 to an
described in the substantia nigra in PD34 whereas glial immunomodulatory M2 phenotype might represent an
cell linederived neurotrophic factor levels were interesting therapeutic strategy.48
unchanged.35 Clearly, at this point further studies are Experimental studies have also shown that adaptive
needed to determine if the changes in neurotrophic immunity is involved in animal models of PD (Fig. 1).
factor levels are primary in neuronal degeneration in T lymphocytes (CD4 and CD8 lymphocytes) but not B
PD or merely represent a consequence of neuronal lymphocytes infiltrate the substantia nigra and the
dysfunction. striatum of MPTP-intoxicated mice.4951 In this
model, ablation of CD4 but not of CD8 lymphocytes
provided protection against MPTP toxicity to dopami-
nergic neurons by a Fas/Fas ligand-mediated pathway.
NeuroinflammationInstrumental in
The specific antigens that trigger the lymphocytic
Neurodegeneration?
response have not been identified but are likely include
Interactions between neurons and nonneuronal cells nitrated a-synuclein released from dying neurons.52,53
also participate in the cascade of events leading to
neurodegeneration in PD (Fig. 1). Indeed, astrocytosis,
microgliosis, and even lymphocyte infiltration are
found in the substantia nigra in postmortem studies in Conclusions
PD (for a review, see references 36 and 37). In line
with this, levels of proinflammatory cytokines are The growing consensus in PD research is that the
increased in the substantia, the striatum, and the cere- demise of selective subsets of neurons that characterize
brospinal fluid of patients with PD.38 Perhaps impor- this adult-onset neurodegenerative disorder results
tantly, LRRK2 has been found to localize to activated from a combination of cell-autonomous mechanisms
microglial cells, and the R1441G mutation enhances (that is, mechanisms that take place inside dying neu-
the release of cytokines from activated microglia and rons) and non-cell-autonomous mechanisms (that is,
increases cell death.39,40 This indicates that both mechanisms that originate from outside the dying neu-
innate and adaptive immunity are involved in the rons). It is also important to stress that although the
pathogenesis of PD. However, postmortem studies do lions share of attention is given to dopaminergic neu-
not allow the determination of whether neuroinflam- rons, many other neuronal subtypes degenerate in PD.
mation participates in neuronal degeneration or There is as yet no evidence that different neuronal
merely represents a consequence of it. To address this populations die by distinct pathogenic mechanisms, so
issue, changes occurring in animal models of PD have currently studying dopaminergic neurons is perfectly
been investigated along with the effects of interfering appropriate, but this may need to be reviewed once
with such mechanisms on the extent and time course events occurring outside the substantia nigra have
of neuronal loss. received similar attention.

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H I R S C H E T A L .

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