Beruflich Dokumente
Kultur Dokumente
IN THE PHILIPPINES
In Partial Fulfillment
of the Requirements
for Statutory Construction
TERM PAPER
by
September 2015
Introduction
From the past, many professionals practicing law and those of have
shown great interest in statutes, observed that the methods that courts use
to interpret statutes are unpredictable and inconsistent, a conclusion that
lawyers and judges agree remains equally true today. While there is heated
disagreement over which doctrines of statutory interpretation are best, there
is widespread consensus that increased consistency would be superior to the
status quo. Lawyers and judges have considered a range of ways to remedy
this situation, but they have overlooked a path to consistency that is tailor-
made to render the unpredictable more predictable, the Stare Decisis
doctrine.
Courts and any Quasi-judicial bodies usually use different legal maxims
for law doctrines or principles. The subject matter of this paper is the
application of one of the most important legal maxims which until the
present time is commonly used. On the other hand, Legal Maxim is an
established principle or proposition. A principle of law universally admitted,
as being a correct statement of the law, or as agreeable to natural reason 1.
Legal maxims are essentially significant in a law profession and also on law
students which be a great help in solving legal problems.
With this in mind, this paper is created to provide a link between the
subject and to law students, thus accords the students to a meaningful
understanding on the application and significance of this Doctrine Stare
Decisis. Moreover, it will also serve as a lecture and review material for any
individual who might need the meaningful understanding of this doctrine in
any purposes.
The chapters of this paper begin with the pertinent definitions and
principle applications together with example case laws with detailed solution
to amplify the doctrine for the purpose of effective learning.
2 Ibid.
DOCTRINE OF STARE DECISIS
It is a very desirable and necessary judicial practice that when a court has
laid down a principle of law as applicable to a certain state of facts, it will
adhere to that principle and apply to it all future cases where the facts are
substantially the same. Stare decisis et non quieta movere. Stand by the
decisions and disturb not what is settled.3
Once a case has been decided one way, then another case involving exactly
the same point at issue, should be decided in the same manner.4
The Ruling of the Secretary of Finance, x x x was not binding upon the trial
court, much less upon this tribunal, since the duty and power of interpreting
the laws is primarily a function of the judiciary. Plaintiff cannot be excused
from abiding by this legal principle, nor can it properly be heard to say that
it relied on the Secretarys ruling and that, therefore, the court should not
now apply an interpretation at variance therewith. The rules of stare decisis
is undoubtedly entitled to more respect in the construction of statutes than
the interpretations given by officers of the administrative branches of the
government, even those entrusted with the administration of particular laws;
and yet in Philippine Trust Co. vs. Mitchell (59 Phil., 30), this court refused to
The doctrine that, when the court has once laid down a principle of law
as applicable to certain state of facts, it will adhere to that principle and
apply it to all future cases where the facts are substantially the same. 8
Foreign Authors;
9 Prudential Bank & Trust Co. vs. International Asian Co., 40725-R, August 6, 1974
Basically, under the doctrine of stare decisis, the decision of a higher
court within the same provincial jurisdiction acts as binding authority on a
lower court within that same jurisdiction. The decision of a court of another
jurisdiction only acts as persuasive authority. The degree of persuasiveness
is dependent upon various factors, including, first, the nature of the other
jurisdiction. Second, the degree of persuasiveness is dependent upon the
level of court which decided the precedent case in the other jurisdiction.
Other factors include the date of the precedent case, on the assumption that
the more recent the case, the more reliable it will be as authority for a given
proposition, although this is not necessarily so. And on some occasions, the
judges reputation may affect the degree of persuasiveness of the
authority.10
10 Gerald L. Gall, The Canadian Legal System, 2nd ed. (Toronto: Carswell Legal
Publications, 1983)
The rule is stare decisis, not a stare opinionibus or even stare responsis.
Opinions are not legally required in most states and in these, a decision
without an opinion may none the less be binding. The opinion may not
logically lead to the decision at all. There may be other and better reasons
for the decision than those in the opinion. There may be several and even
contradictory opinions. In all these situations, the decision is as binding as it
was before. Opinions have only a force called authority which derive it from
the personality and character of the judge, from the standing of the tribunal,
and from the inherent qualities of the opinion.15
14 Ibid.
Classes of Precedents
18 Mina, The Doctrine of Stare Decisis and the Supreme Court of the Philippine Islands.
19Ibid.
Precedents are further divisible into authoritative and persuasive. These two
classes differ in respect of the kind of inference which they exercise upon the
future course of administration of justice. An authoritative precedent is one
which judges must follow regardless of their beliefs or convictions. It is
binding upon them and excludes their judicial discretion. Persuasive when
the judges are under no obligation to follow although they may attach
weight and merit to them as may be warranted. Generally, decisions of
superior courts are authoritative; those of lower courts, merely persuasive. 20
20 Ibid.
21 Ibid.
23 Mina, The Doctrine of Stare Decisis and the Supreme Court of the Philippine Islands.
Thus noting the court ranking of the judge before whom the lawyer will
be appearing and guided by the doctrine of stare decisis, the lawyer will then
prepare his or her argument. Usually, the best position for the lawyer occurs
when there is a precedent case supporting his or her clients case. The
lawyer will then argue that the court is either bound, or that the court, if not
actually bound, ought to be persuaded by the precedent case to find in the
clients favour. In his or her research, the lawyer will therefore look for cases
with results which support the clients position and the lawyer will prepare to
argue that the ratio decidendi of those precedent cases covers the facts of
the case at bar. However, just locating and evaluating the prospects of
precedent cases is not easy since it is often difficult to determine and
articulate the authority of a case. Moreover, skill is necessary to analyze and
organize the material facts of both the precedent case and the case at bar.
That said, more difficult problems of legal reasoning and legal argument
occur when the lawyer is unable to find a close case or any case at all or,
worse yet, when a case presents itself which appears to be unfavourable.
How does the lawyer deal with these problems?
The lawyer can argue that the precedent case does not stand for the
legal proposition for which it has been cited. In other words, the
lawyer articulates the ratio decidendi of the case differently.
The lawyer can argue that while the precedent case does articulate the
legal proposition for which it has been cited, nevertheless the
proposition was obiter dicta (things said by the way). Subject to an
exception for considered pronouncements of the law by appellate
courts, comments by the judge which are not part of the ratio
decidendi are obiter dicta and are theoretically not binding in a
subsequent case. The exception is that where an appellate court
expresses a considered opinion on a point of law then such ruling is
binding on the lower courts notwithstanding that it was not absolutely
necessary to rule on the point in order to dispose of the appeal. It
should be noted that if a judge rests his decision on two different
grounds neither can be characterized as obiter dictum.
The lawyer can argue that while the precedent case does stand for the
legal proposition for which it has been cited, the case has been
effectively overruled by a decision of a high court or by the
introduction of a new statute.
The lawyer can argue that while the precedent case does stand for the
legal proposition for which it has been cited, the case at bar is
different; that is, the cases are factually distinguishable. Non-
restrictive distinguishing occurs where a court accepts the expressed
ratio decidendi of the earlier case, and does not seek to curtail it, but
finds that the case before it does not fall within this ratio decidendi
because of some material difference of fact. Restrictive distinguishing
cuts down the expressed ratio decidendi of the earlier case by treating
as material to the earlier decision some fact, present in the earlier
case, which the earlier court regarded as immaterial.27
Where the case being relied upon has a built in public policy factor, the
lawyer who wishes to distinguish the case may argue that public policy
has changed and while the legal principle of the precedent case is still
good law, it is distinguishable because of the change of
circumstances. A series of decisions based upon grounds of public
policy, however eminent the judges by whom they were delivered,
cannot possess the same binding authority as decisions which deal
with and formulate principles which are purely legal.
The lawyer can argue that while the precedent case does stand for the
legal proposition for which it has been cited, there is another
precedent of equal weight which stands for the opposite proposition.
The lawyer then goes on to argue that it is that other case which the
court should follow. This type of argument is related to but in the end
result different from the per incuriam argument because it does not
necessarily challenge either decision as having been given per
incuriam. The rule is rather that the court may decide which one of the
conflicting decisions to follow.
The above seven types of legal argument are the principle techniques
used to get around an apparently binding precedent and we can turn next to
FACTS:
Respondent has a legal problem with regard to its real estate holdings.
The law requires that respondents real estate holdings should only be 50%
of its net worth. This constituted a bar to the planned expansion of
respondent. To solve the predicament of the respondent, it created a
separate entity, which is petitioner, wherein the existing branch sites would
be unloaded and the said petitioner would also acquire new branch sites for
respondent and lease it to the latter. Pursuant to the agreement between the
two parties, the petitioner acquired properties from respondent and then
leased them to the latter. It was a part of the agreement that petitioner only
holds properties for the respondent and that the said properties would be
returned to respondent at its pleasure.
There came a time when there was a disagreement between the two
parties on which of the 2 lease contracts of lease presented by each party
governs them. Petitioner contends that it is the 11-year contract while the
other presents a 20-year contract. Both contracts have been allegedly
notarized and executed on the same date.
Using the 11-year contract as basis, the petitioner filed a petition for
ejectment against respondent. However, the petitioner lost in all its cases
and appealed the case to the Court of Appeals. The CA mentioned in its
decision that the lower courts erred in refusing to exercise jurisdiction, when
the issue of possession and issue of validity of contract is intertwined.
Nonetheless, it dismissed the petition to maintain judicial consistency and
stability as other ejectment cases like the one at bar have already been
decided on. Petitioner filed MR and was granted by ordering respondent to
pay the unpaid rentals. Subsequently, the respondent filed an MR and the CA
reversed its decision, which made petitioner file an appeal to the SC saying
that the CA erred in considering the ruling of the court in another case as
the law of the case between petitioner and respondent. Respondent then
said that only decisions of the SC establish jurisprudence or doctrines.
ISSUE:
Whether or not the principle of stare decisis should be applied to the case at
bar even if the parties and properties involved are different?
HELD:
In the light of the aforementioned decision, the Court doesnt have any
option but to uphold the 20-year lease contract, following the principle of
stare decisis et non quieta movere (follow past precedents and do not
disturb what has been settled).
xxx
FACTS:
ISSUE:
HELD:
xxx
FACTS:
ISSUE:
Whether or not the principle of stare decisis should be applied to the case at
bar?
HELD:
xxx
&
FACTS:
Petitioners in the two cases are both of born of a Chinese father and a
Filipino mother. The first petitioner was granted writ of habeas corpus since
he was declared to be a Filipino citizen due to the doctrine of jus soli, which
says that when one is born in a country, he acquires the citizenship of that
country. Such has been said to be the same with the second petitioner.
Second petitioners petition for naturalization was dismissed since he no
longer needed to be naturalized. The Solicitor General opposed such
decision, saying that the two are not citizens of the Philippines pursuant to
the laws existing during their time of birth.
Before this, the Court, with regard to cases like this, used the principle
of jus soli, adopted from the US Constitution, which says that all those born
and naturalized in the US and placed under its jurisdiction is a citizen of the
US.
The Solicitor General mentioned that the principle of jus soli wasnt
extended to the Philippines. In a previous case wherein jus soli was used
was based in a prior case, which mentioned the principle of jus soli but
wasnt actually the issue at hand. Furthermore, if ever the principle of jus
soli was extended, it had its limitations. The law that prevailed then
mentioned that if one was born after a certain date and in accordance with
other conditions, which would only be the time when one is considered a
citizen. Otherwise, they are not to be considered citizens.
ISSUE:
HELD:
No, the principle of stare decisis doesnt mean being blind adherence
to precedents. Even if the doctrines laid down have been followed for years,
if it has been found to be contrary to law, it should be abandoned or
reconsidered. Principle of stare decisis shouldnt be applied if there is conflict
between law and precedent.
Given that the law enforced during the time of birth of two petitioners
doesnt allow them to be citizens of the Philippines, even if precedence tells
that they be allowed to be citizens of the Philippines, cannot be declared
Filipino citizens.
CONCLUSION
The Judiciary, in practice is the court which applies and interprets the
enacted laws. The power, of which is vested to one Supreme Court and lower
courts as established by the law. In this branch of the government, cases are
settled, through which Judicial Opinions are heard. The quality of judicial
opinion, determines the quality of a court on how they apply or interpret
laws. A law needs only to be applied if the law is clear and unequivocal, and
while they will need to interpret it if the law is vague or ambiguous.
Justices of the Supreme Court and judges of the lower courts, in their
conduct of their function should practice with utmost care their duties. They
are the ones that will be responsible for the final interpretation, from
rigorous analysis of facts, they will base their decisions. Their job in doing
so, are very important, by the doctrine of stare decisis where cases decided
are used as basis for cases that are of similar situation. Be it that in another
case, different decision is given, completely different and opposite from the
former, this will be become an impairment of its integrity. Thus, we can say,
Judiciary as not only concerned with applying but also with interpretation
and construction of case laws. As quoted by Justice Marvic Leonen there is
no perfect interpretation, hence, we cannot accept them as evidence, being
not conclusive but rather ardently persuasive.