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Summary
KEYWORDS Obesity is a major risk factor for poorly controlled asthma, but the reasons for poor asthma
Obesity; control in this patient population are unclear. Symptoms of depression have been associated
Asthma; with poor asthma control, and increase with higher body mass index (BMI). The purpose of
Depression this study was to assess whether depressive symptoms underlie poor asthma control in
obesity.
Methods: We determined the relationship between BMI, psychological morbidity and asthma
control at baseline in a well-characterized patient population participating in a clinical trial
conducted by the American Lung Association-Asthma Clinical Research Centers.
Results: Obese asthmatic participants had increased symptoms of depression (Center for
Epidemiologic Studies Depression Scale score in lean 10.1 8.1, overweight 10.0 8.1, obese
12.4 9.9; p Z 0.03), worse asthma control (Juniper Asthma Control Questionnaire score in
lean 1.43 0.68, overweight 1.52 0.71, obese 1.76 0.75; p < 0.0001), and worse asthma
quality of life (scores in lean 5.21 1.08, overweight 5.08 1.05, obese 4.64 1.09; p <
0.0001). Asthmatics with obesity and those with symptoms of depression both had a higher
risk of having poorly controlled asthma (adjusted odds ratio of 1.83 CI 1.23e3.52 for obesity, and 2.08 CI
1.23e3.52 for depression), but there was no interaction between the two.
Obesity and symptoms of depression 1101
* Corresponding author. Department of Medicine, University of Vermont and Fletcher Allen Health Care, Given D209, 89
Beaumont Avenue, Burlington, VT 05405, USA. Tel.: 1 (802) 656 8812; fax: 1 (802) 656 3526.
E-mail addresses: anne.dixon@vtmednet.org, anne.dixon@uvm.edu (A.E. Dixon).
1
Credit roster: American Lung Association Asthma Clinical Research Centers. The participating persons were mentioned in
the section Author contributions.
http://dx.doi.org/10.1016/j.rmed.2014.05.012 0954-
6111/ 2014 Elsevier
Ltd. All rights reserved.
Conclusion: Obesity and symptoms of depression are independently associated with
poor asthma control. As depression is increased in obese asthmatics it may be an
important comorbidity contributing to poor asthma control in this population, but
factors other than depression also contribute to poor asthma control in obesity.
2014 Elsevier Ltd. All rights reserved.
Statistical approach
Descriptive statistics were used to summarize
baseline characteristics of the study subjects,
divided into three categories according to body
mass index (BMI): lean (BMI 18.5e24.9 kg/m 2),
overweight (BMI 25e29.9 kg/m2), and obese (BMI 30
kg/m2). Continuous variables were compared using
analysis of variance, with log transformations for
non-parametric variables, and proportions were
compared using c2 analysis. Post-hoc comparison of
groups was performed using the Bonferroni
procedure.
We determined the risk of poor asthma control
associated with obesity (defined as a BMI 30)
compared to nonobese (defined as those with a BMI
< 30) and depression (defined as a CES-D score 16
compared to those with a score < 16). We
performed multiple logistic regression including sex,
age, race, education, income and employment
status in the final model. We evaluated the
relationship between asthma control and symptoms
of depression, using an interaction term for obesity
(BMI > 30 kg/m2) and significant symptoms of
depression (defined as a CES-D score 16). Analyses
were performed with STATA 10$0 (College Station,
Texas).
BMI (kg/m )2
22.3 (20.9e23.7) 27.2 (26.0e28.3) 35.0 (32.6e41.1) <0.001
Women 140 (68) 106 (63) 191 (82)
Race or ethnic group (%)
White 144 (69) 104 (64) 114 (49) <0.001
Black 45 (22) 54 (32) 102 (44)
Hispanic 6 (3) 1 (1) 1 (0)
Other 10 (6) 5 (3) 15 (7)
Highest level of education (%)
<High school 19 (9) 11 (7) 19 (8) <0.001
High school 20 (10) 22 (13) 45 (20)
Some college 81 (39) 62 (37) 117 (50)
Bachelors degree 48 (23) 38 (23) 27 (12)
Some post-graduate 15 (7) 10 (6) 11 (5)
Post-graduate degree 22 (11) 21 (13) 13 (6)
Employment status (%)
Student 64 (30) 19 (12) 16 (7) <0.001
Not working 16 (8) 15 (9) 30 (13)
Full time 86 (42) 94 (57) 114 (49)
Part time 25 (12) 16 (9) 29 (13)
Retired 6 (3) 12 (7) 12 (5)
Disabled 3 (1) 3 (2) 19 (8)
Other 5 (2) 5 (3) 12 (5)
Household income (%)
<$20,000 48 (23) 21 (13) 59 (25) 0.22
$20,000e$50,000 57 (28) 52 (31) 74 (32)
$50,000e$75,000 24 (12) 21 (13) 23 (10)
>$75,000 23 (11) 23 (14) 20 (9)
Declined to answer 37 (18) 36 (22) 42 (18)
Dont know 16 (8) 11 (7) 14 (6)
Values shown are mean SD or median (IQR) for continuous variables, and n (%) for
proportions. P values shown are for analysis of variance for continuous variables, and c 2
test for proportions.
*P < 0.05 compared with lean group.
Asthma characteristics
AQLQ ([ score range, 1e7)a 5.21 1.08 5.08 1.05 4.64 1.09c,d <0.0001
FVC (% predicted pre BD)b 97.7 13.0 94.4 12.8c 91.8 13.0c <0.0001
FEV1/FVC (pre BD) 75.6 9.2 74.3 9.1 75.7 7.6 0.16
FEV1 % change after BD 8.9 10.2 9.9 10.9 8.8 13.0 0.63
FVC % change after BD 2.5 6.1 4.5 9.1c 4.5 11.1c <0.001
Values shown are mean and SD, and are compared by analysis of variance and n (%) for proportions.
ACQ, asthma control questionnaire; AQLQ, asthma quality of life questionnaire; PEF, morning peak expiratory flow; FEV 1,
forced expiratory volume in 1 s; FVC, forced vital capacity; BD, bronchodilator.
a
Y, Lower score is better; [ Higher score is better.
b
Predicted values for FEV1 and FVC are taken from Hankinson et al. [32].
c p < 0.05 compared with lean
group.
d p < 0.01 compared with overweight
group.
Obesity and symptoms of depression 1106
Table 4 Risk of poor asthma control in those with Values shown are mean SD from ACQ, asthma control
obesity and/or depression. questionnaire.
Odds ratio CI
Mild depression was defined using a threshold of CES-D
Obesitya 2.06 1.48e2.88 16, probable depression as CES-D 23.
Depressiona 2.44 1.65e3.63
a p < 0.05 compared with lean
Obesityb 1.83 1.23e3.52 group.
Depressionb 2.08 1.23e3.52 well as worse asthma-related quality of life. Obesity
is not only a risk factor for incident asthma, but is
Poor asthma control was defined as a score of 1.5 on also associated with worse control characterized by
the juniper asthma control questionnaire. a Uni-variate increased symptoms, more frequent use of rescue
analysis for depression (using threshold of CESD C16)
bronchodilator medications, increased risk of
and obesity separately. b Multivariate analysis
combining depression and obesity in the same model,
hospitalizations for asthma, and missed work days
which also includes age, sex, race, education, [2,7,19]. Obesity is a significant cause of poorly
employment, income, and an interaction value for controlled asthma due to many factors such as
presence of obesity and depression (p Z 0.58). altered lung mechanics, altered responses to
medications, elevated airway oxidative stress,
effects of adipokines and cytokines, and other co-
morbidities which occur in obesity such depression
contribution of depression to poor asthma control and obstructive sleep apnea [3]. We have previously
was not unique to obesity (Table 5). reported that symptoms of obstructive sleep apnea
are associated with worse asthma control [20], but
few studies have investigated the role of
Discussion psychological morbidity in the poor asthma control
of obesity.
This study demonstrates that obese asthmatics have
poor asthma control, worse asthma-specific quality Asthmatics are more likely to suffer from anxiety
of life, and suffer a greater burden of symptoms of and depression than the general population,
depression than leaner asthmatics. Obesity and irrespective of BMI [21]. Data from the 2002 World
symptoms of depression are both independently Health Survey collected by the World Health
related to poor asthma control, without a significant Organization across 54 countries suggested that
interaction between the two comorbidities. This depression was significantly associated with asthma
suggests that depression should be considered in in 65% of countries [22]. There may be a causal link
managing obese patients with poor asthma control between depression and asthma; in a longitudinal
as the prevalence of depression increases with BMI, 20 year follow up CARDIA study by Brunner et al.,
but that poor asthma control in obesity is also elevated depressive symptoms were associated with
related to factors other than depression. This study a 1.26 increased risk of developing incident asthma
has important clinical implications with regard to (independent of BMI) [23]. Depression in asthmatics
understanding the physical and mental has been associated with poor asthma control
underpinnings of poor asthma control among obese [21,24], with one study reporting that comorbid
asthmatics. depression was associated with greater health care
The present study provides further evidence of utilization and 51% higher health care costs [25].
the relationship between obesity and poor asthma Depression may contribute to poor asthma control
control as through a number of pathways. Asthmatics with
psychological comorbidity may perceive a greater
intensity of breathlessness [21]. Asthmatics with
depressive symptoms may also develop cholinergic-
Table 5 Asthma control in relation to symptoms of mediated airway constriction in the event of
depression in participants of differing BMI groups. psychological stress [26,27]. Depression may also
No Mild Probable p depression depression affect medication adherence: high levels of
depression depressive symptoms are associated with an 11-fold
increase in odds of poor adherence (measured
Lean
electronically) to inhaled corticosteroid therapy after
Asthma 1.36 0.67 1.58 0.56 1.89 0.72a hospitalization for an asthma exacerbation [27]. It is
<0.01 control also possible that poor asthma control contributes to
the development of depression. In the current study
Overweight we found that over 20% of the study population
Asthma 1.46 0.66 1.62 0.66 1.97 1.21 reached the threshold for mild depression on the
0.07 control validated CES-D questionnaire, which is in line with
previous reports on the prevalence of depression in
Obese
asthma [8,6]. Asthmatic participants with symptoms
Asthma 1.67 0.74 2.05 0.65a 1.96 0.77 0.01 of depression were approximately twice as likely to
control have poor asthma control as those without
1107 S.G. Kapadia et al.
symptoms of depression. Our data provide further depression and asthma are the same in lean
evidence that symptoms of depression are patients as they are in obese patients, though obese
associated with poor asthma control and worse patients have a higher prevalence of depression.
asthma quality of life. Awareness of the finding that depression contributes
Many studies suggest there is a significant to poor asthma control is likely critical in the
relationship between depression and obesity. Meta- management of both lean and obese patients with
analyses of cohort studies suggest a significant asthma.
association between obesity and depression [9,28]; This study does have some limitations. The
one meta-analysis of 17 community based studies patient population was recruited for a clinical trial
encompassing 204,507 participants reported a and so may not reflect the general asthma
significant association between depression and population, although ethnic and economic diversity
obesity, particularly among females (OR, 1.26; 95% in the population was strong. This was a cross-
CI, 1.17e1.36) [9]. Our current study demonstrates sectional study, and so we cannot draw any
that obese asthmatics had significantly higher conclusions about the direction of the association
scores on the CES-D questionnaire and a higher between asthma and depression.
prevalence of depression. Many factors may This study shows that depression likely
contribute to the increased risk of depression with contributes to poor asthma control in obese
obesity. Obesity and depression share common risk patients, as obese patients have a higher prevalence
factors such as low socioeconomic status and of depression than lean asthmatics, and depression
insufficient physical activity [29]. Psychological is associated with poor asthma control. However,
distress may be worsened by obesity because of obesity also contributes to poor asthma control
social stigmatization which produces low selfworth independent of depression; understanding poor
and self-esteem, a negative body image, guilt, and asthma control in obesity requires research into the
peer isolation [9,28,29]. Hypothalamic-pituitary- pathophysiology of airway disease in obesity. This
adrenal axis dysfunction from psychological distress study suggests that interventions to address
elevates circulating cortisol levels which may psychological comorbidity should be studied in
contribute to abdominal obesity. Depression and obese asthmatics, and that improving asthma
obesity likely share common risk factors and may in control in obese asthmatics will require a holistic
part share a common pathophysiology, whether approach to improve asthma outcomes.
these factors interact with each other to produce the
worse asthma control characteristic of obesity is not
known. Funding
A few studies have addressed the potential for a
concurrent interaction between obesity and Supported by the American Lung Association, and
depression in mediating poor asthma outcomes. NIH grants R01HL073494 and P30 RR031158-01.
Data collected from the 2006 European National
Health and Wellness Survey of 37,476 adults
demonstrated that less educated, obese, and Conflicts of interest
depressed asthmatics experience significantly
poorer asthma control [30]. Acosta-Perez et al. Sonam Kapadia: has no conflicts of interest
examined the effects of obesity and pertaining to this manuscript.
depressive/anxiety disorders cooccurring in a
community sample of Puerto Rican youth 10e19 Christine Wei: has no conflicts of interest
years of age diagnosed with asthma: depression/
pertaining to this manuscript.
anxiety was three times more common in the obese,
but asthma exacerbations were associated with an Susan Bartlett: has no conflicts of interest
increased prevalence of psychological comorbidity
pertaining to this manuscript.
among the nonobese youth only [31]. A recent
single center Canadian study reported that Jason Lang: has no conflicts of interest pertaining
depression appeared to explain poor asthma control
in obese asthmatics, this differs from our own to this manuscript.
findings; these differing results are likely related to Robert Wise: has no conflicts of interest pertaining
differences in the two study patient populations (our
own being a multi-center study with a younger more to this manuscript.
diverse U.S. patient population) [32]. Our current Anne Dixon: has no conflicts of interest pertaining
study demonstrates a clinically meaningful effect of
obesity and depression independently contributing to this manuscript.
to significantly poorer asthma control. The presence
of depression contributed to poor asthma control in
all BMI groups. Contrary to our hypothesis, there Author contributions
was no significant interaction between obesity and
depression, suggesting that the mechanisms linking The following persons participated in the TAPE study.
Obesity and symptoms of depression 1108
Baylor College of Medicine, Houston: N. A. (principal clinic coordinator), J. Allen, A. Coote, L.M.
Hanania (principal investigator), M. Sockrider (co- Doucette, K. Girard, J. Lynn, L. Moon, T.
principal investigator), L. Giraldo (principal clinic Viola (coordinators).
coordinator), R. Valdez, (coordinator). The Ohio State University Medical
Maria Fareri Childrens Hospital at Westchester Center/Columbus Childrens Hospital, Columbus: J.
Medical Center and New York Medical College, Mastronarde (principal investigator), K. McCoy (co-
Valhalla, N.Y.: A. Dozor (principal investigator), N. principal investigator), J. Drake (principal clinic
Amin and Y. C. Kim (coprincipal investigator), I. coordinator), R. Compton, L. Raterman
Gherson (principal clinic coordinator), M. (coordinators).
Heydendael and M. Key (coordinators). University of Alabama at Birmingham,
Columbia UniversityeNew York University Birmingham: L.B. Gerald (principal investigator),
Consortium, New York: J. Reibman (principal W.C. Bailey (co-principal investigator), S. Erwin
investigator), E. DiMango (co-principal investigator), (principal clinic coordinator), H. Young, A. Kelley, D.
W. Hoerning (clinic coordinator at New York Laken, B. Martin (coordinators).
University), J. Sormillon (clinic coordinator at University of Miami, MiamieUniversity of South
Columbia University). Florida, Tampa: A. Wanner (principal investigator), R.
Duke University Medical Center, Durham, N.C.: L. Lockey (principal investigator), E. Mendes (principal
Williams (principal investigator), J. Sundy (co- clinic coordinator for University of Miami), M.
principal investigator), G. Dudek (principal clinic Grandstaff (principal clinic coordinator for University
coordinator), R. Newton, (coordinator). of South Florida).
Emory University School of Medicine, Atlanta: B Fimbel (coordinator).
W.G. Teague (principal investigator), S. Khatri (co- University of Minnesota, Minneapolis: M.N.
principal investigator), J. Costolnick, (principal clinic Blumenthal (508 principal investigator), G.
coordinator), J. Peabody, R. Patel, E Hunter Brottman, J. Hagen (coprincipal investigators), A.
(coordinators). Decker, D. Lascewski, S. Kelleher (principal clinic
Illinois Consortium, Chicago: L. Smith (principal coordinators), K. Bachman, M. Sneen (coordinators).
investigator), J. Moy, E Naureckas, C.S. Olopade (co- University of Missouri, Kansas City School of
principal investigators), J. Hixon (principal clinic Medicine, Kansas City: G. Salzman (principal
coordinator), A. Brees, G. Rivera, S. Sietsema, V. investigator), D. Pyszczynski (co-principal
Zagaja (coordinators). Indiana University, Asthma investigator), P. Haney (principal clinic coordinator).
Clinical Research Center, Indianapolis: M. Busk St. Louis Asthma Clinical Research Center:
(principal investigator), F. Leickly, C. Williams (co- Washington University, St. Louis University, and
principal investigators), S. Lynch (principal clinic Clinical Research Center, St. Louis: M. Castro
coordinator); P. Puntenney (coordinator). (principal investigator), L. Bacharier, K. Sumino (co-
Jefferson Medical College, Philadelphia: F. Leone investigators), M.E. Scheipeter (principal clinic
(principal investigator), M. HayeseHampton coordinator), J. Tarsi (coordinator).
(principal clinic coordinator). University of California San Diego: S Wasserman
Louisiana State University Health Sciences Center, (principal investigator), J Ramsdell (co-principal
Ernest N. Morial Asthma, Allergy, and Respiratory investigator). Chairmans Office, Respiratory
Disease Center, New Orleans: W.R. Summer Hospital, Winnipeg, Man., Canada: N. Anthonisen
(principal investigator), C. Glynn (principal clinic (research group chair). Data Coordinating Center,
coordinator). Johns Hopkins University Center for Clinical Trials.
National Jewish Medical and Research Center, Baltimore: R. Wise (center director), J. Holbrook
Denver: S. Wenzel (principal investigator), P Silkoff (deputy director), E. Brown (principal coordinator),
(co-principal investigator), R. Gibbs (principal clinic M. Dale, M. Daniel, G. Leatherman, C. Levine, J.
coordinator), L. Lopez, C. Ruis, B. Schoen Jones, R. Masih, S Modak, D. Nowakowski, N.
(coordinators). Prusakowski, D. Shade, E. Sugar.
Nemours Childrens CliniceUniversity of Florida Data and Safety Monitoring Board: L. Hudson
Consortium, Jacksonville: J. Lima (principal
(chair), V. Chinchilli, P. Lanken, B. McWilliams, C.
investigator), K. Blake (co-principal investigator), A.
Santos (principal clinic coordinator), L. Duckworth, Rinaldo, D. Tashkin. References
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