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Reflections Symposium

Analytic Filmmaking: A New Approach


to Research and Publication in the Social
Sciences
Roy Germano

New digital video technologies are transforming how people everywhere document, publish, and consume information. As knowledge
production becomes increasingly oriented towards digital/visual modes of expression, scholars will need new approaches for conducting
and publishing research. The purpose of this article is to advance a systematic approach to scholarship called analytic lmmaking. I argue
that when lming and editing are guided by rigorous social scientic standards, digital video can be a compelling medium for illustrating
causal processes, communicating theory-driven explanations, and presenting new empirical ndings. I furthermore argue that analytic
lms offer policymakers and the public an effective way to glean insights from and engage with scholarly research. Throughout the article
I draw on examples from my work to demonstrate the principles of analytic lmmaking in practice and to point out how analytic lms
complement written scholarship.

P
eople communicate differently today than they did These changing modes of communication are even begin-
a decade ago. Communication is not necessarily less ning to permeate academia. A growing number of scholars
textual, but it is certainly more visual and interactive. and students in the natural sciences, social sciences, and
Similarly to how the printing press delinked written humanities are exploring how new digital video technolo-
expression from the Catholic Church, new tools and gies can be used to create audiovisual publications that
technologies have freed audiovisual expression from the stretch the boundaries of traditional scholarly work.3 Some
hands of lm and television studios, allowing individuals the institutions are even getting in on the act. Perhaps signaling
opportunity to create and broadcast high-quality video a coming trend in mixed-media publication, the Graduate
content on a small budget.1 These toolswhich include School of Arts and Science at Harvard University recently
compact and affordable high-denition (HD) video cam- created an interdisciplinary program called Critical Media
eras, user-friendly video editing software, and websites like Practice, which allows Ph.D. candidates in any discipline
YouTube and Netixare transforming how people including political scienceto integrate digital video and
everywhere document, publish, and consume knowledge.2 other digital media into their dissertations.4
As knowledge production becomes increasingly ori-
ented to digital/visual modes of expression, scholars will
need new approaches for conducting and publishing
The author thanks Stephanie Bower, Kenneth F. Greene, research. The purpose of this essay is to advance
Jeffrey Isaac, Douglas S. Massey, and Noam Osband for a systematic approach to audiovisual scholarship that is
comments on earlier drafts of this article. Thanks also to consistent with the standards and practices of positive
Paul Espinosa, Peter Galison, Brendan Greeley, Natasha social science. I call this approachwhich is both a new
Iskander, Joonas Rokka, Wesley Shrum, Mark C. Taylor, way of publishing social science research and a new way of
and Jeffrey Togman for helpful conversations over the making nonction lmsanalytic lmmaking. I argue
years about the role of video in social science research. that when lming and editing are guided by rigorous social
Fieldwork discussed in this article was made possible by scientic standards, digital video can be a compelling
the generous support of the National Science Foundation medium for illustrating causal processes, communicating
Graduate Research Fellowship Program, the National theory-driven explanations, and presenting new empirical
Science Foundation Political Science Program, and the ndings. By using audiovisual data to present scholarly
Department of Government, College of Liberal Arts, and ndings, I argue that we develop a more accurate and
Lozano Long Institute for Latin American Studies at the complete body of scholarly knowledge and offer policy-
University of Texas at Austin. Roy Germano can be makers and the public a uniquely effective way to glean
reached at roygermano@gmail.com. insights from and engage with scholarly research.
doi:10.1017/S1537592714001649
American Political Science Association 2014 September 2014 | Vol. 12/No. 3 663
Reflections Symposium | Analytic Filmmaking

I became interested in audiovisual scholarship in together contribute to a more complete and accurate
20072008 while writing a dissertation on the political understanding of the social and political worlds. The third
economy of international migration.5 Originally, my goal section discusses some extra-scholarly advantages of ana-
was to use a video camera to collect qualitative data while lytic lm and explains why audiovisual scholarship is able
directing a sample survey in Mexico. Over time, I rened to transcend some of the barriers that keep scholarly
my lming methods and ultimately shot 32 hours of knowledge from leaving our subelds and why broader
interview and observational footage. The footage was dissemination is to the advantage of both scholars and the
fascinating and revealed insights that text and survey data public. I conclude with some thoughts about how scholars
could not. Upon returning from the eld, I became who are interested in analytic lmmaking can receive
convinced that creating a video companion to my proper training and how incentives can be created within
dissertation would be the most effective way to present the academy to encourage good digital/visual scholarship
my qualitative data. Unable to nd good models of in general.
political science on lm, I developed my own methods
and approaches through trial and error. I worked not as Analytic Filmmaking: An Overview
a documentary lmmaker trained in the art of visual An analytic lm is an audiovisual work that uses theory
storytelling, but as a social scientist interested in using and empirical evidence to systematically explain social
new tools and technologies to advance theoretical claims and political outcomes.8 Analytic lmmaking is the
and empirical ndings. The end result of that long, application of the standards, rigor, and objectivity of social
iterative process is a 55-minute analytic lm called The science to audiovisual media to communicate and dissem-
Other Side of Immigration.6 inate original social science research. Analytic lms are
The Other Side of Immigrationhenceforth, TOSOI scholarly publications that advance new hypotheses and
has allowed my Ph.D. research to cross disciplinary and new empirical ndings, not works that merely report on or
professional lines in ways that would not have been possible synthesize existing studies through narration or interviews
had I only produced a text-based dissertation. I have with scholars and other experts.9 Analytic lmmaking
presented TOSOI and discussed related ndings from my begins by posing research questions and outlining possible
dissertation at more than 100 universities, conferences, explanations. Various arguments, explanations, and theo-
community events, and government institutions. Many of retical claims, including new hypotheses, form the back-
these events include forums that, as a political scientist, bone of the narrative. Video datai.e., footage from
I never expected to attend, such as public health confer- interviews, observations, and experimentsare arranged
ences, education policy conferences, mental health forums, around that theoretical structure in order to create a co-
law conferences, agricultural policy forums, medical herent audiovisual narrative. The ultimate goal of any
schools, churches, cultural institutions, high schools, public analytic lm should be to make nomothetic statements
libraries, and dozens of interdisciplinary university events. based on empirical evidence and to complement inferences
TOSOI has furthermore brought my research to thousands made in written work by illustrating how, in reality,
of viewers through online distribution networks like Net- human behavior follows hypothesized logics. Analytic
ix, iTunes, and Amazon Instant Video. TOSOI is a serious lms are a particularly vivid way of illustrating causal
work that many audiences appreciate for the unique way it processes and are best suited to research that involves
presents information. Shortly after its release TOSOI was human subjects and where individual or group preferen-
named most original presentation of a current political ces, opinions, or behavior are causally important. They
issue at an event sponsored by the Bipartisan Policy Center may be viewed independently of or in combination with
(a think tank founded by four former Senate Majority written scholarship and may range in length from a few
Leaders). In 2011, TOSOI became one of fteen lms minutes to many hours long, depending on the needs of
added to the American Library Associations List of Notable the researcher.
Videos for its signicant contribution to the world of video Analytic lmmaking is not documentary lmmaking by
recordings.7 another name. Documentary lmmakers typically adhere
This article systematizes the approach that informed to a set of practices and norms that are incompatible with
the production of TOSOI. The rst section of this article positive social science.10 Above all, most documentary
provides a general denition of analytic lmmaking, lmmakers are trained and identify themselves as story-
distinguishes analytic lmmaking from documentary lm- tellers. Their stories tend to follow and describe the actions
making, and outlines a set of core concepts and techniques. of charactersthe real-life individuals or groups (which
The second section draws on examples from TOSOI to may include the lmmaker or journalist) whose lives,
show how one can apply the analytic lmmaking approach struggles, journey, or achievements create the kind of
in practice. Here I situate TOSOI within a larger research conict, action, or suspense that drive the plots of their
program that includes written scholarship to explain how lms. The search for engaging characters and narrative
analytic lm and textual work are complements that tensiontwo key ingredients to a successful documentary,

664 Perspectives on Politics


according to one authority11explains why so many guided by theory. Before beginning to collect video data,
documentaries feature eccentrics and outliers. It also scholars should pose research questions, outline existing
explains why many documentaries blur the line between explanations, and develop new hypotheses. These ques-
ction and nonction without alerting the viewer, using tions, explanations, and hypotheses, along with a priori
staged or semi-scripted scenes to develop more dramatic, substantive knowledge, should inform choices regarding
romantic, or emotional narratives.12 Finally, through their who is interviewed or what is observed. In some cases,
characters stories, many documentaries aim to say some- researchers may collect video data through random sam-
thing about politics or society. These statements, however, pling. However, since the goal of analytic lmmaking is to
tend to be normative arguments based on opinion, emo- illustrate causal processes rather than test hypotheses,
tion, or unique (and often extraordinary) experiences. useful samples may be nonrandom.16 Whatever the
Analytic lmmaking is thus different from documen- sampling strategy, it is essential that researchers use their
tary lmmaking in that (1) it emphasizes the general over scholarly judgment and academic training to collect video
the particular; (2) it engages in original theoretical inquiry data from credible sources (i.e., not necessarily the best
and nomothetic explanation over descriptive storytelling characters or most entertaining personalities) which
and character development; (3) it is categorically non- present the most accurate (i.e., not dramatized or sensa-
ctional and privileges accuracy above all else; and (4) it tionalized) representation of the populations, events, or
advances positive arguments based on theory and evi- phenomena they study. Later in this piece I will discuss
dence rather than normative arguments based on opin- techniques for minimizing the kinds of biases that can
ion, emotion, and dramatization. threaten the validity and reliability of video data.
The remainder of this section introduces three core
concepts of analytic lmmaking: video data, theoretical Theoretical Pillars
pillars, and strategic reiteration. The subsequent section With the help of nonlinear video editing software like
provides examples from TOSOI to demonstrate how social Adobe Premiere, Avid, and Final Cut Pro, video data can
scientists can put these concepts to use to create analytic be analyzed, parceled, and edited into a self-sustaining
lms in practice. Just as every scholar has a different audiovisual narrative. Instead of telling a story about
approach to written expression, every scholar will have a particular person, group, time period, or event, the
a different approach to creating audiovisual scholarship. narrative in an analytic lm should advance a series of
The objective here, however, is to systematize some theory-driven explanations about social or political out-
essential aspects of analytic lmmaking in order to comes. To do the kind of explaining that is expected of
establish a set of guidelines and standards for using digital social science research, one should establish and edit
video tools to conduct and disseminate social science video clips according to theoretical pillars. Theoretical
research.13 pillars are organizational subsections that structure the
explanatory trajectory and theoretical logic of analytic
Video Data lms. They guide argumentation and the presentation of
Although usually thought of as entertainment, video is theoretical explanations, and thus organize how video clips
fundamentally a medium for capturing and storing are presented to the viewer. As a narrative device, they are
information. Instead of conning human behavior, state- analogous to the plot points and scenes that structure most
ments, and opinions to numerical codes (as one might other lms. Without theoretical pillars, one is left with
with a survey) or relatively thin text-based descriptions little more than an unstructured and unfocused collection
(as one might when making eld notes), video uses audio of statements and observations.
and moving images to create dynamic records of whatever Figure 1 presents a schematic overview of the process of
we point our camera at. Video has the unique ability to editing an analytic lm. The rst step is to pose a research
simultaneously capture and store various kinds of aural and question that will occupy a major section of the analytic
visual information, much of which cannot be stored nearly lm, or possibly the entire analytic lm. A number of
as effectively, exhaustively, or simultaneously as text, possible existing and new explanations inevitably ow
numbers, or audio,14 including contextual and environ- from the research question. Theoretical pillars are the
mental factors, body language, facial expressions, group schools of thought, theories, new hypotheses, and logical
dynamics, behaviors, actions, and tone of voice. It can steps that advance those explanations. Before the video
furthermore capture important attributes of a person, editing process begins, one should have a strong sense of
event, or situation, such as credibility, authority, mood, what theoretical pillars might be used to structure the
intention, sincerity, and authenticity. A single video clip narrative. Video data should then be grouped according to
may therefore hold many bits of information, some of those theoretical categories. Video data that do not t in
which one may have never anticipated.15 preordained theoretical categories may nd a home in
This video data is the central component of any substantive/empirical categories or new theoretical cate-
analytic lm. Collecting it should be systematic and gories, the creation of which may cause one to rethink the

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Reflections Symposium | Analytic Filmmaking

Figure 1
Overview of the process of structuring and editing an analytic film

original theoretical outline. After video data has been demonstrates a point that is being described by a re-
organized along theoretical and substantive lines, one spondent. The observational footage, presumably lmed
should select and arrange video clips that best convey at a different place and time but presented to the viewer
particular arguments and explanations. The next task is to simultaneously, suggests to the viewer that the respond-
use video editing software to fuse and interweave distinct ents statement generalizes beyond his or her immediate
pieces of video data together so that clips of varying lengths experience. Second, one may present video clips that make
come together to produce a logical explanatory narrative nearly identical statements but which come from respond-
that sheds light on the causal processes that underlie some ents who differ on certain demographic variables, such as
social or political outcome.17 profession, race, age, location, or socio-economic status.
This can signal to the viewer that a particular belief or
Strategic Reiteration understanding spans different populations or subpopula-
A key objective of analytic lmmaking is to offer general tions. Finally, one may present the stories or experiences of
explanations rather than describe particular cases. On one many different kinds of respondents in a way that high-
hand, generalization is pursued by organizing video clips lights a unifying theme or underlying process. This
according to theoretical pillars rather than according to approach shows that although the details of any respond-
the story of any particular individual, group, or event. ents experience may be unique, they are linked by some
Even still, theoretical propositions are conveyed through more general variable of interest. In the next section, I use
statements made by individual respondents or through examples from my work to demonstrate how, in practice,
observations of specic events, places, or points in time. one can use these and other techniques to create analytic
To overcome the particularity that is inherent to any lms.
single video clip and give the viewer condence that ones
video data are expressing generalizable concepts, argu- Analytic Filmmaking in Practice
ments, and explanations, I recommend a technique called To make the process of creating an analytic lm less
strategic reiteration. Strategic reiteration means editing two abstract, I use examples from The Other Side of Immigra-
or more different video clips so that they are presented tion (TOSOI ) to illustrate how, in practice, one collects
simultaneously or in close succession to generalize and good video data, edits according to theoretical pillars, and
infer beyond any particular example, statement, or piece of generalizes through strategic reiteration. In this section,
evidence. I also explain the relationship between TOSOI and my
Strategic reiteration can mean at least three things in written scholarship to indicate how video and text
practice. First, one could engage in strategic reiteration by complement and interact with one another. Together,
showing observational footage that reveals a process or these forms of expression help us accumulate different

666 Perspectives on Politics


kinds of knowledge and contribute to the creation of propaganda from a recent political campaign, and mothers
a more accurate and complete body of scholarly knowl- lining up to participate in a conditional cash transfer
edge. Finally, in case the key differences between analytic program.
lmmaking and documentary lmmaking remain unclear,
I briey compare TOSOIs narrative approach to narrative Selection Bias, Response Bias, and Nonresponse Bias
approaches taken in a handful of documentary lms on the Biased data are a threat to good inference.19 While
same topic. collecting video data, I was attentive to three types of bias
in particular: selection bias, response bias, and nonre-
Project Background sponse bias. These three biases are certainly not unique to
TOSOI was lmed as part of dissertation eldwork video data, but may manifest themselves in ways that are
I completed in Mexico between January and April of unfamiliar to scholars who have never collected video data.
2008. Although embedded within the same study that First, selection bias becomes an issue if one succumbs
informed my dissertation, TOSOI is not the lm to the natural impulse of recording only when some-
adaptation of my dissertation. Rather, they are distinct thing interesting is happening or when something in-
works that complement one another, overlapping in some teresting is being said. This impulse is problematic because
respects, but more importantly, revealing things about the most interesting moments, people, and statements
their common topic that the other cannot. My dissertation may in fact be outliers that tell us little about the true
explores the political determinants and political effects of processes we are interested in understanding. To collect
migrants remittances in developing economies.18 Two data that is representative of the population or phenom-
key arguments are at the center of this study. To put them enon being studied, it is critical to record often and to
succinctly, I rst argue that scal austerity in developing allow ones camera to roll uninterrupted for long periods of
countries prompts citizens abroad to send more money to time. Uninterrupted recording is now possible due to the
family and friends in the homeland, lling what could be decreasing cost of storing digital video footage on hard
thought of as a social insurance vacuum left when drives and the fact that most video cameras are now
developing states curtail or eliminate subsidies and social equipped with high capacity internal hard drives and/or
welfare programs. Second, I argue that because remittances record to high capacity removable data cards. My cam-
are cash injections that insulate poor households from corder, for example, recorded footage to a 60-gigabyte
market vicissitudes, remittance recipients have fewer internal hard drive that could store seven hours of
economic grievances and are thus less likely to punish HD footage at a time. I furthermore used a three-hour
politicians for an otherwise ill-managed economy. To test battery and traveled with a power cord and two backup
these arguments, I collected survey data from 767 ran- batteries. In addition to reducing selection bias, capturing
domly selected Mexican households. large amounts of video data is advantageous because it
In an effort to develop stronger causal theories and creates more observations for one to analyze later, whether
illustrate causal mechanisms, I collected qualitative data those analyses inform written scholarship, audiovisual
during the period that my research team collected survey scholarship, or both.
data. Through in-depth interviews and observations in Next, anytime we collect human subjects data, we
high-emigration areas, I was interested in gaining a more must take steps to mitigate nonresponse bias and re-
general understanding of the political, economic, and sponse bias. Nonresponse bias occurs if respondents
social processes that cause people to emigrate and in turn systematically refuse to participate in a study. Response
how emigration and remittances impact the communities bias occurs if respondents systematically misrepresent
and households migrants leave behind. As part of my their opinions or provide inaccurate information (often
qualitative eldwork, I collected 32 hours of video for reasons of social desirability) in the presence of an
footage using a small HD camcorder. Most of this observer.20 Video cameras may exacerbate these biases. For
footage consists of interviews with a broad range of example, people may refuse to participate, or clam up if
people in the communities where my research team they do participate, due to camera-shyness (nonresponse
collected survey datae.g., smallholder famers, return bias). Others may feel compelled to perform, exaggerate,
migrants, residents with family members in the United or withhold information in order to put forward a favorable
States, and local politicians, candidates, and community image for the camera (response bias).
leaders of all political partiesand with policymakers and I attempted to mitigate these biases by minimizing the
bureaucrats in the state capital. Interviewees were selected cameras role in the interaction. First, I predicted that
purposively in an effort to extract reliable information a crew and professional lm equipment would intimidate
about the intersection of emigration, politics, and eco- or distract many respondents. Those who are intimidated
nomics in the locales where I conducted eldwork. Other might refuse to participate or act withdrawn during the
footage was observational: e.g., the look of the homes that interview; those who are distracted by a crew, big camera,
return migrants had built with money earned abroad, or bright lights may feel compelled to perform or feel

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Reflections Symposium | Analytic Filmmaking

unable to speak naturally. To make the on-camera the implications of migrants remittances for political and
interview less daunting and to minimize these distractions, economic life in migrant-sending communities? [27:45
I worked alone and used an inconspicuous setup that 32:33] and (4) How do mass emigration and U.S.
consisted of only a small consumer-grade camcorder on immigration policy affect migration patterns and social
a simple tripod. I refrained from using a lighting kit, and dynamics in rural Mexico? [32:3447:00]. The fth
I did not attach lapel microphones to interviewees. These section concludes the lm by offering some policy
decisions had adverse effects on production quality: many recommendations, just as a book or article might
of my shots were out of focus and poorly lit, and most of [47:0052:03]. In each of these sections, a series of
my audio contained hiss and background noise. I think, explanations is provided, followed by a central argument
however, these decisions made the interview feel less or explanation. (Throughout this discussion, bracketed
formal and made it easier for respondents to ignore the numbers reference time points in the lm.)
camera. Finally, to make on-camera interviews feel more To illustrate how I used video data to advance an
like natural conversations between two people, I did not original social scientic audiovisual narrative, consider the
formally start and end interviews with countdowns or theoretical logic behind the rst key section of TOSOI
signals. Rather, I began recording prior to entering the [2:5015:12]. This section of the lm is made up of about
conversation and generally left the camera rolling on 80 video clips that were edited together to present
a tripod the entire interview. explanations and evidence to a single research question:
Nonresponse bias was ultimately not a problem: only one What causes international migration? My objective here
out of 37 people I approached for interviews refused to go was to offer explanations that go beyond the clichs we
on-camera. I performed two tests to check for response bias. hear in public debatese.g., people migrate in search of
First, on a handful of occasions, I conducted off-camera pre- a better lifeand present a set of systematic explanations
interviews and returned later with the camera. I noticed based on existing theories and a new hypothesis that grew
little if any difference in the disposition of interviewees or out of my research. I was also interested in going beyond
the kind of information they provided between the off- the most common economic explanations to show how
camera pre-interview and the on-camera interview. In changes in economic policynot just exogenous economic
general, people seemed to ignore the camera after only shocks or economic conditionstrigger mass emigration.
a couple minutessomething observed by other visual social To advance these explanations, I established three theo-
scientists.21 I also checked my video data against my survey retical pillars.
data and my own understanding of the topic when possible. Economic theories of international migration con-
I did not nd evidence that the camera was causing stitute the rst theoretical pillar [2:506:10] and are
respondents to provide inaccurate information. Using the conveyed through observational footage and statements
camera to collect observational data did not appear made by residents of high-emigration Mexican towns.
problematic eitherbecause I was using a small, One resident, a return migrant, argues in favor of Stark
consumer-grade camera, I was routinely ignored, prob- and Taylors theory of relative deprivation25 when he
ably taken for a tourist.22 states: You create big expectations when you see family
Are cameras too disruptive to collect good data? In members and neighbors come back from the U.S. [with]
some instances they may be, especially in places where their nice clothes, their new cars, their new trucks. You
recording is prohibited. At the same time it may be more think its easy to go up there (the United States) and in
possible than ever to collect good data with a video a short time have the same. As he speaks, images of
camera. Video recordingwhether it is people shooting well-dressed people walking through poor communities
video on their cellphones in public or security cameras and driving pickup trucks help generalize the point
watching overheadis now so ubiquitous that people [3:353:51]. The simultaneous presentation of the
take decreasing notice of the technology.23 My argu- respondents statement and accompanying observations
ment is not that researchers should ignore or wish away the is one of many examples of strategic reiteration. Other
potential disruptions that video cameras may cause while factors that explain emigration include wage differ-
gathering data, but that there are ways to minimize and entials between sending and receiving economies and
check for biases that video cameras may induce.24 the availability of employment opportunities in receiv-
ing economies (commonly known as pull factors),26
Communicating Arguments and Evidence expressed through statements and observational footage
Using Final Cut Pro software, I edited my video data into that compare a rosy picture of working in the United
a 55-minute narrative that addresses the following States with the difculty of nding decent paying work
research questions: (1) What causes international migra- in rural Mexico.
tion? [2:5015:12] (2) Under what circumstances do After exploring economic theories of international
people choose exit (emigration) over voice (political migration, the lm shifts gears and begins to offer
participation and protest)? [16:2727:18] (3) What are a new political economy explanation. Specically, this

668 Perspectives on Politics


section of the lm argues that in combination, an open were opening their economies.28 The lm illustrates the
trade policy and low social spending cause emigration. Mexican states waning commitment to small-scale agri-
The second theoretical pillar initiates this argument at the culture through statements about the unbearably high
6:49-mark with discussion of the distributional effects of costs of unsubsidized farm inputs [9:329:40] and low
international trade. levels of spending on subsidies [12:0212:30]. One
Although good for growth in the aggregate, the transition farmera return migrantsays, We dont have any
from a closed to open trade policy exposes once-protected government support. Were forgotten by the political
industries and producers to new competition and the system [13:4113:53]. The idea that small farmers are
vagaries of the invisible hand, creating new economic losers. not supported is strategically reiterated by clips that show
Statements from Mexican policymakers and smallholder the antiquated technologies many continue to use: horses
farmers convey this logic. For example, the mayor of one to plow elds [12:2412:32], machetes to cut grass
small town explains how the pork industry once thrived in [13:2313:30], and small tractors that look many decades
his community and employed a signicant percentage of old [13:3013:44].
residents, a point strategically reiterated in the next clip by The combination of open economy policies and weak
a peasant farmer [6:497:21]. A farmer from another town safety nets may leave certain groupsin this case, small
discusses how he and his neighbors once grew corn for farmerscompletely unable to compete. Some political
subsistence and cultivated beans to sell at market [7:24 scientists predict that the losers of state retrenchment and
7:57]. A farmer from yet another community explains how trade competition organize and punish politicians for
there was once great demand for the strawberries he grows on adverse economic change.29 Others argue that market
his land. Each respondent then explains that his pork, corn, losers swallow the bitter pill and wait for better times.30
beans, and strawberries were priced out of the market after This subsection of TOSOI makes a different argument:
Mexico opened its economy to agricultural imports. Various some market losers cope with scal austerity by emigrat-
interviewees point out that abandoning their land and ing. As one respondent points out, he has no choice but to
emigrating was the most rational course for small farmers nd a way to recuperate losses if what he invests in growing
who suddenly found themselves unable to compete in his crops exceeds his income from selling them. In the
a market dominated by cheaper foreign goods [8:1310:53]. absence of a robust social safety net, the burden falls to him
The decision to include four different examples here to self-insure. He points out that the most effective way to
pork, corn, beans, and strawberriesis another example of do this is to work in the United States and save and send
strategic reiteration. In this instance, my objective was to money home [14:2014:53].31
make general statements about the distributional effects of Reminding us of Albert Hirschmans seminal frame-
trade in Mexico. If pork had been the only example, the work,32 the next major section of TOSOI explores why
argument would have been that small pork farmers were the emigration (exit) might be viewed as a more effective way
losers of Mexicos trade policy. This is certainly true, but to deal with economic adversity than expressing ones
by focusing on examples that fall into four different economic grievances through formal political channels
agricultural categorieslivestock, vegetables, grains, and (voice) [16:2727:18]. In short, with the narrative again
fruitsmy aim was to convey the message that with only supported by a set of theoretical pillars, this part of the lm
a few exceptions, small farmers were the losers of Mexicos explains how low levels of political knowledge [16:27
trade policy [10:5411:47]. 19:58], clientelism [19:5921:27], and the widespread
To this point, it sounds like an open trade policy and perception that the government is corrupt [21:2723:20]
exposure to new foreign competition cause emigration. erode marginalized citizens faith in political institutions
The third theoretical pillar [11:4915:12] adds a new [23:2025:00]. Lack of faith in political institutions and
layer to the explanation by focusing on the role of the need to self-insure leads to a culture of emigration in
government spending. Rodrik and others have argued that marginalized towns. Those who stay behind can often turn to
the kind of external risk that small Mexican farmers were family members abroad to help them meet their economic
exposed to creates new demand for social insurance needs. As a result, remittance recipients have fewer economic
a demand that many governments have responded to by grievances than they otherwise would, making them less
increasing spending on subsidies and social welfare pro- compelled to punish politicians for a bad economy [26:25
grams that insulate workers from market vicissitudes.27 26:41]. Structured logical explanations are advanced in the
The positive relationship between trade openness and remaining sections of the lm.
government spendingoften referred to as the compen-
sation hypothesishas found strong empirical support in The Complementary Nature of Analytic Film
studies of developed countries. The relationship, however, and Written Scholarship
does not hold up so reliably in samples of developing Analytic lmmaking and written scholarship are comple-
countries. Some developing states, in fact, reduced their ments. First, through the analytic lmmaking process,
social insurance commitments at the same time that they scholars create a vivid record of their eldwork.33

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Reflections Symposium | Analytic Filmmaking

The opportunity to watch and re-watch an audiovisual record narrative about how a particular person or group overcame
of ones eldwork through the video editing process allows some economic or interpersonal hardshipall character-
scholars to see evidence they overlooked the rst time around istic approaches of documentary lmmaking. Instead, the
due to cognitive biases,34 cognitive limits,35 and failures to goal was to offer more general explanations that connected
pick up on subtleties in language, customs, and behavior that bits of micro-level evidence from my interviews and
were not immediately familiar. Re-experiencing ones observations in an attempt to shed light on macro-level
eldwork in this way can improve written scholarship by trends about why people migrate and how migration
contributing to the development of more accurate inter- affects political, social, and economic dynamics in sending
pretations, better hypotheses and theory, and new ideas communities.
about how to specify empirical models and operationalize To further understand this distinction, compare
concepts.36 TOSOIs theory-driven approach to the character-driven
Together, analytic lms and written scholarship con- approach taken in any number of other documentary lms
tribute to a more accurate and complete body of about emigration. Mark Beckers acclaimed documentary
knowledge because either medium is able to achieve Romntico, for instance, tells the story of a musician named
things that the other cannot. A central achievement of Carmelo who struggles to make a living in his hometown
analytic lmmaking, for instance, is that it is able to of Salvatierra, Mexico after returning from a stint working
illustrate causal processes far more vividly than text. in San Francisco, California.39 Alex Riveras PBS lm
Written scholarship, on the other hand, is better equip- The Sixth Section tells the story of a group of Mexicans
ped to advance general models and quantitative analysis is immigrants in New York who pool their money to build
better equipped to test those models. The rst major a baseball eld, purchase an ambulance, and build a well in
section of TOSOI [2:5015:12], for example, lays out the their hometown of Boqueron, Mexico.40 Juan Carlos
causal mechanisms behind the claim that market losers Rulfo and Carlos Hagermans award-winning documen-
who are unable to count on government support self- tary Los Que Se Quedan (English title: Those Who Remain)
insure by emigrating and sending money home. A testable provides a window into the daily routines of a handful of
implication of this causal process is that, all else equal, people living in rural Mexico to tell a story that builds to
remittances sent to a developing economy or poor the dramatic separation of one family and reunion of
household should increase when government spending another.41 All of these lms make mention of some of the
decreases. In my dissertation, tests of time-series data and causes and effects of international migration. In contrast to
survey data provide support for the hypothesized negative TOSOI, however, their primary objectives are to tell their
relationship between government spending and remit- characters stories, not systematically unpack causal pro-
tance ows.37 Moreover, at the 26:22-mark, a respondent cesses or present new evidence from an original social
argues that people in his community have little interest in scientic study.
holding their politicians accountable because so many are
able to count on family members abroad to satisfy their Engaging Broad Audiences and
economic needs. A testable implication (which I disaggre- Promoting New Collaboration
gate into multiple hypotheses) is that remittance recipients Analytic lmmaking is a uniquely effective way to
will use political channels to express economic grievances communicate scholarly ndings to researchers in other
less than neighbors who do not receive remittances. Again, disciplines, people working in other professions, students,
I nd robust support for this hypothesis in analyses of and the general public. As I have seen in my experiences
survey data I collected while lming TOSOI.38 presenting and discussing TOSOI, there is no shortage of
The critical point is that all of the above are useful intelligent people who are hungry for credible, well-
ways to advance explanations based on a systematic researched information. The problem is that most of these
theoretical logic and scientic evidence. To treat them people do not have the time or training to obtain that
as competitors is, I think, to create a false choice, similar information from text-based scholarship. Video is useful in
to the false choice that once existed between quantitative this regard: Not only do lms typically take less time to
and qualitative approaches. Together text-based scholar- watch than books take to read, but they require less prior
ship and analytic lm have the potential to reveal more knowledge of a specialized language than text. When
things about human behavior and social reality than either engaging with text, readers who are unfamiliar with
could reveal on their own. a certain vocabulary or who confront a poorly elucidated
concept may quickly become lost and give up. One can
Contrasting Analytic Film and Documentary Film present sophisticated concepts through video, on the other
Notice that the objective of TOSOI was not to describe hand, and though viewers may be unfamiliar with the
life in a Mexican village, recount the history of Mexican language behind those concepts, they may still be able to
migration to the United States, report on a new immigra- extract salient information by way of the visual and aural
tion policy initiative, or convey a dramatic three-act context.42

670 Perspectives on Politics


Another advantage of video is that it can be consumed information to audiences outside our elds or subelds,
simultaneously in a group setting. Everyone reads at for reminding the public of the value of social science
a different pace, and reads better in some environments research, and for having real inuence on how policymakers
than others. Hundreds of people, on the other hand, can and other members of the public think about important
watch a video in the same space and at the same time. social and political issues. This does not mean dumbing-
The opportunity for people of different backgrounds, down our work, but instead communicating ndings
professions, and education levels to consume sophisti- through a medium with which more non-specialists are
cated information simultaneously and obtain some level willing to engage and are better prepared to glean insights
of basic understanding across the group can greatly from.
facilitate discussion and learning at forums that bring In addition to communicating knowledge across
together diverse stakeholders for a limited amount of disciplines and professions, analytic lmmaking has the
time, as is often the case at conferences, community potential to promote new kinds of collaboration within
events, government institutions, and interdisciplinary and universitiesanother NSF priority. First, students who
university-wide programs. lack advanced quantitative skillswhether because they
Analytic lm is thus capable of transcending some of are naturally more right-brained or because racism,
the barriers that keep scholarly knowledge conned to poverty, gender inequality, disability, or geographic dis-
a single eld or subeld. Transcending these barriers is parities prevented them from receiving decent math and
particularly important at present as market pressures science instruction earlier in lifegain new opportunities
erode journalistic standards and eliminate opportunities for mentorship when invited to collaborate with faculty on
for in-depth reporting, making it increasingly unclear the production of analytic lms. Second, the technical and
what on the internet is created to inform and promote communicative requirements of learning to work with
critical thinking and what was created to sell advertise- video may compel more social scientists to build bridges
ments. Even at esteemed media outlets, whether or not with colleagues in the arts and humanities for feedback and
there is an engaging story to tell plays a central role in consultation. The universal language of visual media may
determining whether or not a particular topic will be likewise encourage scholars from the social sciences, the
reported on. Scholars, of course, are not beholden to the humanities, and the natural sciences to nd new areas of
market pressures that journalists and lmmakers are and common ground, leading to new collaboration on topics
therefore have an important role to play in providing that do not t neatly into a single academic discipline, such
credible, well-researched information to the public. as sustainability, inequality, and human mobility. Finally,
But it is not only the public that gains when we use digital video has the potential to bring together scholars with
new digital tools to make scholarly research more different methodological strengths to collaborate on projects
accessible. Scholars gain as well. In fact, a 2013 report that employ many different kinds of data, including audio-
from the American Academy of Arts and Sciences puts visual data, quantitative data, and text-based data.
better communication with the public at the center of its
recommendations for addressing the funding crisis that Conclusion
threatens the humanities and social sciences. It argues The current pace of technological change is astonishing.
that the burden is now on scholars themselves to make Over the past decade, and especially within the past ve
the case for the public value of their work much more years, new and powerful digital video technologies have
effectively than they have in recent yearsto drum up transformed how people record, produce, and exchange
funding and support by engaging with a broader audience. information. In this article, I have argued that these
Renewed funding may arise altogether, the report digital tools present interesting opportunities for social
argues, with renewed effort to remind Americans of the scientists, opening the door to new ways of collecting data
meaning and value of the humanities and social sciences and publishing our research. Here, I have proposed
and is unlikely to come without it.43 This message is a specic brand of digital and visual scholarship called
consistent with the guidelines of the National Science analytic lmmaking, which I dene as the application of
Foundation (NSF), whose broader impacts criterion the standards and principles of social science to the
requires that grantees do socially relevant research and lming and editing of digital video data. When well
work to improve the publics scientic literacy by dissem- executed, analytic lms communicate general theoretical
inating results broadly.44 Among other recommendations, explanations and present new empirical evidence. They
the NSF encourages scholars to publish in diverse media achieve these goals through the systematic collection of
and present research and education results in formats video data, the establishment of theoretical pillars that
useful to policy-makers, members of Congress, industry, convey a logical narrative that offers general explanations
and broad audiences.45 My experiences presenting of social and political outcomes, and a generalizing
TOSOI have persuaded me that analytic lms are a partic- technique called strategic reiteration. I contrasted the
ularly effective format for presenting sophisticated analytic lmmaking approach with the descriptive

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storytelling and reporting that is characteristic of docu- work and receive feedback. Ultimately, there should be
mentary lmmaking. peer-reviewed journals that publish visual scholarship on
Analytic lms complement written scholarship by the internet. Even conventional text-based journals could
vividly illustrating causal processes. They are furthermore expand their mission to include video research, just as
a uniquely effective way to disseminate social science many newspapers now integrate video alongside or within
research beyond our subeldsto communicate scholarly text-based articles that appear online. Finally, there
ndings to broader audiences, including scholars in other should be dedicated distributors of long-form analytic
elds and non-specialists who work in any number of lms. Just as university presses provide incentives to
professions, such as public policy, public health, educa- produce written works not supported by a mass market,
tion, law, and others. This is an important advantage: these academic distributors would provide the necessary
Social scientists do research on matters of great importance incentives for scholars to produce a brand of in-depth
that people in other elds and professions are interested in audiovisual publication that is not typically produced by
learning more about. But because those people do not read lmmakers and journalists.
our journals or know how to make sense of our theories Scholars should not ignore the remarkable communi-
and empirical work, they remain oblivious to that body of cation breakthroughs of the past decade. How the world
knowledge. Analytic lmmaking helps to resolve this disseminates and consumes information is changing. New
disconnect between scholars and the public by communi- digital video technologies provide incredible opportuni-
cating research in a universal audiovisual language that ties for capturing and publishing knowledge. Social
non-specialists are better able to comprehend. The benets scientists should begin to debate how we can best take
of broad dissemination include a better-informed public advantage of these tools to produce and publish research
and a public that is more engaged with and thus more that advances understanding of politics, society, and
willing to support scholarly research. Publishing scholar- human behavior while remaining true to the practices,
ship in more accessible formats could also mean greater standards, and principles of positive social science.
inuence over policy and public thinking.
Scholars will need the proper training and incentives if Notes
they are to take advantage of new digital and visual tools. 1 At the time of writing in August 2013, a staggering
The technical skillset one needs to start making analytic 100 hours of video footage were uploaded to YouTube
lms is easily taught in classrooms. Introductory media every minute. This is up from 35 hours per minute in
production courses are offered on just about every October 2010 and 6 hours per minute in June 2007.
campus. Faculty and students who are interested in See the ofcial YouTube blog: http://youtube-global.
working with digital video would do well to sit in on blogspot.com/2010/11/great-scott-over-35-hours-of-
one or read a basic introduction to nonction lmmak- video.html and http://youtube-global.blogspot.com/
ing.46 But learning basic cinematography and video 2013/05/heres-to-eight-great-years.html. Accessed
editing techniques is only the beginning. As with writing August 20, 2013.
and quantitative analysis, the creative aspects of analyzing 2 Students, for example, are no longer stuck with bad
video data and employing it to create a social scientic teachers: they can log on to websites like Khan
narrative are more difcult to teach. These skills develop Academy, Coursera, and iTunes U to watch free
only through time, practice, and learning from failure. lessons from some of the worlds best instructors.
Scholars must engage in an iterative process of nding Chemists, microbiologists, and medical researchers no
what works until best practices develop and paradigms longer have to reinvent the wheel every time they want
emerge. More universities should establish interdisciplin- to try a new experimental technique: they can log on to
ary programs like Harvards Critical Media Practice to The Journal of Visualized Experiments to see exactly
encourage this kind of training and experimentation. how colleagues around the world have approached
Political and social scientists will not experiment with particular procedures and techniques. Human rights
analytic lmmaking or any other approach to digital/ advocates and researchers are no longer limited to the
visual publication without the promise that good work opaque reports of state news agencies: we can see inside
will be rewarded. In the early stages, the individual many of the worlds most repressive regimes thanks to
departments and universities that are willing to embrace cellphone cameras and YouTube. Even the most staid
digital/visual scholarship must decide for themselves what periodicals, such as The Economist, feature video
constitutes valuable scholarly contributions for purposes content on their websites to complement and enhance
of hiring and promotion. Eventually, systems for present- text-based reports. The list goes on.
ing and reviewing analytic lms and other forms of digital 3 In addition to the author (Germano 2010a; Germano
and visual scholarship will develop, similar to those that 2013a), Peter Galison, Pelligrino University Professor
exist for written scholarship. Conferences are one forum of History of Science and Physics at Harvard, has used
where political and social scientists should present visual lm to disseminate his research on government secrecy

672 Perspectives on Politics


and nuclear waste containment (Galison and Moss 10 Grady 2007.
2008; Galison and Moss Forthcoming). Jeffrey 11 Rabiger 2009, 12.
Togman, associate professor of political science at 12 Some overt examples of lms that blur the lines
Seton Hall University, has used lm to make valuable between ction and nonction include Catsh (Joost
contributions to the study of housing and urban and Schulman 2010) and Exit Through The Gift Shop
poverty (Togman 2005; Togman 2011). Wesley (Banksy 2010). But even many serious documen-
Shrum, chair and professor of sociology at Louisiana taries, like Waiting For Superman (Guggenheim
State University, created a video companion to his 2010), a lm about charter schools, contain fake and
NSF-funded research on Kenyan politics (Shrum staged scenes. See Otterman 2010. Many well-
2012). Using methodologies he developed in Africa regarded documentaries, such as Man On Wire (Marsh
and Asia (Shrum et al. 2005), Shrum has also collected 2008) and Thin Blue Line (Morris 1988) contain
nearly a thousand hours of footage that document the dramatizations and reenactments that further blur the
long-term recovery of New Orleans after Hurricane line between ction and nonction. Fictionalization
Katrinaa treasure trove of data for scholars inter- and reenactments are even characteristic of ethno-
ested in public responses to natural disasters. Russell graphic lmmaking extending back to Robert Flah-
Belk and Robert Kozinets, both professors of mar- ertys (1922) groundbreaking piece Nanook of the
keting at York Universitys Schulich Business School, North. See MacDougall 1998, Ch. 3.
have argued for greater use of audiovisual methods in 13 This kind of systematization has largely been absent
scholarship on consumer behavior (De Valck et al. from anthropological and sociological debates about
2009; Kozinets and Belk 2006). In 2006, microbiol- how to use visual tools in social science research.
ogist Moshe Pritsker founded The Journal of Visualized MacDougall 1998; Grady 2007; Pauwels 2010.
Experiments, a peer-reviewed video journal that 14 MacDougall 1998, 190.
allows natural scientists to share experimental break- 15 MacDougall 1999.
throughs and techniques with each other over the web 16 Tansey 2007; Lynch 2013.
(jove.com). These contributions are in addition to 17 Just as scholars are careful not to distort meaning or
a rich tradition of visual work in anthropology cherry-pick evidence in their writing, they should seek
(MacDougall 1998). See also Joonas Rokkas call for to edit video according to some theory or hypothesis
scholarly video publications in the Financial Times only when the data accurately reect that theory or
(Rokka 2012). hypothesis. To make editing decisions transparent,
4 Ireland 2011. scholars should consider posting their unedited foot-
5 Germano 2010b. age online for others to verify, scrutinize, and evaluate,
6 Germano 2010a. similarly to how many quantitative social scientists
7 American Library Association 2011. post their raw datasets online.
8 I distinguish analytic lmmaking from visual anthro- 18 Germano 2010b.
pology and visual sociology. Visual anthropology and 19 King, Keohane, and Verba 1994; Groves et al. 2004.
visual sociology are not systematic approaches, but 20 Groves et al. 2004.
refer quite generally to the use or analysis of photo- 21 Shrum et al. 2005; Heath et al. 2010: 49.
graphs and moving images in anthropological and 22 In a similar vein, MacDougall argues that people
sociological research. See Morphy and Banks 1999; sometimes act more naturally in the presence of an
Grady 2007. observer with a camera than one without. Someone
9 Ethnographic lmmaker David MacDougall makes an with a camera, he argues, has an obvious job to do
important distinction between visual anthropological so people leave him to it. MacDougall 1975, 113.
scholarship and lms about anthropological topics. 23 Shrum et al. 2005, 11.
MacDougall contends that distinguishing between 24 For other checks that can be performed to explore the
the anthropological lm and the lm about anthro- effect of the camera on participants, see Heath et al.
pology. . .is to assess whether the lm attempts to 2010: 47-49. See also Shrum et al. 2005; Togman
cover new ground through an internal exploration of 2011.
data or whether it merely reports on existing knowl- 25 Stark and Taylor 1989.
edge. Films about anthropology, by and large, employ 26 See, e.g., Todaro 1969; Piore 1979; Massey et al. 1998.
the conventions of teaching and journalism; anthro- 27 Rodrik 1997; Rodrik 1998; Katzenstein 1985;
pological lms present a genuine process of inquiry. I Cameron 1978.
think we should use the same metric to distinguish 28 Wibbels and Ahlquist 2011; Rudra 2002; Kaufman
between lms that are about social and political topics and Segura-Ubiergo 2001.
and works of visual social scientic scholarship. 29 Pierson 1996; Hiscox 2002.
MacDougall 1998: 76. 30 Weyland 1998; Stokes 2001; Przeworski 1991.

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31 See also Stark and Levhari 1982; Massey 1988. de Valck, Kristine, Joonas Rokka, and Joel Hietanen.
32 Hirschman 1970; Hirschman 1978. 2009. Videography in Consumer Research: Visions
33 Mead 1975. For a Method on the Rise. Finanza, Marketing et
34 Simons and Chabris 1999. Produzione 27(4): 81100.
35 Lupia 2013. Galison, Peter and Rob Moss (Co-Directors). 2008.
36 Mead 1975. Social scientists, for example, tend to Secrecy (DVD). United States: Docudrama Films.
measure remittances with a dichotomous variable or in Galison, Peter and Robb Moss (Co-Directors). Forth-
terms of total dollars a household or individual receives coming. Containment (Unreleased Motion Picture).
from a family member abroad in a given time period. As Germano, Roy (Director). 2010a. The Other Side of
I re-experienced my eldwork during the year it took to Immigration (DVD). United States: RG Films.
edit TOSOI, I questioned this approach. I noticed in . 2010b. The Political Economy of Remittances. Ph.D.
my footage that the benets of remittances are relative Diss. The University of Texas at Austin. Department of
and not best captured in a single dollar amount. This Government.
led me to use my survey data to develop the Remittances . (Director). 2013a. A Mexican Sound (DVD).
Index, or RI, which measures the impact of remittances United States: RG Films.
on any households welfare by taking into account the . 2013b. Migrants Remittances and Economic
following factors: the salience of remittance income Voting in the Mexican Countryside. Electoral Studies
relative to total household income, how reliably family 32(4): 875885.
members abroad send remittances in times of economic Grady, John. 2007. Visual Sociology. In 21st Century
crisis, and the number of years a household has received Sociology: A Reference Handbook, ed. Clifton D. Bryant
remittances. See Germano, 2013b. and Dennis L. Peck. Thousand Oaks, CA: Sage.
37 Germano 2010b, Ch. 5. Groves, Robert M., Floyd J. Fowler Jr., Mick P. Couper,
38 Germano, 2013b. James M. Lepkowski, Eleanor Singer, and Roger
39 Becker 2005. Tourangeau. 2004. Survey Methodology. Hoboken,
40 Rivera 2003. NJ: Wiley.
41 Rulfo and Hagerman 2008. Guggenheim, Davis (Director). 2010. Waiting for Super-
42 In general, educational psychologists nd that people man (DVD). United States: Paramount Home Enter-
gain the deepest understanding when they are pre- tainment.
sented with both images and text. Levie and Lentz Heath, Christian, Jon Hindmarsh, and Paul Luff. 2010.
1982; Mayer 2003; Mayer 2001; Tibus et al 2013. Video in Qualitative Research. Thousand Oaks, CA:
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44 National Science Foundation 2012. Hirschman, Albert O. 1970. Exit, Voice, and Loyalty.
45 National Science Foundation 2002. Cambridge, MA: Harvard University Press.
46 e.g., Rabiger 2009; Barbash and Taylor 1997. . 1978. Exit, Voice, and the State. World Politics
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