Beruflich Dokumente
Kultur Dokumente
Kennan
Author(s): Robert C. Good
Source: The Journal of Politics, Vol. 22, No. 4 (Nov., 1960), pp. 597-619
Published by: The University of Chicago Press on behalf of the Southern Political Science
Association
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THE NATIONAL INTEREST AND POLITICAL
REALISM: NIEBUHR'S "DEBATE" WITH
MORGENTHAU AND KENNAN
ROBERT C. GOOD
Washington Center of Foreign Policy Research
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598 THE JOURNAL O0 POLITICS [Vol. 22
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 599
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600 THE JOURNAL OF POLITICS [Vol. 22
higher loyalty than that of self-interest. For the foreign policy which
cannot be formulated without reference to self-interest is generally
defended as consistent with norms beyond self-interest. It is claimed,
for example, that such a policy serves mankind, universal values, or
at the very least a civilization transcending that of the nation itself.7
This claim is in part hypocritical, for nations always pretend more
devotion to morality than they actually achieve in practice. But the
dangers of hypocrisy are no greater than the dangers of cynicism.
"We may compare to our profit English vs. German politics," Nie-
buhr observes. "The Germans said that they were not going to fol-
low moral principle if it did not serve their own interest. The Eng-
lish appealed to moral purpose sometimes to the point of hypocrisy,
yet it has given them something that Germany lacked."8
Niebuhr feels that unless the self-interest of nations is qualified
by a larger loyalty (for example, to "the common civilization of
the free nations"), and qualified ultimately by the "spirit of justice,"
the parochial and competing interests of the nations will end either
in overt conflict or in the domination of the strongest. This "leaven-
ing influence of a higher upon a lower loyalty" preserves the lesser
loyalty from self-defeat, for it points to those areas in which self-
interest intertwines with the interests of others.
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 601
?0lbid., p. 146.
11Niebuhr, "The Hydrogen Bomb," Christianity and Society, XV (Spring,
1950), 5-7.
1tNiebuhr, "Hazards and Resources," Virginia Quarterly Review, XXV
(April, 1949), 201.
18Niebuhr, "Transatlantic Tension," Reporter, V (September 18, 1951),
14-16.
"'Niebuhr, "Hybris," Christianity and Society, XVI (Spring, 1951), 4-6.
See also, by the same author, "America's Wealth and the World's Poverty,"
Christianity and Socety, XII (Autumn, 1947), 3-4, and, "Food for India-Self-
Interest, or Generosity?" Messenger, XVI (June 19, 1951), 7.
18Niebuhr, "Hazards and Resources," op. cit., 204.
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602 THE JOURNAL 0F POLITICS [Vol. 2 2
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 603
in the name of high moral principle finds no early end short of some
form of total domination."l8
Idealism is pretentious, continues Kennan, not only in its claim to
incorporate universal values but in its presumed ability to know an
inscrutable future and to wrench the developing pattern of history
into designs of its own choosing. The idealist does not know that
"the greatest law of human history is its unpredictability";L9 he
does not understand that life is "an organic and not a mechanical
process," the determinative forces of which may be channeled and
deflected, but not abruptly turned off. Because he does not under-
stand these limitations, the idealist gives himself to the "colossal
deceit" of thinking that he can suddenly make international life over
into his own image of the ideal society.20
Niebuhr concurs with all this. "These are, of course," he has
written in endorsing Kennan's critique, "precisely the perils to which
all human idealism is subject. ..."21 The difference arises at the
point of prescribing an antidote to this pretentious and illusory
idealism. To this end, Kennan and Morgenthau have expounded
their respective cases for the national interest. In doing so, they
have raised the question that Niebuhr repeatedly returns to and to
which Kennan and Morgenthau, in different ways, award less at-
tention than it surely deserves-the proper relation of interest to
norms transcending interest.
Let us have "the modesty to admit," Kennan advises in a now
famous statement, "that our own national interest is all that we are
really capable of knowing and understanding."22 He longs for an
international community where this modesty might prevail, a "quiet-
er and more comfortable community" in which conflicts of interest
are recognized as just that, and not burdened with the freight of
great moral principle. For then surely "it would be easier to clear
away such conflicts as do arise."123 After all, asks Kennan, is it not
perfectly true that questions of right and wrong in most internation-
al disputes are virtually unfathomable? On whose side resides
justice in the conflict between Israel and the Arab states? Where is
"George F. Kennan, American Diplomacy (Chicago 1951), pp. 100-101.
"9Kennan, The Realities of American Foreign Policy (Princeton, 1954), pp.
92-93.
"Kennan, American Diplomacy, p. 69.
21Niebuhr, The Irony of American History (New York, 1952), p. 148.
22Kennan, Amenican Diplomacy, pp. 102-103.
58Kennan, Realities of American Foreign Polcy, p. 50.
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604 THE JOURNAL OF POLITICS [Vol. 22
the right and the wrong in the dispute over Kashmir?24 This is the
error of the moralist-legalist approach, that it carries over "into the
affairs of states the concepts of right and wrong [and] the assump-
tion that state behavior is a fit subject for moral judgments."'25
Kennan's alternative is to consult not principle, but interest.
He would consult it modestly, without presuming that preferences
dictated by one's own history and culture necessarily reflect the
good of others. He would consult it soberly, with restraint of judg-
ment and a readiness to adjust to the interests of others. He would
have us "conduct ourselves at all times in such a way as to satisfy
our own ideas of morality," with awareness that we do so out of no
obligation to anyone but ourselves and without expectation that our
view of morality will be valid for others.26
Morgenthau defends the paramountcy of the national interest
even more vigorously. He hoists his standard beside that raised by
Hamilton in the days when the nation was young but its political
sophistication was great. "An individual," wrote Hamilton, "may,
on numerous occasions, meritoriously indulge the emotions of gener-
osity and benevolence, not only without an eye to, but even at the
expense of, his own interest. But a government can rarely, if at all,
be justifiable in pursuing a similar course." Rather, insisted Hamil-
ton, "self-preservation is the first duty of a nation."27
The ends of policy are detennined, then, by interest. The capac-
ity to achieve the ends of policy is determined by available power.
Therefore, a realistic political analysis, says Morgenthau, turns
upon the concept of interest "defined in terms of power."28
With Kennan, Morgenthau refuses ". . . to identify the moral
aspiration of a particular nation with the moral laws that govern the
.universe..... The light-hearted equation between a particular na-
tionalism and the counsels of Providence is morally indefensible for
it is the very sin of pride against which the Greek tragedians and
the Biblical prophets warned rulers and ruled."29
Moreover, the national interest itself has moral dignity, because
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 605
the national community is the only source of order and the only
protector of minimal moral values in a world lacking order and
moral consensus beyond the bounds of the national state.30 So it is
that both politics and morality demand for the nation "but one
guiding star, one standard for thought, one rule for action: the
national interest."13'
To these views, Niebuhr has responded with a dialectical "yes"
and "no." If it is true, as Morgenthau has suggested, that "the in-
vocation of moral principles for the support of national policies ...
is always and of necessity a pretense," it is also true, Niebuhr in-
sists, that "hypocrisy is an inevitable by-product in the life of any
nation which has some loyalty to moral principles. . . . The price
of eliminating these hypocrisies entirely is to sink into consistent
cynicism. . "..32 Surely it may be said that the nation represents
a morally defensible entity; but it must also be said that the moral
legitimacy of the nation is at best ambiguous given the fact that the
same power which assures order within the national community ap-
pears to guarantee disorder beyond the national community.33 And
if Kennan's "admonition to modesty is valid . . . , yet his solution
is wrong. For egoism is not the proper cure for an abstract and pre-
tentious idealism."34
Niebuhr, as we have seen, acknowledges the inevitability of na-
tional self-interest and the futility of any policy that attempts to ig-
nore or nullify it. But, it will be recalled, he is equally insistent that
the national interest, pursued exclusively and consistently, may be
self-defeating. In Niebuhr's own words,
Does not a nation concerned too much with its own interests de-
fine those interests so narrowly and so immediately . . . that the in-
terests and securities which depend upon common devotion to prin-
ciples of justice and upon established mutualities in a community of
nations, are sacrificed? . . . It would be fatal for the security of the
nation if some loyalties beyond its interests were not operative in its
moral life to prevent the national interest from being conceived in
too narrow and self-defeating terms.35
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606 THE JOURNAL OF POLITICS [Vol. 22
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19601 THE NATIONAL INTEREST AND POLITICAL REALISM 607
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608 THE JOURNAL OF POLITICS [Vol. 22
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 609
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610 THE JOURNAL OF POLITICS [Vol. 22
the service of any end or any system of values. Diplomacy itself be-
comes a kind of norm; it involves a certain kind of behavior, direct-
ed by certain motives toward certain goals. In his discussion of the
diplomatic function, he says, "The objective of foreign policy is
relative and conditional: to bend, not to break, the will of the other
side as far as necessary in order to safeguard one's own vital inter-
ests without hurting those of the other side. The methods of foreign
policy are relative and conditional: not to advance by destroying
the obstacles in one's way, but to retreat before them, to circumvent
them, to maneuver around them, to soften and dissolve them slowly
by means of persuasion, negotiation and pressure."47 One could
spend from now till kingdom come inspecting the national interest
(which, remember, is presumed to offer a guide to conduct not based
on moral principles) without discovering within its necessities opera-
tional norms such as these. If it is argued that the national interest
demands a moderate and restrained diplomacy because only such
diplomacy can create an ordered international society conducive to
the values of democracy, one has not escaped "the invocation of
moral principles" that Morgenthau and Kennan find so dangerous.
Rather, one has simply insinuated the moral principles into one's
view of the national interest. That is, one has invested the national
interest with moral content.
This is exactly what Morgenthau has done, and Kennan too.
While constructed from the raw materials of self-interest, self-
preservation and power, Morgenthau's "national interest" incorpo-
rates in its design a notion of responsibility that by its nature must
transcend pure self-interest. A "concomitant of policies based upon
the national interest," he writes, is the "tolerance of other political
systems and policies based on different moral principles."48 And
again, ". . . the national interest of a nation which is conscious not
only of its own interests but also of that of other nations must be
defined in terms compatible with the latter. In a multi-national
world this is a requirement of political morality. . ..49
What Morgenthau and Kennan only imply, Niebuhr makes per-
fectly explicit. There can be no health in the society of men unless
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 611
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612 THE JOURNAL OF POLITICS [Vol. 22
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 613
every politically expedient act. This is one of the critical links be-
tween political necessity and principle in the formulation of a re-
sponsible political ethic, for it moderates the temptation to pretense
and hypocrisy. The other link, equally necessary though paradoxi-
cally related to the first, is to understand that the norm is not only
a judgment against, but the goal of, political life-a constant, rele-
vant, directive force.
This theme is present in Morgenthau. "Both individual and
state," he says, "must judge political action by universal moral
principles, such as that of liberty.?58 But this theme is not consist-
ently present. In relating interest to principle, Morgenthau, to say
the least, is ambivalent.59 Indeed, the overall impact of his thought
leads one to conclude that Morgenthau's concept of principle is so
transcendental that it can play only a judgmental role in the life of
political, sinful man, saving him from hypocrisy (by demonstrating
to him that he is not God), but not necessarily saving him from
cynicism (by failing to demonstrate that he is more than a beast).
Morgenthau sees two realms, the realm of the actual character-
ized by "the misery of politics"; and the realm of the universal
ethical norm. Between the two, he says, there must exist an "ineluct-
able tension." He knows that this tension is relaxed when one blithe-
ly identifies the political act with the requirements of the moral com-
mand. But the opposite danger is to stretch the distance separating
the real from the norm so that the tension uniting the two snaps.
If Morgenthau constantly balances on the brink of this error, it is
because his ethic is only transcendental, which is another way of
saying that his view of man is too pessimistic.
The "lust for power" in man, says Morgenthau, is a "ubiquitous
empirical fact." To live in the realm of the universal ethical norm
is to deny the "lust for power." But "there can be no renunciation of
the ethical denial [that is, the lust for power] without renouncing
the human nature of man." This view permeates much of his writ-
ing concerning human nature. Note, for example, the following:
"There can be no actual denial of the lust for power without denying
the very conditions of human existence in this world." "There is no
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614 THE JOURNAL O1 POLITICS [Vol. 22
escape from the evil of power, regardless of what one does. When-
ever we act with reference to our fellow men, we must sin." "The
political act is inevitably evil." "It is . . . inevitable that . . . this
corruption [the lust for power and selfishness] is inherent in the
very nature of the political act."60
The unqualified character of these "musts" and "inevitables" is
almost frightening. This is precisely Morgenthau's problem. He
knows man is in a tragic situation. (Morgenthau is no happier in
his political realism than Kennan is.) But his concept of tragedy
is more Greek than Biblical. This is because the element of human
will seems strangely absent. Man finds himself pinioned to the rock
not so much because he has willed evil, but because this seems to be
his fate. If human will were admitted, instead of being precluded
by the assertion that human nature is sinful (the inevitability of
sin, incidentally, is a contradiction in terms), then it would have to
be acknowledged that to will evil implies the freedom to will the
good. This would reunite one's view of man to the transcendental
ethical norm and would re-establish the possibility of a fruitful ten-
sion between them.
But for all his protestations to its presence, that creative tension
tends to be absent in Morgenthau's system. Divorced from the
transcendent by the sinfulness of man, political life tends to develop
its own operational rules. It is true that they derive ultimately from
universal moral principles, such as justice and equality, but by the
time they have been reduced to terms capable of guiding political
action, they have been so distorted by the institutions of sinful man
that Morgenthau, in an extreme and again polemical statement,
can talk of "moral principles derived from political reality."'l
The political realist, Morgenthau summarizes, "is aware of the
moral significance of political action" in that he refuses to identify
his own acts with the pure requirements of principled action. He-
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 615
knows that "all nations stand under the judgment of God," but
he also knows that God's will is "inscrutable to the human mind."
Morgenthau knows that the political actor must take the power of
sin seriously. If he does not, he will be guilty of sentimentality and
political folly. Morgenthau acknowledges the transcendent majesty
of God. He knows that the political actor who presumes to perform
God's will is guilty of hypocrisy and fanaticism. "It is exactly the
concept of interest defined in terms of power," Morgenthau con-
cludes, "that saves us from both . . . moral excess and . . . political
folly,"62 though exactly why and how he does not say.
There is something almost Continental or Barthian in the ortho-
doxy with which Morgenthau presses his distinction between sinful
men and a "wholly other" Divine Being, as perhaps there is some-
thing uniquely American in the humane relativism of Kennan. But
the difference is not substantial. An absolute impossible of approxi-
mation creates the necessity of adopting a relative standard that is
possible of approximation. So Morgenthau's final endorsement of
a political standard based on the national interest is no different
from Kennan's.
Both Morgenthau and Kennan seek the abatement of pretentious
idealism in international relations and the cultivation of restraint
arising from tolerance. Kennan pursues this desirable result by
demonstrating that I am no better than you, nor you than I. Mor-
genthau seeks this condition by demonstrating that you and I both
are inevitably and irretrievably sinners in the eyes of a righteous
God. Again, the difference is not substantial. Both positions ought
to curb the crusading zeal of idealism. But there is no resource in
either to prevent the development of a cynical awareness that I may
expand at your expense if I have the power to get away with it.
The restraint of genuine tolerance, Niebuhr has suggested, arises
from the Biblical paradox of having, yet not having, the truth-of
knowing that there is a law of love applicable to man's life and an
ideal of equal justice relevant to man's communities, but knowing
too that "however we twist or turn, whatever instruments or pre-
tentions we use, it is not possible to establish the claim that we have
the truth," or that we have realized the loving relationship or the
just society. "Our toleration of truths opposed to those which we
confess is an expression of the spirit of forgiveness in the realm of
culture. Like all forgiveness, it is possible only if we are not too
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616 THE JOURNAL O POLITICS [Vol. 22
sure of our own virtue. Loyalty to the truth requires confidence in;
the possibility of its attainment; toleration of others requires broken
confidence in the finality of our own truth."63
NIEBTJHR'S DIALECTIC
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 617
5Niebuhr, The Self and the Dramas of History (New York, 1955), p. 234.
1"As quoted in Niebuhr, The Structure of Nations and Empires (New York,
1959), p. 193.
"Tibid., p. 212.
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618 THE JOURNAL 01 POLITICS [Vol. 22
Niebuhr is saying that there are not two separate realms, the
moral and the political, nor two distinct ethics, individual and group.
His great contribution is the unity and the wholeness of his view
which encompasses both politics and morality, both individual and
collective ethics. No area of politics, even national self-interest, is
ever exempt from claims and loyalties deriving from a community
larger than the parochial community. On the other hand, no reach
for the morally ennobling act ever escapes the gravitational pull of
self-interest. Carefully examined, the evidence is everywhere the
same. Man-individual man and collective man, moral man and
political man-acknowledges the worth and integrity of the neigh-
bor, but manages persistently to prefer himself to the neighbor,
while insisting that his self-interest serves best the interest of the
neighbor as well.
Moral man will build a community which supports his own
interests and those of his neighbors. As this happens, justice is ap-
proached. But if moral man knows himself intimately, knows him-
self from the perspective of "the ultimate laws of God," he will
also know himself as immoral man. He will acknowledge that the
community of perfect justice cannot be achieved, and he will know
that the very claim of achievement adds to the sin of self-preference
the sin of hypocrisy to produce the antithesis of justice.
State behavior may exaggerate the selfishness and hypocrisy
of individuals, and responsible statecraft surely must acknowledge
the narrowed margin of choice when only those policies may be
considered that do not sacrifice the welfare of the community for
which the statesman serves as trustee. But there is no raison d'etat
by which to judge state behavior according to a universe of values
alien to individual behavior. Niebuhr's Christian faith, though
recognizing differences of environment as between individual and
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1960] THE NATIONAL INTEREST AND POLITICAL REALISM 619
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