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addressee but for a community of readers-the author knows that he or she will be
interpreted not according to his or her intentions but according to a complex
strategy of interactions which also involves the readers, along with their
competence in language as a social treasury. I mean by social treasury not only a
given language as a set of grammatical rules, but also the whole encyclopedia
that the performances of that language have implemented, namely, the cultural
conventions that that language has produced and the very history of the previous
interpretations of many texts, comprehending the text that the reader is in the
course of reading.
(Eco 1992:67-8, my ellipsis and emphasis)
My idea of textual interpretation as the discovery of a strategy intended to
produce a model reader conceived as the ideal counterpart of a model author
(which appears only as a textual strategy), makes the notion of an empirical
authors intention radically useless. We have to respect the text, not the author as
person so-and-so.
(Eco 1992:66, my emphasis)
Thus every act of reading is a difficult transaction between the competence of the
reader (the readers world knowledge) and the kind of competence that a given
text postulates in order to be read in an economic way.
(Eco 1992:68; cf Bharata and Mahima on loka)
If interpretation is reconstruction of the intention of the text, then these are
questions that dont lead that way; they ask about what the text does and how:
how it relates to other texts [cf. Faruqi 1994:4:84-5; Faruqi 2004a:292-3] and to
other practices; what it conceals or represses; what it advances or is complicitous
with. Many of the most interesting forms of modern criticism ask not what the
work has in mind but what it forgets, not what it says but what it takes for granted.
(Culler 1992:115 on overstanding; my emphasis)
Its strange that Pierce used such a term as abduction. He formulated it in
analogy with Deduction and Induction (and also in reference to to some
Aristotelian terms). But we cannot forget that in English abduction also means
kidnapping. If I have a strange Result in a field of phenomena not yet studied, I
cannot look for a Rule in that field (if there were and if I did not know it, the
phenomenon would not be strange). I must go and abduct, or borrow, a Rule
from elsewhere. You could say that I must reason by analogy.
(Eco 1990:158, my emphasis)
There are three levels of Abduction. On the first level, the Result is strange and
unexplainable, but the Rule already exists somewhere, perhaps inside the same
field of problems, and one must just find it, and find it to be the most probable.
On the second level, the Rule is difficult to identify. It exists elsewhere [Godels
Incompleteness Theorems], and one must bet that it could be extended to this field
of phenomena (this is the case of Kepler). On the third level, the Rule does not
exist, and one must invent it: this is the case of Copernicus, who decides that the
universe must not be heliocentric for reasons of symmetry and good form.
(Eco 1990:159, my emphasis)
There is something for Peirce that transcends the individual intention of the
interpreter and it is the transcendental idea of a community, or the idea of a
community as a transcendental principle. This principle is not transcendental in
the Kantian sense, because it does not come before but after the semiosic
process; it is not the structure of the human mind that produces the
interpretation but the reality that the semiosis builds up. Anyway, from the
moment in which the community is pulled to agree with a given interpretation,
there is, if not an objective, at least an intersubjective meaning which acquires a
2
privilege over any other possible interpretation spelled out without the agreement of
the community.
(Eco 1990:40, my emphasis)
a given interpretation of a text involves: (i) its linear text manifestation; (ii) the
reader who reads from the point of view of a given Erwartungshorizon; and (iii) the
cultural encyclopedia comprehending a given language and the series of the
previous interpretations of the same text. This third element-can only be viewed
in terms of responsible and consensual judgement of a community of readers-or of
a culture.
(Eco 1992:143, my emphasis)
C.S. Peirce, who insisted on the conjectural element of interpretation, on the
infinity of semiosis, and on the essential fallibilism of every interpretative
conclusion, tried to establish a minimal paradigm of acceptability of an
interpretation on the grounds of a consensus of the community (which is not so
dissimilar from Gadamers idea of an interpretative tradition). What kind of
guarantee can a community provide? I think it provides a factual guarantee.
(Eco 1992:144)
The text intention is not displayed by the Linear Text Manifestation. Or, if it
is displayed, it is so in the sense of the purloined letter. One has to decide to see
it. Thus it is possible to speak of text intention only as the result of a conjecture
on the part of the reader. The initiative of the reader basically consists in making a
conjecture about the text intention.
How to prove a conjecture about the intentio operis? The only way is to
check it against the text as a coherent whole. This idea, too, is an old one and
comes from Augustine (De doctrina Christiana 2-3): any interpretation given of a
certain portion of a text can be accepted if it is confirmed and must be rejected if
it is challenged by another portion of the same text [cf. Faruqi 1994:4:84-5;
Faruqi 2004a:292-3]. In this sense the internal textual coherence controls the
otherwise uncontrollable drives of the reader.
(Eco 1990:58-9, my ellipsis and emphases)
The text itself tells us which kind of reader it postulates (Eco 1984a:10). The
Model Author (which need not be the empirical author) forsees a Model Reader
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who is supposedly able to deal interpretatively with the expressions in the same
way as the author deals generatively with them (Eco 1984a:7).
but if I want to interpret Wordsworths text I must respect his cultural and
linguistic background.
(Eco 1992:69)
I strongly believe that there are certain economical criteria on the grounds of
which certain hypotheses will be more interesting than others. To validate his or
her hypothesis, the addressee probably ought first to make certain conjectures
about the possible sender and the possible historical period in which the text was
produced. This has nothing to do with researching the intentions of the sender,
but it certainly has to do with researching the cultural framework of the original
message.
(Eco 1990:5, my emphasis)
a text magnetizes on it, so to speak, the whole of the readings it has elicited in
the course of history.
(Eco 1990:12, cf magnetizes as mandkapluti anuvrtti)
We can know more of a sign because we accept knowing its object according to a
certain ground, that is, under a certain description, from the point of view of a
given context, in some respect or capacity (2.228). In structuralist terms, one
could say that for Peirce, semiosis is potentially unlimited from the point of view
of the system but is not unlimited from the point of view of the process. In the
course of a semiosic process we want to know only what is relevant according to a
given universe of discourse.
(Eco 1990:28)
Penrod (1993:39) highlights the partisan role of translation and says that since
we are always required when translating to take a position relative to other
cultures and languages, we must as well remain ever vigilant as to the nature of
the position assumed. She interprets in terms of power relations Schliermachers
(1813) philosophical distinction between domesticating and foreignizing strategies
of translation (the domesticating strategy is experience-near/emic/topopophagic/
Averros Effect/translation law of growing standardisation (Toury 1995:268);
the foreignizing experience-distant/etic/topopoemic/Algazel Effect)
When we fail to find innovation in the serial, it is perhaps a result less of the
structures of the text than of our horizon of expectations and our cultural
habits. We know very well that in certain examples of non-Western art, where we
always see the same thing, the natives recognize infinitesimal variations and they
feel the shiver of innovation. Where we see innovation, at least in the serial forms
of the Western past, the original addressees were not at all interested in that
aspect and conversely enjoyed the recurrences of the scheme.
(Eco 1990:93, my emphasis)
But in the case of texts there is at least a proof depending on the isolation of the
relevant semantic isotopy. Greimas defines isotopy as a complex of manifold
semantic categories making possible the uniform reading of a story.The first
movement toward the recognition of a semantic isotopy is a conjecture about the
topic of a given discourse: once this conjecture has been attempted, the
recognition of a possible constant semantic isotopy is the textual proof of the
aboutness of the discourse in question.
(Eco 1992:63, cf. Eco 1984a:195)
In some of my recent writings I have suggested that between the intention of the
author (very difficult to find out and frequently irrelevant for the
interpretation of the text) and the intention of the interpreter who (to quote
Richard Rorty) simply beats the text into a shape which will serve for his
purpose, there is a third possibility. There is an intention of the text.
(Eco 1992:25)
To recognize the intentio operis is to recognize a semiotic strategy. Sometimes the
semiotic strategy is detectable on the grounds of established stylistic
conventions.
(Eco 1992:64-5)
The model author, on the other hand, is a voice that speaks to us affectionately
(or imperiously, or slyly), [cf. Abhinava on the various modes of address of
different genres; some times, the model author whispers, ever so inaudibly, in
another language and from a different culture] that wants us beside it. This voice
is manifested as a narrative strategy, as a set of instructions which is given to us
step by step and which we have to follow when we decide to act as the model
reader.
(Eco 1998c:15)
...only when empirical readers have discovered the model author, and have
understood (or merely begun to understand) what it wanted from them, will they
become full-fledged model readers.
(Eco 1998c:27)
Ill begin (arch, Rhetoric 1393a) by comparing this text (epagog=paradeigma,
Rhetoric 1356b) by analogy (parabol, Rhetoric 1357b) to all other similar texts
(Faruqi 1994:4:84-5; or at least as many that Im aware of, Faruqi 2004a:292-3)
so as to try to assign species (the part, the token, i.e., this text) to a genus (the
whole, the type, i.e., all other similar texts; cf. De doctrina Christiana 2-3; Eco
2000:181) in order to attempt to identify and recognize (genrimteron, Rhetoric
1357b) its topos. However, in order to arraign other texts for comparison, Ive
projected by conjecture (arthpatti, Abhinava, abduction, Eco 1990, 1992) a
general meaning as a whole for this particular text as soon as some initial
meaning emerged in it; which initial meaning emerged only because I read this
text with particular expectations in regard to a general meaning (Gadamer
2004:269); my readings therefore prejudiced (from the Latin prjudicium prior
judgment, from pr- before + judicium judgment, from judex [gen. judicis]
judge; Gadamer 2004: 268-85); Ive read this text with fore-having, fore-sight and
fore-conception (Vorhabe, Vorsicht and Vorgrif; Heidegger 1962:191) by placing
5
this text in the genre (Faruqi 2004a:293) of rgra kvya (erotic poetry), the sub-
genre of sambhoga rgra (Love-in-Union) and the sub-sub-genre of
Nyikbhed (a major Braj-Persian/Mughal multimedia genre, Busch 2009) in
light of the synistor lychnos/ratipradpa texts; Ive decided to see (Eco 1990:58)
these texts as a Model Reader (Eco 1990; 1992) to recognize the semiotic
strategy of the intentio operis (Eco 1992:64-5) by focusing my gaze on the Linear
Text Manifestation (Eco 1990, 1992), on the things themselves (Gadamer
2004:269) i.e., the padrtha of this text namely Embarrassment, Lovemaking and
a Tremulous Candle (Oil-Lamp) as the narrative strategy/set of instructions of
the Model Author (Eco 1998c:15). Ive made a conjecture by figuring out a
Law/Rule that can explain the Result, i.e., this text (Eco 1990:59; modus ponendo
ponens; Aristotles synagg/anagg; conversio ad phantasmata/reflexio super
phantasmata; Summa Theologiae 1.86.1): Whenever Lovemaking, Embarassment
and a Tremulous Candle (Oil-Lamp) are mentioned, the topos is almost always of
the Mugdh Nyik; this Text also mentions Lovemaking, Embarassment and a
Tremulous Candle, hence, its Topos too must be that of the Mugdh Nyik (cf.
Peirce on the argument from analogy, CP 2.787). My strategys therefore one of
assimilation, adapting the new phenomenon to old schemas (Todorov 1982:27).
This text exhibits the (semiotic) narrative strategy of dhvani (Suggestion); the
variety called avivaksitavcya arthmtarasamkramitadhvani (also called
lakanamldhvani; see Dhvanyloka 1.13 and 2.1 and the Locana commentary
thereon; Todorov [1982:104] terms this, without attribution, as semantic
motivation based on propositional symbolism by adding a second statement to the
first [ibid.]): avivaksita (see Dhvanyloka 3.33 on vivaks) since the mens operis
is the topos of the mugdh which isnt lexically signifiable from the Text Linear
Manifestation; arthmtarasamkramita since the literal meanings of khalwat-e
nms and khr-e kiswat-e fns arent completely discarded and lead (through
the three conditions for lakan) to the meaning of the mugdh nayik.
Rather than community and intersubjective cultural consensus, I think the better
strategy here is dissensus and paralogy (Lyotard 1979). Ecos (and Peirces) notion
of community ( cf. Gadamers [2004] notion of tradition) seems to me to be too
monolithic and homogenous, too striated (Deluze and Guattari 2005:385-86),
too sedentary (Deluze and Guattari 2005:380) and (if I might say so), too
censorious. How does one define community? The notion of community
inevitably implies the dominance and hegemony (ideological, cultural, linguistic,
aesthetic) of one group over others. What if the text under question is the locus of
contestation between multiple communities? What if the dominant communitys
voice stifles, suppresses, muzzles or censors that of the subaltern community?
What if the dominant community terrorizes the subaltern into silence or
6
I see commentary as a form of translation, viz. translating the topos of the text
being commented upon and therefore also as a form of interpretation; in terms of
Peircean semiotics, commentary/translation is the interpretant between the sign
(the text) and its signified (i.e., the texts topos); hence, the
commentator/translator is himself an interpretant between the text and its
topos/meaning. The position (Penrod 1993:39) taken by the traditional
commentators is limited to (constricted by!) the local knowledge (Geertz
1973:57) and the small world (Eco 1990:64-82) of the Islamicate/Arabo-Persian
universe of discourse. Schliermacher (1813) enunciated a philosophical
distinction between domesticating and foreignizing strategies of translation-the
domesticating strategy is ethnocentric, experience-near (Geertz 1983:58), emic and
topoemic (after Lvi-Strauss 1961:386): what I like to dub the Averros Effect
(after Borges 1998:235-241), whereas the foreignizing strategy is xenocentric,
experience-distant, etic and topopophagic, illustrative of the Algazel Effect (after
Davids 1911:200-01). The traditional commentators seem to have domesticated
their translation (and consequently their interpretation) of this text, whereas my
translation (interpretation) seems to have foreignized it. This domestication
seems to have led them to focus on certain aspects [the Islamicate/Arabo-
Persian], leaving other aspects [the Indic-Sanskritic] in the background (katan
1999:38; cf. the andhagajanyya). Venuti (1996:93) says that translation is
7
The delightful thing is that the Mugdh Nyik and the Jalwah-e Mehbb topoi
are similar-yet-different; the former is amatory, Jaml, majz; the latter ascetic,
Jall, haqq; the former about the amatory obstruction of loooking at the au
naturel mugdh; the latter about the theological impossibility of looking upon
the visage of God; the fate of the lamp/candle in the former is to be doused/eyes
to be obstructed; in the latter, the eyes (structural homologues of fire/lamps;
Empedocles, fragment 84b, Plato, Timaeus 45b-c; 58c; Aristotle, De sensu et
sensato 2.437b9-14; the Latin luc, which means eyes also means torches;
Tibullus, Elegies 1.2.38; Keava Mira, Tarkabhs chapter 2) to blackout by
losing consciousness.
In terms of the nyikbheda topos, the Agitated Flame reading is the mens operis
and the Agitated Lantern reading the mens lectoris. Whats extremely enjoyable
(almost indescribably so!) is that though the text speaks ad litteram of an Agitated
Lantern-Covering, the majority of the venerable commentators have transmitted
along with the topos of the Jalwah-e Mehbb, the image of the topos of the
Mugdh Nyik: that of the Agitated Flame! Theres a contaminatio of hypotexts
(Genette:1997a:5) here; the Persian hypotext of the Agitated Flame image is
probably Msavi Khn Fitrats er quoted from the Farhag-e nadarj by the
Lughatnmah (Dihkhoda 1339:18) as an exemplum under khr-e prhan. The
Sanskrit hypotext of Fitrats er is probably Avaghosa, Buddhacarita 1.14 (cf.
Klidsa, Raghuvama 3.15).
This matlah
s (sun-rise) mamn hides in darkness-coincidentia oppositorum;
The synistor lychnos/ratipradpa mamn in Ghalib 39.1 is scopo/scoptophobic
and gymnophobic like the mugdh nyik, preferring to sport in the dark; The
/Suratapradpa mamn in 39.1 is a mugdh nyik covering
the eyes of the commentators/blowing out their lamps/the readers vultum
virile male gaze wants to see the poem nude (cf. Macherey 1978:75,
interpretation as stripping the text of its ornamentation-cf. Bihari on
ornamentation of the nyikbheda; cf. Castiglione in the Courtier on
unaffected/unadorned speech), the poem, a la a mugdh nyik has closed the
eyes of the critics and locks out the critic-lover, the exclusus lector/auditor/will
not let the interpreter strip it of its ornamentation)[re-]cogito interruptus (Eco
1998:221)/the Mirza Sahibs rak will not let even the reader/auditor see his
scripta puella, his kavit-nyik/39.1 is clothed in a ridah over a sr over a
himation/peplos/chiton/39.1 compels the reader-auditor to repeatedly gaze at it,
like a mugdh nyik, but confounds the vultum virile of the reader-auditor sous
rature/the Mirza Sahibs difficult poems are the domina puella, cruel,
unyielding, unattainable, inaccessible-a poetic of karuna; The Mirza Sahibs verse
gets rid of even the voyeur/reader/auditor, which the other Greco-
Roman/Sanskrit-Prakrit verses dont; the exclusus lector-auditor; The Mirza, a
Greco-Roman-Sanskritic stranger in the Arabo-Persian-Urdu city, uses the
suratapradpa topos in the parapurapraveasadra pratikacukam arthaharana
mode; whereas the Sanskrit-Prakrit tradition uses this topos in relation to the
Graeco-Roman synistor lychnos in the parapurapraveasadra tadvirodhin
arthaharana mode; this mamn being silent like a candle, a fns between the
commentators and this texts mamn, the mamn nevertheless glowing softly
from within
Dear Fran,
Assalaamaalaikum!
Im afraid, Fran, that Im compelled to vex you slightly- by soliciting your expert
and considered opinion on an obscure topic-that of Nayikabheda-do PLEASE
indluge me!
The typology of Nayikabheda has been present, though in a muted form, in the
Islamicate universe of discourse ever since Mir Sayyid Manjhan Rajagiri Shattaris
Madhumalati (Avadhi) and the other Sufi premakhyana texts, coming to full
flower in the Mughal era-Nayikabheda, Fran, was a major multi-media Mughal
genre in music, dance, literature and art-sung as thumri/khayal, performed by
Kathak exponents, theorized in ritigranths as well as composed in anthologies
and lavishly illustrated in miniatures. Abd al-Rahim Khan-e Khanas Barvai
Nayikabheda (Avadhi); Abul Fazls Ain-e Akbari (Persian), and Abd al-Wahid
Bilgramis Sufi treatise Haqaiq-e Hindi (Persian) are the major literary instances.
Jahangir in the Jahangirnamah (Persian) expostulates on an indic image in
Tansens Braj bandish; Keshavadas in the Jahangirjaschandrika (Braj) extols
Jahangirs knowledge of Nayikabheda; Nawab Saif Khan alias Faqirullah in the
Risalah-e Ragdarpan (Persian), a treatise on Musicology, has an entire chapter
(the fifth) on Nayaka-Nayikabheda; Mirza Khan ibn Fakhr al-Din Muhamad in his
magnum opus Tuhfat-al Hind (Persian) has a short section on Nayaka-
Nayikabheda and erotics.
Then theres also Mir Ghulam Ali Azad Bilgramis fascinating and unique treatise,
Ghizlan-al Hind, where Bilgrami (translating into Persian the fourth chapter of his
own earlier Arabic treatise subhat al marjan fi athar Hindustan) disourses on
Nayikabheda, semiotically mapping distichs of famous Persian masters onto the
socio-cultural code of Nayikabheda-thereby theoretically and potentially
enabling any Persian-Urdu ghazal text to be decoded in terms of the typological
and erotological code of (Nayaka)Nayikabheda. This classic, Fran, alas, remains
untranslated and obscure, utterly destitute and homeless, so to speak,
forgotten by both Indian and Iranian intellectuals and scholars.
10
My query to you, Fran, therefore, is this-have you, perchance, come across any
Urdu work on Nayikabheda-either original or by way of a translation or
commentary or sub-commentary? Do please vex yourself and let me know!
Lots of love,
satya
Heidegger, Martin
1962 Being and Time. Wiley-Blackwell.