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Revised Prevent Duty Guidance:

for England and Wales

Guidance for specified authorities


in England and Wales on the duty
in the Counter-Terrorism and
Security Act 2015 to have due
regard to the need to prevent people
from being drawn into terrorism.

Originally issued on 12th March 2015 and revised on 16th July 2015
Contents 1

Contents

A. Status and Scope of the Duty......................................................2

B. Introduction.........................................................................................2

C. A risk-based response to the Prevent duty.............................3

D. Monitoring and enforcement.......................................................5

E. Sector-specific guidance.................................................................6

Local authorities.................................................................................6

Schools (excluding higher and further education).............10

The health sector.............................................................................13

Prisons and probation....................................................................15

The police...........................................................................................19

F. Glossary of terms............................................................................21

Crown Copyright 2015

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reproduced accurately and not used in a misleading
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copyright and the title of the document specified.
2 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 3

A. Status and Scope of the Duty 8. The Prevent strategy was explicitly changed claim to have a solution.
in 2011 to deal with all forms of terrorism and
Statutory guidance issued under 3. The duty applies to specified authorities in with non-violent extremism, which can create 11. The white supremacist ideology of extreme
section 29 of the Counter-Terrorism England and Wales, and Scotland. Counter an atmosphere conducive to terrorism and can right-wing groups has also provided both the
terrorism is the responsibility of the UK popularise views which terrorists then exploit. inspiration and justification for people who have
and Security Act 2015. Government. However, many of the local committed extreme right-wing terrorist acts.
It also made clear that preventing people
1. Section 26 of the Counter-Terrorism and delivery mechanisms in Wales and Scotland, becoming terrorists or supporting terrorism
Security Act 2015 (the Act) places a duty on such as health, education and local government, requires challenge to extremist ideas where 12. In fulfilling the duty in section 26 of the Act,
certain bodies (specified authorities listed in are devolved. We will ensure close cooperation they are used to legitimise terrorism and are we expect all specified authorities to participate
Schedule 6 to the Act), in the exercise of their with the Scottish and Welsh Governments in shared by terrorist groups. And the strategy fully in work to prevent people from being
functions, to have due regard to the need implementing the Prevent duty where there also means intervening to stop people moving drawn into terrorism. How they do this, and the
to prevent people from being drawn into are interdependencies between devolved and from extremist (albeit legal) groups into extent to which they do this, will depend on
terrorism. This guidance is issued under section non-devolved elements. There is separate terrorist-related activity. many factors, for example, the age of the
29 of the Act. The Act states that the authorities guidance for specified authorities in Scotland. individual, how much interaction they have with
subject to the provisions must have regard to 9. Our Prevent work is intended to deal with all them, etc. The specified authorities in Schedule
this guidance when carrying out the duty. 4. The duty does not confer new functions on kinds of terrorist threats to the UK. The most 6 to the Act are those judged to have a role in
any specified authority. The term due regard significant of these threats is currently from protecting vulnerable people and/or our national
2. The list of specified authorities subject to as used in the Act means that the authorities terrorist organisations in Syria and Iraq, and Al security. The duty is likely to be relevant to
the provisions can be found in Schedule 6 to should place an appropriate amount of weight Qaida associated groups. But terrorists associated fulfilling other responsibilities such as the duty
the Act. Further details can be found in the on the need to prevent people being drawn with the extreme right also pose a continued arising from section 149 of the Equality Act 2010.
sector-specific sections of this guidance. into terrorism when they consider all the other threat to our safety and security.
factors relevant to how they carry out their 13. This guidance identifies best practice for each
usual functions. This purpose of this guidance is 10. Islamist extremists regard Western of the main sectors and describes ways in which
to assist authorities to decide what this means intervention in Muslim-majority countries they can comply with the duty. It includes sources
in practice. as a war with Islam, creating a narrative of of further advice and provides information on
themandus. Their ideology includes the how compliance with the duty will be monitored.
Sector-specific guidance for Further Education
B. Introduction uncompromising belief that people cannot be
both Muslim and British, and that Muslims living and Higher Education institutions subject to the
here should not participate in our democracy. Prevent duty has been published separately and
Islamist extremists specifically attack the should be read alongside this guidance.
5. The Prevent strategy, published by the prevent people from being drawn into
Government in 2011, is part of our overall terrorism and ensure that they are given principles of civic participation and social
counter-terrorism strategy, CONTEST. The aim appropriate advice and support; and cohesion. These extremists purport to identify
of the Prevent strategy is to reduce the threat to grievances to which terrorist organisations then
the UK from terrorism by stopping people work with sectors and institutions where
becoming terrorists or supporting terrorism. there are risks of radicalisation that we
In the Act this has simply been expressed as need to address. C. A risk-based approach to the Prevent duty
the need to prevent people from being drawn
into terrorism. 7. Terrorist groups often draw on extremist
ideology, developed by extremist organisations. 14. In complying with the duty all specified document: effective leadership, working in
6. The 2011 Prevent strategy has three specific Some people who join terrorist groups have authorities, as a starting point, should demonstrate partnership and appropriate capabilities.
strategic objectives: previously been members of extremist an awareness and understanding of the risk of
organisations and have been radicalised by them. radicalisation in their area, institution or body. Leadership
respond to the ideological challenge of The Government has defined extremism in the This risk will vary greatly and can change rapidly; 16. For all specified authorities, we expect that
terrorism and the threat we face from Prevent strategy as: vocal or active opposition to but no area, institution or body is risk free. those in leadership positions:
those who promote it; fundamental British values, including democracy, Whilst the type and scale of activity that will
the rule of law, individual liberty and mutual address the risk will vary, all specified authorities estalish or use existing mechanisms for
respect and tolerance of different faiths and will need to give due consideration to it. understanding the risk of radicalisation;
beliefs. We also include in our definition of
extremism calls for the death of members of 15. There are three themes throughout the ensure staff understand the risk and build the
our armed forces. sector-specific guidance, set out later in this capabilities to deal with it;
4 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 5

communicate and promote the importance of that a person at risk of radicalisation is given
D. Monitoring and enforcement
the duty; and appropriate support (for example on the
Channel programme). Information sharing must 23. All specified authorities must comply with Inspection regime in individual sectors
ensure staff implement the duty effectively. be assessed on a case-by-case basis and is this duty and will be expected to maintain 27. Central support and monitoring will be
governed by legislation. To ensure the rights appropriate records to show compliance with supported by existing inspection regimes in
Working in partnership of individuals are fully protected, it is important their responsibilities and provide reports specific sectors. Not every specified authority
17. Prevent work depends on effective that information sharing agreements are in when requested. has a suitable inspection regime and in some
partnership. To demonstrate effective place at a local level. When considering sharing areas it may be necessary to create or enhance
compliance with the duty, specified authorities personal information, the specified authority Central support and monitoring existing regimes.
must demonstrate evidence of productive should take account of the following: 24. The Home Office currently oversees Prevent
co-operation, in particular with local Prevent activity in local areas which have been identified 28. We will work with the Welsh Government
co-ordinators, the police and local authorities, necessity and proportionality: personal as priorities for this programme, and will provide on Prevent monitoring arrangements and provide
and co-ordination through existing multi-agency information should only be shared where it central monitoring for the new duty. The Home support to Welsh inspection regimes as required.
forums, for example Community Safety is strictly necessary to the intended outcome Office shares management (with local authorities)
Partnerships. and proportionate to it. Key to determining of local Prevent co-ordinator teams.
the necessity and proportionality of sharing
Capabilities information will be the professional judgement 25. The Home Office will:
18. Frontline staff who engage with the public of the risks to an individual or the public;
should understand what radicalisation means and draw together data about implementation
consent: wherever possible the consent of the of Prevent from local and regional Prevent
why people may be vulnerable to being drawn
person concerned should be obtained before co-ordinators (including those in health,
into terrorism as a consequence of it. They need
sharing any information about them; further and higher education), the police,
to be aware of what we mean by the term
extremism and the relationship between intelligence agencies and other departments
power to share: the sharing of data by public and inspection bodies where appropriate;
extremism and terrorism (see section B, above). sector bodies requires the existence of a
power to do so, in addition to satisfying the monitor and assess Prevent delivery in up to
19. Staff need to know what measures are
requirements of the Data Protection Act 1998 50 Prevent priority areas;
available to prevent people from becoming
and the Human Rights Act 1998;
drawn into terrorism and how to challenge maintain contact with relevant departments
the extremist ideology that can be associated Data Protection Act and the Common and escalate issues to them and inspectorates
with it. They need to understand how to Law Duty of Confidentiality: in engaging where appropriate;
obtain support for people who may be being with non-public bodies, the specified authority
exploited by radicalising influences. should ensure that they are aware of their support the Prevent Oversight Board, chaired
own responsibilities under the Data Protection by the Minister for Immigration and Security,
20. All specified authorities subject to the duty which may agree on further action to support
Act and any confidentiality obligations
will need to ensure they provide appropriate implementation of the duty.
that exist.
training for staff involved in the implementation
of this duty. Such training is now widely available. 22. There may be some circumstances where 26. Where a specified body is not complying
specified authorities, in the course of Prevent- with the duty, the Prevent Oversight Board may
Sharing information related work, identify someone who may already recommend that the Secretary of State use the
21. The Prevent programme must not involve be engaged in illegal terrorist-related activity. power of direction under section 30 of the Act.
any covert activity against people or communities. People suspected of being involved in such This power would only be used when other
But specified authorities may need to share activity must be referred to the police. options for engagement and improvement had
personal information to ensure, for example, been exhausted. The power would be used only
to ensure the implementation and delivery of
the Prevent duty. It is also capable of being
exercised in respect of Welsh specified authorities,
and would be used following consultation with
Welsh Ministers.
6 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 7

E. Sector-specific guidance 40. We would expect local authorities to https://www.gov.uk/government/publications/


incorporate the duty into existing policies channel-guidance
Local authorities Many local authorities use Community Safety and procedures, so it becomes part of the
Partnerships but other multi-agency forums day-to-day work of the authority. The duty Use of local authority resources
29. With their wide-ranging responsibilities, may be appropriate.
and democratic accountability to their electorate, is likely to be relevant to fulfilling safeguarding 45. In complying with the duty we expect local
local authorities are vital to Prevent work. responsibilities in that local authorities should authorities to ensure that publicly-owned venues
34. It is likely that links will need to be made to
Effective local authorities will be working ensure that there are clear and robust and resources do not provide a platform for
other statutory partnerships such as Local
with their local partners to protect the public, safeguarding policies to identify children at risk. extremists and are not used to disseminate
Safeguarding Children Boards Safeguarding
prevent crime and to promote strong, This guidance should be read in conjunction extremist views. This includes considering
Adults Boards, Channel panels and Youth
integrated communities. with other relevant safeguarding guidance, in whether IT equipment available to the general
Offending Teams.
particular Working Together to Safeguard public should use filtering solutions that limit
Specified local authorities 35. It will be important that local or regional Children (https://www.gov.uk/government/ access to terrorist and extremist material.
30. The local authorities that are subject to the Prevent co-ordinators have access to senior local publications/working-together-to-safeguard-
children). 46. We expect local authorities to ensure that
duty are listed in Schedule 6 to the Act. They are: authority leadership to give advice and support.
organisations who work with the local authority
a county council or district council in England; 36. We expect local multi-agency arrangements Action plan on Prevent are not engaged in any extremist
to be put in place to effectively monitor the 41. With the support of co-ordinators and activity or espouse extremist views.
the Greater London Authority; impact of Prevent work. others as necessary, any local authority that
assesses, through the multi-agency group, that 47. Where appropriate, we also expect local
a London borough council; 37. Prevent work conducted through local there is a risk should develop a Prevent action authorities to take the opportunity when new
authorities will often directly involve, as well as plan. This will enable the local authority to contracts for the delivery of their services are
the Common Council of the City of London have an impact on local communities. Effective being made to ensure that the principles of the
comply with the duty and address whatever
in its capacity as a local authority; dialogue and coordination with community- duty are written in to those contracts in a
risks have been identified.
based organisations will continue to be essential. suitable form.
the Council of the Isles of Scilly;
42. These local action plans will identify,
Risk assessment prioritise and facilitate delivery of projects, Collaboration between areas
a county council or county borough council
38. We expect local authorities to use the activities or specific interventions to reduce 48. In two-tier areas, county and district councils
in Wales; and
existing counter-terrorism local profiles (CTLPs), the risk of people being drawn into terrorism will need to agree proportionate arrangements
a person carrying out a function of an produced for every region by the police, to in each local authority. Many of these projects for sharing the assessment of risk and for agreeing
authority mentioned in section 1 (2) of the assess the risk of individuals being drawn and activities will be community based. local Prevent action plans. It is expected that
Local Government Act 1999 by virtue of a into terrorism. This includes not just violent neighbouring areas will also agree proportionate
direction made under section 15 of that Act. extremism but also non-violent extremism, Staff training arrangements for sharing the assessment of risk
which can create an atmosphere conducive 43. Local authorities will be expected to ensure and for agreeing local Prevent action plans
31. Other local authorities, including stand-alone to terrorism and can popularise views which appropriate frontline staff, including those of as appropriate.
fire and rescue authorities, are not listed in the terrorists exploit. Guidance on CTLPs is its contractors, have a good understanding of
Act and are not subject to the duty, but it is Prevent are trained to recognise vulnerability to Prevent priority areas
available here:
anticipated, considering their wider prevention being drawn into terrorism and are aware of 49. The Home Office will continue to identify
role, that in many areas they will be partners in https://www.gov.uk/government/uploads/system/ available programmes to deal with this issue. priority areas for Prevent-related activity. Priority
local efforts to prevent people from being uploads/attachment_data/file/118203/counter- areas will, as now, be funded to employ a local
drawn into terrorism. terrorism-local-profiles.pdf 44. Local authority staff will be expected Prevent co-ordinator to give additional support
to make appropriate referrals to Channel and expertise and additional Home Office grant
32. In fulfilling the new duty, local authorities, 39. This risk assessment should also be informed (a programme which provides support to funding is available for Prevent projects and
including elected members and senior officers by engagement with Prevent co-ordinators, individuals who are at risk of being drawn into activities. The Home Office will continue to
should be carrying out activity in the following areas. schools, registered childcare providers, terrorism which is put on a statutory footing by have oversight of local Prevent co-ordinators
universities, colleges, local prisons, probation Chapter 2 of Part 5 of the Counter-Terrorism and the funding, evaluation and monitoring of
Partnership services, health, immigration enforcement Youth and Security Act 2015) and ensure that Channel these projects.
33. Local authorities should establish or make Offending Teams and others, as well as by a is supported by the appropriate organisation and
use of an existing local multi-agency group to local authoritys own knowledge of its area. expertise. Guidance on the Channel programme
agree risk and co-ordinate Prevent activity. can be found here:
8 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 9

Other agencies and organisations Monitoring and enforcement 15(3) of the Childrens Act, and childrens
supporting children 52. In fulfilling its central monitoring role (section social care under section 50(1) of the Children
50. A range of private and voluntary agencies D above) the Home Office can (and already Act 2004) to take whatever action is deemed
and organisations provide services or, in some does) scrutinise local Prevent action plans, project expedient to achieve necessary improvement.
cases, exercise functions in relation to children. impact and overall performance. It will also In Wales, Welsh Ministers have the power
The duty applies to those bodies, which include, consider work with local authority peers to to intervene under the School Standards and
for example, childrens homes and independent provide targeted assistance and help authorities Organisation (Wales) Act 2013. These intervention
fostering agencies and bodies exercising local develop good practice. measures are considered in cases where Ofsted
authority functions whether under voluntary inspections (or Estyn in Wales) identify inadequate
delegation arrangements or via the use of 53. The Government anticipates that local practice and serious concerns about practice in
statutory intervention powers. These bodies authorities will comply with this duty and work relation to safeguarding, adoption and looked-
should ensure they are part of their local effectively with local partners to prevent people after children. The Care and Social Services
authorities safeguarding arrangements and from being drawn into terrorism. Where there Inspectorate Wales (CSSIW) has a role here
that staff are aware of and know how to are concerns about compliance, the Government in terms of care settings and standards.
contribute to Prevent-related activity in may need to consider the appropriateness of
their area where appropriate. using existing mechanisms such as section 10 of 56. In addition to the powers above, the Act
the Local Government Act 1999. This allows the provides the Secretary of State with the power
Out-of-school settings supporting children Secretary of State to appoint an inspector to to issue a direction where a local authority has
51. Many children attend a range of out-of- assess an authoritys compliance with its statutory failed to discharge the duty (see paragraph
school settings other than childcare including best value duty in relation to one or more of 26, above).
supplementary schools, and tuition centres to the specified functions.
support home education. These settings are not
regulated under education law. Local authorities 54. If the Secretary of State is satisfied that a
should take steps to understand the range of council in England has failed to discharge its
activity and settings in their areas and take best value duty in relation to the new Prevent
appropriate and proportionate steps to ensure duty, it would be open to him to use his powers
that children attending such settings are properly under Section 15 of the Local Government Act
safeguarded (which should include considering 1999 to intervene. This could include requiring
whether children attending such settings the council to undertake specific actions,
are at risk of being drawn into extremism or appointing Commissioners and transferring some
terrorism). In assessing the risks associated of the councils functions to them. The Secretary
with such settings, local authorities should have of State must consult the council before issuing
regard to whether the settings subscribe to a direction. The Secretary of State may also
voluntary accreditation schemes and any direct a local inquiry to be held into the exercise
other evidence about the extent to which the by the authority of specified functions. Welsh
providers are taking steps to safeguard the Ministers powers of intervention in relation to
children in their care. Where safeguarding a Welsh council that has failed to discharge its
concerns arise, local authorities should actively improvement duties are set out in the Local
consider how to make use of the full range of Government (Wales) Measure 2009.
powers available to them to reduce the risks to 55. If the Secretary of State is satisfied that a
children, including relevant planning and health local authority is failing to perform any function
and safety powers. relating to education, childcare or childrens
social care to an adequate standard he may use
his powers under section 497A or the Education
Act 1996 (applied to childcare under section
10 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 11

Schools and registered childcare keep children safe and promote their welfare. atmosphere conducive to terrorism and can Risk assessment
It makes clear that to protect children in their popularise views which terrorists exploit. 67. Specified authorities are expected to assess
providers (excluding higher and Schools should be safe spaces in which children
care, providers must be alert to any safeguarding the risk of children being drawn into terrorism,
further education). and child protection issues in the childs life at and young people can understand and discuss including support for extremist ideas that are
57. In England about eight million children are home or elsewhere (paragraph 3.4 EYFS). sensitive topics, including terrorism and the part of terrorist ideology. This should be based
educated in some 23,000 publicly-funded and Early years providers must take action to extremist ideas that are part of terrorist on an understanding, shared with partners,
around 2,400 independent schools. The publicly- protect children from harm and should be ideology, and learn how to challenge these ideas. of the potential risk in the local area.
funded English school system comprises alert to harmful behaviour by other adults The Prevent duty is not intended to limit
maintained schools (funded by local authorities), in the childs life. discussion of these issues. Schools should, 68. Specified authorities will need to demonstrate
and academies (directly funded by central however, be mindful of their existing duties that they are protecting children and young
government. In Wales, over 450,000 children 61. Early years providers already focus on childrens to forbid political indoctrination and secure a people from being drawn into terrorism by
attend Local Authority maintained schools, personal, social and emotional development balanced presentation of political issues. having robust safeguarding policies in place to
and there are 70 independent schools.1 The Early Years Foundation Stage framework These duties are imposed on maintained schools identify children at risk, and intervening as
supports early years providers to do this in an by sections 406 and 407 of the Education appropriate. Institutions will need to consider
58. All publicly-funded schools in England are age appropriate way, through ensuring children Act 1996. Similar duties are placed on the the level of risk to identify the most appropriate
required by law to teach a broad and balanced learn right from wrong, mix and share with other proprietors of independent schools, including referral, which could include Channel or
curriculum which promotes the spiritual, moral, children and value others views, know about academies (but not 16-19 academies) by the Childrens Social Care, for example. These
cultural, mental and physical development of similarities and differences between themselves Independent School Standards. policies should set out clear protocols for
pupils and prepares them for the opportunities, and others, and challenge negative attitudes and ensuring that any visiting speakers whether
responsibilities and experiences of life. They must stereotypes. Education and childcare specified authorities invited by staff or by children themselves
also promote community cohesion. Independent 65. The education and childcare specified are suitable and appropriately supervised.
schools set their own curriculum but must comply 62. This guidance should be read in conjunction authorities in Schedule 6 to the Act are as follows:
with the Independent School Standards, which with other relevant guidance. In England, this Working in partnership
include an explicit requirement to promote includes Working Together to Safeguard Children, the proprietors3 of maintained schools, non- 69. In England, governing bodies and proprietors
fundamental British values as part of broader Keeping Children Safe in Education and Information maintained special schools, maintained nursery of all schools and registered childcare providers
requirements relating to the quality of education Sharing: Her Majestys Government advice for schools, independent schools (including should ensure that their safeguarding arrangements
and to promoting the spiritual, moral, social and professionals providing safeguarding services to academies and free schools) and alternative take into account the policies and procedures of
cultural development of pupils. These standards children, young people, parents and carers. provision academies4 the Local Safeguarding Children Board (LSCB).
also apply to academies (other than 16-19 In Wales, Local Service Boards provide
academies), including free schools, as they are https://www.gov.uk/government/publications/ pupil referral units strategic oversight.
independent schools. 16-19 academies may working-together-to-safeguard-children;
registered early years childcare providers5
have these standards imposed on them by the https://www.gov.uk/government/publications/
provisions of their funding agreement with the keeping-children-safe-in-education; registered later years childcare providers6
Secretary of State.
63. In Wales it should be read alongside Keeping providers of holiday schemes for disabled children
59. In Wales, independent schools set their own learners safe2:
3
Reference in this guidance to the proprietor
curriculum, but must comply with Independent persons exercising local authority functions in the case of a maintained school, maintained
Schools Standards made by the Welsh Ministers. http://wales.gov.uk/docs/dcells/ under a direction of the Secretary of State nursery school and non-maintained special
These Standards also include a requirement to publications/150114-keeping-learners-safe.pdf. when the local authority is performing school is a reference to the governing body
promote the spiritual, moral, social and cultural inadequately; and of the school.
development of pupils. 64. The authorities specified in paragraph 65
below are subject to the duty to have due persons authorised by virtue of an order made 4
Including early years and later years childcare
60. Early years providers serve arguably the most regard to the need to prevent people from being under section 70 of the Deregulation and provision in schools that is exempt from
vulnerable and impressionable members of society. drawn into terrorism. Being drawn into terrorism Contracting Out Act 1994 to exercise a registration under the Childcare Act 2006
The Early Years Foundation Stage (EYFS) includes not just violent extremism but also function specified in Schedule 36A to the
accordingly places clear duties on providers to non-violent extremism, which can create an Education Act 1996. 5
Those registered under Chapter 2or 2a of Part
3 of the Childcare Act 2006, including childminders
66. In fulfilling the new duty, we would expect
2
Keeping Learners Safe includes advice on the specified authorities listed above to 6
Those registered under Chapter 3 or 2a of Part 3
1
Schools Census results on Wales.gov.uk radicalisation on page 51 demonstrate activity in the following areas. of the Childcare Act 2006, including childminders
12 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 13

Staff training 74. Privately funded independent schools in The health sector of the Prevent strategy within their region and
70. Specified authorities should make sure that England are inspected by Ofsted or one of three the health regional Prevent co-ordinators (RPCs).
independent inspectorates. In Wales, Estyn 77. Healthcare professionals will meet and treat
staff have training that gives them the knowledge people who may be vulnerable to being drawn
and confidence to identify children at risk of inspects independent schools.If they fail to meet 84. These RPCs are expected to have regular
the Independent School Standards, they must into terrorism. Being drawn into terrorism contact with Prevent leads in NHS organisations
being drawn into terrorism, and to challenge includes not just violent extremism but also
extremist ideas which can be used to legitimise remedy the problem or be subject to regulatory to offer advice and guidance.
action by the Department for Education or non-violent extremism, which can create an
terrorism and are shared by terrorist groups. atmosphere conducive to terrorism and can 85. In Wales, NHS Trusts and Health Boards
They should know where and how to refer the Welsh Government, which could include
de-registration (which would make their popularise views which terrorists exploit. have CONTEST Prevent leads and part of
children and young people for further help. multi-agency structures where these are in place.
Prevent awareness training will be a key part continued operation unlawful). 78. The key challenge for the healthcare sector is This guidance should be read in conjunction with
of this. to ensure that, where there are signs that Building Partnerships-Staying Safe issued by the
75. Early education funding regulations in
England have been amended to ensure that someone has been or is being drawn into Department of Health and Social Services,
IT policies terrorism, the healthcare worker is trained to
providers who fail to promote the fundamental which provides advice to healthcare organisations
71. Specified authorities will be expected to recognise those signs correctly and is aware of on their role in preventing radicalisation of
ensure children are safe from terrorist and British values of democracy, the rule of law,
individual liberty and mutual respect and and can locate available support, including the vulnerable people as part of their safeguarding
extremist material when accessing the internet Channel programme where necessary. responsibilities.
in school, including by establishing appropriate tolerance for those with different faiths and
beliefs do not receive funding from local Preventing someone from being drawn into
levels of filtering. terrorism is substantially comparable to 86. In fulfilling the duty, we would expect health
authorities for the free early years entitlement.
safeguarding in other areas, including child abuse bodies to demonstrate effective action in the
Monitoring and enforcement or domestic violence. following areas.
76. Ofsteds current inspection framework for
72. The Office for Standards in Education, early years provision reflects the requirements
Childrens Services and Skills (Ofsted) inspects in the Statutory Framework for the Early Years 79. There are already established arrangements Partnership
the specified authorities in England listed above, Foundation Stage. in place, which we would expect to be built on 87. All Sub Regions within the NHS should,
with the exception of some privately funded in response to the statutory duty. under the NHS England Accountability and
independent schools. When assessing the Assurance Framework, have in place local
effectiveness of schools, Ofsted inspectors Health specified authorities Safeguarding Forums, including local commissioners
already have regard to the schools approach 80. The health specified authorities in Schedule and providers of NHS Services. These forums
to keeping pupils safe from the dangers of 6 to the Act are as follows: have oversight of compliance
radicalisation and extremism, and what is done with the duty, and ensure effective delivery.
when it is suspected that pupils are vulnerable to NHS Trusts Within each area, the RPCs are responsible
these. Maintained schools are subject to for promoting Prevent to providers and
intervention, and academies and free schools NHS Foundation Trusts
commissioners of NHS services, supporting
may be subject to termination of their funding organisations to embed Prevent into their
81. NHS England has incorporated Prevent into
agreement, if they are judged by Ofsted to policies and procedures, and delivering training.
its safeguarding arrangements, so that Prevent
require significant improvement or special
awareness and other relevant training is
measures, or if they fail to take the steps 88. We would expect there to be mechanisms
delivered to all staff who provide services to
required by their local authority, or for academies for reporting issues to the National Prevent
NHS patients. These arrangements have been
or free schools by the Secretary of State pursuant sub board.
effective and should continue.
to their funding agreement, as applicable,
to address unacceptably low standards, serious 82. The Chief Nursing Officer in NHS England 89. We would also expect the Prevent lead
breakdowns of management or governance or has responsibility for all safeguarding, and a to have networks in place for their own advice
if the safety of pupils or staff is threatened. safeguarding lead, working to the Director of and support to make referrals to the Channel
In Wales, all publicly funded schools are Nursing, is responsible for the overview and programme.
inspected by Estyn. management of embedding the Prevent programme 90. Since April 2013 commissioners have used
into safeguarding procedures across the NHS. the NHS Standard Contract for all commissioned
73. Ofsted inspects 16-19 academies under the
Common Inspection Framework for further 83. Each regional team in the NHS has a Head services excluding Primary Care, including
education and skills. of Patient Experience who leads on safeguarding private and voluntary organisations. Since that
in their region. They are responsible for delivery time, the Safeguarding section of the contract
14 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 15

has required providers to embed Prevent into someone is being drawn into terrorism, monitor compliance with the duty or whether secure training centres;
their delivery of services, policies and training. either during informal contact or consultation the duty should be incorporated into the remit
This should now be bolstered by the statutory duty. and treatment. and inspection regimes of one of the existing the National Probation Service; and
health regulatory bodies, or another body.
Risk Assessment 95. We would therefore expect providers to Community Rehabilitation Companies.
91. All NHS Trusts in England have a Prevent lead have in place: Prisons and probation
who acts as a single point of contact for
Prisons
Policies that include the principles of the 99. As an executive agency of the Ministry of 104. NOMS manages the risk of offenders
the health regional Prevent co-ordinators, and Justice, the National Offender Management
is responsible for implementing Prevent within Prevent NHS guidance and toolkit, which are being drawn into, or reverting to, any form of
set out in Building Partnerships, Staying Safe: Service (NOMS) is responsible for protecting offending as part of its core business (identifying
their organisation. To comply with the duty, the public and reducing re-offending through
staff are expected, as a result of their training, guidance for healthcare organisations, which can and managing the risks presented by offenders).
be found here: delivery of prison and probation services.
to recognise and refer those at risk of being
105. To comply with the duty we would expect
drawn into terrorism to the Prevent lead who 100. There are 122 prisons in England and
https://www.gov.uk/government/uploads/system/ public and contracted out prisons to carry out
may make a referral to the Channel programme. Wales including 14 prisons operated under
uploads/attachment_data/file/215253/dh_131912.pdf activity in the following areas.
Regional health Prevent co-ordinators are able contract by private sector organisations. There
to provide advice and support to staff as A programme to deliver Prevent training, are around 85,000 prisoners in custody at any Preliminary risk assessment
required. In Wales, Health is a member of the resourced with accredited facilitators; one time
Wales Contest Board and similar arrangements 106. Prisons should perform initial risk
and 150,000 individuals in custody during a assessments on reception, including cell-sharing
are in place. Processes in place to ensure that using the 12 month period. risk assessments, and initial reception and
intercollegiate guidance, staff receive Prevent
Staff Training induction interviews to establish concerns in
awareness training appropriate to their role; and 101. Probation services are delivered by the
relation to any form of extremism, be that faith
92. The intercollegiate guidance, Safeguarding National Probation Service (NPS), which
Procedures to comply with the Prevent based, animal rights, environmental, far right,
Children and Young people: roles and competences supervises high-risk and other serious offenders,
Training and Competencies Framework. far left extremism or any new emerging trends.
for health care staff includes Prevent information and 21 Community Rehabilitation Companies
and identifies competencies for all healthcare (CRCs), which supervise low and medium-risk 107. Contact with prisons chaplaincy should
staff against six levels. Monitoring and enforcement offenders. NOMS is currently responsible for take place, as an integral part of the induction
96.Within the NHS, we expect local safeguarding around 220,000 offenders under probation process. Any concerns raised as a result of
93. The training should allow all relevant staff forums, including local commissioners and supervision, subject either to community chaplaincy contact with prisoners, including any
to recognise vulnerability to being drawn into providers of NHS Services to have oversight of sentences or to licence conditions after concerns about extremism, should be reported
terrorism, (which includes someone with fulfilling the duty and ensuring effective delivery. release from custody. throughout the sentence.
extremist ideas that are used to legitimise
terrorism and are shared by terrorist groups), 97. Externally, Monitor is the sector regulator for 102. This responsibility for public protection and 108. Prisoners should have regular contact with
including extremist ideas which can be used to health services in England ensuring that reducing re-offending gives both prisons and trained staff who will report on behaviours
legitimise terrorism and are shared by terrorist independent NHS Foundation Trusts are well probation services a clear and important role of concern.
groups, and be aware of what action to take in led so that they can provide quality care on a both in working with offenders convicted of
response, including local processes and policies sustainable basis. The Trust Development terrorism or terrorism-related offences and in 109. Appropriate information and intelligence
that will enable them to make referrals to the Authority is responsible for overseeing the preventing other offenders from being drawn sharing should take place, for example with law
Channel programme and how to receive performance of NHS Trusts and the Care into terrorism and the extremist ideas that are enforcement partners, to understand whether
additional advice and support. Quality Commission is the independent health used to legitimise terrorism and are shared by extremism is an issue and to identify and
and adult social care regulator that ensures these terrorist groups. manage any behaviours of concern.
94. It is important that staff understand how services provide people with safe, effective and
to balance patient confidentiality with the duty. high quality care. In Wales, the Healthcare Criminal justice specified authorities Assessing ongoing risk and interventions
They should also be made aware of the Inspectorate Wales, and the Care and Social 103. The criminal justice specified authorities 110. For offenders convicted of terrorist or
information sharing agreements in place for Services Inspectorate Wales could be listed in Schedule 6 to the Act are as follows: terrorist-related offences, mainstream offender
sharing information with other sectors, and considered to provide monitoring arrangements. management processes will be used to
get advice and support on confidentiality issues We will work with the Welsh Government to prisons and Young Offender Institutions determine whether interventions are necessary.
when responding to potential evidence that consider the arrangements in Wales. (YOI), including those that are contracted out; These are intended to challenge the index
offence and can include, where appropriate,
98. We are considering whether these internal the under-18 secure estate (under-18 YOI,
intervention disruption and relocation.
arrangements are robust enough to effectively Secure training centres and Secure care homes;
16 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 17

111. Where concerns around someone being appropriate. Under-18 secure estate all providers of probation services, particularly
drawn into terrorism (which includes someone 120. The under-18 secure estate differs in terms the National Probation Service (NPS) and
with extremist ideas that are used to legitimise 116. For offenders already convicted of terrorism of governance and service provision to that of Community Rehabilitation Companies (CRCs)
terrorism and are shared by terrorist groups) or terrorism-related offences, prisons will the prisons and probation services for adults. to demonstrate that they are delivering activities
are identified, either during the early days in complete appropriate pre-release processes under all of the following categories.
custody or later, prison staff should report such as Multi-Agency Public Protection 121. The Youth Justice Board (YJB) has a
accordingly, through the intelligence reporting Arrangements (MAPPA) with relevant agencies statutory responsibility to commission secure Leadership
system. All such reporting should be regularly including the police and the NPS. These services for children and young people under 125. We would expect every NPS division to
assessed by specialist staff in conjunction with processes ensure that the requirements of the the age of 18 and has a statutory duty to place have a designated probation counter-terrorism
the police. duty are met in the management of terrorist children and young people sentenced or lead (PCTL) to provide the leadership necessary
offenders in the community with the NPS the remanded by the courts into secure at a regional level to ensure processes for
112. Where such concerns are identified lead agency in MAPPA for such cases. establishments. identifying, assessing and managing high-risk
an establishment should look to support terrorist offenders are followed. We would
that individual. This could take the form of 117. For all prisoners, where sufficient remaining The under -18 secure estates consists of: expect PCTLs to provide a consultative role
moving them away from a negative influence sentence time permits, a formal multi-agency Secure Childrens Homes (SCHs) to CRCs.
or providing them with mentoring from the meeting which includes the police and the Secure childrens homes are run by local
relevant chaplain providing religious classes probation counter terrorism lead, should take authority childrens services, overseen by the Partnerships
or guidance. place to inform decisions after release. This will Department of Health and the Department 126. In all partnership working we would expect
ensure that partner agencies work together to for Education. They have a high ratio of staff that all providers of probation services will
113. Management actions could also include share relevant information and put provision in to young people and are generally small comply with the duty; for example both the
a reduction in privilege level, anti-bullying place to manage the risk or any outstanding facilities, ranging in size from six to forty beds. NPS and CRCs are partners in local Community
intervention, adjudication or segregation. concerns This can apply to periods of Release Safety Partnerships (CSPs). Active participation
Alternatively, it may be appropriate to provide on Temporary Licence, Home Detention Secure Training Centres (STC) in CSPs will enable all probation providers to
theological, motivational and behavioural Curfew as well as eventual release on licence. Secure training centres are purpose-built work together with other partners to share
interventions. centres for young offenders up to and information and develop joint referrals and
118. Where insufficient time remains, police and including the age of 17. They are run by
114. Intelligence and briefing packages targeted probation staff should be given fast time briefing interventions.
private operators under contracts, which
at staff working with terrorist and extremist by prison counter-terrorism staff as above and set out detailed operational requirements. Risk assessment
prisoners and those at risk of being drawn into the National Probation Service CT lead will There are currently three STCs in England.
terrorism should continue to be made available ensure the probation provider in the community 127. We would expect probation staff to
and delivered. These should continue to be is aware of the information, the risks and adopt an investigative stance in undertaking
Young Offender Institutions (YOI) risk assessments as they should in all cases.
jointly delivered by appropriately trained prison relevant personnel within partner agencies. Young offender institutions are facilities run by
staff and police, and will be updated as required. Where there are concerns, albeit these may be
both the Prison Service and the private sector intelligence led, about someone being at risk of
In complying with this duty, extremism awareness Staff training and can accommodate 15 to 21-year-old male
training provided to new staff should be increased. 119. In complying with the duty, we would being drawn into terrorism this should initially
offenders. be recorded in the core risk assessment.
expect all new prison staff to receive Prevent
Transition from custody to supervision in awareness training (tailored specifically to the 122. We would expect that staff at each secure
the community 128. Additionally, we would expect existing risk
prison environment). For staff already in post, estate and Youth Offending Teams (YOT) assessment processes to be supplemented by
115. Pre-release planning should take place for all this should be provided through specialist overseeing the care of the child or young person specialist assessments, for example, extremism
prisoners, including those subject to sentences training and briefing packages that cover working would receive appropriate training in identifying risk screening. We would expect PCTLs to
less than 12 months, who will now receive some with extremist behaviour. This training can be and managing those at risk of being drawn into provide a consultative role to CRCs in doing this,
level of post-release supervision. Prisons, probation delivered in partnership with the police and be terrorism. where appropriate.
providers and the police should consider what available to those members of staff who work
risks need to be managed in the community most closely with terrorist and identified 123. As part of the ongoing care and monitoring 129. For offenders already convicted of terrorist
including those that have arisen whilst in custody extremist prisoners. All staff should have an of each child or young person, any indication of or terrorist-related offences we would expect
and indicate a vulnerability to being drawn into understanding of general intelligence systems, risk should be identified and a referral made to the NPS to work in partnership with other
terrorism. Where this is the case, a Channel reporting and procedures to enable them to Channel if appropriate agencies, including prisons and the police, to
referral will be considered as part of the risk report on extremist prisoners and those manage any risks identified via MAPPA and to
management plans and a referral to Channel vulnerable to extremist messaging. Probation provide bespoke interventions where relevant.
made at the earliest opportunity where 124. To comply with the duty we would expect For offenders who have not been convicted
18 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 19

of a terrorism-related offence and may not be 134. For probation providers, internally, The police disrupt terrorist and extremist material on the
MAPPA eligible, but who are subsequently at we would expect compliance with the duty internet and extremists working in this country.
risk of being drawn into terrorism, we would to be reinforced by detailed operational 137. The police play an essential role in most Officers should consider the full range of
expect probation providers to have processes guidance set out in Probation Instructions. aspects of Prevent work alongside other agencies investigative and prosecution options when
in place to escalate these cases to other agencies CRCs are contractually required to comply and partners. They hold information which can it comes to disrupting extremist behaviour,
or otherwise refer the offender for appropriate with the mandatory actions in relevant help assess the risk of radicalisation and disrupt including the use of public order powers
interventions for example to the Channel programme. Probation Instructions and a similar requirement people engaged in drawing others into terrorism where appropriate. This may include:
exists for the NPS in Service Level Agreements. (which includes not just violent extremism but
Staff training Compliance with Probation Instructions is also non-violent extremism, which can create Enforcing terrorist proscription and public
130. We would expect probation providers to monitored and assured internally by contract an atmosphere conducive to terrorism and order legislation;
ensure that all staff receive appropriate training management and audit functions within NOMS can popularise views which terrorists exploit).
in identifying and managing those at risk of being and the Ministry of Justice The Police work alongside other sectors in this Working with local authorities to consider
drawn into terrorism including those with document to play a galvanising role in developing municipal powers, including local highways
extremist ideas that can be used to legitimise 135. Externally, we consider that a thematic local Prevent partnerships and bring together a and leafleting by-laws, using safeguarding
terrorism and are shared by terrorist groups. inspection by HM Inspector of Probation could wide range of other organisations to support of young people legislation;
Prevent awareness training has already been be a useful addition to the monitoring local delivery of Prevent.
arrangement outlined above. Advising other specified authorities, for
given to probation staff in recent years. In 138. The police are uniquely placed to tackle example local authorities or universities,
complying with the duty, we expect this and terrorism and whilst it is acknowledged that the
136. The YJB monitors the flow of young people to develop venue booking processes and
other relevant Prevent training to continue. Police Service will designate dedicated Prevent
through the Youth Justice system identifying good practice;
131. In the future, we expect Prevent awareness the needs and behaviours of young offenders roles within Policing, a key objective for the
working closely with local partners to improve police is to ensure that Prevent is embedded Lawfully disrupting or attending events
training to be included within the Probation
the support available. into all aspects of policing including patrol, involving extremist speakers in both private
Qualification Framework, which is completed by
neighbourhood and safeguarding functions. and municipal establishments;
all newly qualified probation staff in both the
NPS and CRCs. In addition PCTLs should lead In fulfilment of their duties consideration
must be given to the use of all suitable police Providing high visibility police presence at
the development of, for example, faith relevant events in public places.
awareness or Extremism Risk Screening training resources, not just those specifically designed
of local training and staff development to supplement as Prevent.
Supporting vulnerable individuals
the Prevent awareness training. This should focus Police specified authorities
on emerging issues and any new support and 142. Prevent requires a multi-agency approach
interventions that become available. 139. The police specified authorities listed in to protect people at risk from radicalisation.
Schedule 6 to the Act are as follows: When vulnerable individuals are identified the
Monitoring and enforcement for prisons police will undertake the following:
and probation police forces in England and Wales;
132. Within prisons, we would expect In partnership with other agencies including
Police and Crime Commissioners;
compliance with the duty to be monitored and the local authority, consider appropriate
enforced internally by: the British Transport Police; interventions, including the Channel
programme, to support vulnerable individuals;
mandatory compliance with Prison Service port police forces; and
Instructions and Orders which define policy Work in partnership with and support
and best practice; and the Civil Nuclear Police Authority Channel Panels chaired by local authorities
to co-ordinate Channel partners and
regular assessment of levels and risk of 140. In fulfilling the new duty we would expect Channel actions;
extremism and radicalisation internally via the police to take action in the following areas.
regional counter-terrorism co-ordinators. Support existing, and identify potential new
Prosecute, disrupt and deter extremists Intervention Providers.
133. Externally, our preference is to use existing 141. In complying with the duty, police should
inspection regimes where appropriate to do so. engage and where appropriate disrupt extremist Partnership and risk assessment
We consider that a thematic inspection by HM activity, in partnership with other agencies. 143. The police should:
Inspector of Prisons could be a useful addition to We expect the police to prioritise projects to
the monitoring arrangements outlined above.
20 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 21

Engage fully with the local multi-agency groups and partners to identify and respond to
F. Glossary of terms
that will assess the risk of people being drawn emerging concerns.
into terrorism, providing (where appropriate) Having due regard means that the authorities The current UK definition of terrorism is
details of the police counter-terrorism local Monitoring and enforcement should place an appropriate amount of weight given in the Terrorism Act 2000 (TACT 2000).
profile (CTLP); 145. The Strategic Policing Requirement makes on the need to prevent people being drawn In summary this defines terrorism as an action
clear that Police and Crime Commissioners into terrorism when they consider all the other that endangers or causes serious violence to
Support the development and implementation (PCCs) and Chief Constables must demonstrate factors relevant to how they carry out their a person/people; causes serious damage to
by the multi agency group of a Prevent action that they have contributed to the governments usual functions. property; or seriously interferes or disrupts an
plan to address that risk; counter terrorism strategy (CONTEST). electronic system. The use or threat must be
This includes the Prevent programme, Extremism is defined in the 2011 Prevent designed to influence the government or to
Support local authority Prevent co-ordinators, where they are required to take into account strategy as vocal or active opposition to intimidate the public and is made for the
regional further and higher education the need to identify and divert those involved fundamental British values, including democracy, purpose of advancing a political, religious or
co-ordinators, regional health Prevent leads in or vulnerable to radicalisation. The Home the rule of law, individual liberty and mutual ideological cause.
and regional NOMS Prevent co-ordinators Secretary can direct a PCC to take specific respect and tolerance of different faiths and
in carrying out their work; action to address a specific failure. beliefs. We also include in our definition of Terrorist-related offences are those (such as
Co-ordinate the delivery of the Channel extremism calls for the death of members of murder) which are not offences in terrorist
146. HM Inspectorate of Constabulary (HMIC) our armed forces, whether in this country legislation, but which are judged to be
programme by accepting referrals, including is the statutory body for inspecting the police.
acting as a conduit for Channel referrals with or overseas. committed in relation to terrorism.
They can carry out thematic inspections and can
partners; and be asked to inspect a particular force or theme Interventions are projects intended to divert Vulnerability describes the condition of being
Ensure Prevent considerations are fully by the Home Secretary. people who are being drawn into terrorist capable of being injured; difficult to defend; open
embedded into counter-terrorism activity. Interventions can include mentoring, to moral or ideological attack. Within Prevent,
counselling, theological support, encouraging the word describes factors and characteristics
investigations.
civic engagement, developing support networks associated with being susceptible to
144. The success of Prevent work relies on (family and peer structures) or providing radicalisation.
communities supporting efforts to prevent mainstream services (education, employment,
people being drawn into terrorism and health, finance or housing).
challenging the extremist ideas that are also part
of terrorist ideology. The police have a critical Non-violent extremism is extremism,
role in helping communities do this. To comply as defined above, which is not accompanied
with the duty, we would expect the police, by violence.
to support others including local authorities,
Prevention in the context of this document
to build community resilience by:
means reducing or eliminating the risk of
Supporting local authority Prevent individuals becoming involved in terrorism.
Coordinators in developing Prevent-related Prevent includes but is not confined to the
projects and action plans; identification and referral of those at risk of
being drawn into terrorism into appropriate
Supporting the Charity Commission in interventions. These interventions aim to divert
providing guidance to avoid money being vulnerable people from radicalisation.
inadvertently given to organisations which
may endorse extremism or terrorism and Radicalisation refers to the process by which
enforcing legislation where fraud offences a person comes to support terrorism and
are identified. extremist ideologies associated with
terrorist groups.
Supporting opportunities to develop
community challenges to extremists; and Safeguarding is the process of protecting
vulnerable people, whether from crime,
Collate and analyse community tension other forms of abuse or (in the context of
reporting across the UK that enables police this document) from being drawn into terrorist-
related activity.
22 Prevent Duty Guidance in England and Wales Prevent Duty Guidance in England and Wales 23

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