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International Journal of Surgery (2006) 4, 53e65

www.int-journal-surgery.com

REVIEW

Hand hygiene: An evidence-based review for


surgeons
C.R. Nicolay

Academic Surgical Unit, 10th Floor QEQM Wing, St Marys Hospital, Praed St, London W2 1NY, UK

KEYWORDS Abstract This review of the literature discusses the scientific evidence behind
Hand hygiene; using different hand hygiene agents on the surgical ward, and in theatre for
Handwashing; preoperative disinfection. It considers the mechanism of action of the agents and
Infection; their effectiveness against different pathogens, as well as possible future agents,
Alcohol; and how they are tested. It addresses problems such as the poor compliance with
Handrub hand hygiene guidelines by healthcare workers (especially doctors) and investigates
what can be done to improve compliance. Finally, it demonstrates the reduction in
hospital acquired infection (HAI) rate that can be achieved by improving hand
hygiene compliance, and shows that the savings associated with this easily
outweigh the cost.
2005 Surgical Associates Ltd. Published by Elsevier Ltd. All rights reserved.

Introduction simply washing their hands between contact with


patients, the hospital acquired infection rate can
It has been clear since the 1840s when both Oliver be reduced.3 However, adherence by doctors to
Holmes1 and Ignaz Semmelweis2 independently hand hygiene guidelines is often unacceptably
reported the contagious nature of puerperal fever, poor at below 50%,4e9 and is usually poorer than
that healthcare workers should cleanse their hands nurses and other healthcare workers.
before contact with patients. Semmelweis insisted Approximately 10% of hospital inpatients are
that doctors who had performed autopsies must suffering from an infection acquired following
wash their hands before delivering a baby, and in their admission,10,11 and Department of Health
one step he reduced mortality from streptococcal guidance suggests that approximately 30% of these
sepsis by nearly 90%. Sixteen decades later, many HAIs could be avoided by better application of
studies have confirmed that by healthcare workers existing knowledge and realistic infection control
practices.12 The 70% of HAIs that are not prevent-
able demonstrates the scale of endogenous in-
E-mail address: christopher.nicolay@doctors.org.uk fection compared with cross-infection. Hospital

1743-9191/$ - see front matter 2005 Surgical Associates Ltd. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.ijsu.2005.06.002
54 C.R. Nicolay

acquired infections with antibiotic-resistant bac- With hospital hygiene and the superbug MRSA
teria such as methicillin-resistant Staphylococcus often in the media, there is a vast amount of
aureus (MRSA) are not uncommon and can be literature published on this broad topic, and much
difficult and expensive to treat. research forming the basis of hospital hand hy-
According to a study funded by the Department giene guidelines worldwide. John Boyce, MD and
of Health,13 adult inpatients in common specialties Didier Pittet, MD published a comprehensive 48-
who develop a hospital acquired infection remain page report on the subject15 and this review
in hospital 2.5 times longer, incur hospital costs summarises the parts of the literature particularly
nearly 3 times higher, and incur higher general relevant to the field of surgery, together with more
practitioner, district nurse, and hospital costs recent work published.
after discharge from hospital than uninfected
patients. Even after adjustment for various factors
including age, diagnosis and the number of co- Normal bacterial skin flora
morbidities, patients with an HAI are 7 times more
likely to die in hospital than uninfected patients. It It is important to appreciate normal bacterial skin
has been estimated that 5000 deaths a year in the flora, before considering the options for hand
UK are primarily attributable to HAI (1% of all hygiene. Normal human skin is colonised by bac-
deaths), and in a further 15,000 deaths, HAI may teria, but to different extents depending on the
be a significant contributor. The estimated mean site, for example: 100 ! 104 CFU (colony forming
additional hospital cost of an HAI in a surgical units) cm2 on the scalp, 50 ! 104 CFU cm2 in the
patient is about 4000. An extrapolation of figures axillae, 4 ! 104 CFU cm2 on the abdomen, and
to NHS hospitals in England suggests a total addi- 1 ! 104 CFU cm2 on the forearm.16 The two major
tional annual cost of HAI in adult patients of all groups of bacteria on the skin are those that
specialties to be nearly 1000 million. normally reside on it (resident flora), and contam-
A brief summary of part of the National Institute inants (transient flora). Transient flora such as
of Clinical Excellence (NICE) evidence-based clin- S. aureus, gram-negative bacteria and yeast in-
ical guidelines for the prevention of hospital habit the superficial layers of the skin and are
acquired infection14 is as follows: those acquired by doctors during patient contact,
or by contact with contaminated surfaces. These
1. Hands must be decontaminated immediately are the bacteria that are most responsible for
before each and every episode of direct hospital acquired infections and are the ones
patient contact or care and after any activity that are more easily removed by hand hygiene.
or contact that potentially results in hands Resident flora such as coagulase-negative staphy-
becoming contaminated. lococci (e.g. Staphylococcus epidermidis) and
2. Hands that are visibly soiled or potentially Corynebacteria are attached to deeper layers of
grossly contaminated with dirt or organic the skin and are less easy to remove by hand
material, must be washed with liquid soap hygiene and also less likely to cause HAIs. However,
and water. low virulence resident flora can cause huge
3. Hands must be decontaminated, preferably complications for patients, for example in ortho-
with an alcohol-based handrub unless hands paedic wound infections.
are visibly soiled, between caring for different
patients and between different care activities
for the same patient. Review of hand hygiene agents
4. An effective handwashing technique involves
three stages: preparation, washing and rinsing, Plain soap
and drying. Preparation requires wetting hands
under tepid running water before applying The term soap is a class name for the sodium and
liquid soap or an antimicrobial preparation. potassium salts of stearic acid and other fatty
The handwash solution must come into contact acids, and they are available in different forms,
with all of the surfaces of the hand. The hands commonly bar or liquid. They have little if any
must be rubbed together vigorously for a min- antibacterial activity but may remove loose tran-
imum of 10e15 s, paying particular attention to sient flora. It has been shown that a 1 min hand-
the tips of the fingers, the thumbs and the wash with plain soap reduces the artificial bacterial
areas between the fingers. Hands should be contamination of hands by a log10 reduction factor
rinsed thoroughly before drying with good of only 2.8, compared with a value of 4.6 for the
quality paper towels. alcohol propan-2-ol (60% v/v).17 In a small study,
Hand hygiene: An evidence-based review 55

plain soap handwashing failed to prevent gram- propan-2-ol17 (the European EN 1500 reference
negative bacterial transfer to a catheter in 11 of 12 standard for alcohol-based handrub products).
experiments,18 and it can even carry the risk of Although rapidly bactericidal when applied to
spreading bacterial contamination.19,42 skin the effect is short-lived and alcohol gels
Over time, soap usage can make the skins pH unfortunately lack the important characteristic
more alkaline, and cause significant skin dryness of residual activity,31 but re-growth does occur
and irritation, as measured by self-assessment, more slowly after use.27 Despite very poor in vitro
external visual assessment and epidermal water activity against non-enveloped viruses, in vivo
content measurement (skin capacitance).20 This activity has been shown, with 70% propan-2-ol
effect can be reduced by adding emollients to and 70% ethanol being more effective than both
preparations or by using hand creams. The combi- soap and other antiseptic agents in reducing
nation of dryness and removing the natural de- rotavirus titers (a common cause of infantile
fensive acidic pH of the skin can lead to easier gastroenteritis) on fingerpads.28,29
colonisation with potential pathogens. Although alcohol use is not recommended when
hands are visibly soiled or potentially grossly
Alcohols contaminated with dirt or organic material, when
small amounts of proteinaceous material such as
Alcohol-based hand hygiene products contain ei- blood is present, ethanol and propan-2-ol may
ther ethanol, propan-2-ol (isopropanol, isopropyl reduce bacterial counts more than plain soap or
alcohol), propan-1-ol (n-propanol, n-propyl alco- antiseptic agents.30
hol), or combinations thereof (Fig. 1). They have Alcohols have been shown to prevent the transfer
antimicrobial activity due to their ability to de- of pathogens from healthcare workers. Gram-
nature proteins,21 and concentrations of 60e95% negative bacilli were transferred from a colonised
are most effective, with higher concentrations patients skin to a piece of catheter material via the
being less potent because water is needed for hands of nurses in only 2 out of 12 occasions after
the denaturation process.21 alcohol handrub, compared with 11 out of 12
In vitro, alcohols have powerful antibacterial occasions after handwashing with soap and water.18
activity against gram-positive and gram-negative Alcohol-based products are more effective for
bacteria including antibiotic-resistant organisms standard hand hygiene by healthcare workers than
such as MRSA, Mycobacterium tuberculosis and plain soap or antimicrobial soaps.18,31e42 In nearly
certain fungi.21e23 Enveloped lipophilic viruses all trials, alcohol reduced antibacterial counts on
such as HSV, HIV, RSV and influenza virus are hands more than washing with plain soap or
also susceptible.21,24,25 Hepatitis B and hepatitis detergents containing povidoneeiodine, 4% chlo-
C viruses are less susceptible but destroyed by rhexidine, or triclosan alone. Importantly, looking
60e70% alcohol.26 Alcohols have very poor in vitro at antibiotic-resistant organisms, alcohol-based
activity against bacterial spores, non-enveloped products reduced the number of pathogens
viruses and protozoan cysts. recovered from the hands of healthcare workers
In vivo, alcohols effectively reduce bacterial more effectively than soap and water.43,44
counts on hands22 and the log10 reduction factor of The efficacy of alcohol-based products is influ-
test bacteria from artificially contaminated hands enced by several factors including the amount of
averages 4.6 after a 1-min application of 60% alcohol used, the concentration, the time contact

Figure 1 From left to right: ethanol, propan-1-ol and propan-2-ol molecular structures.
56 C.R. Nicolay

lasts for, the type of alcohol and whether hands dine are more effective than plain soap but less
are wet or not. For example, applying 1 ml of effective than 4% chlorhexidine gluconate.
alcohol is much less effective than using 3 ml.45 Importantly, unlike alcohol, chlorhexidine has
Frequent use of alcohol-based formulations can substantial residual activity,31,51,52 and so addition
cause skin drying unless other substances such as of low concentrations (0.5e1%) to alcohol-based
glycerol and emollients, etc. are added. Interest- preparations gives better residual activity than
ingly, and even more in the favour of alcohol use, alcohol alone.
alcohol-based products containing emollients Chlorhexidine is safe to use53 with minimal skin
cause significantly less skin irritation than soaps absorption. Contact with eyes in concentrations
or antimicrobial detergents tested.20,42,46 greater than 1% must be avoided as it can cause
conjunctivitis and severe corneal damage. Its
ototoxicity prevents its use in surgery of the inner
Chlorhexidine or middle ear, and contact with brain and menin-
ges should also be avoided.
Chlorhexidine gluconate is a cationic bisbiguanide
developed in the UK in the 1950s (Fig. 2) and is Iodine
found in antiseptic solutions in different concen-
trations e.g. Hibiscrub and Hibisol, as well as Iodine has been used as an antiseptic since the
other products such as dental mouthwashes. 1800s but because of skin irritation and discolour-
It is antibacterial due to its ability to attach to ing, it has been mostly replaced by iodophors
and disrupt cytoplasmic membranes leading to cell (iodine, iodide or triiodide together with a high
content precipitation,47 but it has a slower imme- molecular weight polymer carrier) as the active
diate activity than alcohols. It has good activity component in antiseptics. Iodine rapidly pene-
against gram-positive bacteria, but less against trates the cell wall of bacteria and forms com-
gram-negative and fungi. Chlorhexidine in alcohol plexes with amino acids and unsaturated fatty
has been shown to have better activity against acids leading to disrupted protein synthesis and
MRSA in vitro than both aqueous chlorhexidine and cell membranes.
povidoneeiodine.48,49 It has minimal activity The amount of free molecular iodine present
against tubercle bacilli and it is not sporicidal. It determines the level of antimicrobial activity,
also has in vitro activity against enveloped viruses for example 10% povidoneeiodine formulations
such as HSV, HIV, CMV, RSV and influenza, but less contain 1% available iodine giving a 1 ppm free
activity against non-enveloped viruses. iodine concentration.54 The combination with var-
As chlorhexidine is a cation, its activity is ious polymer carriers increases iodine solubility,
reduced by natural soaps, inorganic anions, non- reduces skin irritation and promotes sustained
ionic surfactants and hand creams containing iodine release. These polymers are often polyvinyl
anionic emulsifying agents.50 Aqueous or detergent pyrrolidone (povidone) (Fig. 3) and ethoxylated
formulations containing 0.5% or 0.75% chlorhexi- nonionic detergents (poloxamers).

Figure 2 Chlorhexidine (free base) molecular structure.


Hand hygiene: An evidence-based review 57

* triclosan binding to the active site of enoylacyl


* carrier protein reductase, an enzyme that is
I I important for completing cycles of elongation in
N type II fatty acid synthase systems.58,59
O Triclosan has a broad range of antimicrobial
activity but is often bacteriostatic. It has signifi-
n cantly greater activity against gram-positive or-
ganisms, particularly MRSA60 (introducing triclosan
Figure 3 Povidoneeiodine molecular structure. preparations eliminated MRSA outbreaks in two
independent neonatal units61,62) than gram-nega-
tive and has reasonable activity against mycobac-
Iodine and iodophors have antibacterial action teria and Candida spp. In several studies, however,
against gram-positive, gram-negative bacteria and log10 reductions of bacterial counts on hands after
mycobacteria, viruses and fungi, but at the con- washing with triclosan have been poorer than
centrations used, they are usually not sporicidal. after chlorhexidine, iodophors or alcohol-based
In vivo studies have shown that they reduce the products.31,63
number of viable organisms recovered from the
hands of personnel.37,41,44 The antibacterial activ-
ity is significantly reduced if organic material is Future agents
present such as blood or sputum.55 Future applica-
tions of povidoneeiodine include MRSA eradication Clearly, the search for the optimum hand hygiene
from nasal mucosa and other mucous mem- agent is still underway. With such factors as skin pH,
branes, and treatment for herpes simplex and skin irritation, allergy, effective concentration,
Chlamydia infections.56 interaction with other substances, e.g. organic
Iodophors cause less skin irritation and fewer matter, and human preference such as ease of
allergic reactions than iodine but more irritant con- rinsing, odour, etc., it is a difficult challenge. A
tact dermatitis than other antiseptics commonly recent study looking at the effectiveness of rubbing
used today.19 hands with a 4% w/w hypochlorite solution until the
hands are slippery (about 5 min), as recommended
by Semmelweis showed that it was 30 times more
Triclosan
effective than a 1-min rub with 60% propan-2-ol.64 It
is, however, often irritating to the skin, has a strong
Triclosan (2,4,4#-trichloro-2#-hydroxydiphenyl ether)
odour, and compliance is already poor without
is a nonionic colourless substance developed in the
introducing a 5-min washing regimen.
1960s and introduced into soaps and other prod-
Future products are likely to be combinations of
ucts such as washing-up liquid, mouthwash and
existing substances at different concentrations or
toothpaste (Fig. 4). Concentrations of 0.2e2% have
the combination of novel compounds with existing
antimicrobial activity by entering bacterial cells
products to optimise their activity, for example
and affecting RNA, fatty acid and protein synthe-
improving the residual antimicrobial activity of
sis.57 More recent research suggests this is due to
alcohols. A new preparation that has persistent
antimicrobial activity on surfaces and human skin
has been created by adding silver-containing poly-
mers to an ethanol carrier e Surfacine. Micro-
organisms contacting this intelligent coating
accumulate silver until their toxicity threshold is
exceeded, and they eventually lyse and detach
from the surface.65
Research must still continue because just as
strains of antibiotic-resistant bacteria emerge,
resistance to antiseptic agents could become
a problem in the future. Strains of S. aureus that
demonstrate increased resistance to chlorhexidine
and triclosan have already been isolated. The
future environmental effects of rinsing thousands
of litres of these agents into the water supply also
Figure 4 Triclosan molecular structure. need to be borne in mind.
58 C.R. Nicolay

Testing hand hygiene substances e EN of bacteria responsible for HAIs. The most power-
1499 and EN 1500 ful evidence promoting the use of different agents
does not come from laboratory testing and the
EN 1499 is the European standard by which counting of colony forming units on agar plates,
antiseptic liquid soaps must demonstrate efficacy but rather from an observed fall in the HAI rate
under practical conditions compared with the after their introduction and use on the ward.
reference, plain soap, tested on Escherichia coli
K12 (NTCC 10538). The product should be signifi-
cantly more effective than the reference soap. EN Preoperative hand disinfection
1500 is the standard by which products for hygienic
hand disinfection such as hand rinses or gels must Lister recommended the application of carbolic
demonstrate efficacy under practical conditions in acid (phenol) to the hands of surgeons in the 1800s
comparison with the reference, propan-2-ol (60% and since then the preoperative ritual of washing
v/v) tested on E. coli K12 (NTCC 10538). The hands and forearms with an antiseptic has been
product should be significantly more effective than a common practice, with a presumed 100% com-
this reference alcohol.17 pliance (unlike hand hygiene on the ward). No
These test protocols involve a crossover design randomised controlled trials have ever taken place
with 12 to 15 volunteers (not doctors or nurses) to show that surgical infection rates are reduced
using the hand hygiene product for 1 min. This is by using an antiseptic agent rather than plain soap.
despite the fact that numerous observational However, there is evidence that the bacteria on
studies show that doctors and other healthcare the hands of surgeons can cause wound infections
workers only spend between 7 and 24 s washing if introduced into the operative field during sur-
their hands.15 Indeed, the NICE guidelines them- gery. A single strain of S. epidermidis caused an
selves state that hands must be rubbed together outbreak of postoperative wound infections and
vigorously for a minimum of 10 to 15 s.14 Protocols endocarditis during a 6-month period and was
fail to use protein contamination of the hands that traced back to the hands of a single cardiac
can interact with the agents, and also the bacte- surgeon.67 Also, rapid bacterial growth occurs
rial skin flora of doctors hands may be very under surgical gloves if plain soap is used, but
different to that of volunteers. These shortcom- growth is slower after using an antiseptic68 (per-
ings in testing unfortunately mean that there is haps gloves internally impregnated with an anti-
little data on the efficacy of these products under bacterial coating would be a cost-effective
the conditions in which they will actually be used. solution). Reducing the resident skin flora on the
This problem was reported in the Lancet in 2002, surgeons hands for the duration of the procedure
with no alcohol gel tested meeting EN 1500 reduces the risk of contamination if gloves become
requirements within 30 s of application.17 In fact, punctured during surgery. When vascular surgeons
the 30-s efficacy of most alcohol gels is closer to who normally used an antiseptic began using plain
a simple handwash with soap than to the reference soap instead, at least one outbreak of surgical site
hand disinfection, i.e. only a log10 reduction factor infection occurred.69
of 2.8, rather than 4.6. Sterillium gel was the only Preoperative antiseptic preparations are selected
alcohol gel that passed EN 1500 within 30 s. for their ability to reduce the number of bacteria
Technique is also an important variable in de- on hands immediately after washing, after wear-
termining the effectiveness of hand hygiene ing gloves for 6 h (persistence) and after multiple
products (Fig. 5). A study published in 2004 applications over five days (cumulative activity).
demonstrated that the mean log10 reduction in They also need to be non-irritating and have
healthcare workers using alcohol-based handrub broad-spectrum activity.
was only 2.0, with 25% achieving less than 1.1.66 The most effective agents for reducing bacterial
Years of experience was the single most important counts immediately after hand disinfection are
factor predicting antimicrobial activity, demon- formulations containing 60e95% alcohol alone or
strating the importance of technique and senior 50e95% when combined with chlorhexidine gluco-
staff leading by example and how training should nate. These are followed by, in order of decreasing
be given before switching policies from handwash- activity, chlorhexidine gluconate, iodophors, tri-
ing to alcohol handrub. closan, and plain soap.70e74
The fact remains though that it is not really Persistence, however, is a very important virtue
known what log10 reduction in hand bacterial in an antiseptic, and one that alcohols lack,
colonisation is needed to prevent the transmission although bacteria appear to grow more slowly on
Hand hygiene: An evidence-based review 59

Figure 5 Effective hand hygiene technique. Based on procedure described by Ayliffe GAJ, Babb JR, Quoraishi AH.
J Clin Pathol. 1978;31(10):923e8. Images produced by author.

the hands after alcohol use, and counts after antibacterial effect, and chlorhexidine gluconate
wearing gloves for between 1 and 3 h rarely the optimum persistent effect, so a combination of
exceed pre-disinfection values. A recent study the two, or a two-stage disinfection regime would
showed that a 61% ethanol preparation did not seem a better option than washing for endless
achieve adequate persistent activity at 6 h after minutes with povidoneeiodine. Indeed, an initial
use.75 The addition of 0.5% or 1% chlorhexidine 1e2 min wash with 4% chlorhexidine gluconate or
gluconate to alcohol preparations, however, pro- povidoneeiodine followed by the application of an
duces an antiseptic with persistence that has alcohol-based product has been shown to be as
equalled or exceeded that of 2% or 4% chlorhex- effective as a 5-min regime with an antiseptic.51,82
idine gluconate, the agent with best persistence.
The next greatest persistent antibacterial activity Sponge and brush?
is found with triclosan, then iodophors.52,74,76,77
Hexachlorophene has not been discussed as it is Some surgical preoperative protocols require sur-
absorbed into the blood with repeated use, so geons to scrub with a brush, but this can lead to
seldom used for surgical hand hygiene. skin damage and result in increased shedding of
bacteria from the hands.83 Several studies indicate
Duration of preoperative hand disinfection that neither a brush nor a sponge is necessary to
reduce bacterial counts, especially when alcohol-
Disinfection for 10 min preoperatively often leads based products are used.46,75,76,78,84 Indeed, one
to skin damage, and 5 min of equivalent activity study showed that using 1% chlorhexidine with 61%
reduces bacterial counts as effectively, or even ethanol without scrubbing or using water produced
more effectively.78,79 Studies have shown that a significantly greater microbial reduction on the
2 or 3 min regime reduces bacterial counts to hands of volunteers than using 4% chlorhexidine
acceptable levels.77,80,81 with a scrub brush in 2e3-min surgical scrubs.75
Based on the characteristics of the antiseptic
substances discussed already, however (immediate
activity, persistence and cumulative activity), it Compliance with hand hygiene
would seem sensible that perhaps the actual guidelines
products used rather than the length of time spent
scrubbing would be a more sensible avenue to Compliance of healthcare workers to recommen-
explore. Alcohols have the optimum immediate ded hand hygiene guidelines is notoriously poor,
60 C.R. Nicolay

with a baseline ranging from 5% to 81%, mean based handrub dispensers are placed at each
40%.15 However, the definitions and criteria used patients bedside or carried on each person as
and the methods of collecting data vary widely a small clip-on dispenser, however, a significant
between studies and most of them have been amount of time can be saved. In addition to ease
carried out in intensive care units (ICUs), which and quickness of use, alcohol gels, when used
are probably not representative of behaviour else- properly, act faster and irritate hands less than
where in the hospital. Improved compliance after plain soap or antiseptic agents. They were also
different interventions has been reported, but used in the only programme that has shown
most studies have short follow-up periods so long- a sustained improvement in hand hygiene compli-
lasting effects are unknown. This is probably partly ance combined with a fall in HAI rate.90
because of the high turnover of staff rotating jobs If a hand hygiene agent is introduced in the
and hospitals in the medical profession. future with better residual activity than those
In a large hospital wide survey of hand hygiene available now, it may no longer become necessary
practices, 2834 opportunities for hand hygiene to disinfect hands as often and compliance may
were observed, with an average compliance of increase and guidelines may change. Expecting
48%.85 Compliance was greatest with nurses and at nurses to disinfect their hands 20 times per day
weekends rather than a weekday. Noncompliance for example may be more acceptable and achiev-
was greatest in intensive care units compared with able than perhaps 60 or 80 times per day.
medical wards, and when intensity of patient care A small study in the UK91 looked at changing
was high. There have been several other observa- hand hygiene behaviour by educating patients, and
tional studies that have determined the risk involving them to ask all healthcare workers who
factors for noncompliance (Table 1).9,85e87 were going to have direct contact them Did you
wash your hands?, based on the American Partners
in Your Care programme.92 This empowers pa-
Improving compliance with hand tients with responsibility for their care and in-
hygiene guidelines creased soap usage and handwashings by an
average of 50%. Interestingly, but perhaps not
Since a substantial proportion of HAIs result from unpredictably, all patients asked nurses but only
cross-infection, and transmission of microorgan- 35% asked doctors. Of course, for this to be
isms by the hands of healthcare workers is recog- effective patients need to be well enough to be
nized as the main route of spread,88 it is essential alert and able to understand and speak English.
to implement changes to improve compliance. Considering the breadth of factors, both behav-
From the list of risk factors above, one common ioural and institutional interfering with hand
factor is clear e lack of time for hand hygiene. In hygiene compliance, clearly a solution to this
one study in ICU, it took nurses an average of 62 s problem will involve intervention at a personal,
to leave a patients bedside, walk to a sink, wash and at an institutional level. Regular education
their hands and return to the patient.89 If alcohol- demonstrating correct hand hygiene technique and

Table 1 Risk factors for noncompliance to hand hygiene guidelines


Observed risk factors Self-reported risk factors
 Being a doctor (rather than nurse)  Skin irritation
 Being a nursing assistant (rather than a nurse)  Inaccessible supplies
 Being male  Too busy or lack of time
 Working in ICU  Inconveniently located sinks
 Working on a weekday  Insufficient number of sinks
 Activities with high risk of cross-contamination  Low risk of acquiring infection from patient
 Wearing gloves or gowns  High workload and understaffing
 Higher number of hand hygiene  Interference with patienteworker relationship
opportunities per hour of patient care  Patient needs perceived as priority
 Wearing gloves
 Forgetfulness
 Ignorance of or disagreement with guidelines
 Lack of scientific evidence for the impact
of hand hygiene on HAI rates
Hand hygiene: An evidence-based review 61

the scientific evidence behind the benefits of hand associated with a significant and sustained re-
hygiene is important. Encouragement from seniors, duction in the number of patients colonised or
and senior staff leading by example on ward rounds infected with Klebsiella spp. A different study in
would help to promote good hand hygiene behav- a neonatal ICU (NICU) showed the elimination of
iour. A system of continually published cycles of endemic MRSA after the introduction of 1% triclo-
audit looking at both hand hygiene compliance and san w/v for hand hygiene, with all other infection
hospital acquired infection rate with feedback to control measures remaining in place.61 Compared
individual wards would create an environment with the previous 12 months, fewer antibiotics
where people are constantly aware of infection were prescribed and fewer hospital acquired in-
control. fections were recorded (p ! 0.05).
In 2000, a study at the University of Geneva
Hospital demonstrated the effectiveness of a hos-
Impact of improved hand hygiene pital wide, longstanding programme to promote
on HAI rate hand hygiene.90 This was achieved with posters,
feedback meetings, and bedside and pocket alco-
The lack of scientific evidence showing that im- hol handrub dispensers, and HAI rates, attack rates
proved hand hygiene leads to a reduction in HAI is of MRSA cross-transmission and alcoholic handrub
cited as a reason why some healthcare workers are consumption were measured. Hand hygiene com-
not compliant with hand hygiene guidelines. Of pliance improved from 48% in 1994 to 66% in 1997
seven hospital-based studies, most demonstrated (p ! 0.001), and although handwashing with soap
a temporal relationship between improved hand and water remained constant, frequency of hand
hygiene and lower HAI rates (Table 2). disinfection increased (p ! 0.001). Hand hygiene
In 1977, an ICU-based study93 showed that improved significantly among nurses and nursing
the introduction of routine handwashing by staff assistants but still remained poor amongst doctors.
before moving from one patient to the next was Alcohol handrub consumption increased from 3.5

Table 2 Association between improved hand hygiene compliance and HAI rate
Year Site Intervention Results Follow-up
1977 ICU93 Introduction of handwashing Reduction in Klebsiella spp. 2 years
between patients HAI rate
1989 ICU94 6-week trial each of 10% 50% reduction in HAI rate with 18 weeks
povidoneeiodine vs 4% 10% povidone & 4% aqueous
aqueous chlorhexidine vs soap chlorhexidine vs soap.
1992 ICU95 Prospective multiple crossover Chlorhexidine use reduced the 8 months
trial comparing chlorhexidine HAI rate more effectively than
with 60% propan-2-ol and soap 60% propan-2-ol and soap, partly
explained by better compliance
with chlorhexidine.
1994 NICU61 Introduction of triclosan 1% w/v MRSA eliminated. A$17,000 saved 1 year
from reduction in vancomycin use.
1995 Newborn After an MRSA skin infection MRSA eliminated. 3.5 years
nursery62 outbreak, aggressive infection
control measures instituted including
changing plain soap to 0.3% triclosan.
2000 ICU96 Intervention with multiple Reduction in VRE infection, 6 months
components designed to increase no change in MRSA incidence.
handwashing with plain soap,
compared with control hospital.
2000 Hospital-wide90 Hand hygiene promotion with Hand hygiene compliance 5 years
posters, feedback meetings, and increased from 48% to 66%, and
bedside and pocket alcohol significant reduction in HAI rate
dispensers. and MRSA incidence.
NICU Z neonatal ICU.
62 C.R. Nicolay

to 15.4 l per 1000 patient-days (p ! 0.001), and Conclusion


during the same period HAI prevalence decreased
41% from 16.9% in 1994 to 9.9% in 1998 (p Z 0.04), Hospital acquired infection affects approximately
and MRSA rates decreased 57% from 2.16 to 0.93 10% of inpatients, leads directly to an estimated
episodes per 10,000 patient-days, (p Z 0.001). 5000 deaths a year in the UK and costs the NHS an
Even more impressively, annual incidence of MRSA estimated 1000 million a year. Despite nearly
bacteraemia decreased 68% from 0.74 to 0.24 one-third of these infections being caused by
episodes per 10,000 patient-days (p ! 0.001). cross-infection by healthcare workers, compliance
with recommended hand hygiene guidelines is
poor, particularly amongst doctors.
The cost of hand hygiene This review discusses the effectiveness and the
properties of different hand hygiene agents avail-
The financial cost of hand hygiene products used in able for use on the ward and for preoperative hand
hospitals is an important consideration, and in disinfection. There are a vast number of studies
a study in 1999 a 450-bed community teaching looking at different hand hygiene agents and their
hospital in America spent US$22,000 on plain soap, effectiveness, but there is a lack of good research
2% chlorhexidine preparations, and alcohol han- using adequate numbers, control groups, long-term
drub.97 Compared with liquid soap, the equivalent follow-up, and using HAI rate as an outcome rather
amount of 2% chlorhexidine gluconate costs about than hand hygiene frequency or bacterial growth
1.7 times the amount, and alcohol-based handrub from hands. Hand hygiene products are needed with
almost double the cost. However, the expenditure better residual activity, and testing of these agents
by hospital trusts on hand hygiene products must is needed using short application times, under the
be compared against the excess costs arising from conditions they are actually used in hospitals rather
hospital acquired infections, and must not be seen than in mock protocols by volunteers in laboratories.
as a barrier to promoting optimum hand hygiene. Improved hand hygiene compliance has been
The costs associated with only four or five HAIs shown to significantly reduce the HAI rate. This
may be the same as the entire annual hand hygiene improvement requires a multifactorial approach
product budget. Indeed, just one severe surgical including the availability of alcohol handrubs on
site infection, lower respiratory tract infection or every person and bedside, education, peer exam-
septicaemia may cost more than this budget! ple, and a continually published cycle of audit
Based on current BNF prices, the cost of 10 days looking at hand hygiene compliance and accur-
treatment for MRSA is 346.40 with vancomycin ately measuring the HAI rate. The financial savings
(1 g bd iv) or 391.82 with teicoplanin (400 mg od associated with fewer HAIs and less antibiotic use
iv), without the additional costs of drug level easily outweigh the cost of programmes to improve
monitoring, nursing time, cannulae, etc. One study hand hygiene compliance.
demonstrated a saving of about A$17,000 over just In the 21st century, 16 decades after the reports
7 months from using less vancomycin due to the of Semmelweis and Holmes, we are facing an ever-
reduction in MRSA incidence.61 Of course, less use increasing battle against hospital acquired infec-
of antibiotics also reduces the chance of antibiotic tion, antibiotic-resistant bacteria and increasing
resistance developing. patient numbers from an ageing population. There
In the study at the University of Geneva Hospital has never been a more simple and cost-effective
discussed previously,90 the cost of the programme intervention to help our patients than hand hygiene.
was estimated at no more than 155,000, including
direct and indirect costs. The authors conserva-
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